State v. Smith
State v. Smith
Opinion of the Court
This certified appeal requires us to construe the scope of the public safety exception to
Miranda
The following facts, which the jury reasonably could have found, and procedural background are relevant to the defendant's claim. "On the night of March 9, 2010, the victim, Justin Molinaro, was driving his Audi [A6] in the vicinity of Maplewood Terrace, a public housing complex in Middletown known to be a high crime area. As he drove past the complex, two unidentified men flagged him down and informed him that his cousin, the defendant, wanted to speak with him. The victim drove his car into a parking lot at Maplewood Terrace, where he saw the defendant get into the backseat of another car. The victim exited his Audi and asked the defendant what he wanted. While the victim was waiting for the defendant, he saw Tykeem Privott, who was also in the car with the defendant. The victim noticed that Privott had a supply of marijuana on his lap and began to chastise Privott for his drug use. As the victim talked to Privott, the defendant got out of the car wielding a Louisville Slugger aluminum baseball bat, which he used to strike the victim on the head. The blow knocked the victim to the ground, and the victim asked the defendant, '[W]hat the hell is going on?' The other occupants of the vehicle then exited the car and began to kick and punch the victim as he lay on the ground.
"Privott picked up the Louisville Slugger and swung it at the victim, striking him on the back of his neck. The defendant choked the victim and told him to 'go to sleep, motherfucker.' The defendant ordered his accomplices to go through the victim's pockets, which they did, taking his cell phone, wallet, and the keys to the Audi.
"As the assailants left, the victim stumbled to his feet. He found his car keys in a patch of grass near the parking lot. The defendant, however, reappeared and said, 'What, you didn't have enough yet?' and pointed a black handgun in the victim's face. The defendant took the keys to the Audi and said, 'This shit is mine.' The victim then saw Privott, who was now also holding a handgun. Privott asked the defendant, 'Do you want me to pop this motherfucker?' The defendant then turned and left in the Audi.
"The victim walked to a nearby house and called 911. He reported to the dispatcher the details of the assault and carjacking. While on the telephone with the dispatcher, the victim saw the Audi double back, headed in the direction of Maplewood Terrace. He told the dispatcher that six people were returning in his car with guns, and he asked the dispatcher to send help.
"The police arrived on the scene, and police officers attended to the victim [who flagged them down]. One police officer later stated that the victim looked 'like an alien' because the area around his left eye was bloodied, swollen, and disfigured. The swelling around the victim's eyes rendered him nearly blind. The victim was gasping for breath and making statements to the effect of, 'I don't want to die.' When asked what happened, the victim responded, 'Dante Smith and Tykeem Privott did this. Dante had a bat and Tykeem had a gun.' The victim faded in and out of consciousness and his respiration was irregular. Emergency workers arrived and transported him to the hospital.
"After treating the victim, the police processed the crime scene and secured the area surrounding Maplewood Terrace, where a crowd had gathered. Approximately forty minutes after the assault took place, a black male calmly approached [Detectives] Dan Smith and Nicholas Puorro [of the Middletown Police Department]. As he drew near, he stated, 'I am Dante Smith, my grandmother said the police were looking for me.'
"On the basis of the information provided by the victim, the police had reason to believe that the defendant was involved in an assault that involved both firearms and a baseball bat. The police informed the defendant that they had to place him in handcuffs for safety reasons, and that they had an obligation to protect both themselves and the surrounding crowd. The defendant stated that he understood, and that he also understood that he was not under arrest.
"The police asked the defendant whether he had any weapons; he replied that he did not. The police frisked the defendant, but found no weapons. The defendant was asked whether he knew where the weapons were, to which he responded, 'What weapons?' When asked about Privott, the defendant denied knowing him. The defendant was then asked what happened that evening. The defendant stated that he had been involved in a fight with the victim, and that he and the victim were cousins. He told the police that the victim had called him and wanted to go for a ride. The defendant stated that once he was in the car with the victim, the victim wanted to go and buy drugs. The defendant stated that he did not want to buy drugs and wanted to get out of the car. When the victim did not stop the vehicle, the defendant stated that he punched the victim in the face several times.
"Upon hearing the defendant's narrative, the police informed him that it appeared as if the victim had been struck with a baseball bat, and that the injuries occurred to the left side of his face, which was inconsistent with the defendant's story that the victim was driving. The defendant grew frantic and stopped cooperating with the police, stating, 'Do what you got to do, arrest me, arrest me.' The defendant was placed under arrest and transported to police headquarters." Id., at 151-53,
"The defendant was charged in a seven count amended information, which included two counts of assault in the first degree in violation of General Statutes § 53a-59 (a)(1). The defendant thereafter filed a motion to suppress the statements he made to the police at the crime scene and during his booking at the police station, arguing that they were inadmissible pursuant to
Miranda
.... A hearing on the motion to suppress was held during which the defendant argued that the statements he made to the police while he was handcuffed at the crime scene should be suppressed because he was in police custody and interrogated without having received
Miranda
warnings." (Citation omitted.) Id., at 153-54,
"Following a trial, the jury found the defendant guilty of two counts of the lesser included offense of assault in the second degree in violation of § 53a-60 (a)(1), and rejected the defendant's claim of self-defense. The defendant was found not guilty of all other charges. The court merged the two assault convictions and sentenced the defendant to a total effective term of five years incarceration, execution suspended after forty months, followed by five years probation with special conditions." (Citation omitted.)
State v. Smith,
supra,
On appeal to the Appellate Court, the defendant argued that the trial court's denial of his motion to suppress his statements to the police violated his fifth amendment rights and that he was subjected to custodial interrogation without
Miranda
warnings at the crime scene.
On appeal to this court, the defendant contends that he was not lawfully detained under Terry and was, instead, the subject of custodial interrogation at the crime scene. He further contends that the public safety exception did not apply to the interrogation, and that his statements were inadmissible. Due to the impropriety of the crime scene interrogation, the defendant argues that his statement made at the police station was also inadmissible under Seibert. The state counters that the public safety exception applied and thus a determination of custody is unnecessary, and that the propriety of police conduct at the crime scene defeats the Seibert claim with regard to the defendant's statements at the police station.
We conclude that the public safety exception applied and, accordingly, we need not decide whether the defendant was in custody for the purposes of
Miranda.
We further conclude that, because the crime scene questioning was legitimate, the defendant's argument regarding the police station statements fails as the Seibert doctrine is inapplicable. Accordingly, we affirm the judgment of the Appellate Court.
"Our standard of review of a trial court's findings and conclusions in connection with a motion to suppress is well defined. A finding of fact will not be disturbed unless it is clearly erroneous in view of the evidence and pleadings in the whole record.... [W]here the legal conclusions of the court are challenged, we must determine whether they are legally and logically correct and whether they find support in the facts set out in the memorandum of decision...." (Internal quotation marks omitted.)
State v. Betances,
Normally, "[w]hen a suspect is taken into custody, the
Miranda
warnings must be given before any interrogation takes place.... The primary purpose of the
Miranda
warnings is to ensure that an accused is aware of the constitutional right to remain silent before making statements to the police.... Two threshold conditions must be satisfied in order to invoke the warnings constitutionally required by
Miranda:
(1) the defendant must have been in custody; and (2) the defendant must have been subjected to police interrogation.... The defendant bears the burden of proving custodial interrogation.... [T]he definition of interrogation [for purposes of
Miranda
] can extend only to words or actions on the part of police officers that they
should have known
were reasonably likely to elicit an incriminating response.... The test as to whether a particular question is likely to elicit an incriminating response is objective; the subjective intent of the police officer is relevant but not conclusive and the relationship of the questions asked to the crime committed is highly relevant." (Citations omitted; emphasis in original; internal quotation
marks omitted.) Id., at 500-501,
There is an exception to the
Miranda
requirement, however, in certain situations where public safety concerns are implicated. The United States Supreme Court articulated the public safety doctrine in
New York v. Quarles,
"In Quarles, a young woman approached two police officers in their patrol car and informed them that a man armed with a gun had just raped her.... She described her assailant and told the officers that the man had just entered a nearby supermar ket.... The officers entered the supermarket, located a man, Benjamin Quarles, who matched the description given and apprehended him after a brief pursuit through the store.... One officer frisked Quarles and detected an empty shoulder holster before handcuffing him.... Before reading him his Miranda rights, the officer asked Quarles where the gun was, and Quarles responded, the gun is over there.... Quarles subsequently was charged with criminal possession of a weapon.... The trial judge granted, and the New York Court of Appeals affirmed, Quarles' motion to suppress both the gun and the statement because the officer had not given him his Miranda warnings....
"The United States Supreme Court, however, reversed the New York Court of Appeals' decision.... It held that both the statement and the gun were admissible under the public safety exception because the concern for public safety must be paramount to adherence to the literal language of the prophylactic rules enunciated in
Miranda
.... Furthermore, the court explained that the exception simply [frees officers] to follow their legitimate instincts when confronting situations presenting a danger to the public safety.... The court decline[d] to place officers ... in the untenable position of having to consider, often in a matter of seconds, whether it best serves society for them to ask the necessary questions without the
Miranda
warnings and render whatever probative evidence they uncover inadmissible, or for them to give the warnings in order to preserve the admissibility of evidence they might uncover but possibly damage or destroy their ability to obtain that evidence and neutralize the volatile situation confronting them." (Citations omitted; internal quotation marks omitted.)
State v. Betances,
supra,
We agree with the Appellate Court that, based on all the surrounding circumstances, the public safety exception applied in the present case. On arrival at the scene of the assault, the police spoke to the victim, who was seriously injured and who made statements that he had been beaten with a baseball bat,
We further conclude that the specific questions that the police asked the
defendant were permissible under the public safety exception. To determine whether the police questioning comported with the public safety exception, we must ascertain whether the questions the police asked were "relate[d] to an objectively reasonable need to protect the police or the public from any immediate danger...." (Internal quotation marks omitted.)
State v. Betances,
supra,
After frisking the defendant and finding no weapons, the police asked him where the weapons were. The defendant concedes that if the public safety exception applies, then this question was reasonably grounded in public safety concerns. The police then asked the defendant about Privott, which the defendant argues was investigatory in nature. This question, however, directly related to their safety concerns, as the police had reason to believe that Privott was the person who was in possession of the gun and could be in the immediate area. See
New York v. Quarles,
Then the defendant was asked "what happened ...?"
The judgment of the Appellate Court is affirmed.
In this opinion PALMER, ZARELLA, EVELEIGH, ESPINOSA and VERTEFEUILLE, Js., concurred.
Miranda v. Arizona,
Terry v. Ohio,
We note that several courts have held that the fact that a seizure of an individual did not rise to the level of a de facto arrest under
Terry
does not necessarily mean that the seizure did not also constitute custody for purposes of
Miranda.
See, e.g.,
United States v. Newton,
Although the trial court focused primarily on the reasonableness of the defendant's seizure under
Terry,
the Appellate Court characterized the trial court's ruling as a finding that "the defendant was not in custody at the crime scene, and alternatively, that the public safety exception to
Miranda
applied."
State v. Smith,
supra,
This court granted the defendant's petition for certification to appeal, limited to the following issue: "Did the Appellate Court properly affirm the trial court's denial of the defendant's motion to suppress statements he made at the crime scene and at the police station?"
State v. Smith,
The defendant contends that the Appellate Court improperly declined to determine whether he was in custody before determining whether the public safety exception to
Miranda
applied. See
State v. Smith,
supra,
The defendant challenges the factual finding that a baseball bat is a dangerous instrument, but we do not find, under the circumstances, that this finding was clearly erroneous. Considering all the circumstances, the trial court could have found that the bat had recently been used as a dangerous instrument and that the public was in danger from it as well as the gun involved in the assault.
The Appellate Court stated that the question posed to the defendant was " 'what happened here ...?' "
State v. Smith,
supra,
The Appellate Court misstated that it was Detective Smith's testimony.
"To be sure, the public safety exception does not permit officers to pose questions designed
solely
to elicit testimonial evidence from a suspect.... Thus, to fall within the exception, a question must have some rational relationship to defusing the perceived danger." (Citation omitted; emphasis in original; internal quotation marks omitted.)
United States v. Newton,
The concurrence suggests that our contextual approach may sanction a pretextual approach. To the contrary, our approach simply recognizes both "the need for flexibility in situations where the safety of the public and the officers are at risk ... [and that] the public safety exception [is] a function of the facts of cases so various that no template is likely to produce sounder results than examining the totality of the circumstances in a given case." (Citation omitted; internal quotation marks omitted.)
The trial court found that the defendant knowingly and intelligently waived his Miranda rights at the police station. The defendant does not challenge this finding.
Concurring Opinion
I agree with the majority that the public safety exception to the dictates of
Miranda v. Arizona,
It is well settled that pre-
Miranda
questions "may not be investigatory in nature or designed solely to elicit testimonial evidence from a suspect." (Internal quotation marks omitted.)
United States v. Estrada,
As the majority purportedly recognizes, public safety gives rise to a
narrow
exception to the requirement that
Miranda
warnings be given before a custodial interrogation takes place.
New York v. Quarles,
In determining whether a particular question is justified under the public safety exception, some courts have focused on the narrow scope of the exception, as well as the application of the exception in
Quarles,
and have determined that the question itself must be narrowly tailored to the actual safety concern. See, e.g.,
United States v. Mengis,
Docket No. 04-CR-508-BR,
I agree with the majority's decision not to adopt this narrowly tailored approach. In my view, such an approach would impose an unrealistic burden on officers and ignore the exigent and unfolding nature of the circumstances justifying the public safety exception. Instead, I agree with the United States Court of Appeals for the Second Circuit and other courts that have
concluded that questions "need not be posed as narrowly as possible, because [p]recision crafting cannot be expected in the circumstances of a tense and dangerous arrest.... Thus, a question that
plainly encompasses safety concerns,
but is broad enough to elicit other information, does not necessarily prevent application of the public safety exception when safety is at issue
and context makes clear that the question primarily involves safety.
" (Citation omitted; emphasis added.)
United States v. Estrada,
Although the majority purports to rely on the standard set forth by the Second Circuit, a review of public safety cases from that circuit and others demonstrates that the majority has not faithfully applied it. In those
cases, courts carefully considered the focus of each question to determine whether it was framed in a manner that was more likely to elicit incriminating information rather than information related to the public safety concern at issue. See, e.g.,
United States v. Reyes,
A few examples demonstrate the reasoning applied in those cases. In
United States v. Newton,
Those questions stand in stark contrast to the open-ended question in the present case: "What happened?" Although such a question might be proper under limited circumstances, this was not such a case. To understand why, it is useful to examine cases in which courts have been confronted with a similarly broad, generalized question.
In
Bowling v. State,
By contrast, courts have recognized that public safety demands may justify a more open-ended question when the nature of the threat is indeterminate, and the exigent circumstances are still unfolding while the officers are on the scene. In
United States v. Williams,
The court in
Williams
explained that although the question "did not specifically refer to weapons or safety concerns," it plainly encompassed such matters.
In the present case, the circumstances are akin to
Bowling,
where the officers understood the nature of the public safety threat but nevertheless asked an impermissibly broad, open-ended question.
Simply put, the facts here tell a different story. The victim had given a statement and had been transported for medical treatment when the defendant returned approximately forty or fifty minutes after the assault, upon learning that the police were looking for him. The officers initially told the defendant that "he was going to be detained while [they] investigated [ the ] incident. " (Emphasis added.) The defendant was then asked questions to ascertain whether he had a weapon on him and whether he knew where the weapons are. He responded in the negative to both questions. It was after this exchange that the officers asked what happened.
An objectively reasonable listener would not have concluded that the latter question was focused on, or even necessarily related to, the current location of the weapons. Questions relating to the weapons had been asked and answered. Those initial questions were stated using the present verb tense. The broad question "what happened" was phrased in the past tense. A reasonable listener would have assumed from the expanded scope and change of verb tense, as well as the fact that questions relating to weapons had been asked and answered, that the police were shifting the discussion to a different topic. Cf.
Davis v. Washington,
[Citations omitted; internal quotation marks omitted.] ). Consistent with the initial stated purpose of his detention, the defendant reasonably would have assumed that the officer's question as to "what happened" was investigatory in nature, intended to elicit a narrative of the assault. The defendant's response indicates that this is precisely how he understood the question. Cf.
United States v. Newton,
I also am not persuaded that the fact that the victim had informed the police that six people were involved in the assault justified the broad question that elicited the defendant's inculpatory narrative. I begin with the observation that, although an inference could be drawn from the victim's statement to the 911 operator that some or all of the defendant's accomplices
may have been armed with guns,
Nonetheless, even if we were to adopt that inference, it would be impermissible to ask the defendant what happened for two reasons similar to those previously articulated. First, this question did not on its face or in context plainly relate to the current whereabouts of these accomplices.
Second, in cases in which properly framed questions were deemed justified to elicit information as to the whereabouts or the number of accomplices, those accomplices presented an objective and immediate threat to the safety of the officers or members of the public. See, e.g.,
Fleming v. Collins,
In the present case, there is no evidence that, at the time the officer questioned the defendant forty or fifty minutes after the assault had occurred, his accomplices posed a present or imminent risk of harm to the officers, the public generally, or any person specifically other than the victim, who was known to many or all of the perpetrators. In fact, the officers' conduct suggests the contrary. One officer, describing the situation at the
time of the defendant's return, indicated that, "[b]y this time, the craziness of the scene had died down." The officers "were kind of milling around, doing a neighborhood canvass." Although neighborhood residents also were "milling around," there is no indication that the police advised them to return to their homes. The fact that the assailants had left the victim's car running with the door ajar indicated that the assailants had fled the scene. Indeed, at the suppression hearing, the officers repeatedly identified discarded weapons as the exigent threat and never indicated that they believed that they were in imminent danger.
Under these circumstances, it is manifestly unreasonable to conclude that "[the] context makes clear that the question primarily involve[d] safety";
United States v. Estrada,
United States v. Simmons,
Nonetheless, I conclude that the admission of this statement was harmless beyond a reasonable doubt. The defendant's crime scene statement was largely redundant in light of his subsequent, more detailed statement at the police station that was admitted into evidence through the officer's testimony who took the statement. The defendant's sole claim with regard to harm is that a few inconsistencies between his statement at the scene and his police station statement or his trial testimony undermined his credibility. I am not persuaded.
The defendant admitted at the police station and at trial to having assaulted the victim. At trial, the defendant claimed to have acted in self-defense. The jury had before it a plethora of evidence other than the defendant's crime scene statement from which it could have concluded that the defendant's theory was not credible, including physical evidence that conflicted with the defendant's account of the altercation, the absence of a claim of self-defense in the defendant's statement at the police station, and various inconsistencies between his police station statement and his trial testimony.
Moreover, we have recognized that "statements obtained in violation of
Miranda,
if not the product of improper police coercion, are admissible for impeachment purposes."
State v. Mangual,
In the present case, the circumstantial evidence indicating that the defendant or any accomplice actually discarded a weapon, let alone discarded one in a place accessible to the public, is not as strong as it could be. Cf.
New York v. Quarles,
As I explain later, the officers' conduct at the scene makes clear that they were not under the impression that the victim's assailants were then present at the scene or likely to return to the scene. Indeed, in discussing the nature of the public safety concern, no officer cited such a possibility as one of his concerns.
The majority states that "[t]he victim had also told the [911] dispatcher that six people were coming back to the scene with guns." Although this statement is correct, it is important to clarify that it related to the victim's observation while on the telephone with the dispatcher, namely, that the defendant and his accomplices were returning to the scene in the victim's stolen vehicle at that time. The defendant and his accomplices thereafter left the vehicle at the scene. There was no evidence that the defendant's accomplices intended to return to the scene of the crime after returning the vehicle. As I explain later, the conduct of the police would not support such an inference.
I recognize that any statement or question "that the police should know is reasonably likely to evoke an incriminating response from a suspect ... amounts to interrogation" for purposes of
Miranda;
(internal quotation marks omitted)
State v. Ramos,
Only one officer mentioned any concern other than the location of the weapons at the suppression hearing. That officer stated: "We still had another suspect out there with a possibility he had a gun on him." This statement obviously refers to a single suspect, presumes that this suspect is still in possession of his weapon, and that the suspect has fled from the scene.
I am not suggesting that the officers in the present case engaged in a subterfuge. Rather, I am pointing out that the majority's approach provides a road map for how to engage in one whenever a colorable public safety threat exists. The majority appears to miss the point that the officers' purpose can evolve from one that is permissible to another that is impermissible either by virtue of a change in circumstances (public safety concern has been ameliorated) or by a change in the nature of the questions posed. Moreover, although an overly broad question may be evidence of a subterfuge, application of the public safety exception ultimately does not depend on the officers' subjective intent.
New York v. Quarles,
The defendant also claims that his police station statement was inadmissible pursuant to
Missouri v. Seibert,
Reference
- Full Case Name
- STATE of Connecticut v. Dante SMITH.
- Cited By
- 8 cases
- Status
- Published