Finley v. INLAND WETLANDS COM'N OF TOWN OF ORANGE
Finley v. INLAND WETLANDS COM'N OF TOWN OF ORANGE
Opinion of the Court
Opinion
The plaintiffs, George L. Finley, Barbara K. Schmidt and Vincent P. Schmidt, appeal
The record reveals the following undisputed facts. In 2004, Stew Leonard’s submitted an application to the commission for a permit to conduct certain regulated activities on property located at 161 Marsh Hill Road in Orange. Specifically, Stew Leonard’s sought approval of its plans to construct on the property a dairy store, an outdoor garden center, a restaurant, a conference center and related parking facilities, utilities and landscaping. The property consists of 41.15 acres, 18.6 acres of which will be covered by the proposed development, and 13.43 acres of which are regulated wetlands and buffer area. The plaintiffs intervened in the proceedings pursuant to General Statutes § 22a-19 (a),
Thereafter, the plaintiffs appealed from the commission’s decision to the trial court pursuant to § 22a-43, claiming, inter alia, that the decision was not supported by substantial evidence. In a ruling from the bench, the trial court concluded that the decision was supported by substantial evidence. The court also noted, however, that five of the conditions imposed by the commission required Stew Leonard’s to submit additional plans and information concerning certain portions of the proposed development.
Thereafter, the plaintiffs filed this appeal in the Appellate Court. Stew Leonard’s filed a motion to dismiss the appeal on the ground that the plaintiffs lacked standing under §§ 22a-43 and 22a-19 to appeal from the commission’s decision because they had not alleged unreasonable impairment of the environment. The Appellate Court denied the motion to dismiss without prejudice and ordered the parties to address the standing issue
The plaintiffs claim on appeal that the trial court improperly determined that the commission’s decision granting the permit was supported by substantial evidence. The defendants claim, as alternate grounds for affirmance, that: (1) the trial court lacked subject matter jurisdiction because § 22a-19 does not provide a right to appeal from an agency’s decision, but only to intervene in an appeal brought by a party who is classically or statutorily aggrieved by the agency’s decision; and (2) even if a party who inteivenes pursuant to § 22a-19 has aright to bring an appeal, the plaintiffs lack standing to appeal because they have not alleged that the proposed development will cause unreasonable impairment of the environment. The defendants also claim that the trial court improperly ordered additional post-judgment proceedings relating to the conditions of approval when it found that Stew Leonard’s activities were not likely to result in unreasonable impairment of the environment.
I
We first address the question of whether the trial court’s decision denying the plaintiffs’ appeal and ordering the defendants to provide the plaintiffs with documentary materials relating to certain conditions imposed by the commission is an appealable final judgment. Because this issue is closely intertwined with the defendants’ claim that the trial court improperly issued orders for postjudgment proceedings, we consider both issues together. We conclude that the trial court’s decision denying the plaintiffs’ appeal was a final judgment and that the trial court improperly issued orders for postjudgment proceedings.
The following additional procedural history is relevant to our resolution of this issue. As we have indi
After the plaintiffs filed their appeal in the Appellate Court, that court, sua sponte, ordered the trial court to articulate whether it had sustained or denied the plaintiffs’ appeal, and to state with specificity the orders that it had rendered for postjudgment proceedings. The
We note that none of the parties contends that the trial court’s ruling was not an appealable final judgment. Rather, the defendants contend that, because the ruling was a final judgment sustaining the commission’s decision granting the permit, there was no proper basis for the court’s order for postjudgment proceedings. The plaintiffs contend that the trial court improperly issued a final judgment sustaining the commission’s decision granting the permit when the issues addressed by the conditions were central to the question of whether the wetlands permit should have been approved in the first instance.
At the outset of our analysis, we set forth the legal principles governing our resolution of this issue. “Because the provisions of the Uniform Administrative
In Kaufman, the trial court sustained the plaintiffs appeal from the decision of the defendant, the zoning commission of the city of Danbury (commission), denying the plaintiffs application for zone change in connection with a proposal for an affordable housing project, “but ordered a remand to give the commission the opportunity to impose reasonable conditions and changes with respect thereto.” Id., 128. After the commission appealed to this court, we, sua sponte, ordered the parties to brief the question of whether the trial court’s ruling was a final judgment. In determining that it was not, “[w]e attach[ed] significance to the fact that the trial court’s judgment did not order further evidentiary determinations on remand. Although the trial court’s remand may have allowed the commission to hear additional evidence in order to determine whether to impose reasonable conditions on or to make reasonable changes in the application, the remand in no way required the commission to conduct such an inquiry.
“Even more important, the trial court’s judgment required the commission to approve the plaintiffs appli
Moreover, this court implicitly has recognized that the fact interested parties may review and respond to any additional information to be provided by an applicant pursuant to conditions on an agency approval does not deprive the courts of appellate jurisdiction. In Gardiner v. Conservation Commission, 222 Conn. 98, 102, 608 A.2d 672 (1992), the defendant conservation commission of the town of Waterford granted the application of the defendant Reynolds Metals Development Company (Reynolds) to conduct regulated activities on certain land subject to conditions requiring Reynolds to submit additional information about the proposed development. The plaintiff, an abutting landowner,
As we have indicated, however, notwithstanding the fact that it rendered judgment in favor of the defendants, the trial court issued additional orders and retained jurisdiction over the appeal in order to protect the plaintiffs’ rights (1) to review the additional materials to be submitted by Stew Leonard’s pursuant to the conditions, and (2) to obtain recourse if the materials failed to satisfy their environmental concerns. In light of its unequivocal ruling denying the plaintiffs’ appeal, we must conclude that the court had no authority to retain jurisdiction for this purpose. Assuming, as the trial court apparently did, that the conditions on the approval were proper, the plaintiffs’ rights to participate in proceedings concerning the conditions would be adequately protected by the principles set forth in Gardiner, without any need for the trial court to retain jurisdiction over the appeal.
II
We next consider the defendants’ claimed alternate ground for affirmance that the plaintiffs, as intervenors in the proceedings before the commission pursuant to § 22a-19, were not entitled to bring an appeal pursuant to § 22a-43. We disagree.
This court repeatedly has held that a person who intervenes in an administrative proceeding pursuant to § 22a-19, and who is aggrieved by the agency’s decision, is entitled to appeal from that decision pursuant to
In Mystic Marinelife Aquarium, Inc. v. Gill, supra, 175 Conn. 484-85, the defendant George P. Korteweg had submitted to the defendant commissioner of environmental protection (commissioner) an application for a regulated activities permit to erect certain structures in the Mystic River. The plaintiff Mystic Seaport, Inc. (Mystic Seaport), owned property adjacent to Korteweg’s property; id., 486; and intervened in the permit proceedings pursuant to § 22a-19. Id., 489. After the commissioner granted Korteweg’s application, Mystic Seaport and a number of individuals who owned property near the proposed project but who had not intervened in the proceedings before the commissioner pursuant to § 22a-19; id., 486-88; appealed to the trial court pursuant to General Statutes (Rev. to 1977) § 25-17.
The defendants in Mystic Marinelife Aquarium, Inc., also asked the trial court to dismiss the plaintiffs’ claims on the ground that none of the plaintiffs was aggrieved by the commissioner’s decision under § 25-17. The trial court granted that motion with respect to the plaintiffs who had not intervened pursuant to § 22a-19. Id., 491. With respect to Mystic Seaport’s appeal, the court concluded that, although Mystic Seaport owned land abutting the proposed project, it lacked statutory standing because it had not alleged that the project would affect the value or use of its property. Id., 497-98. The trial court further concluded that, although Mystic Seaport’s status as an intervenor pursuant to § 22a-19 conferred standing on it to bring an appeal pursuant to § 25-17 to raise environmental issues; id., 499; it had failed to establish on the merits that Korteweg’s activities would cause unreasonable pollution. Id., 500. Accordingly, the trial court dismissed the plaintiffs’ appeal. Id., 484-85.
In Red Hill Coalition, Inc. v. Conservation Commission, supra, 212 Conn. 713-14, the defendant Red Hill Development Corporation (development corporation) submitted to the defendant conservation commission an application for a permit to conduct certain wetlands activities on its property in connection with the construction of a road. The plaintiff Red Hill Coalition, Inc. (coalition), inteivened in the permit proceedings pursuant to § 22a-19. Id., 713. After the conservation commission had granted the permit, the coalition, joined by the plaintiff Thomas Fitzgerald, a member of the coalition and a landowner whose property abutted the development coiporation’s land, and the plaintiff Julianne Steffens, the president of the coalition, appealed from the decision to the trial court. Id., 711-12. The trial court concluded that, as an intervenor pursuant to § 22a-19, the coalition had standing to appeal
The plaintiffs then appealed. Id., 711. The conservation commission claimed, as an alternate ground for affirming the trial court’s judgment with respect to the coalition, that the coalition did not have standing to bring an appeal merely because it was an intervenor pursuant to § 22a-19. Id., 714. We concluded that, under our decision in Mystic Marinelife Aquarium, Inc. v. Gill, supra, 175 Conn. 490, the coalition had standing to appeal from the conservation commission’s decision for the limited purpose of raising environmental issues, and that Fitzgerald and Steffens were entitled to join the appeal even though they had not intervened in the proceedings before the conservation commission. Red Hill Coalition, Inc. v. Conservation Commission, supra, 212 Conn. 715. We further concluded that Fitzgerald had standing to appeal independent of § 22a-19 because he was “ ‘traditionally’ aggrieved” as an abutting landowner. Id., 716; id., 716-17 (“we cannot say that the trial court erred when it found that Fitzgerald had, in addition to standing under § 22a-19, ‘the more traditional aggrievement standing of having a specific, personal and legal interest in the subject matter of the [commission’s] decision’ ” [emphasis added]). We then affirmed the judgment of the trial court on the merits. Id., 726.
In Branhaven Plaza, LLC v. Inland Wetlands Commission, supra, 251 Conn. 273, the plaintiffs intervened in a proceeding before the defendant inland wetlands commission of the town of Branford on an application
A number of trial courts have concluded that our decisions in Mystic Marinelife Aquarium, Inc., and Red Hill Coalition, Inc., do not stand for the general proposition that a person who intervenes in agency proceedings pursuant to § 22a-19 has standing to appeal from the agency’s decision. See footnote 12 of this opinion. West Norwalk Assn. v. Conservation Commission, Superior Court, judicial district of Stamford-Norwalk, Docket No. CV98-0165846S (June 17, 1999), is representative of these decisions. In that case, the trial court
The trial court in West Norwalk Assn. v. Conservation Commission, supra, Superior Court, Docket No. CV98-0165846S, also concluded that our decision in Mystic Marinelife Aquarium, Inc. v. Gill, supra, 175 Conn. 483, was not binding precedent because “[n]o cross appeal was taken by the defendants on the trial court’s finding of intervening aggrievement.
“The issue of whether ... § 22a-19 provided automatic legislative aggrievement was not addressed at the appellate level. [Mystic Marinelife Aquarium, Inc.] is,
A number of trial courts also have relied on the principle that “ ‘[§] 22a-19 is not a statute creating an independent right of appeal, but merely allows participation in an appeal taken and authorized by another statute,’ ” in concluding that an inteivenor pursuant to § 22a-19 has no right to appeal from an agency’s decision, but has only a right to join an appeal brought by another party. Rubin v. Conservation Commission, Superior Court, judicial district of Waterbury, Docket No. CV97-0137827S (June 21, 1999) (24 Conn. L. Rptr. 681, 682), quoting R. Fuller, 9 Connecticut Practice Series: Land Use Law and Practice (1998 Pocket Part) § 36.2, p. 92; Rubin v. Conservation Commission, supra, 682 (citing cases). The quoted language merely indicates, however, that, although § 22a-19 itself does not provide any mechanism for an appeal, a person who intervenes in an administrative proceeding pursuant to § 22a-19 may pursue any appeal procedures authorized by the statutes governing that proceeding. It is only when the governing statutes do not authorize an appeal that an intervenor pursuant to § 22a-19 has no right to appeal. See Fort Trumbull Conservancy, LLC v. Planning &
Accordingly, we reject the defendants’ invitation in the present case to overrule our holding in Branhaven Plaza, LLC v. Inland Wetlands Commission, supra, 251 Conn. 276 n.9, that a person who intervenes in agency proceedings pursuant to § 22a-19 may bring an appeal from the agency’s decision pursuant to any statutory appeal procedures authorized by the statutes governing the proceeding. We conclude, therefore, that the plaintiffs in the present case, as intervenors in the proceedings before the commission pursuant to § 22a-19, were entitled to appeal to the trial court from the commission’s decision pursuant to § 22a-43.
Ill
We next address the defendants’ claimed alternate ground for affirmance that the plaintiffs did not have standing to raise their claim under § 22a-43 because they have not alleged that Stew Leonard’s activities will result in unreasonable impairment or destruction of wetlands and watercourses. We disagree.
An intervenor pursuant to § 22a-19 has standing to bring an appeal from an agency’s decision “only to protect the natural resources of the state from pollution or destruction.” Mystic Marinelife Aquarium, Inc. v. Gill, supra, 175 Conn. 499. In addition, “§ 22a-19 grants standing to intervenors to raise only those environmental concerns that are within the jurisdiction of the particular administrative agency conducting the proceeding into which the party seeks to intervene.” Nizzardo v. State Traffic Commission, 259 Conn. 131, 148, 788 A.2d 1158 (2002). Thus, an intervenor pursuant to § 22a-19 has standing to appeal from the decision of an inland wetlands commission pursuant to § 22a-43 only for the purpose of raising claims that are within the zone of interests that are protected under the Inland Wetlands
“Although a plaintiff seeking to assert a claim under § [22a-19] need not prove his case in order to survive a motion to dismiss, he nevertheless must articulate a colorable claim of unreasonable pollution, impairment or destruction of the environment.” (Internal quotation marks omitted.) Windels v. Environmental Protection Commission, 284 Conn. 268, 289-90, 933 A.2d 256 (2007). “A complaint does not sufficiently allege standing [however] by merely reciting the provisions of § [22a-19], but must set forth facts to support an inference that unreasonable pollution, impairment or destruction of a natural resource will probably result from the challenged activities unless remedial measures are taken.” (Internal quotation marks omitted.) Id., 290.
The defendants in the present case claim that the plaintiffs’ complaint to the trial court “does not . . . allege any specific identifiable pollution or impairment of the wetlands or watercourses which is reasonably likely to occur as a result of the proposed activity, or the basis upon which [the] plaintiffs claim that such likely to occur pollution is unreasonable.” We disagree. Paragraph 19 (h) of the plaintiffs’ complaint alleges that, “[g]iven the amount of impervious cover being introduced onto [Stew Leonard’s] property, the application failed to satisfactorily account for removal of dissolved solids, inorganic and organic nitrogen, salt, trash, pathogenic bacteria and various aromatic hydrocarbons, and the deleterious effects of such pollution on wetlands and watercourses.” In addition, paragraph 19 (j) alleged that “[t]he application did not contain adequate information about the vernal pool or other wetland features to support assertions of lack of wetland impact given the scale and intensity of development and the anticipated vehicular traffic associated therewith.”
IV
We next consider the plaintiffs’ claim that the trial court improperly determined that the commission’s decision granting Stew Leonard’s application for a regulated activities permit was supported by substantial evidence. We agree.
The plaintiffs claim that, because the information to be submitted by Stew Leonard’s pursuant to the conditions on the approval of the permit was necessary for a determination as to whether the proposed development complied with § 381-43 of the Orange inland wetlands and watercourses regulations,
We begin with the standard of review. “In challenging an administrative agency action, the plaintiff has the burden of proof. . . . The plaintiff must do more than
“In reviewing an inland wetlands agency decision made pursuant to the act, the reviewing court must sustain the agency’s determination if an examination of the record discloses evidence that supports any one of the reasons given. . . . The evidence, however, to support any such reason must be substantial; [t]he credibility of witnesses and the determination of factual issues are matters within the province of the administrative agency. . . . This so-called substantial evidence rule is similar to the sufficiency of the evidence standard applied injudicial review of jury verdicts, and evidence is sufficient to sustain an agency finding if it affords a substantial basis of fact from which the fact in issue can be reasonably inferred.” (Citations omitted; internal quotation marks omitted.) Samperi v. Inland Wetlands Agency, 226 Conn. 579, 587-88, 628 A.2d 1286 (1993).
“In adhering to this substantial evidence standard for an inland wetlands agency appeal, we have held that [notwithstanding the provisions of General Statutes § 22a-42a (d) (l)]
In the present case, the commission did not state on the record the reasons for its decision approving Stew Leonard’s application for a regulated activities permit. At the time of the vote, however, the chairman of the commission “reminded the [c]ommission that a vote in favor of the application would necessarily constitute a finding that the [plaintiffs] had not carried their burden of proving [that] the application would [cause] unreasonable damage to the wetlands.” Because the commission did not state the reasons for its decision, the trial court searched the record for an adequate basis for the decision. The court concluded that the record supported the commission’s determination that the plaintiffs had failed to prove that any of the activities that were allowed by the permit were likely to cause unreasonable harm to the environment.
On appeal to this court, the plaintiffs do not challenge this conclusion by the trial court. Rather, they claim that the commission’s decision cannot be sustained because the commission did not make a determination, supported by substantial evidence, that the proposed development complied with applicable regulations and would not cause environmental harm. We are required to determine, therefore, whether, as the trial court concluded, the plaintiffs had the burden of proving that the proposed development was likely to cause harm to
This court has recognized that the applicant has “the burden of proving compliance with the statutory requirements for a wetlands permit.” Strong v. Conservation Commission, 226 Conn. 227, 229, 627 A.2d 431 (1993); see also Samperi v. Inlands Wetlands Agency, supra, 226 Conn. 593. “The evidentiary burden imposed on the applicant to demonstrate that its proposal [meets the regulatory requirements] will ordinarily require an affirmative presentation to that effect.” Samperi v. Inlands Wetlands Agency, supra, 593. This court also has held that a claim that an application for a regulated activities permit does not comply with substantive wetlands regulations is cognizable under the Connecticut Environmental Protection Act. See Windels v. Environmental Protection Commission, supra, 284 Conn. 293. It is clear, therefore, that if the wetlands agency has not made a determination, supported by substantial evidence, that the applicant’s proposal complied with applicable statutes and regulations, a decision approving the permit cannot be sustained on appeal, regardless of whether the plaintiff has affirmatively established that the proposal will cause harm to the wetlands. We conclude, therefore, that an intervenor pursuant to § 22a-19 can prevail on appeal not only by proving that the proposed development likely would cause harm to the wetlands, but also by proving that the commission’s decision was not based on a determination, supported by substantial evidence, that the development complied with governing statutes and regulations and would not cause such harm.
The defendants point out that this court and the Appellate Court previously have held that conditional approvals of wetland permit applications are permissible. See Gardiner v. Conservation Commission, supra, 222 Conn. 102 (permit application approved subject to conditions requiring applicant, inter alia, to submit additional information regarding detention basins); Red Hill Coalition, Inc. v. Conservation Commission, supra, 212 Conn. 714 (permit application approved subject to condition that applicant provide reasonable compensation for wetland development); Cioffoletti v. Planning & Zoning Commission, 209 Conn. 544, 558-61, 552 A.2d 796 (1989) (permit application approved subject to condition that applicant post performance bond), overruled on other grounds by Stafford Higgins Industries, Inc. v. Norwalk, 245 Conn. 551, 582, 715 A.2d 46 (1998); Keiser v. Conservation Commission, 41 Conn. App. 39, 41, 674 A.2d 439 (1996) (permit application approved subject to condition that environmental consultant oversee installation of sediment and erosion control measures). In each of these cases, however, the conditions required the applicant to take specific actions that would bring the proposed conduct into compliance with applicable law. The cases do not stand for the proposition that a wetlands agency may impose conditions on an approval the effect of which is to leave open the question of whether the regulated activities permit should be approved in the first instance.
The judgment is reversed and the case is remanded to the trial court with direction to render judgment sustaining the plaintiffs’ appeal.
In this opinion ZARELLA and LEHENY, Js., concurred.
The Appellate Court granted certification for the plaintiffs to appeal from the judgment of the trial court to that court pursuant to General Statutes § 22a-43 (e) and we transferred the appeal to this court pursuant to General Statutes § 51-199 (c) and Practice Book § 65-1.
General Statutes § 22a-43 (a) provides in relevant part: “The commissioner or any person aggrieved by any regulation, order, decision or action made pursuant to sections 22a-36 to 22a-45, inclusive, by the commissioner, a district or municipality or any person owning or occupying land which abuts any portion of land within, or is within a radius of ninety feet of, the wetland or watercourse involved in any regulation, order, decision or action made pursuant to said sections may, within the time specified in subsection (b) of section 8-8, from the publication of such regulation, order, decision or action, appeal to the superior court for the judicial district where the land affected is located, and if located in more than one judicial district to the court in any such judicial district. . . .”
The commissioner of the department of environmental protection, Gina McCarthy, also is a defendant in this case, but she did not participate in this appeal. Although Stew Leonard’s was the only defendant to file an appellee’s brief in this appeal, counsel for the commission joined in the brief and participated in oral argument before this court. Hereafter, we refer to Stew Leonard’s and the commission collectively as the defendants and individually by name.
General Statutes § 22a-19 provides: “(a) In any administrative, licensing or other proceeding, and in any judicial review thereof made available by law, the Attorney General, any political subdivision of the state, any instrumentality or agency of the state or of a political subdivision thereof, any person, partnership, corporation, association, organization or other legal entity may intervene as a party on the filing of a verified pleading asserting that the proceeding or action for judicial review involves conduct which has, or which is reasonably likely to have, the effect of unreasonably polluting, impairing or destroying the public trust in the air, water or other natural resources of the state.
“(b) In any administrative, licensing or other proceeding, the agency shall consider the alleged unreasonable pollution, impairment or destruction of the public trust in the air, water or other natural resources of the state and no conduct shall be authorized or approved which does, or is reasonably likely to, have such effect as long as, considering all relevant surrounding circumstances and factors, there is a feasible and prudent alternative consistent with the reasonable requirements of the public health, safety and welfare.”
These conditions required Stew Leonard’s to submit: (1) “[rjevised and updated erosion control plan that implements all [s]tate [regulations”; (2) “[a]dditional detailed information . . . required for the silt fence and hay bales”; (3) “[a] plan that addresses the placement of eco stone pavers and the winter sanding issues”; (4) “[a]ny and all conflicts with soil, pipes, inverts and any other problems as discussed are addressed as part of the [sjtorm [d]rainage [pjlan”; and (5) “a phasing plan [designed by its engineer] to minimize large disturbed areas and design the project to be constructed as practicably] as possible without leaving large areas open for erosion.”
The Appellate Court ordered the parties to address the following question in their briefs: “Whether this court should conclude that the form of the trial court's judgment was improper, reverse the judgment and remand the matter to the trial court; with direction to render judgment dismissing the underlying action for lack of subject matter jurisdiction due to the [plaintiffs’] lack of standing under the Environmental Protection Act of 1971, General Statutes [§] 22a-14 et seq. See Lewis v. Planning & Zoning Commission, 275 Conn. 383, 394 [880 A.2d 865] (2005).” Thus, the Appellate Court properly treated the defendants’ motion to dismiss for lack of standing as a challenge to the trial covrt’s subject matter jurisdiction, the lack of which would not deprive the Appellate Court of appellate jurisdiction. See Cemmell v. Lee, 42 Conn. App. 682, 684 n.3, 680 A.2d 346 (1996). As we discuss in parts II and III of this opinion, the defendants now raise their jurisdictional claims as alternate grounds for affirming the judgment of the trial court. Thus, they effectively have abandoned their motion to dismiss this appeal.
The defendants raised this claim in a statement of “adverse rulings or decisions of the court which should be considered on appeal in the event tha appellant is awarded, a new trial” pursuant to Practice Book § 63-4 (a) (1) (B). (Emphasis added.) The order for postjudgment proceedings challenged by the defendants will have effect, however, only if the plaintiffs
We address this claim in part IV of this opinion.
“For appeals governed by the Uniform Administrative Procedure Act, General Statutes § 4-183 (j) provides in relevant part: ‘For purposes of this section, a remand is a final judgment.’ ” Kaufman v. Zoning Commission, 232 Conn. 122, 129 n.6, 653 A.2d 798 (1995).
We recognize that Gardiner did not involve a decision by the trial court remanding the case for further proceedings related to conditions, but involved review of the agency decision itself. The principle that the possibility of future proceedings related to proper conditions on an approval does not affect the finality of the approval applies equally, however, to trial court decisions.
The trial court believed that the commission’s conditional approval in the present case was distinguishable from the approval under review in Gardiner because the conditions in Gardiner required additional information from “people who were theoretically . . . without any axe to [grind]. That is that they were municipal employees. And that seemed to be different than [this case, where] it is obvious that we are not talking about town employees making further submission of plans and intentions to the commis
Contrary to the trial court’s conclusion, however, the conditions on the approval under review in Gardiner did not require neutral parties to submit the additional information. Rather, the materials were to be submitted by Reynolds. Gardiner v. Conservation Commission, supra, 222 Conn. 102. In addition, we conclude that our statement in Gardiner that the plaintiff would not lack recourse if the information submitted by the applicant failed to address his concerns applies equally to persons who, although they lack standing to raise a nuisance claim, would have standing to raise a claim under General Statutes § 22a-16, which provides that any person may bring an action “for declaratory and equitable relief against . . . any person . . . for the protection of the public trust in the air, water and other natural resources of the state from unreasonable pollution, impairment or destruction . . . .”
In support of tins claim, the defendants rely primarily on the following language from our original decision in Fort Trumbull Conservancy, LLC v. Planning & Zoning Commission, Connecticut Law Journal, Vol. 65, No. 17, p. 25 (October 21, 2003), which was subsequently deleted: “We agree with the other courts in this state that have concluded that (§] 22a-19 does not create an independent right of appeal, but only allows intervention in an appeal otherwise allowed by statute. . . . Dietzel v. Planning Commission, 60 Conn. App. 153, 160, 758 A.2d 906 (2000); see Rubin v. Conservation Commission, Superior Court, judicial district of Waterbury, Docket No. CV97-0137827S (June 21,1999) (24 Conn. L. Rptr. 681); Roth v. Zoning Board of Appeals, Superior Court, judicial district of Litchfield, Docket No. CV97-0073986 (February 3, 1998) (21 Conn. L. Rptr. 281); Hyllen-Davey v. Plan & Zoning Commission, Superior Court, judicial district of Hartford-New Britain, DocketNo. CV98-0579967 (July 10,1998) [22 Conn. L. Rptr. 410]; Taftville Reservoir Preservation Group v. Commission on City Planning, Superior Court, judicial district of Norwich, Docket No. 108604 (March 13, 1997) (19 Conn. L. Rptr. 69). Moreover, we conclude that because § 22a-19 does not authorize an environmental intervenor to bring an appeal from proceedings that can be appealed by other parties, it certainly cannot be construed to provide a right of appeal from administrative proceedings that otherwise cannot be appealed.” (Internal quotation marks omitted.)
Because this language ultimately was deleted from our decision; see Fort Trumbull Conservancy, LLC v. Planning & Zoning Commission, 266 Conn. 338, 832 A.2d 611 (2003); we conclude that it has no persuasive value. As the original version of our decision in Fort Trumbull Conservancy, LLC, suggested, however, a number of trial courts have concluded that Red Hill Coalition, Inc., and Mystic Marinelife Aquarium, Inc., do not stand for the proposition that intervenors pursuant to § 22a-19 are entitled to appeal from an agency decision. See also M. St. Amand, “Independent Right of Appeal Under CEPA § 22a-19? I Haven’t the Foggiest Idea!” 78 Conn. B.J. 1, 14-30 (2004) (arguing that Branhaven Plaza, LLC, is not supported by Red Hill Coalition, Inc.).
General Statutes (Rev. to 1977) § 25-17 provides: “Any person, firm or corporation, whether public or private, aggrieved by any order, authorization or decision of the commissioner other than an order under section 22a-6b may appeal therefrom to the superior court for Hartford county within fifteen days after the issuance of such order, authorization or decision. Such appeal shall have precedence in the order of trial in accordance with the provisions of section 52-192.”
The defendant applicant in Branhaven Plaza, LLC v. Inland Wetlands Commission, supra, 251 Conn. 276, filed a motion to dismiss the plaintiffs’ appeal from the judgment of the trial court on the ground that the plaintiffs’ lacked standing to appeal to the trial court. The trial court’s lack of subject matter jurisdiction does not, however, deprive this court of appellate jurisdiction. See Gemmell v. Lee, 42 Conn. App. 682, 684 n.3, 680 A.2d 346 (1996). Thus, the issue more properly should have been raised as an alternate ground for affirmance.
The trial court in West Norwalk Assn. v. Conservation Commission, supra, Superior Court, Docket No. CV98-0165846S, also suggested, somewhat inconsistently, that, because we concluded that Fitzgerald was classically aggrieved and the coalition would have had standing to join Fitzgerald’s appeal, our holding in Red Hill Coalition, Inc., that the coalition had standing to appeal because of its status as an intervenor pursuant to § 22a-19, was mere dicta. We disagree. The question of the coalition’s standing to appeal as an intervenor under § 22a-19 was squarely before us and our resolution of that question in favor of the coalition provided the sole basis for our conclusion that the coalition and Steffens had standing to appeal from the conservation commission’s decision. See Red Hill Coalition, Inc. v. Conservation Commission, supra, 212 Conn. 715-16.
Although our decision in Mystic Marinelife Aquarium, Inc., does not expressly identify the defendants’ claim as an alternate ground for affirmance, it clearly was one.
General Statutes § 22a-38 (16) defines “ ‘[watercourses’ ” in relevant part as “rivers, streams, brooks, waterways, lakes, ponds, marshes, swamps, bogs and all other bodies of water, natural or artificial, vernal or intermittent, public or private, which are contained within, flow through or border upon this state or any portion thereof . . . .”
Section 381-43 of the Orange inland wetlands and watercourses regulations provides in relevant part: “In carrying out the purposes and policies of [the Inland Wetlands and Watercourses Act], and pursuant to [General Statutes § 22a-41 (d)] . . . the [c]ommission shall consider all relevant facts and circumstances in making its decision on any application for a permit, including but not limited to the following:
“A. The environmental impact of the proposed regulated activity on wetlands or [watercourses].
“B. The applicant’s purpose for, and any feasible and prudent alternatives to, the proposed regulated activity which alternatives would cause less or no environmental impact to wetlands or [watercourses].
“C. The relationship between the short-termed and long-term impacts of the proposed regulated activity on wetlands or [watercourses] and the maintenance and enhancement of long-term productivity of such wetlands or [watercourses].
*37 “D. Irreversible and irretrievable loss of wetland or [watercourse] resources which would be caused by the proposed regulated activity, including the extent to which such activity would foreclose a future ability to protect, enhance or restore such resources, and any mitigation measures which may be considered as a condition of issuing a permit for such activity including, but not limited to, measures to:
“(1) Prevent or minimize pollution or other environmental damage;
"(2) Maintain or enhance existing environmental quality; or
“(3) In the following order or priority: restore, enhance and create produc1ive wetland or [watercourse] resources.
“E. The character and degree of iqjury to, or interference with, safety, health, or the reasonable use of property which is caused or threatened by the proposed regulated activity.
“F. Impacts of the proposed regulated activity on wetlands or [watercourses] outside the area for which the activity is proposed and future activities associated with, or reasonably related to, the proposed regulated activity which are made inevitable by the proposed regulated activity and which may have an impact on wetlands or [watercourses].”
General Statutes § 22a-42a (d) (1) provides in relevant part: “In granting, denying or limiting any permit for a regulated activity the inland wetlands agency, or its agent, shall consider the factors set forth in section 22a-41, and such agency, or its agent, shall state upon the record the reason for its decision. . . .”
We recognize that, ordinarily, a determination that a proposal complied with applicable statutes and regulations would be implicit in an agency approval. As we have indicated, however, the record in the present case compels a conclusion that the commission made no such determination.
Because we conclude that the condition relating to the erosion control plan substantiates the plaintiffs’ claim that the commission did not make a determination, supported by substantial evidence, that the proposed development met applicable wetlands regulations and statutes, we need not consider the other conditions imposed on the approval.
We recognize that, in Gardiner, the plaintiff claimed that the “conditions imposed by the commission allow the ex parte submission of engineering data by [the applicant] relevant to whether the permit should have been
We note that, “upon concluding that the action taken by the administrative agency was illegal, arbitrary or in abuse of its discretion [this court] should go no further than to sustain the appeal taken from its action. For the court to go further and direct what action should be taken by the [commission] would be an impermissible judicial usurpation of the administrative functions of the [commission].” Bogue v. Zoning Board of Appeals, 165 Conn. 749, 753-54, 345 A.2d 9 (1974).
Concurring Opinion
joins, concurring. I agree with the majority’s resolution of the issues presented by this appeal, but wish to elaborate on part IV of the majority opinion, which concludes that the decision of the named defendant, the inland wetlands commission of the town of Orange (commission), to approve the application of the defendant Stew Leonard’s Orange, LLC (Stew Leonard’s), was not supported by substantial evidence. I write separately to: (1) emphasize that inland wetlands agencies have the authority under General Statutes § 22a-42a (d) (1)
I begin by noting my general agreement with the majority’s statement of the relevant facts and procedural history. I do, however, find it necessary to develop further the factual background behind the erosion control plan condition that forms the basis for the majority’s decision in this case, which demonstrates that Stew Leonard’s application, filed in July, 2004, included two alternative stormwater management schemes, one that utilizes the pond on the site for runoff discharge (pond plan), and the other that does not (no pond plan). The pond plan included an erosion control plan that had been prepared in accordance with the 2002 version of the Connecticut Erosion and Sedimentation Guidelines (guidelines),
As the proceedings continued into November, 2004, erosion controls remained a concern, as expressed by Robert Sonnichsen, the engineer with Delta Environmental Services (Delta), who had been retained by the commission to perform an independent review of the application. Indeed, Commissioner Diana Ross pointed out that no erosion control plan had been filed for the no pond plan. Indeed, in further discussion of that alternative, Ross noted that the silt fences would be located differently under the no pond plan, which would require the submission of a new erosion control plan. In response, Rotondo again assured the commission that the proper erosion control plan would be developed for the no pond plan. Fallon then again emphasized the availability of a conditional approval and oversight by the town’s enforcement officer, particularly given the impending statutory deadline for action on the application. See General Statutes § 22a-42a (c) (1) (inland wetlands hearings “shall be held in accordance with the provisions of subsection [c] of [General Statutes §] 8-7d”); see also General Statutes § 8-7d (a) (“All decisions on such matters shall be rendered within sixty-five days alter completion of such hearing, unless a shorter period of time is required under this chapter, chapter 126 or chapter 440. The petitioner or applicant may consent to one or more extensions of any period specified in this subsection, provided the total extension of all such periods shall not be for longer than sixty-five
Thereafter, the commission approved, by a divided vote, Stew Leonard’s application pursuant to § 381-43 of the Orange inland wetlands and watercourses regulations,
I agree with the majority’s statement of the relevant standard of review of decisions made by inland wetlands commissions, namely, that, “[i]n challenging an administrative agency action, the plaintiff has the burden of proof. . . . The plaintiff must do more than simply show that another decision maker, such as the trial court, might have reached a different conclusion. Rather than asking the reviewing court to retry the case de novo . . . the plaintiff must establish that substantial evidence does not exist in the record as a whole to support the agency’s decision. . . .
“In reviewing an inland wetlands agency decision made pursuant to the [Inland Wetlands and Watercourses Act], the reviewing court must sustain the agency’s determination if an examination of the record discloses evidence that supports any one of the reasons given. . . . The evidence, however, to support any such reason must be substantial; [t]he credibility of witnesses and the determination of factual issues are matters within the province of the administrative
Furthermore, “it is improper for the reviewing court to reverse an agency decision simply because an agency failed to state its reason for its decision on the record. The reviewing court instead must search the record of the hearings before that commission to determine if there is an adequate basis for its decision. ... In reaching this conclusion, we analogized cases and statutory language governing planning and zoning agencies to those governing inland wetland agencies and found the two statutory schemes to be either identical or extremely similar. . . . We also determined that public policy reasons make it practical and fair to have a trial court on appeal search the record of a local land use body . . . composed of laymen whose procedural expertise may not always comply with the multitudinous statutory mandates under which they operate.”
I agree with the majority’s emphasis on the degree of the application’s regulatory compliance,
Although I agree with the trial court’s assessment of the approval process before the commission as cautious and thorough,
Having conducted that review of the record, I conclude that there are two reasons to conclude that the commission’s decision was not supported by substantial evidence. First, although Stew Leonard’s application, at least with respect to the pond plan, professes to have an erosion control plan designed in accordance with the guidelines, the district and Delta both requested that the plan be revised to conform to those same guidelines, and there is no indication that the commission found that the specific revisions made by Stew Leonard’s in response were in fact compliant, especially given the language of the condition as noted by the majority. Moreover, it is clear that the no pond plan lacked an erosion control plan, which was subsequently to be submitted by Stew Leonard’s after approval of the application. Finally, the broad condition poses significant difficulties for reviewing courts because it did not identify specific deficiencies to be remedied, a flaw exacerbated by the commission’s failure to explain to this court how the plan as approved complies with the technical specifications contained in the voluminous guidelines, which are more than 350 pages in length.
General Statutes § 22a-42a (d) (1) provides: “In granting, denying or limiting any permit for a regulated activity the inland wetlands agency, or its agent, shall consider the factors set forth in section 22a-41, and such agency, or its agent, shall state upon the record the reason for its decision.
The plaintiffs are George L. Finley, Barbara K. Schmidt and Vincent P. Schmidt, who intervened in these proceedings pursuant to General Statutes § 22a-19 (a).
General Statutes § 22a-328, which is part of the Soil Erosion and Sediment Control Act, requires the Council on Soil and Water Conservation (council); see General Statutes § 22a-315 (c); to “develop guidelines for soil erosion and sediment control on land being developed. The guidelines shall outline methods and techniques for minimizing erosion and sedimentation based on the best currently available technology. Such guidelines shall include, but not be limited to, model regulations that may be used by municipalities to comply with the provisions of sections 22a-325 to 22a-329, inclusive. The Commissioner of Environmental Protection and the soil and water conservation districts shall make the guidelines available to the public.”
The council describes the guidelines as “a useful reference for projects that require erosion and sediment control planning, design and implementation, ” and states that they “may be designated as a primary guiding document, or as the foundation and minimum requirements for development of best management practices for construction activities for a number of programs beyond the original intent of the legislation that required the creation of this document,” including inland wetlands and watercourses. 2002 Connecticut Guidelines for Soil Erosion and Sediment Control, p. 1-1. Although intended to be authoritative statements of the best possible implementations of the applicable laws, the guidelines state that they do not themselves have the
The district is a nonprofit conservation agency that works “with other public and private agencies, as specified under [No. 74-325 of the 1974 Public Acts], for the protection of land and water resources to improve the quality of life for all in the Fairfield and New Haven County area.” Southwest Conservation District, “About the Southwest Conservation District,” at http://www.conservect.org/southwest/aboutus.shtml (last visited September 30, 2008). The district works in cooperation with federal, state and local environmental protection agencies to “identify and remedy soil erosion, sediment control and water conservation concerns . . . .” Id. Part of this assistance includes the provision of technical services to municipalities, including reports funded by the state department of environmental protection, site visits and site plan reviews, to assess concerns with soil erosion and sediment control, as well as water quality, wetland and stormwater issues. See Conservation Districts of Connecticut, “Assistance to Municipal Land Use Commissions and Staff,” at http://www.conservect.org/ assistance_to_municipal_land_use_commissions.shtml (last visited September 30, 2008). The plaintiffs in this appeal encouraged the participation and endorsed the report of the district.
In August, 2004, Stew Leonard’s engineers filed a best management practices plan that also proposed to use vegetation for permanent erosion control.
Section 381-43 of the Orange inland wetlands and watercourses regulations provides: “In carrying out the purposes and policies of Sections 22a-36 to 22a-45, inclusive, of the Connecticut General Statutes, and pursuant to [General Statutes § 22a-41 (d)] a municipal inland wetlands agency shall deny or condition an application for a regulated activity in an area outside wetlands or watercourses on the basis of an impact or effect on aquatic, plant, or animal life unless such activity will likely impact or affect the physical characteristics of such wetlands or watercourses, including matters relating to regulating, licensing and enforcing of the provisions thereof, the [c]ommission shall consider all relevant facts and circumstances in making its decision on any application for a permit, including but not limited to the following:
“A. The environmental impact of the proposed regulated activity on wetlands or [watercourses],
“B. The applicant’s purpose for, and any feasible and prudent alternatives to, the proposed regulated activity which alternatives would cause less or no environmental impact to wetlands or [watercourses],
“C. The relationship between the short-termed and long-term impacts of the proposed regulated activity on wetlands or [watercourses] and the maintenance and enhancement of long-term productivity of such wetlands or [watercourses],
“D. Irreversible and irretrievable loss of wetland or [watercourse] resources which would be caused by the proposed regulated activity, including the extent to which such activity would foreclose a future ability to protect, enhance or restore such resources, and any mitigation measures which may be considered as a condition of issuing a permit for such activity including, but not limited to, measures to:
“(1) Prevent or minimize pollution or other environmental damage;
“(2) Maintain or enhance existing environmental quality; or
“(3) In the following order of priority: restore, enhance and create productive wetland or [watercourse] resources.
“E. The character and degree of injury to, or interference with, safety, health, or the reasonable use of the property which is caused or threatened by the proposed regulated activity.
“F. Impacts of the proposed regulated activity on wetlands or [watercourses] outside the area for which the activity is proposed and future activities associated with, or reasonably related to, the proposed regulated activity which are made inevitable by the proposed regulated activity and which may have an impact on wetlands or [watercourses].”
The determination of “[wjhether the substantial evidence test was applied properly by the trial court in its review of the [commission’s] decision
Citing Windels v. Environmental Protection Commission, 284 Conn. 268, 933 A.2d 256 (2007), the majority concludes that, “[i]t is clear . . . that if the wetlands agency has not made a determination, supported by substantial evidence, that the applicant’s proposal complied with applicable statutes and regulations, a decision approving the permit cannot be sustained on appeal, regardless of whether the plaintiff has affirmatively established that the proposal will cause harm to the wetlands. We conclude . . . that an intervenor pursuant to [General Statutes] § 22a-19 can prevail on appeal not only by proving that the proposed development likely would cause harm to the wetlands, but also by proving that the commission’s decision was not based on a determination, supported by substantial evidence, that the development complied with governing statutes and regulations and would not cause such harm." (Emphasis added.) Noting the importance of erosion control to the protection of wetlands, the majority then determines that the plaintiffs have met this burden because “[i]t is implicit in the condition of approval requiring Stew Leonard’s to submit a ‘[Revised and updated erosion control plan that implements all [s]tate [Regulations’ that the commission had not determined that the existing erosion control plan met state regulations when it rendered its decision.”
Section 381-47 of the Orange inland wetlands and watercourses regulations provides in relevant part: “The [c]ommission . . . may grant the application . . . upon such terms, conditions, limitations or modifications necessary to carry out the purposes of the [Inland Wetlands and Watercourses Act] .... Such terms may include any reasonable measures which would mitigate the impacts of the regulated activity and which would prevent or minimize pollution or other environmental damage, maintain or enhance existing environmental quality, or, in the following order of priority: restore, enhance and create productive wetland or [watercourse] resources. . . .”
In Gardiner, the commission had imposed conditions “requiring a subsurface investigation of the location proposed for one detention basin
In concluding that "there was substantial evidence to support everything that the [commission] has allowed” in “the form of a concern, which was apparently assuaged or alleviated by the responses, or change of intention, or change of design,” the trial court noted the professional backgrounds of the commission’s members, as well as the fact that it had hired Delta, an engineering firm, as its own independent consultant. Accordingly, the trial court stated that its review of the record left it “with the overriding impression of a rather thoroughly vetted panoply of issues with an abundance of expertise presenting and residing in the [commission] itself.”
The commission argues that “the [concern] with regard to the condition that a revised and updated erosion control plan be submitted is baseless since it was proper for the commission to impose such a condition to insure that the approved site activities conducted were in compliance with the regulations.” The commission also contends that the imposition of this and other conditions was the result of the “plaintiffs’ own input during the public hearing process,” and that “the conditions of approval. . . were ministerial
Reference
- Full Case Name
- George L. Finley Et Al. v. Inland Wetlands Commission of the Town of Orange Et Al.
- Cited By
- 20 cases
- Status
- Published