Coppola v. Logistec Connecticut, Inc.
Coppola v. Logistec Connecticut, Inc.
Opinion of the Court
Opinion
The plaintiff, Michael Coppola, appeals
The record reveals the following facts and procedural history. The plaintiff testified at a hearing before the commissioner that the defendant is in the business of unloading ships in New Haven harbor. The plaintiff had worked as a laborer for the defendant and its predecessors intermittently over several years. He resumed working for the defendant on June 14, 1999. On that date, he was assigned to work on the docks “unhooking” cargo. On the next day, June 15, 1999, he was assigned to unload copper from the hold of a ship. As the plaintiff was descending into the ship’s hold, a step broke beneath him and he fell. He was taken by ambulance to Yale-New Haven Hospital, where he was treated for a broken hip and a broken wrist.
The plaintiff filed a claim under the longshore act and was awarded compensation in a decision dated April 28, 2003. The plaintiff also filed a claim under the state act. On September 15, 2003, the defendant filed a motion to dismiss the state claim for lack of jurisdiction claiming that, because, at the time of his injury, the plaintiff had been engaged in maritime employment in a vessel floating on the navigable waters of the United States, the longshore act was his exclusive remedy. The commissioner found that the plaintiff “was employed by
The plaintiff then filed a motion to correct the commissioner’s findings, in which he requested new findings that, inter alia, the plaintiff is a Connecticut resident, the defendant is a Connecticut corporation, the employment contract was entered into within this state and the place of the injury was New Haven. He also argued that the commissioner and the federal government had concurrent jurisdiction over the claim. The defendant objected to the motion on the ground that the proposed findings were merely restatements of the plaintiffs arguments, and that “[t]he situs of the accident was on a vessel floating in the water and that has already been made clear in the record.” The commissioner denied the plaintiffs motion.
The plaintiff appealed from the commissioner’s dismissal of his claim to the board. He also filed a motion for summary remand in which he requested that the board remand the matter to the commissioner for additional findings. The defendant objected to the motion on the ground that “the only relevant fact is whether the injury occurred in the hold of the vessel, which was floating on the navigable waters of the United States . . . .” After a hearing, the board issued its decision
The plaintiff claims on appeal that the board improperly: (1) determined that the state did not have jurisdiction over his claim; and (2) failed to address his motion for summary remand and the commissioner’s denial of his motion to correct. We conclude that the state has concurrent jurisdiction with the federal government over claims involving injuries incurred on navigable waters when the employer and the employee are locally based, the employment contract is performed within the state and partly on land, the injury took place on the state’s territorial waters and the employer was required under the state act to secure compensation for any land based injuries incurred by the employee. We further conclude that, because the defendant concedes that the plaintiffs claim would not be barred if he had been injured on land, the record is sufficient for this court to determine that the state act constitutionally applies to the claim and there is no need to remand the matter to the commissioner for additional fact-finding. Accordingly, we reverse the board’s decision.
“As a threshold matter, we set forth the standard of review applicable to workers’ compensation appeals.
The court in Jensen found that “[t]he work of a stevedore in which the deceased was engaging is maritime in its nature; his employment was a maritime contract; the injuries which he received were likewise maritime; and the rights and liabilities of the parties in connection therewith were matters clearly within the admiralty
At the time of the Jensen decision, there was no federal law providing for compensation of injured waterfront workers. Concerned that Jensen would deprive injured workers of their sole source of compensation, Congress made two efforts to enact laws providing that state compensation would be available to them. See Davis v. Dept. of Labor, 317 U.S. 249, 252, 63 S. Ct. 225, 87 L. Ed. 246 (1942). Both enactments were found to be unconstitutional. Id. Finally, in 1927, Congress “responded to Jensen and its progeny by extending federal protection to shore-based workers injured while temporarily on navigable waters. The statute excluded . . . seamen,
While Congress was attempting to address the gap in coverage for waterfront injuries created by Jensen, the United States Supreme Court had concluded that not all claims involving injuries that occurred on navigable waters were beyond the reach of state compensation laws. In Grant Smith-Porter Ship Co. v. Rohde, 257 U.S. 469, 473-75, 42 S. Ct. 157, 66 L. Ed. 321 (1922), the court considered whether Oregon’s compensation laws constitutionally applied to a claim by an employee who had been injured while constructing a new ship floating in navigable waters. The court stated that “[t]he contract for constructing [the new ship] was non-maritime, and although the incompleted structure upon which the accident occurred was lying in navigable waters, neither [the employee’s] general employment, nor his activities at the time had any direct relation to navigation or commerce.” Id., 475-76. Moreover, “the parties contracted with reference to the state statute [and] their rights and liabilities had no direct relation to navigation . . . .” Id., 477. The court concluded that, when state regulation “would work no material prejudice to the general maritime law, the mies of the latter might be modified or supplemented by state statutes.” Id. Accordingly, it concluded that the application of the state compensation law was constitutional under these circumstances. Id., 477-78. The principle that states have jurisdiction over claims involving injuries that
Thereafter, consistent with Rohde, the court continued to apply Jensen to bar state jurisdiction over compensation claims when it found that an employee’s work had a direct relation to navigation or commerce. In John Baizley Iron Works v. Span, 281 U.S. 222, 230, 50 S. Ct. 306, 74 L. Ed. 819 (1930), the court considered the constitutionality of Pennsylvania’s compensation law as applied to a claim by an employee who had been injured while engaged in repair work on a ship floating in navigable waters. Relying on Rohde, the employee had claimed that application of the state statute “would work no material prejudice to the essential features of the general maritime law . . . .’’Id. The court rejected this claim, reasoning that, unlike work on a new ship that was “not yet placed into navigation and which had not become an instrumentality of commerce”; id., 231; “[Repairing a completed ship lying in navigable waters has direct and intimate connection with navigation and commerce . . . .” Id., 232. Accordingly, the court held that the application of the state statute was unconstitutional.
In Parker v. Motor Boat Sales, Inc., 314 U.S. 244, 245, 62 S. Ct. 221, 86 L. Ed. 184 (1941), the court considered whether the longshore act applied to a claim by the widow of an employee who had drowned when he fell from a motor boat while testing one of his employer’s outboard motors for a prospective purchaser. The United States Circuit Court of Appeals for the Fourth Circuit had concluded that the longshore act did not apply because the employee’s employment “was ‘so local in character’ that Virginia could validly have included it under a state workmen’s compensation [a]ct.” Id., 246. The United States Supreme Court rejected the finding that the employment fell within the maritime but local doctrine, concluding that the claim was made “in connection with [a] clearly maritime activity . . . .” Id., 247. The court recognized that, under Jensen, the state was precluded from exercising jurisdiction over such a claim. Id., 247-48. It further recognized that the Jensen rule was highly controversial and implicitly questioned its continued vitality. Id., 248. The court concluded, however, that there was no need to reconsider the constitutional rule because, as a matter of statutory interpretation, the longshore act applied to all claims by “employees engaged ‘in maritime employment, in whole or in part, upon the navigable waters of the United States’ ”; id., 248-49; regardless of whether states constitutionally were barred from exercising jurisdiction over such claims. The court reasoned that “[t]he main impetus for the [longshore act] was the
The next major development in the law governing maritime workers’ compensation claims came in Davis v. Dept. of Labor, supra, 317 U.S. 249. In that case, the United States Supreme Court considered whether the state of Washington had jurisdiction over a claim by the widow of an employee who had drowned when he fell from a barge located in a navigable river. Id., 251. The employee had been engaged in dismantling an abandoned drawbridge at the time of his death. Id. The
This interpretation of Davis’ twilight zone doctrine was soon to be thrown into doubt, however. In Moores’s Case, 323 Mass. 162, 164, 80 N.E.2d 478 (1948), the Massachusetts Supreme Judicial Court considered whether Massachusetts had jurisdiction over the claim of an employee who had been injured while repairing a ship “in a dry dock floating in navigable water . . . .” The court noted that, traditionally, repair work on a ship floating on navigable waters had been a quintessentially maritime activity that fell within the exclusive jurisdiction of the federal government.
Thereafter, Moores’s Case was appealed to the United States Supreme Court. In a development that stunned some observers; see Board of Trustees of the Leland Stanford Junior University, “Has the Jensen Case Been
Any doubt that the United States Supreme Court had failed to appreciate that Moores’s Case had effected a “sweeping change in workmen’s compensation law”; Board of Trustees of the Leland Stanford Junior University, supra, 2 Stan. L. Rev. 543; was removed the next year when the court, in another per curiam decision, vacated the decision of the California Court of Appeal that California lacked jurisdiction over a claim that was factually indistinguishable from the Massachusetts case and remanded the case to the California court for reconsideration in light of its decision in Moores’s Case.
Although the final steps in the development of the United States Supreme Court’s jurisprudence governing the contours of state and federal jurisdiction over maritime workers’ compensation claims are not directly relevant to the present appeal; but see footnote 19 of this opinion; we briefly review them for the sake of completeness. In Calbeck v. Travelers Ins. Co., 370 U.S. 114, 115-16, 82 S. Ct. 1196, 8 L. Ed. 2d 368 (1962), the court considered whether the longshore act applied to workers’ compensation claims that traditionally had fallen under the maritime but local doctrine, over which states constitutionally could exercise jurisdiction. In an extension of Parker, the court concluded that it did, thereby effectively reading out of the longshore act the provision that it applied only “ ‘if recovery . . . may not validly be provided by State law’ . . . .”
In Sun Ship, Inc. v. Pennsylvania, 447 U.S. 715, 719, 100 S. Ct. 2432, 65 L. Ed. 2d 458 (1980), the United States Supreme Court considered the effect of the 1972 amendments to the longshore act, which had extended coverage of the longshore act to land-based injuries that previously had been remediable only under state law. Five Pennsylvania employees, who had been injured after the effective date of the amendments, sought benefits under the Pennsylvania workers’ compensation act. Their employer claimed that the effect of the amendments had been to preempt the application of state compensation laws to such injuries. Id., 716-17. The United States Supreme Court concluded that “[t]he language of the 1972 amendments cannot fairly be understood as pre-empting state workers’ remedies from the field of the [longshore act], and thereby resurrecting the jurisdictional monstrosity that existed before the clarifying opinions in Davis and Calbeck.” Id., 720. Accordingly, the court concluded that Congress intended that “federal jurisdiction would coexist with state compensation laws in that field in which the latter may constitutionally operate under the Jensen doctrine,” including claims involving land-based injuries. Id., 722.
In light of the jurisdictional confusion culminating in the United States Supreme Court’s adoption of the twilight zone doctrine in Davis, and the shock with which some observers greeted that court’s apparent expansion of the doctrine when it affirmed Moores’s Case and reversed Baskin, it is not surprising that
InLane, the Supreme Court of New Jersey considered whether that state had jurisdiction over a worker’s compensation claim filed by a longshoreman who had been injured while working in the hold of a ship floating on navigable waters. Lane v. Universal Stevedoring Co., supra, 63 N.J. 21. After reviewing the development of the United States Supreme Court jurisprudence pertaining to state jurisdiction over maritime claims from Jensen through Moores’s Case, the court concluded that allowing the employee to recover under state law would have no “detrimental effect . . . upon the federal maritime interest.” Id., 31. The court recognized that, in an earlier decision, the New Jersey Appellate Division had concluded that the state had no jurisdiction over a claim by a stevedore who had been injured while unloading a ship floating in navigable waters. Id., 32, citing Gaddies v. Trenton Marine Terminal, Inc., 86 N.J. Super. 125, 128, 206 A.2d 180 (App. Div. 1965). The New Jersey Supreme Court pointed out, however, that Gaddies had been criticized for attempting to distinguish claims concerning “unloading” a ship from the claims concerning the “repair” of a ship that were at issue in Moores’s Case and Baskin. Lane v. Universal Stevedoring Co., supra, 32. Specifically, the court noted that Larson’s treatise had stated with respect to Gaddies that “ [ejither categories previously held federal are outside the twilight zone or they are not. Both ship repair and ship loading had equally been held federal. Once that line has been broken by a holding that a ship repair case
The United States Court of Appeals for the Fifth Circuit took a different view in Flowers. The issue in that case was whether the state of Texas had jurisdiction over a claim by an employee who had been injured while making repairs on a ship in a dry dock floating on navigable waters. Flowers v. Travelers Ins. Co., supra, 258 F.2d 221. The court noted that, historically, “the doing of repair work on an existing vessel has been treated as so clearly maritime in nature that attempted application of State compensation laws would collide with that essential uniformity [of maritime law] which was the very breath of Jensen.” Id., 222. It recognized that the court in Davis had created a jurisdictional twilight zone and that the doctrine appeared to have been greatly expanded in Moores’s Case and Baskin. See id., 222-23. The court expressed concern, however, about “an accentuated instability in the everyday administration of compensation acts to amphibious employ
In Flowers, the Fifth Circuit also relied heavily on the decision of the United States Supreme Court in Pennsylvania Railroad Co. v. O’Rourke, 344 U.S. 334, 335, 73 S. Ct. 302, 97 L. Ed. 367 (1953). O’Rourke involved a claim by a railroad employee who had been injured in New Jersey while working on a car float that moved freight and passenger cars over navigable waters. Id. The issue before the court was whether the longshore act or the Federal Employers’ Liability Act (liability act); 45 U.S.C. § 51 et seq.; applied to his claim. Pennsylvania Railroad Co. v. O’Rourke, supra, 334. The court considered as a threshold question whether the claim was covered by the longshore act. Id., 336-37. It concluded that the longshore act “provided means for indemnification for injuries for . . . maritime employees who were beyond the constitutional reach of state legislation. A quarter of a century of experience has not caused Congress to change the plan. The Jensen line of demarcation between state and federal jurisdiction has been accepted. . . . New Jersey could not have enacted statutes granting compensation for [the employee’s] injury on navigable water. Therefore [the employee] comes within the coverage of [the longshore act].” (Citation omitted; internal quotation marks omitted.) Id., 337. Because coverage under the longshore act was exclusive, the federal liability act did not apply. Id., 337-38. The court in Flowers concluded that, “[i]f for [the employee in O’Rourke] a state could not validly provide for workmen’s compensation, then surely it could not for one in [the status of the employee in Flowers] whose work as a repairman on an existing vessel reeked
Finally, the court in Flowers rejected the implications of the cases holding that, under Moores’s Case, traditional maritime claims now fell within the twilight zone, reasoning that, “[i]f with no marginal employment, no obscurity concerning the nature and kind of work or its importance to maritime commerce, no undefined or undefinable boundaries to set it apart from land-based activity, it is nonetheless left entirely to the choice of the injured employee to determine which route he will take, then Jensen has indeed lost its vitality, the Jensen line of demarcation, reaffirmed in Parker, has been overruled, and administrative finality, emphasized in Davis is just so much makeweight.” Id., 228. The court concluded that the claim did not fall within the twilight zone and that the state did not have jurisdiction over it. Id.
We find the reasoning of the court in Lane to be more persuasive than that of the court in Flowers. First, it appears to us that the court in Flowers placed undue emphasis on the scope of the longshore act as negatively defining the scope of states’ jurisdiction under the federal constitution. Although the United States Supreme Court in Parker v. Motor Boat Sales, Inc., supra, 314 U.S. 249-50, held that the landward scope of the long-shore act was defined by Jensen, it expressly declined to consider the continued vitality of the constitutionally based rule that states could not operate outside that line.
With these principles in mind, we must determine whether the state act constitutionally applies to the plaintiffs claim in the present case. As we have indicated, the plaintiff was injured while unloading a ship floating in navigable waters in New Haven harbor. The defendant concedes that, had the plaintiff “been injured in a land-based accident he would be covered under the [state act],” and thereby implicitly concedes that
We conclude, therefore, that the plaintiffs claim is governed by Moores’s Case and Baskin and falls squarely within the twilight zone doctrine as adopted by the United States Supreme Court in those cases. See Lane v. Universal Stevedoring Co., supra, 63 N.J. 33 (no reason to distinguish “unloading” claims from “repair” claims at issue in Moores’s Case and Baskin). Accordingly, we conclude that the board improperly determined that the claim was not within the jurisdiction of the commissioner.
The judgment is reversed and the case is remanded to the board with direction to sustain the plaintiffs appeal.
In this opinion BORDEN, NORCOTT, KATZ, PALMER and VERTEFEUILLE, Js., concurred.
The plaintiff appealed from the judgment of the compensation review board to the Appellate Court, and we transferred the appeal to this court pursuant to General Statutes § 51-199 (c) and Practice Book § 65-1.
LaMorte Burns and Company, the third party administrator of the workers’ compensation plan for Logistec Connecticut, Inc., was also a defendant in the proceedings before the commission and the board. LaMorte Burns and Company has not participated in this appeal. For convenience, we refer to Logistec Connecticut, Inc., as the defendant in this opinion.
The constitution of the United States, article three, § 2, provides in relevant part: “The judicial Power [of the United States] shall extend . . . to all Cases of admiralty and maritime Jurisdiction . . . .”
The constitution of the United States, article one, § 8, provides in relevant part: “The Congress shall have Power . . . [t]o make all Laws which shall be necessary and proper for carrying into Execution the foregoing Powers, and all other Powers vested by this Constitution in the Government of the United States, or in any Department or Officer thereof.”
The plaintiff frames the issue in this case as a question of federal preemption. Typically, federal preemption claims arise under the supremacy clause of the federal constitution when the “state law at issue conflicts with federal law, either because it is impossible to comply with both . . . or . . . the state law stands as an obstacle to the accomplishment and execution of congressional objectives.” (Internal quotation marks omitted.) Barbieri v. United Technologies Corp., 255 Conn. 708, 717, 771 A.2d 915 (2001). The jurisdictional question before us in the present case does not involve a conflict between state and federal legislation, however, but instead involves the scope of exclusive federal jurisdiction over maritime matters under article three, § 2, and article one, § 8, of the federal constitution. See Southern Pacific Co. v. Jensen, supra, 244 U.S. 214-16.
As this court stated in Leszczymski v. Andrew Radel Oyster Co., supra, 102 Conn. 518-19, “Mr. Justice Holmes and Mr. Justice Pitney, controvert the grounds of [the Jensen] decision in opinions of exceptional ability, leaving little else to be said by way of argument or judicial research or analysis.” Justice Brandéis and Justice Clark joined in both dissenting opinions. The primary argument of the dissenting justices was that “the language of § 2 of [article] III of the Constitution speaks only of establishing jurisdiction, and does not prescribe the mode in which or the substantive law by which the exercise of that jurisdiction is to be governed . . . .” Southern Pacific Co. v. Jensen, supra, 244 U.S. 227 (Pitney, J., dissenting).
Seamen are protected under the Jones Act, 46 U.S.C. § 688 et seq.
Justice Stone authored a dissenting opinion, in which Justices Holmes and Brandéis concurred, in which he contended that the case was governed by Rohde and Rosengrant v. Havard, 273 U.S. 664, 47 S. Ct. 454, 71 L. Ed. 829 (1927). John Baizley Iron Works v. Span, supra, 281 U.S. 232 (Stone, J., dissenting). In Rosengrant, the court had affirmed the judgment of the Supreme Court of Alabama that the state had jurisdiction over the claim of an employee of a lumber manufacturer who had been injured while temporarily on board a schooner floating in navigable waters, where he had been checking a lumber shipment. See John Baizley Iron Works v. Span, supra, 232.
The court also stated that “[a]n interpretation which would enlarge or contract the effect of the proviso in accordance with whether this Court rejected or reaffirmed the constitutional basis of . . . Jensen and its companion cases cannot be acceptable. The result of such an interpretation would be to subject the scope of protection that Congress wished to provide, to uncertainties that Congress wished to avoid.” Parker v. Motor Boat Sales, Inc., supra, 314 U.S. 250.
The dissent suggests that the court’s statement in Davis that overruling Jensen would not solve the jurisdictional problem establishes that the court “had accepted the Jensen line of demarcation between state and federal jurisdiction.” (Internal quotation marks omitted.) It must be remembered, however, that, at the time that Davis was decided, the court had not yet recognized that, as a matter of statutory construction, there were cases in which jurisdiction under the longshore act and under the state act would coexist. Thus, the court merely was acknowledging that, even if it overruled Jensen, it still would be required to determine the congressional understanding of the Jensen rule at the time that the longshore act was enacted in order to determine whether a state had jurisdiction. As we discuss more fully in the text of this opinion, the holding in Davis was that, on identical facts, one court could find exclusive federal jurisdiction under Jensen, another court could find state jurisdiction, and both rulings properly could be affirmed by a reviewing court. This hardly constitutes a ringing endorsement of the rigid Jensen rule.
We note that cases defining the scope of the longshore act and the overlap of that act with state acts are somewhat controversial and confusing. It appears to us that the court in Davis assumed that federal and state jurisdiction were mutually exclusive. See Hahn v. Ross Island Sand & Gravel Co., 358 U.S. 272, 273-75, 79 S. Ct. 266, 3 L. Ed. 2d 292 (1959) (Stewart, X, dissenting) (under Davis, court’s finding of jurisdiction under longshore act
The Davis doctrine has been referred to as the “ ‘first come, first served’ rule.” Board of Trustees of the Leland Stanford Junior University, “Has the Jensen Case Been Jettisoned?” 2 Stan. L. Rev. 536, 540 (1950). “Two presumptions were used as the basis of the rule. If the twilight zone worker first presented his claim under the [longshore act], the award could be
“Of all the categories of borderline employment, the one which [before Moores’s Case] had been most authoritatively, repeatedly and decisively placed on the federal side was repair work on a previously complete vessel . ...” 9 A. Larson & L. Larson, Workers’ Compensation Law (2006) § 145.02 [6], p. 145-11.
See also D. Collins, note, “Admiralty — Beverly v. Action Marine Services, Inc.: Twilight or Total Eclipse?” 58 Tul. L. Rev. 1237, 1241 (1984) (“[t]he Moores’s decision was such an unusual interpretation that it probably would have had very little precedential authority outside of Massachusetts if no further action had been taken”).
The California Court of Appeal initially had affirmed the decision of the workers’ compensation commission dismissing the plaintiff’s claim for benefits. Baskin v. Industrial Accident Commission, 89 Cal. App. 2d 632, 638, 201 P.2d 549, vacated, 338 U.S. 854, 70 S. Ct. 99, 94 L. Ed. 523 (1949) (per curiam). On remand, the California Court of Appeal reversed itself and concluded that the state had jurisdiction over the claim. Baskin v. Industrial Accident Commission, 97 Cal. App. 2d 257, 264, 217 P.2d 733 (1950). The court stated that “[t]he Massachusetts court in [.Moores’s Case] took a different view of the Davis case than we took, giving it more latitude than we thought it had, but the affirmance, in [Bethlehem Steel Co. v. Moores, supra, 335 U.S. 874] based on the authority of the Davis case, shows theirs was the correct view.” Baskin v. Industrial Accident Commission, supra, 97 Cal. App. 2d 263. The United States Supreme Court ultimately affirmed that decision sub nom. Kaiser Co. v. Baskin, 340 U.S. 886, 71 S. Ct. 208, 95 L. Ed. 643 (1950) (per curiam).
See 9 A. Larson & L. Larson, supra, § 145.02 [6], p. 145-13 (“[t]o put the matter in blunt terms, the [United States] Supreme Court by judicial construction [in Calbeck] deleted from the [longshore act] the . . . condition of coverage ‘and if recovery . . . through workmen’s compensation proceedings may not validly be provided by [s]tate law’ ”). Amendments to the longshore act in 1972 repealed this provision, perhaps in recognition that Calbeck already had done so. See Sun Ship, Inc. v. Pennsylvania, 447 U.S. 715, 721 n.2, 100 S. Ct. 2432, 65 L. Ed. 2d 458 (1980) (by repealing
See Duong v. Workers’ Compensation Appeals Board, 169 Cal. App. 3d 980, 984, 215 Cal. Rptr. 609 (1985) (state had jurisdiction over claim involving iryuiy incurred by employee repairing ship floating in navigable waters); Allsouth Stevedoring Co. v. Wilson, 220 Ga. App. 205, 206, 210, 469 S.E.2d 348 (1996) (state had jurisdiction over claim involving ir\juiy incurred by longshoreman working on ship floating in navigable waters); Logan v. Louisiana Dock Co., 541 So. 2d 182, 189 (La. 1989) (state had jurisdiction over claim by employee injured repairing ship in dry dock floating in navigable waters); Lane v. Universal Stevedoring Co., 63 N.J. 20, 34, 304 A.2d 537 (1973) (state had jurisdiction over claim involving ii\jury incurred by employee unloading cargo on ship floating in navigable waters); Behrle v. London Guarantee & Accident Co., Ltd., 76 R.I. 106, 113, 68 A.2d 63 (1949) (state had jurisdiction over claim involving injury incurred by employee repairing Navy ship that was not involved in commerce), cert. denied, 339 U.S. 928, 70 S. Ct. 627, 94 L. Ed. 1349 (1950); Indemnity Ins. Co. of North America v. Marshall, 308 S.W.2d 174, 179-80 (Tex. App. 1957) (state had jurisdiction over claim involving injury incurred by employee repairing ship in dry dock floating on navigable waters); American Original Foods, Inc. v. Ford, 221 Va. 557, 558, 562, 272 S.E.2d 187 (1980) (state had jurisdiction over claim by mother of employee killed while doing repair work on ship floating in navigable waters).
See Flowers v. Travelers Ins. Co., 258 F.2d 220, 228 (5th Cir. 1958) (state lacked jurisdiction over claim involving injury incurred by employee doing repair work on ship floating in navigable waters), cert. denied, 359 U.S. 920, 79 S. Ct. 591, 3 L. Ed. 2d 582 (1959); Wells v. Industrial Commission, 277 Ill. App. 3d 379, 388, 660 N.E.2d 229 (1995) (state lacked jurisdiction over claim involving iryury incurred by longshoreman loading ship floating in navigable waters); Wellsville Terminals Co. v. Workmen’s Compensation Appeal Board, 534 Pa. 333, 334, 340, 632 A.2d 1305 (1993) (state lacked jurisdiction over claim involving injury incurred by employee repairing ship floating in navigable waters).
But see Beverly v. Action Marine Services, Inc., 433 So. 2d 139, 142 (La. 1983). In Beverly, the Louisiana Supreme Court had concluded that that state had jurisdiction over a claim by the parents of an employee who had been killed while repairing and cleaning a ship floating in navigable waters. Id., 140. The court distinguished Jensen on the ground that the deceased employee, unlike the employee in Jensen, “was not a longshoreman.” Id., 142. This reasoning has been criticized on the ground that “[c]onceptually, longshoring and ship repairing have an equally direct relation to navigation and commerce; ergo the coverage of either by state law would have an equally prejudicial effect on the uniformity of admiralty law.” D. Collins, note, “Admiralty — Beverly v. Action Marine Services, Inc.: Twilight or Total Eclipse?” 58 Tul. L. Rev. 1237, 1246 (1984).
The dissent points out that the language in Larson’s treatise that was quoted by the court in Lane is not included in the most recent edition of his work and that Larson, instead, states that “ ‘even under the twilight zone doctrine there will be cases falling outside the twilight zone, as when the claimant is clearly a maritime worker and is injured over indisputably navigable waters.’ ” That statement, however, comes near the end of a lengthy analysis of the current status of the Jensen rule, in which Larson states unequivocally that everything that the United States Supreme Court has said or done since its decision in Davis supports a conclusion that “[sjtates had in effect concurrent jurisdiction over maritime injuries in employments without regard to whether these employments prior to Davis had been placed within the federal or state province.” 9 A. Larson & L. Larson, supra, § 145.05 [3], p. 145-127. Moreover, in support of the language cited by the dissent, Larson relied primarily on a case in which the court had concluded that the state did not have jurisdiction over a claim by a worker who had been injured while disassembling an engine on a ship that was docked on anavigable waterway because a state statute provided that no compensation was payable to an employee whose injury was covered by the longshore act. Id., § 145.07 [4],p. 145-143 n.20, citing Hernandez v. Mike Cruz Machine Shop, 389 So. 2d 1251 (Fla App. 1980). As the dissent points out, in the digest to the treatise, Larson cites a Louisiana case that represents one side of the acknowledged split of authority on the constitutional issue. See 9 A. Larson & L. Larson, supra, § 145.07D [3],p. D145-40, citing Wixom v. Travelers Ins. Co., 357 So. 2d 1343, 1344 (La. App. 1978) (state lacked jurisdiction over claim by employee ipjured while performing ship repairs on ship in navigable waters). Larson already had discussed this split in authority, however, and had declined to adopt Wixom’s reasoning. See 9 A. Larson & L. Larson, supra, § 145.05 [3], p. 145-129. Moreover, in Logan v. Louisiana Dock Co., 541 So. 2d 182, 188 n.17 (La. 1989), the Supreme Court of Louisiana expressly declined to follow Wixom and held that a claim involving an injury incurred on a boat in navigable waters was subject to state jurisdiction. Id., 189. Thus, the language relied on by the dissent is unsupported by any analysis and its unqualified tone is entirely inconsistent with the analysis that Larson had performed. Accordingly, we can only view it as an inexplicable
Paradoxically, after concluding that the case was governed by Moores’s Case and determining that the question of state jurisdiction “was not to be made on the basis of the rigid categorization of employees or work duties which had characterized the prior cases”; Lane v. Universal Stevedoring Co., supra, 63 N.J. 33; the court in Lane went on to distinguish the case from Jensen factually on the ground that the employee in Lane very seldom had been required to work on board a ship. Id. As we discuss later in this opinion, however, we conclude that Moores’s Case did away not only with the rigid categorization of work duties, but also with the need for courts to make hairline distinctions based on the frequency with which the injured employee had been required to work on navigable waters.
We also note that the scope of the longshore act now has been expanded to include claims involving certain land-based injuries that always have been within the jurisdiction of the states. See Sun Ship, Inc. v. Pennsylvania, supra, 447 U.S. 716-17. The United States Supreme Court has held that the states and federal government have concurrent jurisdiction over these claims and over claims involving injuries on navigable water that traditionally have been within the jurisdiction of the states under the maritime but local doctrine. See id.; Calbeck v. Travelers Ins. Co., supra, 370 U.S. 126-28. Larson states that the United States Supreme Court “did not necessarily imply that
Other courts also have reached this conclusion. See Richard v. Lake Charles Stevedores, Inc., 95 So. 2d 830, 832-33 (La. App. 1957) (referring to court’s statement in O’Rourke as dicta and concluding that O’Rourke did not govern claim involving scope of state jurisdiction), cert. denied, 355
The dissent points out that the court in Moores’s Case stated that “[w]e are the more inclined to include within the twilight zone the case of a workman engaged in an ordinary land occupation although occasionally going upon a dry dock or vessel to make repairs”; (internal quotation marks omitted) Moores’s Case, supra, 323 Mass. 167; thereby suggesting that a workman who was not primarily engaged in an ordinary land occupation would not fall within the twilight zone. In the very next sentence of Moores’s Case, however, the court stated: “Moreover, the distinction between working on navigable water in repairing a previously completed vessel and doing precisely the same work on navigable water upon a vessel in process of construction may be thought a narrow one of doubtful practical validity.” Id., 167-68. This language clearly indicates that, even if the claimant’s primary employment had been ship repair, his claim would have been treated the same as if he had been engaged in shipbuilding, that is, as subject to state compensation law. Thus, as the court in Lane and the other authorities that we have cited recognized, after Moores’s Case, there simply is no principle that courts can apply in a reasoned, consistent manner to determine the contours of exclusive federal jurisdiction. An injury incurred over the naviga
The dissent argues that this reading of Moores’s Case “cannot help but introduce the type of uncertainty and variability into the compensation scheme that the [United States] Supreme Court and Congress have sought to overcome since Jensen . . . Thus, the dissent believes that a rule under which some, but not all, claims involving injuries suffered by stevedores are subject to state jurisdiction is more certain and uniform than a rule under which all such injuries are treated the same. We cannot agree. The United States Supreme Court in Davis could hardly have expressed less concern with uniformity understood as the perpetuation of a realm of exclusive federal jurisdiction. Rather, its clear intent was to avoid “the necessity of handling coverage questions on a case-by-case basis, with all the administrative burdensomeness and endless uncertainty that this entails.” 9 A. Larson & L. Larson, supra, § 145.05 [3], p. 145-130.
The dissent also relies on the United States Supreme Court’s references to exclusive federal jurisdiction under Jensen in Sun Ship, Inc. v. Pennsylvania, supra, 447 U.S. 719; see also id., 722. Those references were made in the context of interpreting Congress’ general understanding of Jensen when it enacted the longshore act, however, and not in an attempt to define the current scope of “nonlocal maritime injuries” under the constitution. Id., 719.
The dissent further relies on dicta in Hahn v. Ross Island Sand & Gravel Co., 358 U.S. 272, 273, 79 S. Ct. 266, 3 L. Ed. 2d 292 (1959), that “if the case were not within the twilight zone ... the [longshore act] would provide the exclusive remedy.” (Internal quotation marks omitted.) In Hahn, the employee was injured while working on a barge used in connection with
Thus, the primary teaching to be gleaned from Hahn is that states have jurisdiction over an injury incurred by an employee while on a boat in navigable waters, a result that is hardly consistent with, much less dictated by, Jensen. The court’s statement that injuries incurred outside the twilight zone would be subject to exclusive federal jurisdiction is: (1) dicta; and (2) of no assistance in determining the contours of the twilight zone.
Moreover, contrary to the dissent’s contention, in enacting the longshore act and subsequent amendments, Congress was not concerned with protecting the uniformity of maritime law, but with ensuring a minimum recovery for all injured waterfront workers, which our decision does not affect. See Calbeck v. Travelers Ins. Co., supra, 370 U.S. 121-22 (purpose of 1972 amendments to longshore act was “to assure the existence of a compensation remedy for every . . . ipjury, without leaving employees at the mercy of the uncertainty, expense, and delay of fighting out in litigation whether their particular cases fell within or without state acts under the ‘local concern’ doctrine”); Davis v. Dept. of Labor, supra, 317 U.S. 252 (manifest purpose of longshore act was to provide certainty of compensation for workers whose duties were partly on land and partly on navigable waters). If uniform treatment of waterfront compensation claims — understood as exclusive federal jurisdiction over such claims — had been Congress’ primary concern, nothing prevented it from preempting the application of state law from the field of the longshore act, which it did not do. See Sun Ship, Inc. v. Pennsylvania, supra, 447 U.S. 720; Calbeck v. Travelers Ins. Co., supra, 126-27.
The dissent states that this conclusion is incorrect because one purpose of the 1972 amendments was to provide waterfront employers with limited and predictable liability. That purpose, however, is common to all workers’ compensation schemes and does not imply any special legislative concern with protecting the uniformity of maritime law. In any event, whatever Congress’ understanding of the Jensen rule or its desires for uniformity
Finally, although the dissent repeatedly suggests that our decision endangers the uniformity of maritime law and thereby creates a risk to interstate and international commerce, it never explains the substance or the mechanics of this risk. We are hard pressed to believe that a shipping company will choose one state’s ports over another state’s because the difference between the amounts of state and federal compensation that workers receive in the fraction of waterfront claims that traditionally were considered to be purely maritime, but now are subject to concurrent jurisdiction, is greater in one state than another.
See, e.g., Allsouth Stevedoring Co. v. Wilson, 220 Ga. App. 205, 210, 469 S.E.2d 348 (1996); Richard v. Lake Charles Stevedores, Inc., 95 So. 2d 830, 832 (La. App. 1957), cert. denied, 355 U.S. 952, 78 S. Ct. 535, 2 L. Ed. 2d 529 (1958). In Richard, the court concluded that, under Moores’s Case and Baskin, the state had jurisdiction over a claim by an employee who had been injured while working on a ship floating in navigable waters. Richard v. Lake Charles Stevedores, Inc., supra, 832. In support of this conclusion, the court pointed out that, “[h]ad this same longshoreman plaintiff been injured in the same manner, in the course of his employment with the same employer, having reported for work the same day, his employer subjected to the same risks and paying the same insurance premiums, [the] plaintiff would undoubtedly have been entitled to recovery under the Louisiana compensation law, even before the Davis case, had he been injured on land
See 9 A. Larson & L. Larson, supra, § 145.05 [3], p. 145-129 (“the [United States] Supreme Court [has] not forbidden a state to apply its compensation law to a waterfront injury [pursuant to Jensen] . . . since only a few years after the [longshore act] was passed”).
In Director, Office of Workers’ Compensation Programs v. Perini North River Associates, supra, 459 U.S. 315-16, the United States Supreme Court concluded that the longshore act, as amended in 1972 to include a “status” requirement that the injured employee must have been engaged in maritime employment, applied to a claim involving an injury incurred by an employee who had not been engaged in maritime employment at the time of his injury, but had been on navigable waters. Justice Rehnquist argued in a dissenting opinion that Congress had not been concerned with covering such injuries when it amended the longshore act because, “[wjhatever force the Jensen rule may once have had, it is now perfectly clear that a shore-based worker who is normally covered by a state compensation program may still recover state benefits even though he is injured over navigable waters. Surely no Member of this Court would question the fact that the construction worker injured in this case could have received a state award even though he was on a barge in the Hudson River when he was injured. The concern about the inability of the States to protect land-based workers who may temporarily cross the Jensen line is no longer significant Id., 339-40 (Rehnquist, J., dissenting). The majority responded that “[t]his position is by no means ‘perfectly clear’ id., 320 n.30; and cited a number of lower court cases that had held that such claims fall within exclusive federal jurisdiction. Id., 320-21 n.30. The majority did not cite its own decisions in Moores’s Case and Baskin, however, or the other state cases in which the courts had concluded that the states have jurisdiction over waterfront claims involving
We note that, in Jensen, the deceased employee had been employed in New York by a Kentucky corporation that owned the ship on which he was killed. See Southern Pacific Co. v. Jensen, supra, 244 U.S. 207. The state of New York entered an award against the ship owner. Id., 209. The United States Supreme Court concluded that New York constitutionally could not “subject foreign ships coming into her ports to such obligations as those imposed by her Compensation Statute . . . .” Id., 217. It does not appear that Moores’s Case, Baskin, Lane and the other cases in which courts have concluded that the state had jurisdiction over waterfront compensation claims; see footnote 15 of this opinion; involved claims against a foreign ship owner, and it may be that Jensen is distinguishable on this ground and would not fall within the twilight zone if decided today.
We further note that our decision in Leszczymski v. Andrew Radel Oyster Co., supra, 102 Conn. 513, involved the death of a crew member who had fallen off a boat while it was docked in Bridgeport on navigable waters. The twilight zone doctrine adopted in Moores’s Case applies only to waterfront claims over which the federal government colorably has jurisdiction under the longshore act, not to claims by seamen, which are covered by the Jones Act. See footnote 6 of this opinion. The scope of concurrent state and federal jurisdiction over claims by seamen, if it exists at all, is not before us in the present case. Accordingly, we overrule Leszczymski only to the extent that it suggests that all claims involving injuries on the navigable water, including those that meet the requirements of the twilight zone doctrine, are within the exclusive jurisdiction of the federal government.
The plaintiff expressly represented to the board that the defendant does business in Connecticut only, the plaintiff is a Connecticut resident and the injury occurred within the territorial waters of the state. The defendant never disputed that claim, but contended that the sole relevant finding was that the plaintiff was injured on a ship floating on navigable waters.
Dissenting Opinion
dissenting. Under the rule articulated by the majority, state compensation laws will be extended seaward and allowed to coexist with federal jurisdiction over any claim “involving injuries incurred on navigable waters when the employer and the employee are locally based, the employment contract is performed within
I
I begin by reviewing the applicable legal principles. In light of the fact that “this area of the law [has] been dominated — indeed created — from the beginning by the United States Supreme Court, by far the most important inquiry [is] what the Supreme Court [has] revealed as to its actual or probable position . . . .” 9 A. Larson & L. Larson, Workers’ Compensation Law (2006) § 145.05
Since Jensen, the United States Supreme Court has attempted to balance several considerations each time it has ruled on claims involving maritime injuries. These include a desire to (1) minimize uncertainty for the injured worker with respect to the source of coverage, (2) encourage uniformity in the law so as not to impede or hamper interstate and international commerce, (3) ensure a degree of equity in the relief available to workers within the different states, and (4) maintain the constitutional requirement of exclusive federal jurisdiction in cases involving indisputable maritime injuries that occur on navigable waters.
Because of the seemingly infinite number of ways in which maritime workers may be injured, the legal analysis in any given case is fact intensive, sometimes making it difficult to articulate general principles for future guidance. Nevertheless, a review of the case law suggests that, at different times, one or another of the previously enumerated considerations has caused the court to move in a particular direction. Jensen, for example, is notable for having drawn a clear line of demarcation between state and federal jurisdiction at water’s edge. See Southern Pacific Co. v. Jensen, supra, 244 U.S. 217-18. This had the benefit of maintaining the uniformity of maritime law by preventing the states from intruding on what the court deemed an area of exclusive federal jurisdiction. Id., 218. It also reduced uncertainty by making clear where state and federal jurisdiction began and ended for purposes of seeking compensation. At the same time, the Jensen line exposed the fact that substantial inequities existed in the availability of relief because Congress had provided no compensation for maritime injuries incurred by workers on navigable waters, whereas many states had provided at least some degree of coverage for maritime
Thereafter, the Supreme Court established the “maritime but local” doctrine in Grant Smith-Porter Ship Co. v. Rohde, 257 U.S. 469, 42 S. Ct. 157, 66 L. Ed. 321 (1922). In that case, the court determined that states would be permitted to extend their jurisdiction and coverage seaward to “non-maritime” injuries on navigable waters, which were defined as injuries not directly related to navigation or commerce. Id., 476. Because the injuries were considered local, the doctrine did not interfere with the uniformity of maritime law or with the exclusivity of federal jurisdiction over purely maritime injuries. See id. However, the newly articulated rule assigning states sole jurisdiction over such injuries required case-by-case determinations, forced workers to make difficult choices as to the applicability of a state’s compensation scheme and created uncertainty for employers as to whether their contributions to a state insurance fund would be sufficient to protect them from liability. See Director, Office of Workers’ Compensation Programs v. Perini North River Associates, 459 U.S. 297, 306-307, 103 S. Ct. 634, 74 L. Ed. 2d 465 (1983). It also failed to address the continuing differences in coverage provided by the various states and the lack of federal coverage for strictly maritime injuries incurred on navigable waters. See John Baizley Iron Works v. Span, 281 U.S. 222, 230-31, 50 S. Ct. 306, 74 L. Ed. 2d 819 (1930) (rejecting application of state compensation laws because repairing completed ship in navigable waters had direct and intimate connection with navigation and commerce).
In Davis, the husband of the petitioner, who was seeking state benefits, had drowned after falling off a barge lying in navigable waters while examining steel he had cut in the process of dismantling a bridge. Id., 251. The United States Supreme Court reversed the decision of the Washington Supreme Court denying the petitioner state benefits because of the difficulty in determining whether relief should be provided under federal or state law. Id., 257-58. The court defined the “twilight zone” as that area of uncertainty between state jurisdiction under the “maritime but local” doctrine and exclusive federal jurisdiction when the injury occurred on navigable waters but its essential character was in doubt. Id., 256. In that “shadowy area”; id., 253; in which
The concept of the “twilight zone” reduced uncertainty because maritime workers now could apply for state or federal benefits in circumstances “where [long-shore act] coverage was available and where the applicability of state law was difficult to determine”; Director, Office of Workers’ Compensation Programs v. Perini North River Associates, supra, 459 U.S. 309; and be assured of receiving compensation without suffering serious financial loss due to an error of choice. See Davis v. Dept. of Labor & Industries, supra, 317 U.S. 254. The uniformity of maritime law would be affected only in marginal situations in which state jurisdiction was, in any event, questionable. The “twilight zone” did not affect injuries subject to exclusive federal jurisdiction because their essential character was not in doubt. In fact, Da,vis expressly recognized the continued existence of the Jensen line separating federal and state jurisdiction when it stated that “[o]verruling the Jensen case would not solve [the jurisdictional] problem” because the court had held in Parker that Congress, by enacting the longshore act, had “accepted the
The Supreme Court’s next major ruling was issued in Calbeck v. Travelers Ins. Co., 370 U.S. 114, 82 S. Ct. 1196, 8 L. Ed. 2d 368 (1962), in which it determined that concurrent state and federal jurisdiction could be exercised in cases governed by the “maritime but local” doctrine. See id., 126-27. The extension of federal jurisdiction to cases previously covered by state law had the effect of ensuring less uncertainty as to whether an exclusive state remedy applied when the injury occurred on navigable waters, greater equity in the relief available to workers in different states and, to the extent that federal benefits were higher than state benefits, greater uniformity in the law. As a result, all workers who incurred injuries on navigable waters
In 1972, Congress amended the longshore act to provide federal coverage for maritime injuries that occurred on land by expanding the definition of “navigable waters” to include “any adjoining pier, wharf, dry dock, terminal, building way, marine railway, or other adjoining area customarily used by an employer in loading, unloading, repairing, or building a vessel.” Pub. L. No. 92-576, § 2, 86 Stat. 1251 (1972), codified as amended at 33 U.S.C. § 903 (a). The amendment defined workers eligible to receive benefits as “any person engaged in maritime employment, including any longshoreman or other person engaged in longshoring operations, and any harborworker including a ship repairperson, shipbuilder and shipbreaker . . . .” Pub. L. No. 92-576, § 2, 86 Stat. 1251 (1972), codified as amended at 33 U.S.C. § 902 (3). Previous language providing that federal coverage was available “if recovery . . . through workfers’] compensation proceedings may not validly be provided by State law” was eliminated; Pub. L. No. 92-576, § 2, 86 Stat. 1251 (1972); thus recognizing the principle of concurrent jurisdiction established in Cal-beck. At the same time, Congress enacted a generous increase in federal benefits that exceeded most existing state benefits. The amendments were inspired by, among other things, a desire to eliminate the inequities created when workers whose duties required them to make frequent trips between ship and shore continually moved in and out of federal jurisdiction and received different benefits depending on where they were injured. See Northeast Marine Terminal Co. v. Caputo, 432 U.S. 249, 262-63, 97 S. Ct. 2348, 53 L. Ed. 2d 320 (1977). The amendments also sought to eliminate dis
Several years later, in Sun Ship, Inc. v. Pennsylvania, 447 U.S. 715, 720-22, 100 S. Ct. 2432, 65 L. Ed. 2d 458 (1980), the Supreme Court held that the 1972 amendments did not preclude state compensation for land based injuries that fell within the longshore act. Concurrent jurisdiction thus was permitted for maritime injuries on both land and sea except in cases of exclusive federal jurisdiction beyond the “twilight zone” in which clearly maritime workers were injured over indisputably navigable waters. See 9 A. Larson & L. Larson, supra, § 145.07 [4], p. 145-143. In sum, Congress and the Supreme Court gradually extended federal jurisdiction across the shoreline and increased federal benefits over the course of sixty-five years to create a uniform body of law that overcame the inequities arising from the
II
The rule adopted by the majority disrupts this scheme because its practical effect is to permit concurrent state and federal jurisdiction over all maritime injuries that occur on navigable waters, thus eliminating exclusive federal jurisdiction over any injury covered by the long-shore act. The rule thus constitutes a major departure from United States Supreme Court precedent.
The majority’s rule is based on its conclusion that “the United States Supreme Court, in its decisions in [Bethlehem Steel Co. v. Moores, 335 U.S. 874, 875, 69 S. Ct. 239, 93 L. Ed. 417 (1948) (per curiam),
In John Baizley Iron Works, the worker had been injured while painting angle irons and repairing the floor in the ship’s engine room. Id., 228-29. In contrast, the worker in Moores’s Case, also a ship repair case, was a “rigger” or “tag man” whose duties included assisting crane operators by directing the movement of material from piers on land to dry docks or ships but required only infrequent work on ships. (Internal quotation marks omitted.) Moores’s Case, supra, 323 Mass. 164. Although he spent most of his time on the piers, the worker was injured when he slipped on board a ship undergoing repairs while moving to a location where the crane operator could see him better for the purpose of giving signals. Id. The Massachusetts Supreme Court noted that, although ship repair work had been considered a matter of exclusive federal jurisdiction since John Baizley Iron Works, the “twilight zone” established in Davis had changed the law by setting “up a means of escape from the difficulties involved in drawing the line between State and Federal authority under . . . Jensen . . . .” Id., 166. The Massachusetts court
The Supreme Court’s decisions in Moores’s Case and Baskin represented a departure from John Baizley Iron Works because they indicated that the court now believed that injuries incurred in ship repair cases or cases involving facts relating to both land and sea did not always fall within exclusive federal jurisdiction, as the court had suggested previously. In neither case, however, did the state court nor the United States Supreme Court conclude that all ship repair cases necessarily fell within the “wide circle of doubt”; Moores’s Case, supra, 323 Mass. 167; constituting the “twilight zone.” The Massachusetts court simply stated that “[w]e are the more inclined to include within the ‘twilight zone’ the case of a workman engaged in an ordinary land occupation although occasionally going upon a
Moreover, in neither Moores’s Case nor Baskin did the Supreme Court choose to issue an opinion presenting the kind of legal analysis and discussion that might have been expected had it wished to repudiate John Baizley Iron Works entirely in order to establish the principle that exclusive federal jurisdiction no longer should govern in any ship repair case. The most that can be said after Moores’s Case and Baskin is that the court believed that some ship repair cases did not have a “direct and intimate” connection with navigation and commerce, and, consequently, courts could consider those cases as falling within the “twilight zone.” Indeed, the Massachusetts court expressly acknowledged continued exclusive federal jurisdiction in cases involving maritime injuries in navigable waters when it stated that “some heed must still be paid to the line between State and Federal authority” and that the “twi
That the Supreme Court did not intend Davis, Moores’s Case and Baskin to eliminate the Jensen line of demarcation is confirmed by the court’s direct and indirect references in subsequent opinions to exclusive federal jurisdiction in waterfront cases. For example, in Hahn v. Ross Island Sand & Gravel Co., 358 U.S. 272, 273, 79 S. Ct. 266, 3 L. Ed. 2d 292 (1959), in which the court reversed the decision of the Oregon Supreme Court dismissing an action by a worker seeking state compensation for an injury incurred on a barge dredging sand and gravel in navigable waters, the court declared in a per curiam decision that, “if the case were not within the ‘twilight zone’ . . . the [longshore] [a]ct would provide the exclusive remedy.”
Other federal and state jurisdictions also have continued to recognize exclusive federal jurisdiction in ship repair cases decided after Moores’s Case and Baskin. See, e.g., Hughes v. Chitty, 415 F.2d 1150, 1151, 1152 (5th Cir. 1969) (claim subject to exclusive federal jurisdiction when carpenter was injured while repairing ship); Flowers v. Travelers Ins. Co., 258 F.2d 220, 221, 228 (5th Cir. 1958) (claim subject to exclusive federal jurisdiction when welder was injured while repairing ocean going tanker), cert. denied, 359 U.S. 920, 79 S. Ct. 591, 3 L. Ed. 2d 582 (1959); Wellsville Terminals Co. v. Workmen’s Compensation Appeal Board, 534 Pa. 333, 335, 338-40, 632 A.2d 1305 (1993) (claim subject to exclusive federal jurisdiction when welder was injured while repairing barge); Wixom v. Travelers Ins. Co.,
In the present case, the plaintiff was a stevedore whose duties included the loading and unloading of cargo from a ship and who fell because a step gave way while he was descending into the ship’s hold. The work of a stevedore or longshoreman differs from that of a ship repair worker and has long been regarded as strictly maritime in nature. See Northern Coal & Dock Co. v. Strand, 278 U.S. 142, 144, 49 S. Ct. 88, 73 L. Ed. 232 (1928) (work of longshoreman or stevedore on vessel lying in navigable waters has direct relation to commerce and navigation and is clearly maritime); Southern Pacific Co. v. Jensen, supra, 244 U.S. 217 (“[t]he work of a stevedore ... is maritime in its nature”); Atlantic Transport Co. v. Imbrovek, 234 U.S. 52, 61, 34 S. Ct. 733, 58 L. Ed. 1208 (1914) (“[w]e entertain no doubt that the service in loading and stowing aship’s cargo is [amaritime service]”). State and federal courts have not hesitated since Moores’s Case and Baskin to conclude that injuries incurred on navigable waters while loading and unloading cargo are covered exclusively by federal law. See, e.g., Noah v. Liberty Mutual Ins. Co., 267 F.2d 218, 218-19 (5th Cir. 1959); Wells v. Industrial Commission, 277 Ill. App. 3d 379, 380, 386, 660 N.E.2d 229 (1995); Ellis v. Travelers Ins. Co., 241 La. 433, 435, 464-65, 129 So. 2d 729 (1961). In addition, the majority has cited no federal authority involving injury to a stevedore in support of its conclu
The majority relies on Lane v. Universal Stevedoring Co., supra, 63 N.J. 20, which quotes from a 1971 treatise on workers’ compensation law by Arthur Larson, for the proposition that, after Moores’s Case and Baskin, “[e]ither categories previously held federal are outside
Moreover, the majority itself points out the paradox in Lane that, after concluding that the case was governed by Moores’s Case, the New Jersey court distinguished the operative facts from the facts in Jensen on the ground that the injured worker in Lane had “very seldom” been required to work on board a ship; (internal quotation marks omitted) Lane v. Universal Stevedoring Co., supra, 63 N.J. 33; thereby suggesting that the court may have believed that Jensen and other cases with similar facts would not fall within the “twilight zone.”
Finally, I agree with the Fifth Circuit’s statement in Flowers v. Travelers Ins. Co., supra, 258 F.2d 220, that a federal court’s “duty faithfully to interpret and apply Federal constitutional principles and . . . [the long-shore act]” is too important for it “to be swayed by State Court decisions [it] think[s] are fundamentally erroneous in a field in which . . . the Federal Judiciary . . . has the last say.” Id., 227. As a result, although I would not rule out the possibility that the facts in a
Ill
I also disagree with the rule espoused by the majority because wholesale adoption of such an approach by other jurisdictions could potentially reverse much of the progress that the United States Supreme Court and Congress has made since Jensen. As I described in part I of this dissent, the Supreme Court originally permitted overlapping federal and state jurisdiction in Calbeck to remedy inequities in the benefits available to workers injured on navigable waters under the “maritime but local” doctrine. This had no effect on the uniformity and harmony of federal maritime law because the injuries in such cases were not directly related to navigation and commerce. The 1972 amendments encouraged uniformity and, therefore, predictability in the law for both employers and workers by limiting employer liability in exchange for an increase in federal benefits and their extension landward. The concept of concurrent jurisdiction that was endorsed in Sun Ship, Inc., did not disrupt the uniformity and predictability achieved by the 1972 amendments because federal benefits generally exceeded state benefits. Expanding state jurisdiction seaward to cover all cases arising under the longshore act for the purpose of ensuring that workers will receive greater state compensation benefits, however, is not consistent with this pattern. Instead of fostering the harmony and uniformity achieved under federal law, such a rule would introduce variation into the compensation scheme with respect to maritime injuries traditionally subject to exclusive federal jurisdiction, depending on the state in which the injury
In Knickerbocker Ice Co. v. Stewart, 253 U.S. 149, 163-64, 40 S. Ct. 438, 64 L. Ed. 834 (1920), the Supreme Court declared unconstitutional a sweeping law passed by Congress granting states the right to extend remedies to any maritime injury incurred on navigable waters. The court concluded that such a delegation of legislative power to the states would defeat the purpose of the constitution of preserving the harmony and uniformity of federal law. Id., 164. The court explained: “The Constitution itself adopted and established, as part of the laws of the United States, approved rules of the general maritime law and empowered Congress to legislate in respect of them and other matters within the admiralty and maritime jurisdiction. Moreover, it took from the States all power, by legislation or judicial decision, to contravene the essential proposes of, or to work material injury to, characteristic features of such law or to
Almost all of the issues that motivated Congress and the Supreme Court to clarify Jensen over the past ninety years have been addressed. Uncertainty with respect to the source of coverage and inequities in the relief available to injured workers has been eliminated because federal law presently covers all maritime related injuries, regardless of whether they occur on land or sea. Moreover, federal law has achieved uniformity with respect to maritime injuries incurred on navigable waters, except in doubtful cases that fall within the “twilight zone.” Lastly, exclusive federal jurisdiction has been preserved over indisputably maritime injuries that occur on navigable waters. Permitting state compensation laws to govern in all cases arising under the longshore act cannot help but introduce the type of uncertainty and variability into the compensation scheme that the Supreme Court and Congress have sought to overcome since Jensen because such laws may provide benefits in many cases that differ from those provided under federal law.
Ironically, the principal rationale that the majority advances to broaden concurrent jurisdiction is that it would eliminate “uncertainty and confusion about whether the choice of jurisdiction would be the correct one and the need for courts to maintain hairline distinctions that [seem] implausible on their face.” Text
Accordingly, I respectfully dissent.
In asserting that the United States Supreme Court’s affirmation of the Jensen line in Davis “hardly constitutes a ringing endorsement of the rigid Jensen rule,” the majority uses unnecessary hyperbole to suggest that I believe that Davis unequivocally endorses Jensen. Footnote 9 of the majority opinion. This is not the case. I do not view Davis as a “ringing endorsement” of Jensen because, in creating the “twilight zone,” the court precluded exclusive federal jurisdiction in cases that occupied that “shadowy area” in which state laws also could provide compensation for injuries incurred on navigable waters. Davis v. Dept. of Labor & Industries, supra, 317 U.S. 253. I merely make the point that the court acknowledged that areas of exclusive state and federal jurisdiction continued to remain even after creation of the “twilight zone” to deal with the “doubtful jurisdictional line” separating the two; id., 256; a conclusion that the majority does not appear to dispute. Although the Supreme Court subsequently endorsed concurrent jurisdiction in cases falling within the “maritime but local” doctrine; see Calbeck v. Travelers Ins. Co., 370 U.S. 114, 126-27, 82 S. Ct. 1196, 8 L. Ed. 2d 368 (1962); and interpreted Davis to mean that concurrent jurisdiction could be exercised in cases falling within the “twilight zone”; see Sun Ship, Inc. v. Pennsylvania, 447 U.S. 715, 718, 100 S. Ct. 2432, 65 L. Ed. 2d 458 (1980); thus demonstrating, as the majority points out, that “the scope of the longshore act does not negatively define the scope of state jurisdiction under the [federal] constitution,” these developments do not diminish the fact that the court in Davis did not overrule Jensen or suggest that exclusive jurisdiction no longer existed with respect to cases that did not fall within the “twilight zone.”
The majority states that, “in enacting the longshore act and subsequent amendments, Congress was not concerned with protecting the uniformity of maritime law, but with ensuring a minimum recovery for all injured waterfront workers . . . .” Footnote 22 of the majority opinion. This is not an accurate representation of Congressional intent, as indicated in the following passage from the Congressional committee report explaining the purpose of the act: “The present Act, insofar as longshoremen and ship builders and repairmen are concerned, covers only injuries which occur ‘upon the navigable waters of the United States.’ Thus, coverage of the present Act stops at the water’s edge; injuries occurring on land are covered by State Work[ers’\ Compensation laws. The result is a disparity in benefits payable . . . for the same type of injury depending on which side of the water’s edge and in which State the accident occurs.
“The intent of the Committee is to permit a uniform compensation system to apply to employees who would otherwise be covered by this Act for part of their activity." (Emphasis added.) H.R. Rep. No. 92-1441, pp. 10-11 (1972); accord S. Rep. No. 92-1125, pp. 12-13 (1972); see also P.C. Pfeiffer Co. v. Ford, 444 U.S. 69, 83, 100 S. Ct. 328, 62 L. Ed. 2d 225 (1979) (“Congress intended to apply a simple, uniform standard of coverage”).
The Supreme Court further explained in Northeast Marine Terminal Co. v. Caputo, supra, 432 U.S. 249, that “[t]he main concern of the 1972 Amendments was not with the scope of coverage but with accommodating the desires of three interested groups: (1) shipowners who were discontented with the decisions allowing many maritime workers to use the doctrine of ‘seaworthiness’ to recover full damages from shipowners regardless of fault; (2) employers of the longshoremen who, under another judicially created doctrine, could be required to indemnify shipowners and thereby lose the benefit of the intended exclusivity of the compensation remedy; and (3) workers who wanted to improve the benefit schedule deemed inadequate by all parties. Congress sought to meet these desires by ‘specifically eliminating suits against vessels brought for injuries to longshoremen under the doctrine of seaworthiness and outlawing indemnification actions and “hold harmless” or indemnity agreements!; continuing] to allow suits against ves
In the interest of simplicity, we refer to the United States Supreme Court’s decision in Bethlehem Steel Co. v. Moores, supra, 335 U.S. 874, as Moores’s Case.
The majority states that the Massachusetts court’s reference in the next sentence to the fact that the distinction between making repairs to a completed ship on navigable waters and performing similar work on a ship under construction on navigable waters is of “doubtful practical validity”; Moores's Case, supra, 323 Mass. 168; clearly indicates that, “even if the claimant’s primary employment had been ship repair, his claim would have been treated [by the Massachusetts court] the same as if he had been engaged in shipbuilding, that is, as subject to state compensation law.” Footnote 21 of the majority opinion. I disagree because such a conclusion is unsupported by the express words of the court. Not only did the Massachusetts court state that it was “more inclined” to include within the “twilight zone” cases involving workers engaged in “ordinary land occupation[s]”; Moores’s Case, supra, 167; it also recognized that Davis did not overrule Jensen; id., 166; and stated that “some heed must still be paid to the line between State and Federal authority as laid down in the cases following the Jensen case . . . .” Id., 167. More importantly, however, it never suggested that all future ship repair cases in Massachusetts should be subject to concurrent state and federal jurisdiction. See id., 166-67.
Compare Baskin v. Industrial Accident Commission, supra, 89 Cal. App. 2d 632-33, and Moores's Case, supra, 323 Mass. 164, with John Baizley Iron Works v. Span, supra, 281 U.S. 230, 232.
The majority grossly oversimplifies and misrepresents Hahn when it states that the case stands for the proposition that “states have jurisdiction over [claims involving] an injury incurred by an employee while on a boat in navigable waters" and that the court’s reference to “exclusive federal jurisdiction is: (1) dict[um]; and (2) of no assistance in determining the contours of the twilight zone.” Footnote 22 of the majority opinion. Properly understood, Hahn stands for the proposition that the longshore act does not prevent an injured worker from obtaining state compensation benefits
The majority minimizes the court’s references to exclusive federal jurisdiction over nonlocal maritime injuries in Sun Ship, Inc., when it claims that the court was not attempting “to define the current scope of ‘nonlocal maritime injuries’ under the [federal] constitution.” Footnote 22 of the majority opinion. The majority misses the point that, in its most recent full-fledged opinion addressing concurrent state and federal jurisdiction over maritime injuries, the Supreme Court declined to question the “accepted understanding” in 1972 that state jurisdiction in compensation matters was subject to certain constitutional limitations under Jensen. Sun Ship, Inc. v. Pennsylvania, supra, 447 U.S. 722; see also Director, Office of Workers’ Compensation Programs v. Perini North River Associates, supra, 459 U.S. 306 (“[b]eginning with [the court’s] decision in Southern Pacific Co. v. Jensen, [supra, 244 U.S. 205, it was] held that there were certain circumstances in which States could not, consistently with Art,. III, § 2, of the Constitution, provide compensation to injured maritime workers”). Furthermore, it is irrelevant that the Supreme Court has not preempted the application of state law from the field covered by exclusive federal jurisdiction in light of the fact that it has never been required to decide that question.
The only three cases involving stevedores cited by the majority are Allsouth Stevedoring Co. v. Wilson, 220 Ga. App. 205, 469 S.E.2d 348 (1996), cert. denied sub nom. Strachan Shipping Co. v. Wilson, No. S96C0936, 1996 Ga. LEXIS 570 (May 3,1996), Lane v. Universal Stevedoring Co., supra, 63 N.J. 20, and Richard v. Lake Charles Stevedores, 95 So. 2d 830 (La. App. 1957), cert. denied, 355 U.S. 952, 78 S. Ct. 535, 2 L. Ed. 2d 529 (1958). In Allsouth Stevedoring Co., the Georgia Court of Appeals concluded that, in light of the split of authority among states that have dealt with the issue of exclusive federal jurisdiction in cases involving stevedores ipjured on navigable waters, the matter should be resolved on the basis of policy considerations. Allsouth Stevedoring Co. v. Wilson, supra, 209-10. The court then determined that concurrent state and federal jurisdiction was appropriate because to decide otherwise would create the untenable situation of a stevedore “walkpng] in and out of state [jurisdiction] many times each day.” Id., 210. The Georgia court reasoned that state coverage of employees for identical injuries suffered on land or sea would place “no new burdens on employers.” Id. I reject this reasoning because it is unrelated to the criteria used by the Supreme Court for determining whether a case falls within the “twilight zone.” I also note that Allsouth Stevedoring Co. is not a federal case.
In Richard v. Lake Charles Stevedores, supra, 95 So. 2d 832, in which the injured stevedore also was granted permission to recover under state compensation law, the United States Supreme Court denied the employer’s petition for a writ of certiorari to appeal from the decision of the Louisiana appeals court, thus expressing no opinion on the matter. See, e.g., Boumediene v. Bush, 549 U.S. 1328, 127 S. Ct. 1478, 167 L. Ed. 2d 578 (2007) (Stevens and Kennedy, Js.) (“denial of certiorari does not constitute an expression of any opinion on the merits”). I further discuss Lane in the text of this opinion.
The majority characterizes this conclusion as an “inexplicable discrepancy” that is “unsupported by any analysis and ... is entirely inconsistent with the analysis that Larson had performed”; footnote 17 of the majority opinion; in prior sections of the treatise, in which he states that “everything [the Supreme Court] had said [prior to 1972], or, more exactly, everything that it had done or omitted to do, placed it on the side of . . . not limiting state jurisdiction by pr e-Davis tests.” 9 A. Larson & L. Larson, supra, § 145.05 [3], p. 145-127. The majority, however, misconstrues Larson, who makes repeated references to the fact that the law was fraught with ambiguity prior to 1972. For example, Larson writes immediately before making the above quoted statement that the Supreme Court never had formally addressed the issue of whether state jurisdiction should be extended to injuries previously subject to exclusive federal jurisdiction, such as those arising in the course of loading and unloading ships or repairing completed vessels. Id. Larson further writes that, although there was “an impressive line of decisions” in favor of concurrent jurisdiction in such cases, there also was “substantial authority” in favor of exclusive federal jurisdiction. Id. Larson then speculates, in effect, that nothing in the Supreme Court’s decisions prior to 1972 was inconsistent with the conclusion that exclusive federal jurisdiction over maritime injuries no longer existed. Id. He goes on to cite Moores’s Case and Baskin, among others, to support his view that, prior to 1972, the Supreme Court had not precluded a state from applying its compensation law to a waterfront injury on grounds related to the “local-concern doctrine’’ in more than forty years. (Emphasis added.) Id., p. 145-129. Larson concedes that “[s]uch agonizing as was done over this problem in the last couple of generations was done, not by the United States Supreme Court, but by several state courts, and, within the federal system, chiefly by the Fifth Circuit. Louisiana, New Jersey, and Texas produced decisions facing both ways. So did the Fifth Circuit . . . .” (Emphasis added.) Id. In
The treatise later discusses the development of the law following the enactment of the 1972 amendments. In response to the question of “[w]hat, if anything, did the 1972 amendments do to change the law as [it related] to the ‘twilight zone’ and concurrent jurisdiction doctrines,” Larson declares, “legally, nothing.” Id., § 145.07 [1], p. 145-138. Larson ultimately concludes that, even after 1972, certain cases would continue to fall outside the “twilight zone.” Id., § 145.07 [3], p. 145-143. Viewed in its entirety, Larson’s commentary thus recognizes that different jurisdictions had reached different conclusions about the continued viability of exclusive federal jurisdiction over maritime injuries incurred on navigable waters. He would interpret Supreme Court precedent such as Moores’s Case, Baskin and Calbeck, however, as supporting the notion that concurrent federal and state jurisdiction exists over injuries formerly subject to exclusive federal jurisdiction, although he still believed that, under present law, some cases would continue to fall outside the “twilight zone.” Larson’s final conclusion is therefore not an “inexplicable discrepancy” that is inconsistent with his prior analysis but grows out of his express recognition of the unresolved controversy surrounding the issue since Congress enacted the 1972 amendments.
The majority also discredits Larson’s conclusion regarding the limits of the “twilight zone” on the ground that one of the cases that Larson cites, namely, Hernandez v. Mike Cruz Machine Shop, 389 So. 2d 1251, 1252 (Fla. App. 1980), was governed by a state statute that precluded application of state compensation laws when an employee’s injury was covered by the longshore act. The majority further notes that, although Larson also cites Wixom v. Travelers Ins. Co., supra, 357 So. 2d 1344, in which there was no similar state statute and in which a Louisiana appeals court determined that the worker could not receive state benefits because his ipjury was subject to exclusive federal jurisdiction, Wixom has been questioned by the Louisiana Supreme Court. See Logan v. Louisiana Dock Co., 541 So. 2d 182, 188 n.17 (La.) (Wixom “reflects] an anomalous and overly restrictive view of concurrent jurisdiction”), cert. dismissed, 492 U.S. 939, 110 S. Ct. 30, 106 L. Ed. 2d 639 (1989). Moreover, according to the majority, Larson implicitly has rejected the reasoning in Wixom. Whether Larson agrees with the reasoning in Wixom, however, has no bearing on his express conclusion that some cases continue to fall outside the “twilight zone.” As for the fact that Wixom has been questioned, the point of view expressed in Wixom also was expressed in other cases cited in the treatise. See, e.g., A. Larson & L. Larson, supra, § 145.05D [3], p. D145-34 n.12 (digest to chapter 145), citing Flowers v. Travelers Ins. Co., supra, 258 F.2d 220. Finally, the fact that Hernandez
The majority’s claim that perpetuating the concept of exclusive federal jurisdiction will not foster uniformity in the law because it will require the “ ‘handling [of] coverage questions on a case-by-case basis, with all the administrative burdensomeness and endless uncertainty that this entails,’ ” is without foundation. Footnote 22 of the majority opinion. Cases subject to exclusive federal jurisdiction, by definition, clearly fall within the federal sphere because of the nature of the worker’s employment and the location of his injury on navigable waters. Retaining exclusive federal jurisdiction in such cases will ensure that ship owners who employ workers in different states are held liable under a single compensation scheme. The majority’s rule, “under which all such injuries are treated the same”; id.; contains an inherent contradiction because treating such injuries “the same” does not refer to the substance of the law but to the fact that both state and federal law apply, which will lead to diversity, rather than foster uniformity, in maritime law. In addition, a system that permits concurrent jurisdiction for all injuries incurred on navigable waters is likely to increase the administrative burden on ship owners as well as their insurance costs because workers very likely will file dual claims under federal and state law, as in the present case. The majority’s preoccupation with “practical concerns” does not appear to consider this potential problem. Footnote 9 of the majority opinion.
Reference
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- Michael Coppola v. Logistec Connecticut, Inc., Et Al.
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