Rizzuto v. Davidson Ladders, Inc.
Rizzuto v. Davidson Ladders, Inc.
Opinion of the Court
Opinion
The dispositive issue in this appeal
The record reveals the following relevant factual allegations and procedural history. On December 16, 1996, the plaintiff, Leandro Rizzuto, climbed a ladder manufactured by the named defendant, Davidson Ladders, Inc. (Davidson),
On May 8, 2001, the plaintiff amended his complaint to add a claim for intentional spoliation of evidence. Specifically, the plaintiff alleged that: (1) “[b]y destroying and/or not preserving [the] ladder, the defendants . . . intentionally spoliated evidence critical to [the plaintiffs] pending products liability action”; (2) “[t]he plaintiffs case has been damaged to the point where no expert can conclusively establish the mechanism of the defect which caused the plaintiffs injuries”; and (3) “as a result of the spoliation, the plaintiff may not be able to prove his case, and his interest in the [product liability cause] of action . . . will forever be lost.” The defendants moved to strike the plaintiffs intentional spoliation of evidence claim, contending that no such cause of action exists in this state. The trial court agreed with the defendants and, on March 19, 2003, granted the motion to strike.
Meanwhile, on November 25, 2002, the plaintiff requested permission to file a second amended complaint alleging that Home Depot’s “pattern in practice [of] destroying] critical pieces of evidence that are the subject of litigation against it” violates the Connecticut Unfair Trade Practices Act (CUTPA), General Statutes § 42-110a et seq. The defendants objected, claiming that the proposed amendment was untimely and unsupported by any factual allegations. On March 19, 2003, the trial court sustained the defendants’ objection.
Thereafter, the plaintiff withdrew the product liability claims and moved for judgment in favor of the defendants on the claim of intentional spoliation of evidence. The trial court granted the plaintiffs motion and, on June 2, 2003, rendered judgment in favor of the defendants. This appeal followed.
I
The plaintiff first claims that the trial court improperly granted the defendants’ motion to strike his intentional spoliation of evidence claim on the ground that no such cause of action exists. Home Depot responds that we need not determine whether this state recognizes the tort of intentional spoliation of evidence because the plaintiffs complaint fails to plead all of the essential elements of the tort. Alternatively, Home Depot maintains that this state does not recognize intentional spoliation of evidence as an independent cause of action. We agree with the plaintiff.
“The standard of review in an appeal challenging a trial court’s granting of a motion to strike is well established. A motion to strike challenges the legal sufficiency of a pleading, and, consequently, requires no factual findings by the trial court. As a result, our review of the court’s ruling is plenary. . . . We take the facts to be those alleged in the complaint that has been stricken and we construe the complaint in the manner most favorable to sustaining its legal sufficiency. . . . Thus, [i]f facts provable in the complaint would support a cause of action, the motion to strike must be denied.” (Internal quotation marks omitted.) Sullivan v. Lake Compounce Theme Park, Inc., 277 Conn. 113, 117-18, 889 A.2d 810 (2006).
We first address Home Depot’s claim that we need not determine whether this state recognizes the tort of intentional spoliation of evidence because, even if such a cause of action exists, the trial court properly struck the plaintiffs spoliation claim. Specifically, Home Depot contends that the destruction of the ladder did not hinder the plaintiffs ability to prevail on his product liability claims, and the plaintiffs voluntary withdrawal of his product liability claims precludes a spoliation claim as a matter of law. We reject these claims.
“Disruption of a party’s case is a critical element of the intentional spoliation tort.” M. M. Koesel & T. L. Turnbull, Spoliation of Evidence: Sanctions and Remedies for Destruction of Evidence in Civil Litigation (2d Ed. 2006), p. 93; see, e.g., Coleman v. Eddy Potash, Inc., 120 N.M. 645, 649, 905 P.2d 185 (1995), overruled in part on other grounds by Delgado v. Phelps Dodge Chino, Inc., 131 N.M. 272, 34 P.3d 1148 (2001); Smith v. Howard Johnson Co., 67 Ohio St. 3d 28, 29, 615 N.E.2d 1037 (1993); Hannah v. Heeter, 213 W. Va. 704, 717, 584 S.E.2d 560 (2003). Accordingly, most states that recognize the tort of intentional spoliation of evidence require a plaintiff to establish, inter alia, that “the spoliated evidence was vital to a party’s ability to prevail in [a] pending or potential civil action . . . .” Hannah v. Heeter, supra, 717.
Home Depot does not dispute that the ladder was vital to the plaintiffs ability to prevail on his claim that the ladder was manufactured defectively. Rather, Home Depot contends that the ladder was not vital to the plaintiffs claims that the ladder was designed defectively or sold without adequate warnings because these claims, Home Depot maintains, could have been proven through the use of exemplars. In support of this argument, Home Depot relies on Beers v. Bayliner Marine
Home Depot next claims that the trial court properly struck the plaintiffs intentional spoliation of evidence
In any event, we would decline to require a spoliation plaintiff to pursue a futile lawsuit to establish a causal nexus between a defendant’s alleged spoliation of evidence and the failure of the underlying action. See Mayfield v. Acme Barrel Co., 258 Ill. App. 3d 32, 38, 629 N.E.2d 690 (1994) (“no action for spoliation can be brought until after the underlying claim which is dependent upon the missing evidence is lost”); but see Boyd v. Travelers Ins. Co., 166 Ill. 2d 188, 198, 652 N.E.2d 267 (1995) (plaintiff need not lose underlying action to bring spoliation claim, instead, plaintiff may bring spoliation claim concurrently with underlying action). We agree with those jurisdictions that have concluded that requiring a plaintiff to pursue and to lose the underlying litigation prior to bringing a spoliation claim “is too harsh” and “ignores the plaintiffs interest in securing a reasonable recovery” for the alleged loss of the underly
B
We next address whether this state recognizes the tort of intentional spoliation of evidence. As an initial matter, we note briefly what is not at issue in the present case. The parties do not dispute that a defendant in a pending case has a legal duty to preserve relevant evidence.
“It cannot be doubted that we have the inherent power to recognize new tort causes of action, whether derived from a statutory provision; see, e.g., Mead v. Burns, 199 Conn. 651, 663, 509 A.2d 11 (1986) (creating damages action under Connecticut Unfair Trade Practices Act for violations of Connecticut Unfair Insurance Practices Act); or rooted in the common law. See, e.g., Sheets v. Teddy’s Frosted Foods, Inc., 179 Conn. 471, 480, 427 A.2d 385 (1980) (recognizing tort of wrongful discharge); Urban v. Hartford Gas Co., 139 Conn. 301, 307, 93 A.2d 292 (1952) (recognizing torts of intentional and negligent infliction of emotional distress).” Binette v. Sabo, 244 Conn. 23, 33, 710 A.2d 688 (1998).
“[T]he fundamental policy purposes of the tort compensation system [are] compensation of innocent parties, shifting the loss to responsible parties or distributing it among appropriate entities, and deterrence of wrongful conduct .... It is sometimes said that compensation for losses is the primary function of tort law . . . [but it] is perhaps more accurate to describe the primary function as one of determining when compensation [is] required. ... An equally compelling function of the tort system is the prophylactic
“The underlying premise for recognition of [the tort of intentional spoliation of evidence] is that a victim of spoliation is entitled to recover compensatory, and possibly punitive, damages for the loss of a prospective lawsuit. The ineffectiveness of judicial sanctions in deterring spoliation prompted, in part, the recognition of this tort. . . . The spoliation tort protects a litigant’s interest in bringing a prospective cause of action by compensat[ing] the non-spoliating litigant for uninvited interference with the prospective lawsuit resulting from destroyed evidence.” (Internal quotation marks omitted.) M. M. Koesel & T. L. Turnbull, supra, pp. 84-85; see also Holmes v. Amerex Rent-A-Car, supra, 710 A.2d 849 (“[s]ome remedy . . . should be available to those whose expectancy of recovery has been eliminated . . . through the [intentional] acts of another”); Hazen v. Anchorage, 718 P.2d 456, 464 (Alaska 1986) (“a prospective civil action in a product liability case is a valuable probable expectancy that the [c]ourt must protect from the kind of interference alleged herein” [internal quotation marks omitted]).
To determine whether existing nontort remedies are sufficient to compensate victims of intentional spoliation and to deter future spoliation, we first analyze the scope and applicability of these remedies under the facts alleged herein. This court first addressed the effect of intentional spoliation of evidence in a products liabil
On appeal, we concluded that a victim of spoliation is not entitled to summary judgment as a matter of law; id., 775; and, accordingly, we reversed the judgment of the trial court. Id., 781. Instead, we adopted “the rule of the majority of the jurisdictions that have addressed the issue [of spoliation of evidence] in a civil context, which is that the trier of fact may draw an inference from the intentional spoliation of evidence that the destroyed evidence would have been unfavorable to the party that destroyed it.” Id., 775. To be entitled to this inference, the victim of spoliation must prove that: (1) the spoliation was intentional, in the sense that it was purposeful, and not inadvertent;
Pursuant to Beers, a party “suffering from spoliation cannot build an underlying case on the spoliation inference alone; for an underlying claim to be actionable, the [party] must also possess some concrete evidence that will support the underlying claim.” B. S. Wilhoit, “Spoliation of Evidence: The Viability of Four Emerging Torts,” 46 UCLAL. Rev. 631, 648 (1998). Thus, a plaintiff in a product liability action cannot rely solely on the spoliation inference to withstand a motion for summary judgment or a motion for a directed verdict; he must also have some independent concrete evidence of a product defect.
In the present case, the plaintiff alleges that the defendants’ intentional, bad faith destruction of the ladder deprived him of the evidence he needed to establish a prima facie case of product liability against the defendants.
We next turn to the efficacy of the judicial sanctions available under our rules of practice for intentional spoliation of evidence. Practice Book § 13-14
Such plaintiffs may, however: (1) request the entry of default judgment; (2) move for a finding of civil or criminal contempt; Practice Book § 1-21 A;
Although these sanctions provide a limited deterrent effect, with the exception of an entry of default judgment, none of them attempts to compensate the plaintiff for the loss of his underlying civil action. Even the propriety and applicability of an entry of default judgment, however, is questionable under the present circumstances. As we previously explained, this court concluded in Beers that a party’s intentional spoliation of evidence does not relieve the spoliation victim of the burden to produce concrete evidence to support his underlying claim. Beers v. Bayliner Marine Corp., supra, 236 Conn. 779. As such, it would appear to be inconsistent with Beers to conclude that a victim of spoliation is entitled to judgment as a matter of law, despite his inability to satisfy his burden of proof, as a consequence of a defendant’s intentional spoliation of evidence. To the extent that a default judgment would be proper, we note that it is a discretionary sanction of last resort and, as such, likely would be available only in the most egregious cases. See, e.g., Marfia v. T.C. Ziraat Bankasi, 100 F.3d 243, 249 (2d Cir. 1996) (entry of default judgments is “the most severe sanction which the court may apply” [internal quotation marks omitted]); Evans v. General Motors Corp., 277 Conn. 496, 523-24, 893 A.2d 371 (2006) (“although [entry of a default judgment] is not an abuse of discretion whe[n] a party shows a deliberate, contumacious or unwarranted disregard for the court’s authority . . . the court should be reluctant to employ the sanction . . . except as a last resort” [internal quotation marks omitted]). Accordingly, we conclude that existing nontort remedies are insufficient to compensate a victim of spoliation who has been deprived completely of his
Moreover, we conclude that these remedies do not adequately deter future intentional, bad faith spoliation of evidence. In a product liability action, the allegedly defective product often is the best if not the only evidence of a product defect. Where the product is in the sole custody or control of the defendant, the possible specter of nontort sanctions may pale in comparison to the costs of a lengthy trial or a substantial award of damages. Indeed, the more defective the product, the stronger the financial incentive to destroy or to dispose of the inculpatory evidence so as to prevent the plaintiff from proving his claim. In other words, under the existing remedies, the more effective the defendant’s spoliation conduct, the greater the financial reward.
For the foregoing reasons, we conclude that the existing nontort remedies are insufficient to compensate victims of spoliation and to deter future spoliation when a first party defendant destroys evidence intentionally with the purpose and effect of precluding a plaintiff from fulfilling his burden of production in a pending or impending case. We therefore conclude that recognition of an independent cause of action for intentional spoliation of evidence is necessary to fulfill the public policy goals of the tort compensation system.
“In defining the parameters of the tort of intentional spoliation of evidence we look to the several states that currently recognize this tort. Intentional spoliation of evidence is defined as ‘the intentional destruction, mutilation, or significant alteration of potential evidence for the purpose of defeating another person’s recovery in a civil action.’ ” Hannah v. Heeter, supra, 213 W. Va. 716, quoting Coleman v. Eddy Potash, Inc., supra, 120 N.M. 649. “Although no uniform body of case law has developed regarding the precise contours of this tort,
Home Depot claims, however, that the tort of intentional spoliation of evidence is unworkable and provides an ineffective remedy. Specifically, Home Depot contends that causation and damages would be difficult to prove because “there will typically be no way of telling what precisely the [spoliated] evidence would have shown and how much it would have weighed in the spoliation victim’s favor.” Cedars-Sinai Medical Center v. Superior Court, supra, 18 Cal. 4th 14. We agree that this difficulty of proof is “endemic to the tort of spoliation”; (internal quotation marks omitted) Holmes v. Amerex Rent-A-Car, supra, 710 A.2d 853; but we disagree that it should preclude recognition of the tort. Id. The difficulty in determining the harm caused by a defendant’s spoliation of evidence is attributable solely to the defendant’s intentional bad faith litigation misconduct. If the plaintiff could establish precisely what the spoliated evidence would have shown, the tort would be unnecessary because the plaintiff would possess sufficient evidence to satisfy his burden of production in the underlying litigation. See id., 850 (“the very purpose of an independent action for spoliation of evidence lies in the inability of the plaintiff to prove proximate causation to the proper degree of certainty required in the underlying suit”). Accordingly, “there would be an inequity in preventing a plaintiff from recovering because of his inability, allegedly caused by the defendant, to prove his underlying case. [T]he most elementary conceptions of justice and public policy require that the wrongdoer shall bear the risk of the uncertainty which his own wrong has created.” (Internal quotation marks omitted.) Id.; see also Story Parchment Co. v. Paterson Parchment Paper Co., 282 U.S.
In light of the difficulties of proof inherent in the tort of intentional spoliation of evidence, we next clarify the plaintiffs burden of proof with respect to causation and damages. To establish proximate causation, the plaintiff must prove that the defendants’ intentional, bad faith destruction of evidence rendered the plaintiff unable to establish a prima facie case in the underlying litigation.
We next turn to the proper measure of damages. We acknowledge that, “[t]he most difficult aspect of a spoliation of evidence tort is the calculation of damages.” (Internal quotation marks omitted.) Holmes v. Amerex Rent-A-Car, supra, 710 A.2d 852. In determining the proper measure of damages, we are guided by the purpose of compensatory damages, which is “to restore an injured party to the position he or she would have been in if the wrong had not been committed.” Kenny v. Civil Service Commission, 197 Conn. 270, 276, 496 A.2d 956 (1985). To restore a victim of intentional spoliation of evidence to the position he or she would have been in if the spoliation had not occurred, the plaintiff is entitled to recover the full amount of compensatory damages that he or she would have received if the underlying action had been pursued successfully. See Hannah v. Heeter, supra, 213 W. Va. 715 (full measure of compensatory damages); Smith v. Atkinson, supra, 771 So. 2d 437-38 (same); see also Petrik v. Monarch Printing Corp., supra, 150 Ill. App. 3d 261 (“[assuming that it is impossible to know what the spoliated evidence would have shown, perhaps the plaintiff should be awarded the full measure of damages that he would have obtained had he won the underlying lawsuit”).
We recognize that various jurisdictions have criticized this measure of damages because “there is the potential that the plaintiff would benefit more in an instance of spoliation than he might have in the underly
Home Depot next claims that the burdens imposed by the tort of intentional spoliation of evidence outweigh the benefits. Specifically, Home Depot alleges that the tort of intentional spoliation of evidence imposes the following intolerable costs: (1) extraordinary precautions by individuals and businesses to preserve needlessly any evidence that might be relevant to future litigation; (2) meritless spoliation actions clogging the dockets of the courts; (3) where the underlying claim and the spoliation claim are pursued simultaneously, the risk of jury confusion and inconsistency; (4) where the underlying claim and the spoliation claim are pursued separately, the risk of duplicative efforts and potentially inconsistent results. See, e.g., Cedars-Sinai Medical Center v. Superior Court, supra, 18 Cal. 4th 15 (costs imposed by tort of intentional spoliation of evidence outweigh benefits). We recognize that “[i]mposing liability for consequential damages often creates significant risks of affecting conduct in ways that are undesirable as a matter of policy.” (Internal quotation marks omitted.) Lodge v. Arett Sales Corp., supra, 246 Conn. 579. We are not persuaded, however, that the costs imposed by the tort of intentional spoliation of evidence exceed the benefits.
First, with respect to the preservation of evidence, we note that the parties to a pending or impending civil action already have a legal duty to retain evidence
For the foregoing reasons, we conclude that this state recognizes the tort of intentional spoliation of evidence. Because the plaintiffs complaint sufficiently states a
II
Lastly, the plaintiff contends that the trial court improperly denied his request to file a second amended complaint alleging that the defendants’ intentional destruction of evidence violated CUTPA. Specifically, the plaintiff claims that the trial court abused its discretion when it concluded that the plaintiffs request was untimely and that the proposed amendment was unsupported by factual allegations. Home Depot responds that the trial court properly denied the plaintiffs request in light of the age of the case, the impending trial, the broad new issues being injected into the case and the plaintiffs unreasonable delay in seeking the amendment. We conclude that the trial court improperly considered the legal sufficiency of the plaintiffs proposed CUTPA claim in ruling on the plaintiffs request to file a second amended complaint. We further conclude, however, that the trial court did not abuse its discretion by denying the plaintiffs request on the grounds of timeliness and prejudice to the defendants.
The following additional procedural history is relevant to our resolution of this claim. On November 25, 2002, the plaintiff filed a request for permission to file a second amended complaint alleging that Home Depot had destroyed evidence as part of a “pattern in practice [of] destroy[ing] critical pieces of evidence that are the subject of litigation against it” in violation of CUTPA. On December 6, 2002, the defendants objected to the plaintiffs request, claiming that the proposed amendment was legally deficient because the plaintiff had failed to allege any facts in support of the CUTPA claim. On February 5, 2003, the defendants filed a supplemen
Thereafter, in February, 2003, the law firms that had represented both defendants jointly withdrew their appearances on the ground of a conflict of interest,
Meanwhile, the trial, which originally had been scheduled for April 30, 2001, but was postponed to February 18, 2002, was continued to March 19, 2003. On January
On February 24, 2003, the trial court, Doherty, J., heard oral arguments on the defendants’ objection to the plaintiffs request to file a second amended complaint. The plaintiff claimed that the proposed amendment was timely because it was filed immediately after he discovered that Home Depot had a pattern and practice of intentionally destroying evidence relevant to pending litigation.
On March 19, 2003, the date that trial was scheduled to commence, the trial court sustained the defendants’ objection. The plaintiff moved to reargue his request and, on April 10, 2003, the trial court denied the plaintiffs motion. Thereafter, the trial court rendered judgment in favor of the defendants, and the plaintiff appealed from the judgment of the trial court to the Appellate Court. On November 17, 2003, the plaintiff
“Our standard of review of the plaintiffs claim is well settled. While our courts have been liberal in permitting amendments . . . this liberality has limitations. Amendments should be made seasonably. Factors to be considered in passing on a motion to amend are the length of the delay, fairness to the opposing parties and the negligence, if any, of the party offering the amendment. . . . The motion to amend is addressed to the trial court’s discretion which may be exercised to restrain the amendment of pleadings so far as necessary to prevent unreasonable delay of the trial. . . . Whether to allow an amendment is a matter left to the sound discretion of the trial court. This court will not disturb a trial court’s ruling on a proposed amendment unless there has been a clear abuse of that discretion. ... It is the [plaintiffs] burden in this case to demonstrate that the trial court clearly abused its discretion.”
The plaintiff first claims that the trial court improperly denied his request to file a second amended complaint on the ground that the proposed CUTPA claim was unsupported by factual allegations. Specifically, the plaintiff claims that “requests to amend cannot be denied based on the sufficiency of the proposed complaint.” We agree. The proper procedural vehicle to challenge the legal sufficiency of a proposed pleading is a motion to strike, rather than an objection to a motion to amend. See Practice Book § 10-39.
The plaintiff next claims that the trial court improperly denied his request to file an amended complaint on the ground that the proposed amendment was untimely. We are not persuaded. The plaintiff discovered Home Depot’s destruction of evidence in 1999, but did not seek to allege a violation of CUTPA until November, 2002, at which point the trial was only four months away.
The judgment is reversed with respect to the claim of spoliation of evidence and the case is remanded to
In this opinion NORCOTT, PALMER and VERTE-FEUILLE, Js., concurred.
The plaintiff appealed from the judgment of the trial court to the Appellate Court, and we transferred the appeal to this court pursuant to General Statutes § 51-199 (c) and Practice Book § 65-1.
On December 1,2005, the day before oral argument in the present appeal, the plaintiff withdrew his claims against Davidson. Accordingly, Davidson is no longer a party to this appeal.
Home Depot also relies on Beil v. Lakewood Engineering & Mfg. Co., 15 F.3d 546 (6th Cir. 1994), and Columbian Rope Co. v. Todd, 631 N.E.2d 941 (Ind. App. 1994), in support of this claim. We conclude that Home Depot’s reliance on these cases is misplaced because they stand simply for the proposition that a plaintiff may be able to prove the essential elements of a design defect or inadequate warnings claim in the absence of the allegedly defective product. See Beil v. Lakewood Engineering & Mfg. Co., supra, 553 (district court improperly dismissed plaintiffs product liability claim, inter alia, because plaintiff may be able to prove design defect or product defect in absence of spoliated evidence); Columbian Rope Co. v. Todd, supra, 944 (trial court properly permitted plaintiffs expert witness to testify as to inadequate warnings on exemplars of spoliated product). We agree that a plaintiff may be able to prove such claims without the allegedly defective product, but we cannot conclude, as a matter of law, that a plaintiff always will be able to do so.
See generally Trevino v. Ortega, 969 S.W.2d 950, 955 (Tex. 1998) (Baker, J., concurring) (exploring scope of parties’ common-law duty to preserve evidence relevant to pending litigation).
“A first party [defendant] spoliator is a party to the underlying action who has destroyed or suppressed evidence relevant to the plaintiffs claims against that party.” Dowdle Butane Gas Co. v. Moore, 831 So. 2d 1124, 1128 (Miss. 2002). A third party defendant spoliator, however, “is oftentimes a stranger to the underlying litigation, but ... is alleged to have destroyed evidence relevant to the plaintiffs causes of action against another defendant).” Id., 1128-29; id., 1129 (“[i]n other words, a third-party spoliator is a party not alleged to have committed the underlying tort as to which the
We clarified that the spoliator need not have acted with the intent to perpetrate a fraud, and explicitly left “to another day the determination of the appropriate remedy when the spoliator’s intent had been to perpetrate a fraud . . . Beers v. Bayliner Marine Corp., supra, 236 Conn. 777 n.11.
The plaintiffs complaint does not allege explicitly either that the defendants destroyed the ladder in bad faith, or that the plaintiff was unable to satisfy his burden of production without the ladder. The plaintiffs complaint does allege, however, that the defendants destroyed the ladder “intentionally” and, as a result, “the plaintiff may not be able to prove his case, and his interest in the [product liability cause] of action . . . will forever be lost.” Further, in his memorandum in opposition to the defendants’ motion to strike, the plaintiff claimed that the defendants had destroyed the ladder in bad faith, and that the plaintiff likely would be unable to make out a prima facie case of product liability without the ladder. Accordingly, construing the complaint broadly and consistent with the general theory pursued in the trial court, we conclude that the complaint sufficiently alleges that the defendants destroyed the ladder in bad faith with the purpose and effect of preventing the plaintiff from establishing a prima facie case of product liability. See, e.g., Greco v. United Technologies Corp., 277 Conn. 337, 347, 890 A.2d 1269 (2006) (“[I]f facts provable in the complaint would support a cause of action, the motion to strike must be denied. . . . Thus, we assume the truth of both the specific factual allegations and any facts fairly provable thereunder. In doing so, moreover, we read the allegations broadly . . . rather than narrowly.” [Internal quotation marks omitted.]); DiLieto v. County Obstetrics & Gynecology Group, P.C., 265 Conn. 79, 104, 828 A.2d
Furthermore, because the plaintiff has alleged intentional bad faith spoliation, as opposed to intentional innocent spoliation; see, e.g., Beers v. Bayliner Marine Corp., supra, 236 Conn. 777 and n.11; we need not decide whether an allegation of intentional spoliation, unaccompanied by an allegation of bad faith, would suffice.
Practice Book § 13-14 provides: “(a) If any party has failed to answer interrogatories or to answer them fairly, or has intentionally answered them falsely or in a manner calculated to mislead, or has failed to respond to requests for production or for disclosure of the existence and contents of an insurance policy or the limits thereof, or has failed to submit to a physical or mental examination, or has failed to comply with a discovery order made
“(b) Such orders may include the following:
“(1) The entry of a nonsuit or default against the party failing to comply;
“(2) The award to the discovering parly of the costs of the motion, including a reasonable attorney’s fee;
“(3) The entry of an order that the matters regarding which the discoveiy was sought or other designated facts shall be taken to be established for the purposes of the action in accordance with the claim of the party obtaining the order;
“(4) The entry of an order prohibiting the party who has failed to comply from introducing designated matters in evidence;
“(5) If the party failing to comply is the plaintiff, the entry of ajudgment of dismissal.
“(c) The failure to comply as described in this section may not be excused on the ground that the discovery is objectionable unless written objection as authorized by Sections 13-6 through 13-11 has been filed.”
General Statutes § 52-210 provides: “If, on the trial of any issue of fact in a civil action, the plaintiff has produced his evidence and rested his cause, the defendant may move for judgment as in case of nonsuit, and the court
Practice Book § 1-21A provides: “The violation of any court order qualifies for criminal contempt sanctions. Where, however, the dispute is between private litigants and the purpose for judicial intervention is remedial, then the contempt is civil, and any sanctions imposed by the judicial authority shall be coercive and nonpunitive, including fines, to ensure compliance and compensate the complainant for losses. Where the violation of a court order renders the order unenforceable, the judicial authority should consider referral for nonsummary criminal contempt proceedings.”
General Statutes § 53a-155 (a)provides: “Aperson is guilty of tampering with or fabricating physical evidence if, believing that an official proceeding is pending, or about to be instituted, he: (1) Alters, destroys, conceals or removes any record, document or thing with purpose to impair its verity or availability in such proceeding; or (2) makes, presents or uses any record, document or thing knowing it to be false and with purpose to mislead a public servant who is or may be engaged in such official proceeding.”
General Statutes § 53a-146 (1) provides: “An ‘official proceeding’ is any proceeding held or which may be held before any legislative, judicial, administrative or other agency or official authorized to take evidence under oath, including any referee, hearing examiner, commissioner or notary or other person taking evidence in connection with any proceeding.”
See, e.g., Coleman v. Eddy Potash, Inc., supra, 120 N.M. 649 (“[1] the existence of a potential lawsuit; [2] the defendant’s knowledge of the potential lawsuit; [3] the destruction, mutilation, or significant alteration of potential evidence; [4] intent on part of the defendant to disrupt or defeat the lawsuit; [5] a causal relationship between the act of spoliation and the inability to prove the lawsuit; and [6] damages”); Smith v. Howard Johnson Co., supra, 67 Ohio St. 3d 29 (“[1] pending or probable litigation involving the plaintiff, [2] knowledge on the part of [the] defendant that litigation exists or is probable, [3] willful destruction of evidence by [the] defendant designed to disrupt the plaintiffs case, [4] disruption of the plaintiffs case, and [5] damages proximately caused by the defendant’s acts”); Hannah v. Heeter, supra, 213 W. Va. 716 (“[1] pending or probable civil litigation, [2] knowledge of the spoliator that the litigation is pending or probable, [3] willful destruction of evidence, [4] intent of the spoliator to interfere with the victim’s prospective civil suit, [5] a causal relationship between the evidence and the inability to prove the lawsuit, and [6] damages” [internal quotation marks omitted]); see also Rosenblit v. Zimmerman, 166 N.J. 391, 406-407, 766 A.2d 749 (2001) (intentional spoliation of evidence actionable under tort of fraudulent concealment; plaintiff must prove: “[1] [t]hat [the] defendant in the fraudulent concealment action had a legal obligation to disclose evidence in connection with an existing or pending litigation; [2] [t]hat the evidence was material to the litigation; [3] [t]hat [the] plaintiff could not reasonably have obtained access to the evidence from another source; [4] [t]hat [the] defendant intentionally withheld, altered or destroyed the evidence with purpose to disrupt the litigation; [5] [t]hat [the] plaintiff was damaged in the underlying action by having to rely on an evidential record that did not contain the evidence [the] defendant concealed”).
We decline to require the plaintiff to prove some probability of success in the underlying litigation. We note that the jurisdictions that require such a showing do not also require the plaintiff to establish that the defendant’s intentional spoliation of evidence was so egregious that the plaintiff was unable to present his case to the fact finder. See, e.g., Holmes v. Amerex Rent-A-Car, supra, 710 A.2d 852 (“to demonstrate causation, a plaintiff must demonstrate that [1] the underlying claim was significantly impaired due to the spoliation of evidence; [2] a proximate relationship exists between the projected failure of success in the underlying action and the unavailability of the destroyed evidence; and [3] the underlying lawsuit would enjoy a significant possibility of success if the spoliated evidence were still in existence”); Boyd v. Travelers Ins. Co., supra, 166 Ill. 2d 196-97 n.2 (to establish causation in negligence action for spoliation, plaintiff must prove that “but for the defendant’s loss or destruction of the evidence, [the plaintiff] had a reasonable probability of succeeding on the underlying suit”); Tomas v. Nationwide Mutual Ins. Co., 79 Ohio App. 3d 624, 631, 607 N.E.2d 944 (“it would be required to be demonstrated that an effort to pursue the separate civil action was unsuccessful because of the absence of the destroyed evi
In Holmes v. Amerex Rent-A-Car, supra, 710 A.2d 853, the District of Columbia Court, of Appeals concluded that the plaintiffs award of damages should be measured by calculating “the damages that would have been obtained in the underlying lawsuit” and multiplying those damages “by the probability that [the] plaintiff would have won the suit had he had the spoliated evidence.” (Internal quotation marks omitted.) The court concluded that “[t]his compromise system would apportion [the] risk between the two parties in an equitable fashion. On the one hand, the plaintiffs interest in recovering the expected but precluded sum is protected because recovery is allowed with lower standards of proof for causation and damages. On the other hand, the defendant’s interest in only compensating a plaintiff for actual loss is protected because the recovery will be lessened by the uncertainties involved. Both parties, then, accept some of the risk of windfall or shortage necessitated by the uncertainty inherent in proving this tort.” Id. The court acknowledged that “[t]he problem with this method is in the difficulty of proving what the spoliated evidence would have demonstrated and the extent to which it would have changed the outcome.” (Internal quotation marks omitted.) Id. The court concluded, however, that this problem was insufficient “to overcome the overall fairness of the discounted damages approach.” Id. In light of the limited scope of the tort of intentional spoliation of evidence in this state, we are convinced that the plaintiffs inability to demonstrate what the spoliated evidence would have shown is insuperable and, therefore, that the discounted damages approach is unworkable. See footnote 13 of this opinion.
Rules of Professional Conduct 3.1 provides: “A lawyer shall not bring or defend a proceeding, or assert or controvert an issue therein, unless there is a basis for doing so that is not frivolous, which includes a good faith argument for an extension, modification or reversal of existing law. A lawyer for the defendant in a criminal proceeding, or the respondent in a proceeding that could result in incarceration, may nevertheless so defend the proceeding as to require that every element of the case be established.”
Specifically, counsel for the defendants stated that “Home Depot tendered the defense of this matter to Davidson . . . and that tender was conditionally accepted. ... A condition of the acceptance of the tender was that Davidson . . . would not defend and indemnify Home Depot against allegations of independent legal fault on the part of Home Depot. Subsequent developments in this case since that tender of defense was initially accepted require that Home Depot have separate counsel to defend its interests with respect to Count III [alleging intentional spoliation of evidence] and proposed Count IV [alleging a violation of CUTPA] of the Amended Complaint.”
The record does not reflect the reason for trial counsel’s unavailability. Home Depot represents in its brief to this court, however, that “the defendants moved to continue the trial because counsel for both defendants was withdrawing from the case, due to a conflict of interest, and new counsel for both defendants were entering appearances.”
Specifically, the plaintiff stated that “[i]t was not until October of . . . 2002 that [the] plaintiffs counsel, and this is my representation on the record, that [the] plaintiffs counsel learned that Home Depot had been accused by many counsel and many different plaintiffs of destroying other pieces of evidence from accidents occurring at the Home Depot facility in Norwalk and other places and that they had just entered into a confidential settlement of a major case involving the destruction of evidence at the . . . Norwalk facility.”
The trial court stated: “The court sustained the defendants’ objection to the proposed amended complaint of November 25, 2002, for the reason that it contained allegations of habitual destruction of evidence by . . . Home Depot which were totally unsupported by any facts, as required by law, as set forth in Smith v. Furness, [117 Conn. 97, 99, 166 A. 759 (1933)]. The court also found that regardless of the fact that the request to amend had been pending since November 25, 2002, it was only then coming before the court for consideration virtually on the eve of (rial.
“The court denied the plaintiffs motion to amend to add a fourth count alleging CUTPA violations because it was ‘defective in alleging a conclusion without facts to support it,’ and, further, because it was so untimely as to be unfair and prejudicial to the defendants in view of the fact that a jury was about to be selected the day the motion to amend came before the court.”
Practice Book § 10-39 (a) provides: “Whenever any party wishes to contest (1) the legal sufficiency of the allegations of any complaint, counterclaim or cross claim, or of any one or more counts thereof, to state a claim upon which relief can be granted, or (2) the legal sufficiency of any prayer for relief in any such complaint, counterclaim or cross complaint, or (3) the legal sufficiency of any such complaint, counterclaim or cross complaint, or any count thereof, because of the absence of any necessary party or, pursuant to Section 17-56 (b), the failure to join or give notice to any interested person, or (4) the joining of two or more causes of action which cannot properly be united in one complaint, whether the same be stated in one or more counts, or (5) the legal sufficiency of any answer to any complaint, counterclaim or cross complaint, or any part of that answer including any special defense contained therein, that party may do so by filing a motion to strike the contested pleading or part thereof.”
We note that, if the trial court had struck the plaintiffs CUTPA claim pursuant to Practice Book § 10-39, the plaintiff would have been entitled to file a new complaint alleging additional facts in support of his claim. See Practice Book § 10-44 (“[wjithin fifteen days after the granting of any motion to strike, the party whose pleading has been stricken may file a new pleading”). We need not decide in this appeal whether any further specificity was required of the plaintiff in pleading his CUTPA claim. We point out, however, that, because the trial court simply denied the plaintiffs request to amend, the plaintiff was deprived of the opportunity to replead his CUTPA claim with specificity.
The plaintiff claims that he could not have asserted a violation of CUTPA prior to November, 2002, because he did not discover Home Depot’s pattern and practice of destroying evidence until October of that year. See footnote 18 of this opinion. We reject this claim because the plaintiff did not allege, and the trial court, was not compelled to conclude, that the information pertaining to Home Depot’s alleged pattern and practice would have been unavailable to the plaintiff prior to October, 2002, if the plaintiff had attempted to seek it.
The plaintiff claims that the trial court improperly considered the defendants’ belated claim of prejudice in ruling on the plaintiff’s request to file a second amended complaint. We reject this claim because it is well established that prejudice to the opposing party is one of the factors that a trial court should consider in ruling on a motion to file an amended pleading. See, e.g., Dow & Condon, Inc. v. Brookfield Development Corp., supra, 266 Conn. 583 (“[f]actors to be considered in passing on a motion to amend are the length of the delay, fairness to the opposing parties and the negligence, if any, of the party offering the amendment” [internal quotation marks omitted]).
Although we affirm the judgment of the trial court denying the plaintiff’s request to file a second amended complaint, nothing herein should be construed to preclude the plaintiff from seeking to amend his complaint in the future, given that a trial date no longer is imminent and the trial court must conduct further proceedings on the plaintiffs intentional spoliation of evidence claim.
Dissenting Opinion
concurring. I join the majority opinion. I write separately simply to note that there is a way to achieve the result that the majority reaches without creating a new tort of intentional spoliation of evidence. That approach would be to extend our holding in Beers v. Bayliner Marine Corp., 236 Conn. 769, 675 A.2d 829 (1996), to provide that a plaintiff may invoke the Beers adverse inference to satisfy his or her burden of production upon proof merely that the defendant had destroyed the evidence in bad faith, that is, with intent to deprive the plaintiff of his or her cause of action. Although I believe that such a modification of Beers would satisfy the concerns addressed by the majority, the plaintiff in the present action has not sought that remedy; indeed, the plaintiff has withdrawn his product liability claims, and, therefore, an extension of Beers in the manner suggested would not avail the plaintiff. In light of the procedural history of this case, and because I agree with the plaintiff that the currently available remedies for intentional, bad faith spoliation of evidence are inadequate, I join the majority opinion.
Dissenting Opinion
dissenting. I disagree with part I B of the majority opinion, in which the majority concludes that this state should recognize a tort for intentional first party spoliation of evidence when, as a result of the spoliation, the plaintiff is unable to establish aprima facie case in the underlying action. The majority concludes that recognition of this tort is necessary to compensate victims of spoliation and to deter future
The majority of jurisdictions that have considered whether to recognize a tort for first party spoliation of evidence have concluded that such claims are not cognizable.
After reviewing the cases in which it repeatedly had refused to create new torts to remedy litigation related misconduct; id., 9; and the existing nontort remedies for spoliation, including evidentiary inferences, discovery sanctions, procedural sanctions, attorney disciplinary sanctions, and criminal penalties; id., 11-13; the California court concluded that “existing remedies are generally effective at deterring spoliation.” Id., 13. The court also concluded that “in a substantial proportion of spoliation cases the fact of harm will be irreducibly uncer
Like California, Connecticut disfavors derivative torts.
As a preliminary matter, I note that there simply is no need to reach this issue in the present case because, contrary to the majority’s statement, the plaintiff, Leandro Rizzuto, has not alleged that he was unable to make a prima facie case in his product liability action as the result of the destruction of the ladder by the defendants, Davidson Ladders, Inc.,
In my view, evidence that the ladder collapsed when the plaintiff stood on it, together with evidence that the defendants intentionally destroyed the ladder, clearly would be sufficient to support an inference under Beers that physical examination of the ladder would have been unfavorable to the defendants. See Beers v. Bayliner Marine Corp., supra, 236 Conn. 775. It is also possible that the plaintiff could demonstrate that the ladder was defective by using exemplar ladders. It is ironic that, although the majority opinion purportedly is premised on the unfairness to the plaintiff of disallowing a claim for spoliation, the majority not only fails to view the plaintiffs product liability action in the light most favorable to him, but takes precisely the opposite tack. I cannot fathom why the majority is so eager to adopt a new tort for first party intentional spoliation of evidence — in a form that no other jurisdiction in the country has recognized — that it is willing to distort the record to suggest that the plaintiff in the present case could meet the elements of that tort.
Even if this were an appropriate case for this court to consider adopting the tort in the form proposed by the majority, however, I would conclude that we should not do so. First, although the majority purports to rely on this court’s decision in Beers as mandating the recognition of an independent tort for intentional spoliation, its decision is entirely inconsistent with that case. We stated in Beers that the inference that destroyed evidence would have been unfavorable to the spoliator “does not supply the place of evidence of material facts and does not shift the burden of proof so as to relieve the party upon whom it rests of the necessity of estab
The public policy considerations underlying Beers were explained in Cedars-Sinai Medical Center. In that case, the California court pointed out that, when a plaintiff is unable to present evidence in support of his underlying action, “the fact of harm will be irreducibly uncertain. In such cases, even if the jury infers from the act of spoliation that the spoliated evidence was somehow unfavorable to the spoliator, there will typically be no way of telling what precisely the evidence would have shown and how much it would have weighed in the spoliation victim’s favor. Without knowing the content and weight of the spoliated evidence, it would be impossible for the jury to meaningfully assess what role the missing evidence would have played in the determination of the underlying action. The jury could only speculate as to what the nature of the spoliated evidence was and what effect it might have had on the outcome of the underlying litigation.” Cedars-Sinai Medical Center v. Superior Court, supra, 18 Cal. 4th 13-14; see also Goff v. Harold Ives Trucking Co., 342 Ark. 143, 149, 27 S.W.3d 387 (2000) (same); Gribben v. Wal-Mart Stores, Inc., 824 N.E.2d 349, 354-55 (Ind. 2005) (same); Federated Mutual Ins. Co. v. Litchfield Precision Components, Inc., 456 N.W.2d 434, 439 (Minn. 1990) (declining to recognize tort for first party
In support of its conclusion that the irreducible uncertainty of harm does not militate against adopting a tort for first party intentional spoliation of evidence when the plaintiff cannot establish a prima facie case, the majority relies on Holmes v. Amerex Rent-A-Car, 710 A.2d 846, 853 (D.C. 1998), and Story Parchment Co. v. Paterson Parchment Paper Co., 282 U.S. 555, 563, 51 S. Ct. 248, 75 L. Ed. 544 (1931). In Holmes, the court stated that “there would be an inequity in preventing a plaintiff from recovering because of his inability, allegedly caused by the defendant, to prove his underlying case. [T]he most elementary conceptions of justice and public policy require that the wrongdoer shall bear the risk of the uncertainty which his own wrong has created.” (Internal quotation marks omitted.) Holmes v. Amerex Rent-A-Car, supra, 850. In Story Parchment Co., the court stated that “[w]here the tort itself is of such a nature as to preclude the ascertainment of the amount of damages with certainty, it would be a perversion of fundamental principles of justice to deny all relief to the injured person, and thereby relieve the wrongdoer from making any amend for his acts. In such case, while the damages may not be determined by mere speculation or guess, it will be enough if the evidence show the extent of the damages as a matter of just and reasonable inference, although the result be only approximate. The wrongdoer is not entitled to complain that they cannot be measured with the exactness and precision that would be possible if the case, which he alone is responsible for making, were other
In Story Parchment Co., however, the court specifically found that the evidence at trial supported a finding that the defendant unlawfully had interfered with the plaintiffs business and that the interference had injured the plaintiff. Id., 560. Only the amount of damages was uncertain. Id., 561. In Holmes, the court held that, in order to receive damages, the plaintiff was required to prove at least that it “enjoyed a significant possibility of success” in the underlying claim. Holmes v. Amerex Rent-A-Car, supra, 710 A.2d 852. In contrast, in the present case, the majority would allow the recovery of damages only in cases where the plaintiff cannot even make a prima facie case of liability in the underlying action. Thus, “the issue [here] is proof of the existence, not merely the extent, of an injury.” (Emphasis added.) Federated Mutual Ins. Co. v. Litchfield Precision Components, Inc., supra, 456 N.W.2d 438. Because the reasoning of the court in Story Parchment Co. does not apply when there is no evidence of causation, I believe that the majority’s reliance on that case is entirely misplaced.
The majority may respond, however, that under the version of the tort that it adopts, the plaintiff must prove that the defendant caused an injury because he must establish that the defendant destroyed the evidence in bad faith, i.e., with an intent to deprive the plaintiff of his cause of action. This is mere sleight of hand. The majority cannot, simply by conjuring up a new derivative tort in which the element of bad faith substitutes for the element of causation, change the basic fact that any finding of liability and damages without a finding that the injury was in fact caused by the defendant must
The majority engages in a similar sleight of hand when it concludes that the plaintiff is entitled to the full amount of his damages. The majority implicitly argues that when a defendant’s destruction of evidence prevents the plaintiff from presenting even a prima facie case, the defendant’s conduct is so “egregious” that it is fair to place on him the entire risk of the uncertainty of harm. The majority does not allow the tort, however, in all cases where the defendant has engaged in egregious, bad faith conduct, but only in those cases where the plaintiff cannot present a prima facie case. Thus, another defendant could engage in equally egregious conduct and incur no liability whatsoever because, although he did not prevent the plaintiff from establishing a prima facie case, he did prevent the plaintiff from proving his case.
Consider the following examples. Driver A drives his new lawnmower off a cliff and incurs severe injuries. He claims that the steering became inoperable just before the crash, but the manufacturer of the lawnmower destroys the lawnmower in bad faith before trial. Because the jury reasonably could believe A’s testimony that the steering malfunctioned, he has a prima facie case of product liability. See Miller v. Allstate Ins. Co., supra, 650 So. 2d 674 (evidence that product malfunctioned during normal operation constitutes prima facie case that product was defective). Without the lawnmower, however, the jury is not convinced that it is
Driver B drives his new lawnmower off a cliff and incurs severe injuries. He does not recall what happened just before the crash and the manufacturer destroys the lawnmower in bad faith before trial. B has no prima facie case of liability and, therefore, can seek the entire amount of damages from the manufacturer in a spoliation action.
I simply do not understand why the majority believes that, although Driver A is not entitled to receive anything from the spoliator in spite of the fact that the defendant’s bad faith destruction of the evidence severely impaired his ability to recover damages, Driver B is entitled to recover the entire amount of his damages, even though there is no evidence that his injuries were caused by a defective lawnmower. The spoliator’s conduct was equally egregious in each instance. If the majority believes that the bad faith destruction of evidence requires a harsher approach to spoliators than this court’s approach in Beers, it would make much more sense to create a mandatory rebuttable presumption that the spoliated evidence would have favored the plaintiff in all cases where the defendant destroyed the evidence in bad faith, except those in which the plaintiff is unable to establish even a prima facie case of causation.
Finally, I would point out that we have not hesitated to require plaintiffs to prove causation in other contexts where a plaintiffs ability to establish liability and damages has been impaired by the defendant’s conduct. In legal malpractice actions, the plaintiff is required to prove that “the defendant attorney’s professional negligence caused injury to the plaintiff by presenting evidence of what would have happened in the underlying action had the defendant not been negligent. This traditional method of presenting the merits of the underlying action is often called the ‘case-within-a-case.’ ” Margolin v. Kleban & Samor, P.C., 275 Conn. 765, 775 n.9, 882 A.2d 653 (2005). We do not excuse the plaintiff from making a showing of causation merely because the attorney has made it difficult for the plaintiff to establish what would have happened in the underlying action in the absence of the malpractice, regardless of the nature and severity of the attorney’s misconduct.
To the extent that the majority believes that a completely arbitrary damage award is preferable to no award at all when the defendant has engaged in bad faith spoliation, the establishment of a civil fine payable to the spoliation victim would be better left to the legislature. See Mendillo v. Board of Education, 246 Conn. 456, 486-87, 717 A.2d 1177 (1998). There simply is no precedent for allowing a jury to award damages for an
I recognize the unfairness of denying recovery to a plaintiff when, as the possible result of the defendant’s wrongful conduct, he cannot establish a prima facie case. The plain fact remains, however, that the causal connection between the plaintiffs inability to recover damages and the defendant’s conduct must be irreducibly speculative in such cases. I also recognize that there may be cases where the defendant will prefer the risk of sanctions, a default judgment, contempt penalties, criminal fines and even imprisonment to the risk of a civil judgment against him. This proves only that human systems of justice will not be perfect until human behavior is perfect. I would conclude that, in our imperfect world, the well-defined costs of allowing claims for first party intentional spoliation of evidence outweigh the speculative benefits. Accordingly, I dissent.
See Christian v. Kenneth Chandler Construction Co., 658 So. 2d 408, 413 (Ala. 1995); Goff v. Harold Ives Trucking Co., 342 Ark. 143, 150, 27 S.W.3d 387 (2000); Cedars-Sinai Medical Center v. Superior Court, 18 Cal. 4th 1, 17, 954 P.2d 511, 74 Cal. Rptr. 2d 248 (1998); Lucas v. Christiana Skating Center, Ltd., 722 A.2d 1247, 1249-50 (Del. Super. 1998); Martino v. Wal-Mart Stores, Inc., 908 So. 2d 342, 347 (Fla. 2005); Gardners. Blackston, 185 Ga. App. 754, 755, 365 S.E.2d 545 (1988); Gribben v. Wal-Mart Stores, Inc., 824 N.E.2d 349, 355 (Ind. 2005); Meyn v. State, 594 N.W.2d 31, 33-34 (Iowa 1999) (refusing to recognize negligent spoliation of evidence as independent tort where spoliation caused by third party and stating in dicta that first party claim also is not cognizable); Monsanto Co. v. Reed, 950 S.W.2d 811, 815 (Ky. 1997); Miller v. Montgomery County, 64 Md. App. 202, 214-15, 494 A.2d 761, cert. denied, 304 Md. 299, 498 A.2d 1185 (1985); Fletcher v. Dorchester Mutual Ins. Co., 437 Mass. 544, 553, 773 N.E.2d 420 (2002); Dowdle Butane Gas Co. v. Moore, 831 So. 2d 1124, 1135 (Miss. 2002); Oliver v. Stimson Lumber Co., 297 Mont. 336, 345, 993 P.2d 11 (1999); Timber Tech Engineered Building Products v. Home Ins. Co., 118 Nev. 630, 632-33, 55 P.3d 952 (2002); Trevino v. Ortega, 969 S.W.2d 950, 951 (Tex. 1998); Johnston v. Metropolitan Property & Casualty Ins. Co., 288 Wis. 2d 658, 707 N.W.2d 579 (2005).
A number of courts have concluded that spoliation of evidence is not a cognizable tort per se but may be actionable under other theories. See Boyd v. Travelers Ins. Co., 166 Ill. 2d 188, 194, 652 N.E.2d 267 (1995) (claim for spoliation of evidence can be stated under existing negligence law); Rosenblit v. Zimmerman, 166 N.J. 391, 406, 766 A.2d 749 (2001) (recognizing intentional spoliation of evidence claim as form of fraudulent concealment); Weigl v. Quincy Specialties Co., 158 Misc. 2d 753, 756-57, 601 N.Y.S.2d 774 (1993) (New York does not recognize spoliation of evidence as independent tort, but does recognize common-law action for negligently or intentionally impairing right to bring action against tortfeasor).
A number of courts have recognized first party spoliation of evidence as an independent tort. See Hazen v. Anchorage, 718 P.2d 456, 463 (Alaska 1986); Holmes v. Amerex Rent-A-Car, 180 F.3d 294, 296 (D.C. Cir. 1999) (under District of Columbia law, negligent or reckless spoliation of evidence is independent tort); Smith v. Howard Johnson Co., 67 Ohio St. 3d 28, 29, 615 N.E.2d 1037 (1993); Hannah v. Heeter, 213 W. Va. 704, 715, 584 S.E.2d
See Larobina v. McDonald, 274 Conn. 394, 408, 876 A.2d 522 (2005) (allowing separate abuse of process claim against party to pending litigation “could subject the courts to a flood of . . . duplicative claims and effectively chill the vigorous representation of clients by their attorneys”); id., 409 (allowing separate civil conspiracy claim arising from alleged misconduct by party to pending litigation would “undermine an orderly and efficient judicial process and would potentially lead to inconsistent verdicts”); id., 411 (allowing negligent infliction of emotional distress claim arising from alleged misconduct by party to pending litigation “would subject the courts to a flood of collateral actions arising from aggressive litigation tactics and would effectively chill the vigorous representation of clients by their attorneys”). We also repeatedly have recognized the general public policy against increased litigation. See Perodeau v. Hartford, supra, 259 Conn. 756-57; Jaworski v. Kieman, 241 Conn. 399, 407, 696 A.2d 332 (1997); see also Ward v. Greene, 267 Conn. 539, 558, 839 A.2d 1259 (2004) (“Every iryuiy has ramifying consequences, like the ripplings of the waters, without end. The problem for the law is to limit the legal consequences of wrongs to a controllable degree.” [Internal quotation marks omitted.]). In addition, this court, like the California court, repeatedly has recognized the “judicial policy in favor of judicial economy, the stability of former judgments and finality.” (Internal quotation marks omitted.) DaCruz v. State Farm Fire & Casualty Co., 268 Conn. 675, 686, 846 A.2d 849 (2004).
After the briefs were filed in this appeal, the plaintiff withdrew his claims against Davidson Ladders, Inc., which is no longer a party to this appeal.
The majority also states that it is required to assume at this stage of the proceedings that the plaintiffs purported factual allegation that he could not make out a prima facie case in the product liability action is true. See Cotto v. United Technologies Corp., 251 Conn. 1, 42, 738 A.2d 623 (1999) (in ruling on motion to strike “the facts alleged in the plaintiffs complaint must be taken to be true”). It is well established, however, that whether the plaintiff has made out a prima facie case is a question of law, not of fact. See DiStefano v. Milardo, 276 Conn. 416, 422, 886 A.2d 415 (2005).
It is arguable that, if the plaintiff had brought only a spoliation action, this court could assume the truth of any allegations made in that action about the underlying action. In the present case, however, the allegations of the underlying action are before us. Assuming the truth of those allegations, the plaintiff clearly, as a matter of law, has made out a prima facie case of product liability.
The majority also points out that the plaintiff claimed in its memorandum in opposition to the defendants’ motion to strike that “the defendants had destroyed the ladder in bad faith . . . .” The language relied on by the majority states in full: “Moreover, the [cjourt [in Beers v. Bayliner Marine Corp., supra, 236 Conn. 777 n.11] expressly stated that it was leaving for another day the appropriate remedy where a party destroys evidence in bad faith, as is alleged here.” The plaintiff’s amended complaint, however, alleged no such thing. I recognize that this court reads pleadings “ ‘broadly and realistically.’ ” DiLieto v. County Obstetrics & Gynecology Group, P.C., 265 Conn. 79, 104, 828 A.2d 31 (2003). “That does not mean, however, that [we are] obligated to read into pleadings factual allegations that simply are not there . . . .” Pane v. Danbury, 267 Conn. 669, 677, 841 A.2d 684 (2004).
The majority relies on Smith v. Atkinson, 771 So. 2d 429, 434 (Ala. 2000), and Hannah v. Heeter, 213 W. Va. 704, 714, 584 S.E.2d 560 (2003), in support of its conclusion that the plaintiff must be incapable of establishing even a prima facie case in his underlying action in order to bring a claim for first party intentional spoliation of evidence. See Smith v. Atkinson, supra, 434 (“in order for a plaintiff to show proximate cause, the trier of fact must determine that the lost or destroyed evidence was so important to the plaintiffs claim in the underlying action that without that evidence the claim did not survive or would not have survived amotion for summary judgment”); Hannah v. Heeter, supra, 714 (same). I would first note that the portions of those cases cited by the majority involved third party spoliation actions, in which evidentiary presumptions and rules governing litigation procedure, discovery and attorney conduct provide no deterrence to the destruction of evidence. Accordingly, the arguments for recognizing a tort for third party spoliation of evidence are much stronger than those in favor of recognizing a first party tort.
In Hannah, the court relied entirely on Smith in stating that the plaintiff may rely on either a judgment against him in the underlying action or a showing that, without the lost evidence, summary judgment would have been entered for the defendant in the underlying action. Again, it is not entirely clear that the court in Hannah was limiting spoliation claims to those in which the plaintiff could not establish a prima facie case in the underlying action. Moreover, the court in Hannah discusses this requirement in the context of the tort of third party negligent spoliation of evidence and does not restate or refer to this language in the section discussing the tort of first party intentional spoliation of evidence.
Citing Doty v. Wheeler, 120 Conn. 672, 679, 182 A. 468 (1936) (same); Secondino v. New Haven Gas Co., 147 Conn. 672, 675-76, 165 A.2d 598 (1960) (rule that jury can draw adverse inference from party’s failure to produce witness does not apply until opposing party has made out prima facie case), overruled on other grounds by State v. Malave, 250 Conn. 722, 737 A.2d 442 (1999) (en banc), cert. denied, 528 U.S. 1170, 120 S. Ct. 1195, 145 L. Ed. 2d 1099 (2000); Larsen v. Romeo, 254 Md. 220, 228, 255 A.2d 387 (1969) (adverse inference does not amount to substantive proof and cannot take place of proof of fact necessary to other party’s case); DiLeo v. Nugent, 88 Md. App. 59, 71, 592 A.2d 1126 (adverse inference that destroyed evidence would have been unfavorable does not in itself amount to substantive proof that evidence was unfavorable), cert. granted, 325 Md. 18, 599 A.2d 90 (1991), appeal dismissed, 327 Md. 627, 612 A.2d 257 (1992); Burkowske v. Church Hospital Corp., 50 Md. App. 515, 523-24, 439 A.2d 40 (1982) (same), overruled on other grounds by B&K Rentals & Sales Co. v. Universal Leaf Tobacco Co., 324 Md. 147, 596 A.2d 640 (1991); Jakel v. Brockelman Bros., Inc., 91 N.H. 453, 455, 21 A.2d 155 (1941) (proof of alleged suppression of evidence cannot take place of proof of facts necessary to recovery); F.R. Patch Mfg. Co. v. Protection Lodge No. 215, International Assn. of Machinists, 77 Vt. 294, 329, 60 A. 74 (1905) (inference “does not relieve the other party from introducing evidence tending affirmatively to prove his case so far as he has the burden”); Jones v. Lamm, 193 Va. 506, 510-11, 69 S.E.2d 430 (1952) (fact that evidence was destroyed by defendant is not proof of primary negligence of defendant even if it is assumed that such destruction was intentional); Jagmin v. Simonds Abrasive Co., 61 Wis. 2d 60, 81, 211 N.W.2d 810 (1973) (where destruction of evidence gives rise to adverse inference, inference cannot carry other party’s burden of proof); see also C. Tait, Connecticut Evidence (3d Ed. 2001) § 4.3.2 (“[NJegative inferences cannot supply proof of any particular fact. Accordingly, negative inferences do not help a party to establish a prima facie case and can be used only by the trier in weighing the evidence and determining the ultimate burden of persuasion.”).
Perhaps more fundamentally, if the plaintiff were able to establish that he had a cause of action that the defendant deliberately destroyed, then he presumably would be able to make a prima facie case in the underlying action and would not be eligible to bring a spoliation claim under the majority’s view. Thus, the limitation of the tort to cases where the plaintiff can prove intent to destroy the underlying cause of action would appear to be self-obviating.
Under Beers, the jury is not required to draw an adverse inference from the intentional destruction of evidence. See Beers v. Bayliner Marine Corp., supra, 236 Conn. 779.
I see no reason to require the jury to find that the plaintiff would have prevailed if the defendant had not destroyed the evidence. In my view, a flexible approach, in which the jury can consider the degree of the defendant’s bad faith and the importance of the spoliated evidence in determining what weight to give it, would be adequate. I note that this approach, unlike the approach adopted by the majority, might provide some relief to the plaintiff in the present case.
Moreover, it is clear that the majority’s new tort, will create perverse incentives by encouraging plaintii'is who have weak cases to argue that they have no evidence to support their underlying actions. Driver A would have been better off claiming that he could not remember what happened before his accident.
Reference
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- Leandro Rizzuto v. Davidson Ladders, Inc., Et Al.
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