Voris v. Molinaro
Voris v. Molinaro
Opinion of the Court
Opinion
The dispositive issue in this appeal is whether a claim for loss of consortium is barred by the settlement of the underlying negligence claim.
The complaint alleges the following facts: On May 10, 2004, the plaintiff was driving his motor vehicle, while his wife, Joan Voris (Voris), rode in the passenger seat. The defendant, who was driving his motor vehicle, struck the plaintiffs vehicle on the passenger side. As a result of the collision, Voris sustained severe injuries to her back and spine. She has been bedridden for extended periods of time, unable to walk long distances, and unable to complete her household duties. She requires epidural/faucet block treatments for the pain from her injuries. In addition, the plaintiff sustained severe injuries to his neck, back and spine. He has been experiencing pain and has difficulty completing household chores. The plaintiff and Voris brought this action together, each asserting two counts—one for negligence, in connection with their direct injuries, and one for loss of consortium due to the other’s injuries.
On September 8,2008, Voris executed a release pursuant to a settlement agreement that she had entered into with the defendant. Consistent with that agreement, on January 30, 2009, she withdrew both of her claims against the defendant. On the same day, the plaintiff
The plaintiff contends that a loss of consortium claim is a separate cause of action that may be maintained independently of the direct injury claim on which it is based. The defendant responds that the consortium claim is derivative of the direct injury action and therefore is barred by settlement of that action. The defendant relies on our statement in Hopson that “because a consortium action is derivative of the injured spouse’s cause of action, the consortium claim would be barred when the suit brought by the injured spouse has been terminated by settlement . . . .” Id. Contending that our statement in Hopson is dicta and lacks precedential value, the plaintiff urges us to rely on case law from other jurisdictions to conclude that the consortium claim survives the settlement of the predicate action. Because we conclude that our subsequent decisions that have consistently applied the principle that we first expressed in Hopson are controlling, legally binding precedent, we agree with the defendant and affirm the judgment of the trial court.
Although we subsequently have characterized that statement as dicta, we consistently have relied on it in deciding subsequent cases. In Ladd v. Douglas Trucking Co., 203 Conn. 187, 190-91, 523 A.2d 1301 (1987), we concluded that in a wrongful death action a surviving spouse may recover for antemortem loss of consortium, but may not recover for postmortem loss of consortium. Id., 197. Relying both on Hopson’s characterization of
In Jacoby v. Brinkerhoff, 250 Conn. 86, 735 A.2d 347 (1999), we again relied on the principle first expressed in Hopson. In Jacoby, the plaintiff sought damages for loss of consortium in connection with his allegations that the defendant, a psychiatrist, had committed medical malpractice in treating the plaintiffs former wife. Id., 87. The plaintiffs former wife had not initiated an action on her own behalf and refused to join in the plaintiffs action. Id., 89. We rejected the plaintiffs claim that joinder should be excused because his former wife’s refusal to join had rendered joinder impossible. Id., 90. We considered the question of whether joinder of the consortium claim with the predicate claim should be required, and found that question to be inextricably linked to the question of whether the settlement of a predicate action would bar the derivative consortium action.
First, when the claims are not resolved together, there is a greater probability of overlapping damages awards.
Second, “[i]t is inherent in the nature of a derivative claim [such as loss of consortium] that the scope of the claim is defined by the injury done to the principal.” Jacoby v. Brinkerhoff, supra, 250 Conn. 93. Accordingly,
Third, requiring both claims to be resolved simultaneously promotes efficiency and conserves judicial resources by protecting against the repeated litigation of the same underlying issues. Buckley v. National Freight, Inc., 220 App. Div. 2d 155, 158, 644 N.Y.S.2d 809 (1996), aff'd, 90 N.Y.2d 210, 681 N.E.2d 1287, 659 N.Y.S.2d 841 (1997). This is because, “[i]n order to subject a defendant to liability to a deprived spouse for illness or bodily harm done to the impaired spouse, all of the elements of a tort action in the impaired spouse must [be proven to] exist, including the tortious conduct of the tortfeasor, the resulting harm to the impaired spouse and the latter’s freedom from such fault as would bar a recovery by him or her, as for example, contributory negligence.” 3 Restatement (Second), Torts § 693, comment (e) (1977). By negotiating and settling their claims, both an injured party and a tortfea-sor hope to avoid the expense and uncertainty of litigating the tort action at trial and to resolve their dispute once and for all. Allowing the loss of consortium claim to proceed following the settlement of the injured party’s claim undermines these goals.
The judgment is affirmed.
In this opinion NORCOTT, ZARELLA and HARPER, Js., concurred.
Following oral argument on January 14, 2011, the Connecticut Trial Lawyers Association, the Connecticut Defense Lawyers Association, the Insurance Association of Connecticut, the National Association of Mutual Insurance Companies and the American Insurance Association submitted amicus briefs in response to our invitation to do so.
Joan Voris also is a plaintiff in this action, but she withdrew her claims against the defendant prior to trial pursuant to a settlement agreement. For convenience, all references to the plaintiff in this opinion are to John G. Voris.
The plaintiff appealed from the decision of the trial court to the Appellate Court and we transferred the appeal to this court pursuant to General Statutes § 51-199 (c) and Practice Book § 65-1.
The trial court did not issue a written memorandum of decision on the defendant’s motion, but instead, handwrote a brief summary of the basis of its decision on the order granting the motion. The court then denied the plaintiffs motion to reargue, in which the plaintiff had argued that the court’s cursory note did not clarify whether the court had considered the arguments and authorities relied on by the plaintiff in its objection to the motion to strike. In denying the motion, the court simply reiterated that Hopson v. St. Mary’s Hospital, supra, 176 Conn. 494, controlled.
Stating that “even if we were persuaded that the absence of joinder might be excusable sometimes,” we were not so persuaded under the facts of Jacoby, and we left open the question of whether “joinder may be excused if intervening events have made it impossible . . . .” That question is not before us in this appeal. See generally 3 Restatement (Second), Torts § 693 (2) (1977).
Although dicta is not binding precedent; see, e.g., State v. DeJesus, 288 Conn. 418, 454 n.23, 953 A.2d 45 (2008); we may look to dicta as persuasive authority, and, by relying on it in subsequent decisions, convert it to binding precedent. That is precisely what happened to the Hopson dicta. “[Dicta] includes those discussions that are merely passing commentary . . . those that go beyond the facts at issue . . . and those that are unnecessary to the holding in the case. . . . [I]t is not [dicta] [however] when a court . . . intentionally takes up, discusses, and decides a question germane to, though not necessarily decisive of, the controversy .... Rather, such action constitutes an act of the court [that] it will thereafter recognize as a binding decision.” (Internal quotation marks omitted.) Cruz v. Montanez, 294 Conn. 357, 376-77, 984 A.2d 705 (2009). To support our conclusions in both Ladd and Jacoby, we relied on the principle articulated in Hopson, that the settlement of the predicate action precludes an action for loss of consortium by the spouse. In Jacoby in particular, we intentionally took up and discussed the principle that we had articulated in Hopson, and relied on it as an essential part of our rationale. At that point, the principle ceased to be dicta.
Because we conclude that our later decisions that cite to and rely on the principle articulated in Hopson are binding, it is unnecessary for us to address the plaintiffs reliance on case law from other jurisdictions as interpretive aids for understanding the import of our statement in Hopson. As we have explained in this opinion, we already have interpreted that statement as setting forth a legally binding rule of law—termination of the predicate action by settlement bars the derivative consortium claim.
For that same reason, the plaintiffs reliance on the Appellate Court’s decision in Musorofiti v. Vlcek, 65 Conn. App. 365, 783 A.2d 36, cert. denied, 258 Conn. 938, 786 A.2d 426 (2001), is unavailing. Moreover, even if we were to look to Musorofiti as persuasive authority, that decision is consistent with and relies on our existing precedent in its analysis. In Musorofiti, the Appellate Court reversed the judgment of the trial court in favor of the defendants on the plaintiff wife’s loss of consortium claim, concluding that the trial court improperly had refused to instruct the jury on the claim. Id., 367. The court rejected the wife’s claim, however, that, because of the nature
The applicable Restatement (Second) rule requires the joinder of a loss of consortium claim with the underlying tort claim “[ujnless it is not possible to do so”; 3 Restatement (Second), Torts § 693 (2), p. 496 (1977); for example, when the injured spouse has “settled and released the claim for bodily harm without the knowledge of the deprived spouse.” Id., comment (g), p. 498. In the present matter, it is clear that the plaintiff was aware of Voris’ settlement of her claims.
The risk of overlapping awards is exacerbated in cases such as the present one, in which the injured spouse’s settlement consists of an undifferentiated lump sum award, making it impossible to discern the purposes at which the compensation may have been directed.
There may be cases in which spouses are unable to agree on the wisdom of accepting an offer of settlement on the injured party’s claim if no acceptable offer to settle the loss of consortium claim is included as part of the offer. It is true that, in such cases, the injured party may unilaterally agree to settlement of his or her claim, thereby extinguishing the deprived party’s right to pursue recovery on the loss of consortium claim. Although this potential outcome is not ideal, it is preferable to an outcome that could result from permitting the consortium claim to remain viable. Namely, a tortfeasor who otherwise would agree to a settlement with a willing injured party would decline to do so because the benefits of settlement—finality and the avoidance of trial—would be eliminated by the potential, continued
The question of whether the settlement of the predicate claim barred the consortium claim was not before us in Izzo. See Izzo v. Colonial Penn Ins. Co., supra, 203 Conn. 308 n.3 (“[a]s part of the settlement, the defendants waived any argument that the settlement of the claim [of the plaintiffs wife] acted to extinguish the loss of consortium claim of the plaintiff’).
We do not speculate as to whether a defendant would have any claim against his carrier for settling the direct injury claim.
Dissenting Opinion
with whom VERTEFEUILLE, J., joins,
dissenting.
The majority concludes that the loss of consortium claim of the named plaintiff, John G. Voris, against the defendant, Peter M. Molinaro, is barred because the plaintiffs wife, Joan Voris (Voris), settled her underlying negligence claim against the defendant. I would conclude that, under the circumstances of the present case, the plaintiffs lack of consortium claim should not be barred. Accordingly, I respectfully dissent.
Following the defendant’s settlement of Voris’ claims, the defendant filed a motion to strike the plaintiffs claim for loss of consortium on the ground that it was barred by this court’s decision in Hopson v. St. Mary’s Hospital, 176 Conn. 485, 494, 408 A.2d 260 (1979), in which we stated that a “consortium claim would be barred when the suit brought by the injured spouse has been terminated by settlement or by an adverse judgment on the merits.” The trial court granted the motion to strike. Thereafter, the plaintiff withdrew his bodily injury claim and filed this appeal.
The majority concludes that the trial court properly granted the motion to strike because, under Hopson, a spouse’s loss of consortium claim cannot survive the settlement of the other spouse’s underlying personal injury claim. In Hopson, this court overturned its longstanding precedent and concluded that claims for loss
First, it is significant that our statement in Hopson followed a thorough examination of the reasons why recognizing a cause of action for loss of consortium was appropriate, including a discussion indicating that joinder of the two spouses’ claims should be required so as to avoid the possibility of inconsistent or duplicative verdicts and awards, and explaining that joinder of claims and proper jury instructions are sufficient to minimize potential for improper verdicts. Id. As I discuss further hereinafter, the risk of overlapping and
Furthermore, this court’s statement in Hopson that all loss of consortium claims are barred if the underlying claim by the injured spouse has been settled is not supported by the cases on which this court relied to support it. See id., citing Millington v. Southeastern Elevator Co., 22 N.Y.2d 498, 239 N.E.2d 897, 293 N.Y.S.2d 305 (1968), and Diaz v. Eli Lilly & Co., 364 Mass. 153, 302 N.E.2d 555 (1973). In Millington v. Southeastern Elevator Co., supra, 507, the court noted that “there are practical difficulties in allowing a consortium action, especially with respect to retrospective application.” (Emphasis added.) It was with respect to these difficulties with retroactive application that the court in Mil-lington commented that, “[wjhere . . . the [injured spouse’s] cause of action has been terminated either by judgment, settlement or otherwise, that should operate to bar the wife’s cause of action for consortium.” Id., 508. Similarly, the court in Diaz held that “where the claim for the physical injuries has been concluded by judgment or settlement or the running of limitations prior to the coming down of this opinion, no action for loss of consortium thereafter instituted arising from the same incident will be allowed . . . .” (Emphasis added.) Diaz v. Eli Lilly & Co., supra, 167.
Indeed, almost all courts that have considered the issue have held that, as a general rule, the settlement or contractual waiver of the injured spouse’s underlying claim does not bar a subsequent loss of consortium claim. See Jenkins v. State Farm Mutual Automobile Ins. Co., 30 So. 3d 414, 418-19 (Ala. App. 2008) (when injured spouse has settled claim, loss of consortium claim may be pursued independently); Letasky v. United States, 783 F. Sup. 451, 452 (D. Alaska 1992) (under Alaska law, settlement of injured spouse’s claim excuses requirement that loss of consortium claim be joined with claim); Crouch v. West, 29 Colo. App. 72, 75, 477 P.2d 805 (1970) (settlement of injured spouse’s claim did not bar loss of consortium claim); Jones v. Elliott, 551 A.2d 62, 65 (Del. 1988) (injured spouse cannot extinguish loss of consortium claim of other spouse by settling claim); Ryter v. Brennan, 291 So. 2d 55, 57
hi Izzo, this court recognized that, because a loss of consortium claim “arises out of the bodily injury to the spouse who can no longer perform the spousal functions”; Izzo v. Colonial Penn Ins. Co., supra, 203 Conn. 312; and because “the plaintiff would not have a claim under this policy for damages for loss of consortium but for the bodily injury his wife sustained”; id.; the loss of consortium claim comes within an insurance policy’s per person limit for bodily injury to the injured spouse. Id. Accordingly, Izzo, like Champagne, merely provides that a loss of consortium claim is derivative in the sense that it arises from the other spouse’s bodily injury claim.
Finally, the Appellate Court in Wesson, after observing that the Workers’ Compensation Act, General Statutes § 31-275 et seq., provides the exclusive remedy for injuries incurred by employees in the workplace; Wesson v. Milford, supra, 5 Conn. App. 372; held that “[t]here is no logical reason why the legislature in 1913 could not have intended to abolish prospective common law derivative causes of action, such as actions for loss of consortium, not then recognized in Connecticut.” Id., 375-76. Accordingly, the court’s statement that “the plaintiffs position that the injury suffered by [her] was a wrong independent of the injury to the husband cannot be maintained”; id., 375; was dicta. Even if loss of consortium claims are independent from bodily injury claims, they are barred when the bodily injury was incurred by an employee in the workplace because they were abolished by statute in that context.
The cases that allow a loss of consortium claim even though the underlying claim of the injured spouse has
Accordingly, I would conclude that the settlement of an injured spouse’s underlying claim does not, in and of itself, extinguish a loss of consortium claim. Although loss of consortium claims ordinarily should be joined to the underlying claim in order to avoid duplicative litigation, inconsistent verdicts and double recoveries,
I recognize that, under the rule that I would adopt, there could be a case in which the spouse bringing the loss of consortium claim refuses to settle, and the defendant, although otherwise willing to settle the injured spouse’s underlying claim, refuses to do so because he or she cannot settle the loss of consortium claim. In my view, however, this result is preferable to a result in which the injured spouse could unilaterally deprive the other spouse of a valid loss of consortium claim by entering into a settlement agreement for the
In support of its conclusion that the settlement of the underlying claim extinguishes a loss of consortium claim, the majority contends that, because our statement to that effect in Hopson was reaffirmed in Ladd v. Douglas Trucking Co., 203 Conn. 187, 523 A.2d 1301 (1987), and Jacoby v. Brinkerhoff, 250 Conn. 86, 735 A.2d 347 (1999), disavowing that statement in Hopson would upset the well settled expectations that these cases created. I disagree. In Ladd v. Douglas Trucking Co., supra, 197, this court concluded that a plaintiff in a statutory wrongful death action may not recover for postmortem loss of consortium. We reasoned that such claims are not cognizable because the “wrongful death statute has been regarded as the exclusive means by which damages resulting from death are recoverable”; id., 195; and the statute “authorizes an award only to the estate of the decedent”; id., 194; not directly to the members of his family. Id., 197. Although we cited
In Jacoby v. Brinkerhoff, supra, 250 Conn. 87, this court considered whether the plaintiff husband could bring a loss of consortium claim arising from the alleged negligence or intentional misconduct of the defendant, a psychiatrist who had treated the plaintiffs wife, when the wife had declined to bring a claim against the defendant. A majority of the court stated that “[o]ur dictum in Hopson [that a consortium claim would be barred when the suit brought by the injured spouse has been terminated by settlement or by an adverse judgment on the merits] is a roadblock to the plaintiffs claim for recovery .... We can discern no viable distinction between precluding a consortium claim when the injured spouse has settled with the alleged tortfeasor and precluding it when the injured spouse, as in this case, has declined altogether to sue the alleged tortfea-sor.” Id., 91. The majority then noted, however, that the plaintiff had cited a number of authorities “for the proposition that [mandatory joinder of the loss of consortium claim to the underlying claim of the injured spouse] may be excused if intervening events have made it impossible.” Id., 92-93. The majority ultimately
For the foregoing reasons, I would conclude that the plaintiffs loss of consortium claim in the present case
“Dictum includes those discussions that are merely passing commentary . . . those that go beyond the facts at issue . . . and those that are unnecessary to the holding in the case. . . . [I]t is not dictum [however] when a court. . . intentionally takes up, discusses, and decides a question germane to, though not necessarily decisive of, the controversy .... Rather, such action constitutes an act of the court [that] it will thereafter recognize as a binding decision.” (Internal quotation marks omitted.) Cruz v. Montanez, 294 Conn. 357, 376-77, 984 A.2d 705 (2009). Although our statement in Hopson that a loss of consortium claim is barred when the injured spouse has settled the underlying claim was dictum in the sense that the plaintiffs spouse in Hopson had not settled the underlying claim, the statement was nevertheless germane to the outcome of the case because it was made in connection with a public policy analysis supporting our conclusion that loss of consortium claims are cognizable in this state.
See also Swartz v. United States Steel Corp., 293 Ala. 439, 445-46, 304 So. 2d 881 (1974) (“a spouse will not be allowed to maintain an action for loss of consortium . . . when the other spouse has received damages from the negligent third parts' for such loss, whether by settlement, or judgment, made or rendered prior to the effective date of a decision allowing a wife
But see Hall v. Gardens Services, Inc., 174 Ga. App. 856, 858, 332 S.E.2d 3 (1985) (wife’s contractual release of liability barred husband’s loss of consortium claim), citing Stone Mountain Memorial Assn. v. Herrington, 225 Ga. 746, 749, 171 S.E.2d 521 (1969) (when wife’s bodily injury claim was barred by statute providing that landowners who allow use of land for recreational purposes owe no duty of care to persons who use land for that purpose, husband’s loss of consortium claim was also barred), and Norris v. Atlanta & West Point Railroad Co., 174 Ga. App. 389, 391-93, 330 S.E.2d 151 (when husband’s bodily injury claim was barred by principles of collateral estoppel, wife’s loss of consortium claim was also barred), rev’d on other grounds, 254 Ga. 684, 686, 333 S.E.2d 835 (1985) (holding that husband’s claim was not barred). For the reasons stated in this dissent, I do not believe that the cases cited in Hall support the holding of that case. Accordingly, I do not find the case persuasive.
But see Conradt v. Four Star Promotions, Inc., 45 Wn. App. 847, 853, 728 P.2d 617 (1986). In Conradt, the court concluded that the husband’s contractual release and waiver of liability for bodily injury barred the wife’s
The defendant also cites Pugh v. Super Fresh Food Markets, Inc., 640 F. Sup. 1306 (E.D. Pa. 1986), for the proposition that the settlement of the ipjured spouse’s underlying claim bars a loss of consortium claim. In Pugh, the injured wife entered into a settlement agreement with the defendants, but the husband refused to sign the agreement releasing his loss of consortium claim. Id., 1307. The defendants then filed a motion to enforce the settlement agreement as to both the husband and the wife. Id. The court held that, because the attorney representing both the husband and the wife had had authority to enter into the settlement agreement, and an agreement to settle is enforceable even if a party subsequently has a change of heart, the settlement agreement was enforceable despite the husband’s subsequent refusal to sign it. Id., 1308. The court further held that the loss of consortium claim was barred under Pennsylvania law because the husband’s claims were derivative of the wife’s claims, and the wife’s claims had been extinguished by the settlement agreement. Id., citing Hooten v. Pennsylvania College of Optometry, 601 F.Sup. 1151, 1155-56 (E.D. Pa. 1984) (when wife’s intentional infliction of emotional distress claim was dismissed for failure to state claim upon which relief could be granted, husband’s derivative loss of consortium claim also must be dismissed), and Little v. Jarvis, 219 Pa. Super. 156, 160-62, 280 A.2d 617 (1971) (when jury awarded damages to husband for expenses that he had incurred in caring for injured wife, jury’s failure to award damages to wife for pain, suffering and inconvenience was inconsistent verdict because husband’s claims were derivative). Neither Hooten nor Little supports the general proposition that the settlement of the injured spouse’s underlying claim bars a loss of consortium claim. Indeed, as I have indicated, the Superior Court of Pennsylvania held after the District Court’s decision in Pugh that the settlement of an injured spouse’s claim does not
See Jenkins v. State Farm Mutual Automobile Ins. Co., supra, 30 So. 3d 418-19 (loss of consortium claim is derivative of injured spouse’s claim, but is separate property right and may be pursued independently); Jones v. Elliott, supra, 551 A.2d 64-65 (loss of consortium claim is derivative only in sense that defendant’s liability to injured spouse must be established); Leray v. Nissan Motor Corp. in U.S.A., supra, 950 So. 2d 711 (“although the claim of loss of consortium is derivative of the primary victim’s injuries, the claim is not derivative of the victim’s ability to assert a claim”); Steele v. Botticello, supra, 21 A.3d 1027 (“[a] loss of consortium is an original injury that, on one hand, is independent because it is unique to one spouse, but on the other hand, is derivative of the injury to the other spouse”); Burke v. L & J Food & Liquor, Inc., supra, 945 S.W.2d 664 (“[a] consortium claim is a separate, distinct, and personal legal claim, and is derivative only in the sense that it must be occasioned by a spouse’s injury”); Simms v. Vicorp Restaurants, Inc., supra, 272 Neb. 748 (“[although a loss of consortium claim derives from the harm suffered by the injured spouse ... it remains a personal legal claim which is separate and distinct from those claims belonging to the injured spouse” [citation omitted]); Kibble v. Weeks Dredging & Construction Co., supra, 161 N.J. 190 (“[although a [loss of consortium] claim is derivative of the injured spouse’s personal injury cause of action ... it is also independent, as the damages which may be awarded to the spouse pursuant to the [loss of consortium] claim are clearly different from the damages which may be awarded to the spouse suffering the direct injury” [citation omitted; internal quotation marks omitted]); Bowen v. Kil-Kare, Inc., supra, 63 Ohio St. 3d 92-93 (although “claim for loss of consortium is derivative in that the claim is dependent upon the defendant’s having committed a legally cognizable tort upon the spouse who suffers bodily injury,” action for loss of consortium is separate and distinct cause of action); Manzitti v. Amsler, supra, 379 Pa Super. 461-62 (loss of consortium claim is derivative because it arises from impact of injured spouse’s injuries on other spouse, but also is independent cause of action); Whittlesey v. Miller, supra, 572 S.W.2d 669 (“Each spouse recovers for the losses peculiar to the injury sustained by each of them. On the one hand, the impaired spouse recovers for those distinct damages arising out of the direct physical injuries. On the other hand, the recovery for the loss of consortium by the
I recognize that the underlying bodily injury claim will have to be tried within the context of the loss of consortium claim and that there may be cases in which this causes some difficulty because the injured spouse may not be cooperative. As the amicus Connecticut Defense Lawyers Association maintains, if the injured spouse settles the bodily injury claim and refuses to cooperate with the other spouse in litigating the loss of consortium claim, the other spouse may be unable to obtain the medical records and other evidence necessary to prove the underlying bodily injury. I do not agree, however, that the fact that loss of consortium plaintiffs may face difficulties in trying their claims when the underlying claim has been settled justifies barring their claims as a matter of law.
Although damages for loss of consortium are entirely separate and distinct from damages for physical injury, it can sometimes be difficult to draw a clear line between them. See, e.g., Huffer v. Kozitza, supra, 375 N.W.2d 482 (“Consortium involves the mutual and reciprocal privileges and duties of the marriage relationship. To ask the trier of fact to assess each marital partner’s share of this mutual loss in separate trials, rather than in one trial, invites needless duplicate litigation. But more importantly, separate trials provide an inaccurate and incomplete portrayal of the interdependent wholeness of the marriage relationship, resulting, inevitably, in either a distortion or an overlap in the damages assessment.”). For this reason, the court in Huffer held that, when the personal injury action has been tried alone, “it will be presumed that the trier of fact has included all consortium damages in the personal injury award, and the spouse with the consortium action, who could have joined in the personal injury action but did not do so, will be held estopped from thereafter asserting a claim for more consortium damages.” Id. In settlement negotiations, however, the parties “should be left to protect themselves from duplication of damages for loss of consortium.” Id.
See Hopson v. St. Mary’s Hospital, supra, 176 Conn. 494 (“joinder of claims, together with proper instructions to the jury and close scrutiny of the verdicts, will be sufficient to minimize the potential for improper verdicts”); see also Zuniga v. Dwyer, 323 Ill. App. 3d 508, 511, 752 N.E.2d 491 (2001) (“[wjhenever possible, a spouse’s loss of consortium claim should be joined with the impaired spouse’s cause of action . . . because joinder of these related claims will . . . reduce litigation expenses for the parties, conserve judicial time and resources, and contribute a bit to the reduction of court congestion” [citations omitted; internal quotation marks omitted]); Rosander v. Copco Steel & Engineering Co., supra, 429 N.E.2d 992 (to promote judicial economy while protecting party’s right to maintain valid cause of action for loss of consortium, “best rule to follow ... is to require joinder [of loss of consortium claim with underlying action] unless it is not possible to join the actions”); Desjarlais v. USAA Ins. Co., supra, 824 A.2d 1278 (“a growing number of jurisdictions . . . require joinder of the consortium claims with the principal dispute ... [in order] to avoid duplicative litigation . . . and [to reduce] the risk of multiple recoveries and inconsistent results” [citations omitted; internal quotation marks omitted]).
The majority nevertheless identifies what it characterizes as three “strong” policy reasons in justification of its decision barring one spouse from pursuing his or her loss of consortium claim after the other spouse has settled his or her personal injury claim. They are: (1) “when the claims are not resolved together, there is a greater probability of overlapping damages awards”; (2) “[w]hen the claims become untethered from each other, inconsistent outcomes may occur”; and (3) “requiring both claims to be resolved simultaneously promotes efficiency and conserves judicial resources by protecting against the repeated litigation of the same underlying issues.” Far from strong, these policy reasons provide scant support for the majority’s position because the potential problems are readily avoided by requiring joinder of the plaintiffs’ claims, as Hopson directed. Hopson v. St. Mary’s Hospital, supra, 176 Conn. 494-95. This is so because, as I have explained, when the parties and the court are aware of the status of the plaintiffs’ claims, there simply is no reason why those claims, although related, must be resolved together in order to avoid the pitfalls identified by the majority.
Thus, as to the majority’s first argument concerning overlapping damages awards, I agree that if both claims are to be tried, they should be tried together, and they will be tried together following joinder of the claims. If, however, one spouse’s personal injury claim is settled and the other spouse’s loss of consortium claim is not, as in the present case, there is no reason why the latter claim cannot be tried without the risk of overlapping damages awards. In such circumstances, the defendant will have agreed to settle the personal injury claim with knowledge that the loss of consortium claim had not been settled, and there is no reason why the settlement negotiations and amount would not reflect that fact. With respect to the loss of consortium claim, a proper jury charge on liability and damages would eliminate any possibility of an overlapping award.
For the same reasons, the majority’s second policy justification, that is, the possibility of inconsistent outcomes, also is meritless. Indeed, the potential for an inconsistent outcome is no greater here than in any other case involving two persons irvjured by the same tortious conduct of the defendant. In other such cases, it would be unthinkable to require that both plaintiffs either settle or proceed to trial. Rather, each plaintiff proceeds in accordance with his or her own assessment of the case and the litigation risks, and there is no basis for mandating a different approach in the present case.
The majority finally contends that permitting one spouse’s loss of consortium claim to proceed to trial after the other spouse’s personal injury claim has been settled fails to protect “against the repeated litigation of the same underlying issues.” This argument also is unpersuasive. There is no “repeated
Rather than acknowledge that joinder of the two actions eliminates the risks that it has identified, the majority ignores the affect of joinder on the issue presented. It is telling, however, that nearly all other courts have rejected the approach taken by the majority, no doubt because joinder of the claims removes the concerns on which the majority relies in support of its decision.
In order to prevail at trial on his loss of consortium claim, the plaintiff would have the burden of proving that the defendant’s negligence caused physical injury to Voris, which, in turn, resulted in the plaintiff’s loss of consortium.
The amicus Connecticut Defense Lawyers Association argues that allowing a spouse to bring a loss of consortium claim when the underlying claim has been settled would require insurers to incur additional defense costs related to the loss of consortium claim where no duty to indemnify exists because the underlying claim has been settled for the policy limit. As in any litigation, however, the insurer and the defendant can decline to settle the underlying claim for the policy limit if they are aware of other outstanding claims and have a good faith belief that the injured spouse would recover less than the policy limit at trial. Moreover, if the injured spouse and the spouse alleging loss of consortium refuse to settle jointly for the policy limit, the insurer is in no different position than in any other case in which the total damages exceed the policy limit and a global settlement cannot be reached. Having recognized a cause of action for loss of consortium in Hopson more than thirty years ago, it would be incongruous for this court to decline to enforce the cause of action because doing so increases the amounts for which defendants can be held liable.
At oral argument before this court in the present case, counsel for the defendant conceded that the usual practice in Connecticut is to require the injured spouse and the spouse making the loss of consortium claim to settle the claims at the same time. He further indicated that, in the present case, the defendant did not demand that the plaintiff release his loss of consortium claim when Voris released her claim for bodily injury because the plaintiff still had a pending bodily injury claim, which he did not withdraw until after the trial court granted the defendant’s motion to strike the loss of consortium claim. Counsel for the defendant further stated that he “had every reason to believe” that, under Hopson, the settlement of Voris’ claim would operate automatically to extinguish the plaintiffs loss of consortium claim.
Even if our decisions in Ladd and Jacoby had created a legitimate expectancy that the settlement of the underlying claim necessarily extinguishes the loss of consortium claim, the proper resolution of the issue presented in this case would be to limit our overruling of Hopson to future cases only, thereby denying the plaintiff relief in the present case. For the reasons set forth in this dissent, however, neither of those two cases dictates such a result.
Concurring Opinion
concurring.
I agree with the majority that a claim for loss of consortium, being derivative in nature, is barred by the settlement of the directly injured party’s claim. I write separately because I disagree that
In light of the foregoing, I believe that we should decide this appeal solely on the basis of the strong policy reasons enumerated in the majority opinion. Accordingly, I agree to that extent with the reasoning of that opinion, and I concur in the conclusion that the judgment of the trial court granting the defendant’s motion to strike should be affirmed.
Reference
- Full Case Name
- John G. Voris Et Al. v. Peter M. Molinaro
- Cited By
- 14 cases
- Status
- Published