Giannoni v. Commissioner of Transportation
Giannoni v. Commissioner of Transportation
Opinion of the Court
**345The plaintiffs, David Giannoni and Michelle Giannoni, brought this highway defect action pursuant to General Statutes § 13a-144
The record reveals the following undisputed facts and procedural history.
**347After several minutes, Nicholas moved to the sidewalk adjacent to Route 113 on the left side because "[t]he headlights were hitting [his] eyes" and "the cars were going pretty fast...." This particular sidewalk ended after forty yards at a private driveway and lawn, and led directly to a stream culvert that collects and removes water from under Route 113. When the sidewalk ended, Nicholas inadvertently rode his bicycle across the private driveway, over the small patch of grass, and into the culvert, injuring himself.
The culvert is located approximately nine feet from the paved shoulder of the road, within the state right-of-way.
The plaintiffs brought the present highway defect action on behalf of Nicholas. The commissioner moved **348to dismiss the complaint on the ground of sovereign immunity, arguing that the plaintiffs' claim falls outside the purview of § 13a-144. *789The trial court denied the commissioner's motion, stating that "the evidence indicates the accident happened on the state ... right-of-way and not a sidewalk or a lawn" and that "certain issues will have to be determined by the trier of fact." This appeal followed. See footnote 2 of this opinion.
On appeal, the commissioner renews his contention that the plaintiffs have failed to allege a cognizable highway defect claim under § 13a-144. Specifically, the commissioner claims that: (1) Nicholas was not a traveler on Route 113 when he fell into the culvert, but rather, a traveler on the sidewalk; and (2) the culvert does not constitute a highway defect under § 13a-144 because it is not located in an area intended for public travel.
Before turning to the commissioner's specific claims on appeal, we set forth certain background principles and the standard of review. "It is the established law of our state that the state is immune from suit unless the state, by appropriate legislation, consents to be sued." Baker v. Ives,
"[T]he doctrine of sovereign immunity implicates [a court's] subject matter jurisdiction and is therefore a basis for granting a motion to dismiss." Amore v. Frankel,
We review a trial court's denial of a motion to dismiss on the ground of sovereign immunity, based on an application of § 13a-144, de novo. See, e.g., Serrano v. Burns,
I
We first consider whether the complaint and the evidence in the record support a conclusion that Nicholas **351remained a traveler over the state highway when he moved to the sidewalk along Route 113. The commissioner claims that, as a matter of law, Nicholas was not a traveler on Route 113 because he was, instead, a traveler on the sidewalk. In response, the plaintiffs argue that a jury could find that Nicholas retained his status as a traveler over Route 113 when he moved to the sidewalk, because his travel over the sidewalk was incidental to and for a purpose connected with his travel over Route 113. We agree with the plaintiffs, and conclude that the trial court properly denied the motion to dismiss on this ground because the record in this case would support a finding that Nicholas retained his status as a traveler on Route 113.
"It is settled law that the statutory right of action is given only to a traveler on the road or sidewalk alleged to be defective." Tuckel v. Argraves,
A person may, under some circumstances, traverse areas adjacent to the conventionally traveled highway while maintaining his status as a traveler entitled to bring an action under § 13a-144. For example, this court has held that a traveler on the highway may include a person traveling on the shoulder of the road; Griffith v. Berlin,
**352and even the parking lot of a rest area along the highway. Serrano v. Burns, supra,
For example, in Ferreira v. Pringle, supra,
The salient question in the present case is, therefore, whether Nicholas, as a bicyclist, retained his status as a traveler on the highway when he moved from the shoulder of the road to the sidewalk along Route 113. On the facts of this case, we conclude that the record could support a finding that Nicholas was a traveler **354over the highway when he fell into the culvert, because his travel over the sidewalk was "incidental" to; (internal quotation marks omitted) Ferreira v. Pringle, supra,
We next consider the commissioner's claim that the trial court improperly denied *795his motion to dismiss because the plaintiffs failed to allege sufficient facts from which a jury could find that the culvert constitutes a highway defect actionable under § 13a-144. The plaintiffs alleged in their complaint that the culvert is defective because the commissioner failed to erect a "fence, rail, or a barrier" near the sidewalk to warn pedestrians and bicyclists approaching from the sidewalk of the existence of the culvert, to provide "reasonable lighting" near the culvert, and/or to "reasonably maintain the area," which was "overgrown with grass, foliage and ... brush" that concealed the existence of the culvert. The commissioner claims, however, that the culvert cannot constitute a highway defect as a matter of law because it is in an area unintended for public travel. In response, the plaintiffs argue that because the sidewalk led directly to the culvert, and bicyclists were invited and expected to utilize the sidewalk in connection with their travel over Route 113, a jury could find that the state reasonably should have expected bicyclists to traverse the culvert area, albeit by accident. Thus, the plaintiffs assert that the state should have maintained the culvert in a manner such that bicyclists and pedestrians approaching the culvert from the sidewalk would be alerted to its existence. We agree with the plaintiffs, and conclude that the record in this case could support a finding that the culvert was a highway defect under § 13a-144, because it may be an area in **359which the state reasonably should have expected bicyclists and pedestrians to travel.
"[A] highway defect is [a]ny object in, upon, or near the traveled path, which would necessarily obstruct or hinder one in the use of the road for the purpose of traveling thereon, or which, from its nature and position, would be likely to produce that result...." (Internal quotation marks omitted.) Kozlowski v. Commissioner of Transportation, supra, 274 Conn. at 502-503,
The defective condition must also exist in an area intended for public travel, or in an area that the public is invited or reasonably expected to traverse. See Kozlowski v. Commissioner of Transportation, supra, 274 Conn. at 504-505,
"Whether a condition in a highway constitutes a defect must be determined in each case on its own particular circumstances." Chazen v. New Britain, supra, 148 Conn. at 353,
As noted previously, this court has recognized that defective conditions in areas unintended for public travel, in the strict sense, may nonetheless qualify as highway defects if the state reasonably should have expected the public to traverse the area in connection with their travel over the highway.
Conversely, defective conditions in areas where the public was neither invited nor reasonably expected to traverse cannot, as a matter of law, constitute a highway defect. For instance, we held in Kozlowski v. Commissioner of Transportation, supra, 274 Conn. at 502-504,
More importantly, because the sidewalk led directly to the culvert, a jury reasonably could find that this unique fact brings the plaintiffs' claim within the purview of § 13a-144. See, e.g., Bartlett v. Metropolitan District Commission,
In the present case, the sidewalk crosses at least two private driveways before the driveway leading to the culvert. Although these driveways create a temporary break in the sidewalk, the sidewalk evidently continues immediately beyond them. It may not appear to a pedestrian **369or bicyclist that he or she must revert to the shoulder of the road upon encountering these driveways, rather than simply cross the driveways and continue on the path of the sidewalk. Put differently, the presence of the driveway immediately before the culvert may not have indicated to a bicyclist or pedestrian that the sidewalk was ending. The small patch of lawn also does not appear significant enough to alert a bicyclist or pedestrian to this fact, at least in time for them to return to the road and avoid falling into the culvert.
The judgment is affirmed.
In this opinion ROGERS, C.J., and PALMER, ZARELLA and EVELEIGH, Js., concurred.
General Statutes § 13a-144 provides in relevant part: "Any person injured in person or property through the neglect or default of the state or any of its employees by means of any defective highway, bridge or sidewalk which it is the duty of the Commissioner of Transportation to keep in repair ... may bring a civil action to recover damages sustained thereby against the commissioner...."
The commissioner appealed from the denial of his motion to dismiss to the Appellate Court, and we transferred the appeal to this court pursuant to General Statutes § 51-199(c) and Practice Book § 65-1. "Despite the general rule that interlocutory rulings are not immediately appealable, the denial of a motion to dismiss based on a colorable claim of sovereign immunity is an appealable final judgment." Cummings v. Dept. of Transportation,
The commissioner appears to concede that these facts are undisputed.
Several of Nicholas' friends were riding their bicycles along with him. Nicholas led the group when he moved to the sidewalk.
The state right-of-way line extends just beyond the sidewalk. Thus, the sidewalk, culvert, and part of the driveway and lawn are all within the state right-of-way.
At oral argument before this court, the commissioner appeared to challenge the department's responsibility for maintaining the culvert, for the first time in this case. We decline to consider this claim because it "is well settled that claims on appeal ... cannot be raised for the first time at oral argument before the reviewing court." (Internal quotation marks omitted.) Kramer v. Petisi,
"To prove a breach of statutory duty under [§ 13a-144 ], the plaintiff must prove by a preponderance of the evidence: (1) that the highway was defective as claimed; (2) that the [commissioner] actually knew of the particular defect or that, in the exercise of [his] supervision of highways in the city, [he] should have known of that defect; (3) that the [commissioner], having actual or constructive knowledge of this defect, failed to remedy it having had a reasonable time, under all the circumstances, to do so; and (4) that the defect must have been the sole proximate cause of the injuries and damages claimed, which means that the plaintiff must prove freedom from contributory negligence." (Internal quotation marks omitted.) Stotler v. Dept. of Transportation,
For defective conditions in sidewalks, local roads, and bridges maintained by municipalities, one may assert a highway defect claim under § 13a-149. Section 13a-149 imposes a duty on municipalities equivalent to the duty imposed on the state by § 13a-144. "There is no substantial difference in the duties imposed by [§§ 13a-144 and 13a-149 ]...." Comba v. Ridgefield,
Although the facts are undisputed for purposes of the commissioner's appeal from the denial of his motion to dismiss, the state's ultimate liability under § 13a-144 nevertheless turns on the fact finder's determination with respect to whether Nicholas' travel on the sidewalk fell within the "[r]easonable latitude" afforded to travelers on the highway, or whether he had "forfeited [his] rights" under § 13a-144. Hay v. Hill, supra,
In making this determination, we respectfully disagree with the dissent's focus on the fact that Nicholas was riding his bicycle against traffic "in a manner contrary to established highway rules and regulations," which, according to the dissent, resulted in a "self-created" exigency. The commissioner does not contend that it was improper for Nicholas to ride "against traffic" before moving to the sidewalk, or otherwise argue that this fact affects our analysis of whether Nicholas may be considered a traveler on the highway.
It is unclear from the record how "heavy" the traffic was on Route 113, or whether that traffic volume continued after Nicholas moved to the sidewalk.
Nicholas did not state in his deposition whether he planned to return to the roadway. Photographs in the record reveal that Nicholas could have continued over a grassy area toward Cutspring Road when the sidewalk ended, had he not fallen into the culvert, or returned to the shoulder of Route 113 before turning left. We respectfully disagree with the dissent's contention that "Nicholas' exact trajectory upon departing Route 113 is ultimately irrelevant." This evidence is for the fact finder to weigh in determining whether Nicholas "turned aside from his journey for a purpose in no way connected with his passage over the highway," and whether exigent circumstances were present. O'Neil v. New Haven, supra,
The dissent's suggestion that exigent circumstances were not present because Nicholas "voluntarily left Route 113 due to the heavy traffic" directly conflicts with this court's recognition that modern traffic may constitute an exigency requiring a traveler to depart from the immediate roadway. See Ferreira v. Pringle, supra,
General Statutes (Rev. to 2011) § 14-286(a) provides in relevant part: "Each person operating a bicycle upon and along a sidewalk or across any roadway upon and along a crosswalk shall yield the right-of-way to any pedestrian.... No person shall operate a bicycle upon or along a sidewalk or across a roadway upon and along a crosswalk if such operation is prohibited by any ordinance of any city, town or borough...." See also General Statutes § 14-286a (b) ("[e]very person operating a bicycle solely by hand or foot power upon and along any sidewalk ... shall be granted all of the rights and shall be subject to all of the duties applicable to pedestrians walking in such areas").
We also note that the question of whether Nicholas could also have been deemed to be a traveler on the sidewalk when he fell into the culvert is irrelevant to our analysis. The plaintiffs do not allege a defect in the sidewalk, although they could have framed the alleged defect in this manner in an effort to invoke § 13a-149. See also footnote 8 of this opinion. Rather, the plaintiffs distinctly alleged a defect in the highway actionable against the state under § 13a-144. Thus, the relevant question is whether Nicholas was a traveler over the highway when he fell into the culvert. See Tuckel v. Argraves, supra, 148 Conn. at 358,
The dissent's concern that our holding will " 'eviscerate' " the state's sovereign immunity and "greatly increase the scope of its liability" under § 13a-144 is greatly exaggerated for at least three important reasons. First, not all bicyclists traveling on the sidewalk may conceivably be classified as travelers on the highway. If, for instance, a bicyclist never travels in the shoulder of the roadway itself, a jury may not be able to find that he or she was ever a traveler on the highway. Second, even if all bicyclists traveling on the sidewalk are characterized as travelers on the highway, the state will not be liable for most injuries that result from this situation. Municipalities, rather than the state, are generally responsible for maintaining most sidewalks, even those adjacent to state highways. See, e.g., Hornyak v. Fairfield,
Although the facts are undisputed for purposes of this appeal from the denial of the motion to dismiss, the state's liability nevertheless depends on a fact finder's ultimate determination with respect to whether the state reasonably should have expected the public to traverse the culvert area. See McIntosh v. Sullivan, supra, 274 Conn. at 296,
We note that the commissioner does not argue that the culvert does not " 'obstruct or hinder' " travel over the sidewalk-and, incidentally, the highway-simply because the sidewalk ends before the culvert. Kozlowski v. Commissioner of Transportation, supra, 274 Conn. at 502-503,
In light of Hay, we respectfully disagree with the dissent's contention that Kozlowski and Chazen provide "clear guidance" on this issue. See Kozlowski v. Commissioner of Transportation, supra, 274 Conn. at 502-504,
We further disagree with the dissent's bases for distinguishing Hay. The dissent first notes that the culvert in Hay was unmarked, "despite the state's practice at that time of placing posts on the road side of culverts," and that, in the present case, the culvert had posts facing the road. However, the plaintiff in Hay approached the culvert from the road and, thus, the existence or absence of posts facing the road was at issue. Hay v. Hill, supra,
As a preliminary matter, we note that it is undisputed that the culvert is located within the state right-of-way line. See Serrano v. Burns, supra,
We note that a police report completed on the night of the accident states that the owner of one of the residences near the culvert had informed town engineers about "the overgrown brush surrounding the ... culvert as well as ... [the] lack of guard rails on either side of it" two weeks before the accident.
Although the dissent criticizes us for "[b]ypassing the well settled requirement that waivers of sovereign immunity should be strictly construed in favor of the state," we question whether the dissent has given sufficient consideration to the principles that: (1) when ruling on a motion to dismiss, the trial court "must consider the allegations of the complaint in their most favorable light"; (internal quotation marks omitted) Kozlowski v. Commissioner of Transportation, supra, 274 Conn. at 501,
See also Giarnese v. Litchfield, Superior Court, judicial district of Litchfield, Docket No. CV-12-6006890-S,
Cf. Cuozzo v. Orange, supra,
Contrary to the dissent's assertions, a jury could reasonably conclude that Nicholas' ride over the driveway and small patch of lawn was not a conscious choice and intentional forgoing of his opportunity to return to Route 113, but rather, an inadvertent mistake, especially since it was dark. We do not "speculatively suggest," as the dissent asserts, that this interpretation of Nicholas' ride is the correct one; we simply use it to demonstrate that there are issues of fact that need to be decided by a fact finder in order to determine whether the state enjoys sovereign immunity from the plaintiffs' claim.
Nicholas stated: "I was riding and I felt the sidewalk end.... I felt grass, and then I went into the ditch...."
In sum, the record has not been sufficiently developed for us to determine, as a matter of law, that Nicholas was not a traveler on the highway when he fell into the culvert, or that the culvert is not a highway defect. "[W]here a jurisdictional determination is dependent on the resolution of a critical factual dispute, it cannot be decided on a motion to dismiss...." (Internal quotation marks omitted.) Stotler v. Dept. of Transportation, supra, 313 Conn. at 187,
Dissenting Opinion
I respectfully disagree with the majority's conclusion that the complaint filed by the plaintiffs, David Giannoni and Michelle Giannoni, on behalf of their minor son Nicholas, and the evidence in the present case support a cause of action under the state highway defect statute, General Statutes § 13a-144, sufficient to overcome the claim of the defendant, the Commissioner of Transportation, that the action was precluded by the doctrine of sovereign immunity. To the contrary, I conclude that the pleadings and the evidence in the present case demonstrate that the plaintiffs cannot support a cause of action due to the fact that Nicholas (1) was not a traveler on Route 113, a state highway, when he rode his bicycle into a culvert, and (2) the culvert itself is not a highway defect, as the defendant did not reasonably expect or encourage travelers to enter the culvert. By allowing the plaintiffs' insufficient claim to proceed, the majority-bypassing the well settled requirement that waivers of sovereign immunity should be strictly construed in favor of the **371state-expands the parameters of liability under § 13a-144 beyond its current borders. This will have the likely effect of inviting a plethora of highway defect claims brought by plaintiffs whose injuries have only dubious connections to actual state highway defects. Such a result properly serves neither the principles of judicial economy nor those plaintiffs who have suffered legitimate injuries due to actual highway defects and is inconsistent with our prior constructions of the highway defect statute. For these reasons, I would reverse the judgment of the trial court, and, therefore, I respectfully dissent.
It is well established that the state "cannot be sued without its consent...." (Internal quotation marks omitted.) Miller v. Egan,
I
As the statement of facts and procedural history presented in the majority opinion are accurate, I will only introduce additional facts from the record as necessary. I would first consider whether Nicholas was a traveler on Route 113 within the meaning of § 13a-144 when he rode his bicycle off Route 113 and onto the nearby municipal sidewalk, a private driveway, and a private lawn. In the majority's view, Nicholas was still a traveler on Route 113 when he moved onto the abutting sidewalk and private property because his travel thereon was "incidental to" and "for a purpose connected with" his previous travel on Route 113. In my view, Nicholas ceased to be a traveler on Route 113 when he voluntarily elected to maneuver his bicycle off of that highway. Thus, the trial court improperly denied the motion to dismiss on this ground because the record in this case cannot support a finding that Nicholas retained his status as a traveler when he willingly ceased to travel on Route 113.
This court has long recognized that in order to claim the protections of § 13a-144, a plaintiff "must be on the highway for some legitimate purpose connected with travel thereon...." Hay v. Hill,
I agree with the majority that when Nicholas was riding his bicycle along the paved shoulder of Route 113 he was a traveler. Where the majority and I differ is on the question of whether Nicholas remained a traveler within the ambit of § 13a-144 when he decided to leave Route 113 due to an influx of oncoming vehicular traffic and the bright glare of the oncoming vehicles' headlights. The majority concludes that the incoming traffic presented an "exigency" that required Nicholas to leave the highway itself in order to continue his travels. I disagree and would conclude that the record clearly demonstrates that Nicholas voluntarily left Route *804113 due to the heavy traffic, but then continued his journey on the sidewalk and ceased to be a traveler on the state highway. I also disagree that a traveler may claim the protections of § 13a-144 when the exigency at issue is self-created, such as Nicholas' decision to ride his bicycle on the improper side of Route 113 and thereby directly face the glare of the headlights that convinced him to depart the highway itself. Under this court's holding in O'Neil, when Nicholas left Route 113 for another purpose, he ceased, as matter of law, to be a traveler on the state highway. O'Neil v. New Haven, supra,
In some ways, the present case is analogous to Tuckel v. Argraves, supra, 148 Conn. at 356-57,
The plaintiffs' claim in the present case carries with it some of the same implications as the claim we addressed in Tuckel. As previously mentioned, the record demonstrates that Nicholas had begun riding his **377bicycle on the shoulder of Route 113 against traffic. Given the amount of traffic on Route 113 at that point, Nicholas and his companions left the shoulder of Route 113 and began to travel instead on the municipal sidewalk because "it would be safer for [them] to go on the sidewalk." Once the sidewalk ended, Nicholas continued to ride his bicycle over a private driveway and lawn before falling into the culvert. Nicholas' ensuing injuries were, therefore, a byproduct of his travel along the sidewalk, not of his prior travel along *806Route 113.
The majority posits that by concluding as such, I have given insufficient consideration to the established principle that when reviewing a motion to dismiss, we must consider the allegations contained in the pleadings in a light most favorable to the plaintiffs. I agree with the majority that when reviewing a motion to dismiss **378we generally construe the pleadings favorably on behalf of the plaintiff. See Kozlowski v. Commissioner of Transportation, supra, 274 Conn. at 501,
II
I next address the issue of whether the culvert itself was a highway defect within the ambit of § 13a-144. I disagree with the majority that the record in the present case could support a finding that the culvert was such a defect because the defendant reasonably should have **379expected cyclists and pedestrians to travel in the *807culvert and its surrounding area. Our case law and the record in the present case mandate the conclusion that the culvert, as a matter of law, is not a highway defect because the defendant did not invite or encourage the public to enter the culvert nor should the defendant have reasonably expected the public to enter the culvert, given its location. I would, therefore, conclude that the trial court improperly denied the defendant's motion to dismiss on this ground.
This court has long defined a highway defect as "[a]ny object in, upon, or near the traveled path, which would necessarily obstruct or hinder one in the use of the road for the purpose of traveling thereon, or which, from its nature and position, would be likely to produce that result...." (Internal quotation marks omitted.) Kozlowski v. Commissioner of Transportation, supra, 274 Conn. at 502-503,
A highway defect not located in the roadway itself must be located in an area that "the state either invites or reasonably should expect the public to use ... that **380is not directly in the roadway but that is a necessary incident to travel on the roadway...." Kozlowski v. Commissioner of Transportation, supra, 274 Conn. at 504,
Our previous decisions in this area, many of which the majority itself relies upon, clearly demonstrate those off-highway defects that are within the scope of liability under § 13a-144 and those that are not. The most instructive case in this regard is Kozlowski, in which the alleged highway defect was markedly similar to that alleged in the present case. Id., at 504,
The majority relies on this court's decision in Hay v. Hill, supra,
The facts of the present case amply demonstrate that the defendant did not encourage the public to utilize the culvert area nor would the defendant have expected the public to do so in the course of their travels along Route 113. The culvert at issue was located approximately nine feet from the paved portion of Route 113.
In sum, I believe that our prior decisions in Kozlowski and Chazen provide clear guidance on the present issue. In those cases, the alleged highway defects were substantially similar to that in the present case, and this court determined that as a matter of law those conditions were not *810actionable highway defects for the purposes of § 13a-144 or what is now § 13a-149. In my view, nothing in the present case would lead to a conclusion any different from those that this court reached in Kozlowski and Chazen. The culvert was not in an area that the defendant invited or encouraged the public to use. To reach the culvert, Nicholas voluntarily departed both Route 113 and the nearby sidewalk, places where the defendant would expect the public to travel, and entered a private driveway and lawn. "Since it is not intended that there shall be travel on such areas, travelers who leave the way provided for them and attempt to cross such areas may not assume that the areas are free from danger or unusual conditions, as travelers may do in the use of the traveled way." Chazen v. New Britain, supra, 148 Conn. at 354,
The majority speculatively suggests that once the sidewalk ended, Nicholas' continued route across the driveway and lawn may have been an "inadvertent mistake...." See footnote 25 of the majority opinion. Regardless of whether Nicholas' route was accidental or not, the fact remains that at that point in time, Nicholas had already voluntarily left Route 113 and ceased to be a traveler thereon as a matter of law. The majority's rationale, which allows the injuries that Nicholas sustained after perhaps mistakenly riding off of a municipal sidewalk to be linked back to his previous travel upon a state highway, will result in a temporal and geographic expansion of the state's liability. It is true that in the present case Nicholas' injuries occurred in a location relatively close to Route 113 and soon after his departure from the highway. The majority's reasoning, however, would be readily applicable to the claims of plaintiffs whose departure from a state highway had occurred much earlier before they were injured and at a location much further from the state highway. Such a result will invite highway defect claims in which the actual connection to a state highway is even more tangential than in the present case.
Individuals who are injured while traveling on municipal sidewalks or roads are not without recourse under the laws of the state. General Statutes § 13a-149 authorizes individuals to bring defective road claims, substantially similar to those authorized by § 13a-144, against municipalities.
The parties do not dispute that the culvert was located within the state right-of-way. As the majority correctly notes, however, whether a plaintiff's alleged injury occurred within the confines of the state right-of-way is merely a threshold inquiry as to whether § 13a-144 applies at all. See footnote 20 of majority opinion.
Reference
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