Budziszewski v. Commissioner of Correction
Budziszewski v. Commissioner of Correction
Opinion
In this appeal, we consider what advice criminal defense counsel must give to a noncitizen client who is considering pleading guilty to a crime when federal law prescribes deportation as the consequence for a conviction. In
Padilla v. Kentucky,
In this appeal, we also consider whether, in addition to advising the client what federal law mandates, Padilla requires counsel to also advise a client of the actual likelihood that immigration authorities will enforce that mandate. Although Padilla requires that counsel explain the meaning of federal law, it does not require counsel to predict whether or when federal authorities will pursue the client in order to carry out the deportation proceedings required by law. Nevertheless, if counsel chooses to give advice or the client inquires about federal enforcement practices, counsel must still convey to the client that once federal authorities apprehend the client, deportation will be practically inevitable under federal law.
In light of these clarifications, we reverse the judgment of the habeas court in the present case and remand the case to that court for a new trial applying these standards.
I
The petitioner, Piotr Budziszewski, is a Polish national who emigrated to the United States and later became a lawful permanent resident. Several years after arriving in the United States, he twice sold narcotics to undercover police officers, leading to his arrest on various drug offenses.
The state charged the petitioner with two counts of selling narcotics by a person who is not drug-dependent in violation of General Statutes § 21a-278 (b), and two counts of possession of a narcotic substance with intent to sell in violation of General Statutes § 21a-279 (a). The charges carried a minimum sentence of five years imprisonment with a maximum term of twenty years. General Statutes § 21a-278 (b).
The petitioner hired Attorney Gerald Klein to defend him. Klein negotiated a plea agreement with the state that would allow the petitioner to plead guilty to one count of possession of a controlled substance with intent to sell in violation of General Statutes § 21a-277 (a). This offense did not carry a mandatory minimum period of incarceration; see General Statutes § 21a-277 (a) ; and the state agreed to a sentence recommendation of five years of incarceration, execution suspended after no more than one year. The petitioner accepted the plea arrangement and the trial court sentenced the petitioner to a period of incarceration of five years, execution suspended after ninety days, and a period of probation.
After serving forty-five days of incarceration, the state released the petitioner from custody. Because of his felony conviction, federal authorities detained the petitioner after his release from state custody and began proceedings to remove him from the country. Federal authorities entered a final order of removal and the petitioner exhausted all avenues for appeal from that order.
After federal authorities had detained the petitioner, he filed the habeas petition at issue in the present case. He claimed, among other things, that Klein, his criminal trial counsel, rendered ineffective assistance by failing to advise him of the immigration consequences of his guilty plea, as required by
Padilla v. Kentucky,
The habeas court held a trial on the petition. At trial, Klein testified about his representation of the petitioner and the immigration advice he gave. He could not remember all of his conversations with the petitioner on the subject, but he did testify about those portions he remembered and the content of the advice he usually gives to noncitizen clients in circumstances similar to those of the petitioner. The record shows that in accordance with his usual practice, Klein may have advised the petitioner, among other things, that "if [the law is] strictly enforced, it will result in [deportation], but it's been my experience that [the law is] not strictly enforced. So you take a chance." The petitioner also testified at the hearing, but he asserted that Klein did not provide any advice whatsoever about immigration consequences. The petitioner further explained that had he known of the likelihood of deportation, he would not have pleaded guilty, but would have insisted on going to trial and risking a lengthier period of incarceration.
The habeas court granted the petition and ordered that the petitioner's conviction be vacated. In its memorandum of decision, the habeas court addressed the petitioner's claim by first setting out the legal standard under Padilla. The habeas court determined that the petitioner's conviction qualified as an " 'aggravated felony' " under federal immigration law, making the petitioner subject to deportation, and further determined that the petitioner did not fall within any exception or exclusion that would allow him to remain in the United States. As a result, the court concluded that Klein was required to inform the petitioner that his plea of guilty to an aggravated felony made him "subject to mandatory deportation...." After setting forth the legal standard, the habeas court described and quoted different parts of Klein's habeas testimony, noting several times that the quoted portions failed to contain the specific warning that "the plea would subject the petitioner to mandatory deportation...." The habeas court explained its findings and conclusions as follows: "Although the court does not credit the petitioner's claim that there was never any discussion about the immigration consequences of his plea during Attorney Klein's representation, the court does find, when viewing the totality of the petitioner's testimony with that of Attorney Klein's, that what minimal discussion they did have failed to contain the specific advice from counsel required under Padilla that the plea would subject the petitioner to mandatory deportation under [f]ederal law." Other than its statement that Klein's advice fell short of the Padilla standard, the habeas court did not make any findings about the content of Klein's advice to the petitioner, nor did it identify which parts, if any, it credited from the petitioner's and Klein's testimony. After concluding that Klein's advice was deficient, the habeas court went on to conclude that Klein's deficient advice prejudiced the petitioner, leading it to grant the petitioner habeas relief.
This appeal by the respondent, the Commissioner of Correction, followed.
II
A
On appeal, the respondent claims that the habeas court improperly interpreted and applied the standards set forth in
Padilla.
This claim presents a question of law over which we exercise plenary review.
Anderson v. Commissioner of Correction,
In
Padilla v. Kentucky,
In the present case, the legal consequences faced by the petitioner were clear, and federal law mandated deportation. The petitioner was convicted of a drug trafficking offense, which is designated as an "aggravated felony" under federal immigration law.
In reaching this conclusion, however, we emphasize that there are no fixed words or phrases that counsel must use to convey this information, and courts reviewing
Padilla
claims must look to the totality of counsel's advice, and the language counsel actually used, to ensure that counsel accurately conveyed the
severity of the consequences under federal law to the client in terms the client could understand. In formulating its standard,
Padilla
did not prescribe any fixed words or phrases that counsel must use when advising the client of immigration consequences, but recognized that the content of counsel's advice will depend significantly on the client's circumstances.
Padilla v. Kentucky,
B
There is also evidence in the present case that the petitioner's counsel may have given advice casting doubt on the likelihood that federal authorities would actually apprehend and deport the petitioner despite the clarity of the law, and the parties disagree whether giving this type of advice violates Padilla. We therefore must also consider the impact of any advice about the likelihood of enforcement advice on counsel's duty under Padilla.
Padilla
requires counsel to advise a client about the deportation consequences as set forth in federal law, but it does not address whether criminal defense counsel must also advise a client about the actual likelihood that federal authorities will apprehend the client and carry out the consequences provided for by law. See, e.g.,
State v. Shata,
Given the difficulty in predicting enforcement practices, counsel is not required to provide the client with predictions about whether or when federal authorities will apprehend the client and initiate deportation proceedings. Nevertheless, if counsel chooses to give advice or if the client inquires about federal enforcement practices, counsel must still impress upon the client that once federal
authorities apprehend the client, deportation will be practically inevitable under federal law. See
Commonwealth v. DeJesus,
supra,
In sum, our conclusions result in a two step inquiry for a court reviewing a claim that counsel's erroneous enforcement advice violated Padilla. First, the court must determine whether counsel complied with Padilla by explaining to the client the deportation consequences set forth in federal law. The advice must be accurate, and it must be given in terms the client could comprehend. If the petitioner proves that counsel did not meet these standards, then counsel's advice may be deemed deficient under Padilla. If counsel gave the advice required under Padilla, but also expressed doubt about the likelihood of enforcement, the court must also look to the totality of the immigration advice given by counsel to determine whether counsel's enforcement advice effectively negated the import of counsel's advice required under Padilla about the meaning of federal law.
III
In light of our clarifications concerning the proper standard, we conclude that we must reverse the habeas court's judgment and remand the case for a new trial. The habeas court made no findings of fact regarding what Klein actually told the petitioner about what federal law mandated or what Klein might have stated about the likelihood of enforcement. Furthermore, there was no separate consideration by the habeas court about whether counsel's advice regarding enforcement negated the import of counsel's advice about what federal law mandated regarding deportation. 2
As a result, we are unable to review the habeas court's application of the standard, nor can we perform our own analysis on appeal. In some cases, we are able to resolve an appeal without reversal by applying the correct legal standard to the facts found by the habeas court. See
Anderson v. Commissioner of Correction,
supra,
In addition, we cannot perform our own review of the testimony to determine what Klein told the petitioner because the testimony is unclear on this point, and is disputed. Klein testified that he recalled certain conversations with the petitioner about immigration consequences, but he could not remember everything that he told the petitioner. Klein also testified about what he typically tells clients in a position similar to that of the petitioner, but without any indication of whether he gave that same advice to the petitioner. For his part, the petitioner testified that Klein did not tell him anything about immigration consequences. Klein's lapse of memory, his uncertainty about precisely what he told the petitioner, and the petitioner's contrary testimony that Klein said nothing about immigration consequence present issues of fact that we cannot resolve on appeal. See
Gould v. Commissioner of Correction,
The judgment is reversed and the case is remanded for a new trial.
In this opinion the other justices concurred.
Other courts applying
Padilla
in circumstances similar to the present case have reached similar conclusions. See, e.g.,
United States v. Al Halabi,
There are two other aspects of the habeas court's analysis that concern us. Although we have determined that the habeas court's judgment must be reversed, we address those aspects here because the matter will be returned to the court for a new trial, and these issues may arise on remand.
First, it appears that when considering whether counsel advised the petitioner of the consequences specified in federal law, the habeas court may have been looking for evidence that counsel used a specific phrase, and did not consider the possibility that counsel might have given the required advice using simpler and more direct terms that the client could more easily grasp. In its memorandum of decision, the habeas court quoted portions of Klein's testimony, apparently looking for evidence that Klein had "specifically warned the petitioner that the plea would
subject him to mandatory deportation,
" and the court concluded that Klein's advice was deficient because nothing in his testimony showed that he gave "the specific advice from counsel required under
Padilla
that the plea would
subject the petitioner to mandatory deportation
under [f]ederal law." (Emphasis added.) Although warning a client that his plea makes him "subject to mandatory deportation" may be sufficient to satisfy
Padilla,
it is not necessary that counsel use this or even a similar phrase to convey the meaning of federal law to the client. Indeed, for a client who speaks limited English, and has little understanding about legal concepts, the phrase "subject to mandatory deportation" may have little practical meaning, and a simpler phrasing of the immigration consequences might better advise a client of the meaning of federal law.
Commonwealth v. DeJesus,
supra,
Second, we are concerned with the habeas court's apparent allocation of the burden of proof. In its memorandum of decision, the habeas court appeared to place the burden on Klein by reviewing his testimony for evidence he had used a specific phrase when advising the petitioner, and then concluding the petitioner was entitled to relief because, based on its review of Klein's testimony, "there is nothing from which this court can reasonably find that he ever gave the petitioner direct and unequivocal advice that a [guilty] plea ... would expose him to mandatory deportation under [f]ederal law." In addition, the habeas court appeared to fault Klein for being unable to remember all of the advice he gave the petitioner, implying at times that because Klein could not remember whether he gave certain advice, he must not have done so. Of course, it was not Klein's burden, nor the respondent's, to prove precisely what advice Klein had given and that the advice complied with
Padilla.
Rather, the habeas court must presume that counsel acted competently and the burden lies with the petitioner, as the party asserting ineffectiveness, to overcome this presumption and prove that Klein failed to give the required warning.
Johnson v. Commissioner of Correction,
Reference
- Full Case Name
- Piotr BUDZISZEWSKI v. COMMISSIONER OF CORRECTION.
- Cited By
- 21 cases
- Status
- Published