State v. Gould
State v. Gould
Opinion of the Court
The dispositive issue in this certified appeal is whether a trial court's purportedly improper exclusion of a prospective juror for cause on the ground that he was "not able to speak and understand the English language" within the meaning of General Statutes § 51-217(a)(3) constitutes per se reversible error. The defendant, Jeffrey P. Gould, appeals from the judgment of the Appellate Court affirming the trial court's judgment of conviction, in light of its conclusion that the trial court's improper exclusion of a venireperson on this basis was not prejudicial. The defendant contends that, because the assessment of the English language skills and accents of nonnative speakers may reflect implicit or unconscious bias relating to ancestry or national origin, the improper exclusion of a prospective juror on the basis of such factors should be deemed commensurate with the improper exclusion of a prospective juror on the basis of a suspect classification, which is subject to automatic reversal. We conclude that the Appellate Court properly determined that the trial court's excusal of the prospective juror for cause under § 51-217(a)(3) was subject to reversal only upon a showing of prejudice.
The record reveals the following undisputed facts. The defendant was brought to trial on a charge of sexual assault in the first degree. During voir dire, an issue arose regarding the English proficiency of venireperson E,
"[The Prosecutor]: Have you or anyone close to you ever been a victim of a crime?
"[E]: Yes.
"[The Prosecutor]: And are you comfortable telling me a little bit about that?
"[E]: Well, kind of-do you want to hear?
"[The Prosecutor]: If you're comfortable telling me, yeah, sure.
"[E]: Oh well, one time we are stopped by the police and they confused me by another person, and they like put something on me.
"[The Prosecutor]: A guy came and pulled something on you?
"[E]: Yes, kind of like that.
"[The Prosecutor]: Okay, and what did he pull on you?
"[E]: I think it was-there was after him one person and because he cannot get to that person, so he get close to me and reached to my pocket without me knowing because I was sitting down. So, when the police came, that guy told me, hey this guy put something on you. That's it.
"[The Prosecutor]: Okay.
"The Court: If I can just interrupt for a moment? [Sir], English is not your first language is it?
"[E]: No.
"The Court: Do you have any difficulty understanding English?
"[E]: No.
"The Court: No?
"[E]: No, I understand very well.
"The Court: Okay, and you understood everything I said initially when I was talking to the audience out there when you were in the gallery; did you understand- "[E]: Most of it, yeah, most of it.
"The Court: It's the most of it part that I'm a little worried about, which is why I asked and I apologize. It's important that you understand everything, because I never know-we never know beforehand what's going to be the most important part of the trial. I mean it's all important, so it's important that you understand everything that's said. Do you feel like you'll be able to understand everything that's said in the courtroom?
"[E]: I think so.
"The Court: Okay, you don't anticipate any problems understanding what people are saying?
"[E]: No, no, in fact I understand what's your point. I got a big accent.
"The Court: Okay.
"[E]: That when I talk, I know sometimes they tell me-
"The Court: No, no, I understand-I just want to-whenever anybody talks to me in an accent and it's not just Spanish, I often inquire whether they can understand English well enough to be a juror. So you're comfortable doing that and that's fine.
"[E]: Yes, yes."
After a further exchange with the prosecutor, E clarified that he was charged with a drug crime in connection with the incident in which a "guy put something on [him]," explaining that "the police say that they see me throwing something out of my body and they put charges on me." E acknowledged that he had failed to disclose the charges related to that incident on his juror questionnaire.
Defense counsel also questioned E about his ability to understand English:
"[Defense Counsel]: Okay. I know the judge touched on this a little bit, but is English your first language or not?
"[E]: No, Spanish.
"[Defense Counsel]: But you understand everything I said?
"[E]: Yes, of course."
After the voir dire of E concluded, the state challenged him for cause, claiming that "a good number of [E's] answers were not actually responsive to the questions that were being asked." In addition, the state asserted that E had failed to provide a full accounting of his criminal record on his juror questionnaire, suggesting that he either did not understand the form or intentionally had failed to disclose his criminal history, the latter of which would independently warrant disqualification. Defense counsel objected, citing, inter alia, E's college background and E's assurances that he understands English fully.
The trial court responded: "Here's the problem I have.... I don't think [E] can communicate with the other members of the jury. I had an extremely hard time understanding his answers. And while he may understand the language because he certainly said he did, I have real concerns about in a jury room whether he's going to be able to fully participate with the other members of the jury in their deliberations for a verdict because he's extremely difficult to understand. There were times-numerous times where I did not understand what [E] was saying, and I think it's related to English not being his first language. I mean I think he's-I've no reason to believe intellectually he's not capable, but I think the language barrier is a substantial one."
Defense counsel argued that he had understood everything E said, "other than ... his mumbling," to which the trial judge responded, "[w]hich was often.... That's part of my point." Thereafter, the court ruled that it would excuse E for cause based on its view that "he has a significant language barrier that will prevent him from fully participating as a juror in this case."
The defendant's case proceeded to trial, and the jury found him guilty as charged. The court rendered judgment accordingly, from which the defendant appealed.
On appeal before the Appellate Court, the defendant claimed that the trial court improperly excused E for cause, and that the significant interests implicated required automatic reversal of the judgment of conviction. The Appellate Court, with one judge concurring, affirmed the trial court's judgment.
State v. Gould,
Id., at 406,
In his concurring opinion, Judge Prescott acknowledged that he "share [d] the majority's recognition of the value and importance of promoting jury service by all qualified citizens regardless of their race, gender, color, creed or national origin," but disagreed with its conclusion that the trial court's excusal of E was improper.
We granted the defendant's petition for certification to appeal, limited to the issue of whether the Appellate Court properly concluded that the trial court's disqualification of E did not require reversal of the trial court's judgment.
State v. Gould,
Before turning to the merits, we make certain clarifications. First, at no point in the proceedings in this case has the defendant contended that the trial court's action violated the dictates of any provision of either the state constitution or the federal constitution. Rather, he has contended that this court should consider certain fundamental interests protected thereunder when determining whether the improper excusal of a prospective juror for lack of sufficient English proficiency requires automatic reversal. Second, we disagree that the record demonstrates that the trial court excused E solely because of his accent. We think it is fairer to say that, at a minimum, the trial court determined that E had a significant language barrier due to the combination of his accent, a tendency to mumble, and the imprecise nature of some of his responses. Indeed, before the Appellate Court, the defendant characterized the record as showing only that E " 'had more difficulty in speaking than someone for whom English is a first language....' "
State v. Gould,
supra,
"[A]n impartial and fairly chosen jury is the cornerstone of our criminal justice system." (Emphasis added;
internal quotation marks omitted.)
State v. Tucker,
With respect to the defendant's interests, "the right to [a] jury trial guarantees to the criminally accused a fair trial by a panel of impartial, 'indifferent' jurors."
Irvin v. Dowd,
In addition, "jurors have a separate and independent interest in participating in the trial process...."
State v. Patterson,
supra,
Turning to the issue before us, although the defendant's argument implicitly concedes that the improper exclusion of a juror for cause based on factors wholly unrelated to a suspect classification does not require automatic reversal, our appellate courts have not squarely addressed this issue. Nonetheless, our case law in a closely related context supports the general rule that a defendant is not entitled to a new trial in the absence of a showing of prejudice.
To demonstrate such prejudice, the defendant must show "that the rulings of the trial court resulted in a jury that could not judge his guilt impartially."
State v. Tucker,
supra,
State
v. Ross,
supra,
Prejudice is assessed with reference to the jurors who convicted the defendant because "[t]he constitutional standard of fairness requires [only] that a defendant have a panel of impartial, indifferent jurors." (Internal quotation marks omitted.)
State v. Tucker,
supra,
Batson
is a limited exception to this rule. It requires automatic reversal of a conviction when the prosecution engages in purposeful discrimination by using a peremptory challenge to unlawfully exclude members of the defendant's race from the petit jury. See
Batson v. Kentucky,
We are not persuaded that the improper removal of a prospective juror for lack of sufficient English proficiency is akin to a
Batson
violation. Our court, and every other court to consider the issue, has held that discrimination on the basis of English proficiency for purposes of jury service passes constitutional muster. See
State v. Gibbs,
Batson
is distinguishable from the present case in two other respects. First, the
Batson
framework has been limited to peremptory challenges. See
United States v. Elliott,
Indeed, every jurisdiction to consider this issue has concluded that the improper exclusion of a prospective juror for lack of sufficient English proficiency is subject to reversal only if prejudice resulted from the error. See id.;
State v. Crouch,
The defendant's argument that the improper exclusion of a prospective juror on this basis should be
reversible error even without a showing of prejudice to avoid undermining public confidence in the fairness and integrity of our judicial system, is effectively an argument for structural error. See
Arizona v. Fulminante,
Finally, to the extent that the authorities cited by the defendant and the amicus suggest that a translator should be provided to prevent the underrepresentation of minorities on juries due to the English proficiency requirement, their contention is one that is more appropriately addressed to the legislature rather than this court. See, e.g., General Statutes § 51-217(a)(1) (excepting deafness and hearing impairment from disqualification on basis of exhibiting quality that will impair capacity to serve as juror); but see
State v. Gibbs,
supra,
Despite our resolution of the issue in the present case, we agree with the Appellate Court that our trial courts must be vigilant in "avoid[ing] prejudices, conscious and unconscious, that are associated with assessing the English language skills of nonnative speakers."
State v. Gould,
supra,
Having concluded that the improper removal of E did not entitle the defendant to a new trial in the absence of a showing of prejudice, the dispositive question is whether the defendant has met his burden of showing that he was deprived of an impartial jury. The defendant has conceded that he made no claim of prejudice or an unfair trial in the trial court and cannot do so now. Indeed, the defendant has provided no record from which such a conclusion could be drawn. Accordingly, the Appellate Court properly concluded that the defendant is not entitled to a new trial.
The judgment of the Appellate Court is affirmed.
In this opinion ROGERS, C.J., and PALMER, ZARELLA, ROBINSON and VERTEFEUILLE, Js., concurred.
To protect the privacy of the venireperson discussed in this opinion, we refer to him only by his first initial. See
State v. Hodge,
The defendant has not made E's juror questionnaire part of the appellate record. Nonetheless, we accept for purposes of this appeal the defendant's representations as to certain statements therein, which the state has not contested. We also note that we provide only a selected portion of the approximately 100 questions and answers from the voir dire of E, as our analysis assumes, without deciding, that E improperly was excused for cause.
The sixth amendment to the United States constitution provides in relevant part: "In all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial, by an impartial jury of the State and district wherein the crime shall have been committed...." This guarantee has been made applicable to the states through the due process clause of the fourteenth amendment. See
Duncan v. Louisiana,
Article first, § 19, of the constitution of Connecticut, as amended by article four of the amendments, provides in relevant part: "The right of trial by jury shall remain inviolate.... In all civil and criminal actions tried by a jury, the parties shall have the right to challenge jurors peremptorily, the number of such challenges to be established by law. The right to question each juror individually by counsel shall be inviolate."
We note that, although some of our cases have stated the standard in the disjunctive, i.e., clear abuse of discretion
or
harmful prejudice, this court nonetheless consistently has required the defendant to show prejudice to obtain a new trial. See, e.g.,
State v. Ross,
See
Northern Pacific Railroad Co. v. Herbert,
Even the commentators cited by the defendant, who assert that a relationship between foreign language or accent and national origin should be recognized for purposes of federal employment discrimination, acknowledge that employers would be able to overcome the presumption of discrimination if the English proficiency requirement for a particular job was related to a legitimate business purpose. As we have previously explained, legitimate reasons exist for such a requirement for jury service. See
State v. Gibbs,
supra,
We consider the trial judge's comment that "whenever anybody talks to [him] in an accent and ... not just [in] Spanish, [he] often inquire[s] whether they can understand English well enough to be a juror," to be an inartful one. The judge may simply have been intending to convey to E that he was not being singled out. The judicial authorities of this state assuredly do not condone the disparate treatment of persons who are nonnative English speakers. We note, moreover, that accents of persons for whom English is their first language can present their own difficulties in comprehension, such as regional accents within the United States or English speakers from foreign countries (e.g., Scottish brogue).
Concurring Opinion
I agree with the majority that the trial court's exclusion of the prospective juror, E, on the basis that he was "not able to speak and understand the English language" within the meaning of General Statutes § 51-217(a)(3)
The Appellate Court provided no authority to support its view that the applicable standard of review of a trial court's finding pursuant to § 51-217(a)(3) that a prospective juror lacked sufficient proficiency in the English language is whether that finding has sufficient "support in the record."
State v. Gould,
supra,
I agree with Judge Prescott, who observed in his concurring opinion at the Appellate Court that "a trial court's determination that a prospective juror is unable to speak and understand English well enough to satisfy the requirements of ... § 51-217(a)(3) constitutes a finding of fact that rests on the court's personal observations of the juror's conduct and speech during his or her voir dire examination, a finding we cannot disturb unless it is clearly erroneous." Id., at 409,
The stringent, applicable standard of review is controlling in this appeal. "A finding of fact is clearly erroneous when there is no evidence in the record to support it ... or when although there is evidence to support it, the reviewing court on the entire evidence is left with the definite and firm conviction that a mistake has been committed." (Internal quotation marks omitted.)
State v. Henderson,
"[The Prosecutor]: Have you or anyone close to you ever been a victim of a crime?
"[E]: Yes.
"[The Prosecutor]: And are you comfortable telling me a little bit about that?
"[E]: Well, kind of-do you want to hear?
"[The Prosecutor]: If you're comfortable telling me, yeah, sure.
"[E]: Oh well, one time we are stopped by the police and they confused me by another person, and they like put something on me.
"[The Prosecutor]: A guy came and pulled something on you?
"[E]: Yes, kind of like that.
"[The Prosecutor]: Okay, and what did he pull on you?
"[E]: I think it was-there was after him one person and because he cannot get to that person, so he get close to me and reached to my pocket without me knowing because I was sitting down. So, when the police came, that guy told me, hey this guy put something on you. That's it.
"[The Prosecutor]: Okay."
Subsequently during voir dire, it became clear that E had been charged with a drug offense in connection with the events to which he referred during this colloquy. In the above excerpt, however, E cites to this incident in response to the prosecutor's question as to whether he had ever been a victim of a crime. It is indisputable that the ability to understand the meaning of the word "victim" is important within the context of a criminal prosecution. The trial court, therefore, reasonably could have inferred, on the basis of E's failure to provide a responsive answer to the prosecutor's question, that there were questions regarding E's proficiency in the English language.
Of course, the trial court did not have only this single piece of information before it-there were other instances during voir dire when E's answers were not responsive. Additionally, as I have stated, the trial court was entitled to rely on its own observations, as well as the discrepancy between E's juror questionnaire responses and his answers during voir dire. That is, the court properly was required to consider the totality of the information before it in arriving at its finding that E had not satisfied the requirements of § 51-217(a)(3). Accordingly, it simply cannot be said that there was no evidence in the record to support the trial court's finding, and the court was therefore acting within its broad discretion in granting the state's motion to exclude E for cause.
I respectfully concur.
General Statutes § 51-217(a)(3) provides: "All jurors shall be electors, or citizens of the United States who are residents of this state having a permanent place of abode in this state and appear on the list compiled by the Jury Administrator under subsection (b) of section 51-222a, who have reached the age of eighteen. A person shall be disqualified to serve as a juror if such person ... is not able to speak and understand the English language...."
Reference
- Full Case Name
- STATE of Connecticut v. Jeffrey P. GOULD.
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- Published