Sawicki v. New Britain General Hospital
Sawicki v. New Britain General Hospital
Opinion of the Court
The defendant, Mandell & Blau, M.D.’s, P.C.,
This medical malpractice case arises out of the claimed failure of the defendant properly and promptly to diagnose the plaintiff with breast cancer. Jury selec
The defendant claims that the Appellate Court improperly determined that the trial court improperly denied the plaintiffs motion to set aside the verdict and for a new trial based on juror misconduct. The defendant contends that the trial court applied the proper legal analysis in assessing whether the juror misconduct prejudiced the plaintiff and required a new trial, and did not abuse its discretion in concluding that the plaintiff had failed to sustain her burden of
The following additional facts and procedure are relevant to the resolution of the defendant’s claim. The jury returned its verdict in favor of the defendant on July 19, 2006. Subsequently, in late July or early August, two of the jurors, P and G,
Following that misconduct hearing, the trial court issued a memorandum of decision finding that there had been juror misconduct during the trial.
When the court questioned him regarding his note, he explained that his bias against the plaintiff stemmed from her failure to seek a second opinion on the sonogram of her breast, a course of action that, in M’s view, constituted allowing her health, the “whole thing . . . [to] fall by the wayside . ...” In M’s opinion, the plaintiffs failure actively to safeguard her health in this particular instance contrasted sharply and incongruously with the plaintiffs generally high level of control, in
M was not the only juror who discussed the case prior to deliberations. M stated at the misconduct hearing that, in fact, “[t]here was a lot of discussion going on in the jury room.” S testified that L had stated his bias against the plaintiff and had told others how he planned to vote. M indicated that other jurors repeatedly stated that the plaintiff simply did not “have a case.” K recalled C “talking about the size of the [plaintiff’s] tumor,” and testified that there were “judgment calls on the relative credibility of expert witnesses.” For example, M stated that a number of jurors considered the testimony of the defendant’s expert from New Haven to be “overwhelming” and believed that the defendant had made “a very, very strong . . . point . . . .” M further testified that other jurors commented that an expert witness from San Diego “did not present himself well.” Notwithstanding all of the predeliberation discussions concerning the strength of the plain
We review a trial court’s determination regarding whether juror misconduct has prejudiced a party for abuse of discretion. State v. Roman, 262 Conn. 718, 727, 817 A.2d 100 (2003). “We recognize that the trial judge has a superior opportunity to assess the proceedings over which he or she personally has presided . . . and thus is in a superior position to evaluate the credibility of allegations of jury misconduct, whatever their source.” (Citations omitted.) State v. Brown, 235 Conn. 502, 527-28, 668 A.2d 1288 (1995). Moreover, “[a] trial judge is generally in the best position to evaluate the critical question of whether the [misconduct] . . . has prejudiced [the moving party].” State v. Rodriguez, 210 Conn. 315, 326, 554 A.2d 1080 (1989). “[I]n such an inquiry, which is essentially factual, the trial court that conducts it is in the best position to assess the testimony of those on the jury panel, including [the] impact [of the misconduct] on the fairness of the trial, and its conclusion is entitled to substantial weight.” (Internal quotation marks omitted.) Id., 330. “In determining whether there has been an abuse of discretion, the ultimate issue is whether the court could reasonably conclude as it did.” (Internal quotation marks omitted.) State v. Gupta, 297 Conn. 211, 238, 998 A.2d 1085 (2010).
“[I]t is improper for jurors to discuss a case among themselves until all the evidence has been presented, counsel have made final arguments, and the case has been submitted to them after final instructions by the trial court.” State v. Washington, 182 Conn. 419, 425, 438 A.2d 1144 (1980). “When jurors . . . discuss the
Not every instance of juror misconduct, however, requires a new trial. Williams v. Salamone, 192 Conn. 116, 122, 470 A.2d 694 (1984). “[T]he burden is on the moving party in a civil proceeding to establish that juror misconduct denied him a fair trial. . . . That burden requires the moving party to demonstrate that the juror misconduct complained of resulted in probable prejudice to the moving party. ... In sum, the test is whether the misbehavior is such to make it probable that the juror’s mind was influenced by it so as to render him or her an unfair and prejudicial juror.” (Citation omitted; internal quotation marks omitted.) Connecticut Light & Power Co. v. Gilmore, 289 Conn. 88, 104, 956 A.2d 1145 (2008).
In light of the public policy concerns implicated once a judgment has been rendered, we limit the type of evidence that may be considered in impeachment of a jury’s verdict. “Although [litigants] . . . have an interest in impartial jury trials . . . after a jury verdict has been accepted, other . . . interests emerge that favor proceedings limited in form and scope. The [courts have] a strong interest in the finality of judgments . . .
Historically, this court’s rule was to preclude any juror testimony in impeachment of a verdict. Aillon v. State, 168 Conn. 541, 549, 363 A.2d 49 (1975) (discussing rule adopted by Lord Mansfield in Vaise v. Deleval, 1 T.R. 11 [K.B. 1785]). Although we have moved away from a complete prohibition against such testimony, we have confined its scope to the facts of the misconduct, that is, “testimony regarding the failure to obey certain essential formalities of juror conduct . . . .” Aillon v. State, supra, 550. The trial court must apply an objective standard in assessing prejudice, focusing on the nature and quality of the misconduct. Williams v. Salamone, supra, 192 Conn. 122 n.7. Accordingly, we have excluded testimony regarding the effect of the misconduct on the juror deliberations or “influence on the mental process of the jurors.” (Internal quotation marks omitted.) Aillon v. State, supra, 549. We have explained that “the rule that prohibits the examination of the jurors’ mental process excludes, as immaterial, evidence as to the egressions and arguments of the jurors in their deliberations and evidence as to their own motives, beliefs, mistakes and mental operations generally, in arriving at their verdict. [C.] McCormick, Evidence (2d Ed. [1972]) § 68, p. 148.” Connecticut Light & Power Co. v. Gilmore, supra, 289 Conn. 106. In addition, we have stated that “a trial court may inquire about whether members of the jury observed the situation, whether they discussed it during deliberations, and whether they, as individuals, arrived at a fixed opinion as to the situation such that they were unable to deliberate with open and impartial minds. . . .
“In determining the nature and quality of the misconduct we must be mindful that the concerns . . . [are] not simply that the jurors may have discussed the evidence pre-submission, but that they may have taken positions on the evidence.” (Internal quotation marks omitted.) State v. Castonguay, 194 Conn. 416, 437, 481 A.2d 56 (1984). We specifically have stated that predelib-eration discussions in which jurors have taken positions on the merits of the case carry a high risk of prejudice. “[I]t is human nature that an individual, having expressed in discussion his or her view of the [merits of the case], would be inclined thereafter to give special attention to testimony strengthening or confirming the views already expressed to fellow jurors. . . . Also, the human mind is constituted so that what one himself publicly declares touching any controversy is much
Applying these principles to the facts of the present case, we conclude that, although the trial court applied the proper test, it abused its discretion in concluding that the plaintiff had not established that she was prejudiced by the misconduct. The trial court did consider the nature and quality of the misconduct, and also properly considered juror testimony as to whether the members of the jury had arrived at a fixed opinion as a result of the misconduct. What the trial court failed to do, however, was to consider the jurors’ testimony that they had followed the court’s instructions in the context of the entire inquiry, which must focus primarily on the facts of the misconduct. Our review of the record reveals that the repeated instances of misconduct in the present case were so severe and egregious that no reasonable fact finder could have concluded that the plaintiff had failed to establish prejudice. In fight of the overwhelming evidence of misconduct, the trial court simply accorded too much weight to the jurors’ testimony that they nonetheless had followed the court’s instructions and were not influenced by the misconduct.
The many statements made by various jurors who took positions on the merits of the case by far constituted the most egregious misconduct. M had indicated very early in the proceedings, and repeatedly, that he had already made up his mind and that he was “against the plaintiff.” L had expressed the same position and
Some of the remaining comments, although they do not expressly constitute taking a position on the evidence, nevertheless provide further external, objective evidence of bias. Particularly, jurors’ remarks assessing
As the trial court recounted in its memorandum of decision, it had questioned each of the jurors during the misconduct hearing as to whether they had followed the court’s instruction to keep an open mind until hearing all the evidence and the court’s final charge. In concluding that the plaintiff had failed to show that she had been prejudiced by the misconduct, the court primarily relied on the fact that all of the credible jurors testified that they had followed the court’s instructions. It was not improper for the court to rely on the jurors’ testimony that they followed its instructions. We disagree with the Appellate Court that the trial court, by inquiring of each juror at the misconduct hearing whether he or she had been able, despite the misconduct, to retain an open mind, “focused on the testimony of the jurors and the assertions they made during the hearing as to the actual impact the misconduct had on them.” (Emphasis added.) Sawicki v. New Britain General Hospital, supra, 115 Conn. App. 39. As we explained in State v. Johnson, supra, 288 Conn. 264, a trial court properly may “inquire as to whether the jurors drew fixed opinions [as a result of the miscon
Accordingly, the trial court’s abuse of discretion did not lie in the mere fact that the court considered the testimony of the jurors that they followed its instructions. With the single exception that we have noted, the court did not consider the mental processes of jurors or the actual effect of the misconduct in arriving at its conclusion. Rather, the court’s abuse of discretion stemmed from its failure to recognize that the testimony of the jurors that they followed the court’s instructions simply was not sufficient to outweigh the overwhelming evidence of repeated, egregious misconduct.
We first observe that, although the trial court did not rely solely on the jurors’ testimony that they complied with instructions, that testimony was the primary basis for its conclusion that the plaintiff had failed to establish prejudice. The portions of the trial court opinion cited to by the defendant provide little additional support for the trial court’s conclusion. The trial court stated in its memorandum of decision that it did not “find that any remarks or statements rose to the level of deliberations. The term deliberate means [t]o weigh, ponder, discuss, regard upon, consider ... to weigh in the mind; to consider the reasons for and against. Black’s Law Dictionary (5th Ed. [1979]). Discussion is an integral part of deliberations. . . . Discussion contemplates the interchange of opinions. State v. Washington, supra, 182 Conn. 427-28.” (Internal quotation marks omitted.) It is possible to interpret this excerpt as a finding that the remarks did not rise to the level of “discussion.” Certainly, a determination that the misconduct at issue involved only a few isolated remarks would be significant in weighing the likelihood of prejudice. As we have stated repeatedly, however, the improper remarks in the present case permeated the entire process, and involved many jurors.
Furthermore, the trial court’s observation that the jury sent a note asking a substantive question does not sufficiently counter the extreme and pervasive misconduct in the present case. In State v. Castonguay, supra, 194 Conn. 435-36, in which the trial court improperly had instructed jurors that they could discuss, but could not deliberate, prior to the close of evidence and the court’s final instruction, we rejected the state’s claim that the length of jury deliberations, along -with the
Nor are we persuaded by the defendant’s argument that the judgment of the Appellate Court should be reversed on the ground that it improperly found facts, weighed evidence and assessed the credibility of witnesses. Although we agree with the defendant that the Appellate Court opinion appeared to rely on facts derived from the discredited testimony of P and G,
The judgment of the Appellate Court is affirmed.
In this opinion the other justices concurred.
New Britain General Hospital also was named as a defendant, but the complaint against it was withdrawn prior to trial. All references to the defendant in this opinion are to Mandell & Blau, M.D.’s, P.C.
We granted the defendant’s petition for certification, limited to the following questions: “Did the Appellate Court properly determine that the trial court incorrectly denied the plaintiffs motion to set aside the verdict based upon juror misconduct? If the answer is ‘yes,’ was the Appellate Court correct in ordering a new trial?” Sawicki v. New Britain General Hospital, 294 Conn. 901, 982 A.2d 645 (2009).
On September 2,2009, the Appellate Court granted a motion to substitute Chester J. Sawicki, the executor of the estate of Brenda Sawicki, as the plaintiff in this appeal. For ease of discussion, we refer to Brenda Sawicki as the plaintiff.
Because we conclude that the trial court applied the proper test, but did so in an abuse of its discretion, we need not address the defendant’s claim that the Appellate Court should have remanded the case to the trial court for application of the proper test.
For a more complete recitation of the facts of the present case, see Sawicki v. New Britain General Hospital, supra, 115 Conn. App. 27-28.
In the interest of preserving the confidentiality of the jurors, we refer to them by initials. See General Statutes § 51-232 (c).
Although the contact, after the verdict, of the plaintiff and the plaintiffs attorney with P and G is not at issue in this appeal, we observe that the nature and extent of that contact were extraordinary and troubling, prompting the trial court to find both P and G not credible. After the initial dinner at the plaintiffs home, for example, P and G continued to exchange e-mails and telephone calls both with the plaintiff and her attorney. The sworn affidavits of P and G were prepared and submitted following these telephone calls and e-mails.
In particular, the record reveals that P’s interactions with the plaintiff and her counsel were highly questionable. P had repeated contacts with the plaintiff, her family, her attorney, and one of the plaintiffs expert witnesses. The disconcerting nature of that contact derives not only from its frequency and extent, but the content of the communications. In one e-mail that P had sent to the plaintiffs attorney, later reviewed by the trial court during the misconduct hearing, P stated: “I will do anything I can in my power to
The defendant does not challenge that finding on appeal.
When the court questioned M during the trial as to whether he had expressed these views to other jurors, M replied that he had not. M’s representation to the court is inconsistent, however, with C’s testimony during the misconduct hearing, and the trial court’s attendant finding that M made improper statements informing other jurors of his bias against the plaintiff only prior to speaking to the court regarding his opinions. Accordingly, in our analysis, we do not rely on M’s representation to the court during trial that he had not expressed his position on the merits of the plaintiffs case to other jurors prior to speaking to the court.
For the same reason, we do not rely on M’s testimony at the misconduct hearing that when he returned to the jury room after speaking to the court, he told others what he had told the court.
“[I]n a criminal case the defendant is constitutionally entitled to a presumption of prejudice stemming from certain types of misconduct during the course of trial . . . [whereas] in a civil case the burden is properly placed on the moving party to show prejudice toward him as a result of jury misconduct, at least where the opposing party has no part in the incident.” (Internal quotation marks omitted.) Williams v. Salamone, supra, 192 Conn. 119. Because there is no allegation that the defendant brought about the juror misconduct in the present case, the plaintiff bears the burden of demonstrating that the misconduct denied her a fair trial.
Because we conclude that the trial court properly could consider and rely upon the jurors’ testimony that they followed its instruction to retain an open mind, we need not address the defendant’s argument to that effect.
We agree with the trial court that discussions are an integral part of deliberations. We further observe that one of the dangers of predeliberation discussions is, as we have explained in this opinion, that a juror may take a position before all of the evidence has been heard, which makes the unfettered consideration of the merits of the case by that juror more difficult.
In its summary of the relevant facts, the Appellate Court included the following facts derived solely from the testimony of P and G. G testified at the misconduct hearing that M was “very biased, particularly against women.” Sawicki v. New Britain General Hospital, supra, 115 Conn. App. 29. G also testified that M stated that the plaintiff was “ 'gonna lose’ ” and that, when M returned from speaking to the court regarding the note he had sent during trial, he remarked, “ ‘I can’t believe they’re keeping me on this case.’ ” Id., 29-30. P testified that when M returned, he “ ‘was laughing and saying that [the plaintiff] can’t win now because I’m still here.’ ” Id., 31. P also testified that M had stated that he would not vote for the plaintiff; id., 30-31; and that “ ‘everyone’ ” believed that the case was “ ‘frivolous’ . . . .” Id., 31. P also testified that at one point, C entered the jury room following testimony regarding an algorithm and a chart, and stated that the case was over because she had seen all that she needed to see. hi response, M laughed again, and stated that the case had been over “ ‘since the second day’ ” and that the court had made a “bad mistake” in keeping him on the jury because he would not vote for the plaintiff. Id. P further testified that both M and C had stated that the testimony of the plaintiffs expert was wrong. Id.
For example, in its summary of the facts, the Appellate Court included M’s testimony at the misconduct hearing that he had heard C opine that “if the plaintiff had followed the advice of her physicians, she probably would have gotten better”; Sawicki v. New Britain General Hospital, supra, 115 Conn. App. 32; as well as M’s testimony “that he probably did express his opinion to the other jurors.” Id. Although M did offer that testimony, the trial court did not include those facts in its memorandum of decision. The
Although our comparison of the transcripts and the trial court’s memorandum of decision highlights some omissions, the question of whether the trial court’s factual findings were clearly erroneous is not before us. As a result, we scrupulously have avoided considering any testimony offered at the misconduct hearing that was not also included in the findings of the trial court in its memorandum of decision.
Reference
- Full Case Name
- BRENDA J. SAWICKI v. NEW BRITAIN GENERAL HOSPITAL
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