Nelson v. Commissioner of Correction
Nelson v. Commissioner of Correction
Opinion
The petitioner, Stephen D. Nelson, filed this habeas action alleging that he had received ineffective assistance of counsel at two criminal jury trials, both of which resulted in convictions and lengthy prison sentences. 1 The respondent, the Commissioner of Correction, moved to dismiss the action pursuant to Practice Book § 23-29 (5), 2 based on the terms of a stipulated judgment, filed by the petitioner and the respondent in connection with a previous habeas action concerning the same two trials, that barred the petitioner from filing any further such actions pertaining to those trials. The habeas court granted that motion, and the petitioner appeals, 3 claiming that he did not knowingly and voluntarily enter into the stipulated judgment and, therefore, that the habeas court improperly granted the respondent's motion to dismiss. We conclude that the petitioner did not properly raise his challenge to the enforceability of the stipulated judgment in the habeas court and, further, that the stipulated judgment was a legally sufficient ground for dismissal of the present habeas action. We therefore affirm the judgment of the habeas court.
The record reveals the following undisputed facts and procedural history. The petitioner was charged with two counts each of kidnapping in the first degree, robbery in the first degree, and burglary in the first degree, and with one count each of conspiracy to commit robbery in the first degree, assault in the first degree, and larceny in the first degree after he and an accomplice allegedly broke into a
Wethersfield home and proceeded to assault, rob and kidnap the occupant. Following a jury trial, the petitioner was found guilty of conspiracy to commit robbery in the first degree and not guilty of larceny in the first degree. The jury was unable to reach a verdict on the remaining charges, however, and the trial court,
Vitale, J.
, declared a mistrial with respect to those charges. The court thereafter rendered judgment of conviction and sentenced the petitioner to a term of imprisonment of eighteen years, and, on appeal, the Appellate Court affirmed the judgment of the trial court. See
State
v.
Nelson
,
The petitioner subsequently was retried on certain of the charges for which a mistrial had been declared in his first trial, and the jury found him guilty of the kidnapping, assault, and burglary charges.
6
The trial court,
D'Addabbo, J.
, sentenced the petitioner to fifty-five years incarceration, to run concurrently with the eighteen year sentence that had been imposed following the petitioner's first trial. On appeal, the Appellate Court reversed the trial court's judgment in part on double jeopardy grounds, remanding the case to the trial court with direction to merge the petitioner's two kidnapping convictions and to vacate the sentence imposed for the conviction of one of those counts. See
State
v.
Nelson
,
In addition to his direct appeals from the judgments of conviction that were rendered following his two trials, the petitioner filed two separate habeas petitions as a self-represented party, one on August 6, 2007, and a second petition on April 16, 2008. The two actions were consolidated, and, on April 8, 2011, the petitioner's then newly appointed counsel filed an amended petition alleging ineffective assistance of counsel at both of the underlying criminal trials. Thereafter, the petitioner and the respondent jointly moved for a stipulated judgment, and the habeas court granted the parties' motion. Under that stipulated judgment, the respondent agreed to the reinstatement of the petitioner's right to file an application with the sentence review division for a reduction of the fifty-five year term of imprisonment that the petitioner received following his second trial. For his part, the petitioner agreed to be foreclosed from filing any future civil actions challenging the judgments of conviction arising out of his first and second trials and, further, that the remaining counts of the then pending habeas petition were to be stricken with prejudice. 7
Thereafter, consistent with the terms of the stipulated judgment, the petitioner filed an application for sentence review pursuant to § 51-195, seeking a reduction of his fifty-five year term of imprisonment. In his application, the petitioner sought credit for his cooperation as a state's witness in a murder case, cooperation that had occurred following the imposition of the fifty-five year sentence. Again, however, the sentence review
division declined to modify the petitioner's sentence. See
State
v.
Nelson
, Superior Court, judicial district of New Britain, Docket No. CR-05-220383-A (November 2, 2012) (
Several months later, on February 14, 2013, the petitioner brought the present habeas action, once again alleging various deficiencies in the underlying judgments of conviction. Subsequently, on August 26, 2015, the respondent moved to dismiss the action under Practice Book § 23-29 (5), on the ground that it was barred by the plain terms of the stipulated judgment. The petitioner objected to the motion and filed a memorandum of law challenging, for the first time, the validity of the stipulated judgment.
In that memorandum of law, the petitioner explained that, while his previous habeas petitions were pending, he had testified as a state's witness in a murder trial in exchange for the state's promise to support a modification of his sentence from a fifty-five year term of imprisonment to one of thirty years. See General Statutes § 53a-39 (b) (providing that sentencing court may modify sentence for "good cause
shown" at "[a]ny time during the period of a definite sentence of more than three years, upon agreement of the defendant and the state's attorney to seek review of the sentence");
State
v.
Dupas
,
The petitioner further claimed that he would not have agreed to the stipulated judgment if he had known either (1) that seeking a sentence modification in the sentence review division, rather than a reduction of his sentence in the trial court, would cause the state to rescind its promise to him, or (2) that the sentence review division would be unable to consider his cooperation with the state as a witness in the murder trial. He blamed his ignorance of these facts on the allegedly ineffective assistance that he received from the two attorneys working simultaneously on his case-one representing him in pursuing a sentence reduction under § 53a-39 (b) and the other representing him in connection with the habeas petition that ultimately was resolved by the stipulated judgment.
Notwithstanding these assertions, the habeas court, Oliver, J. , granted the respondent's motion to dismiss the present action, explaining, in response to the petitioner's subsequent motion for articulation, that, "in exchange and for the consideration of the restoration of his right to file an application for sentence review, [the petitioner] agreed that he is foreclosed from future civil litigation challenging the convictions related to [the instant habeas petition]." The court did not address the petitioner's argument-raised solely in his memorandum of law in opposition to the respondent's motion to dismiss-that the stipulated judgment was invalid because the waiver of his rights contained therein was not knowing and voluntary due to the failure of counsel to inform him of the apparent consequences of entering into the stipulated judgment, in particular, that the sentence review division would not consider a reduction of his sentence based on his cooperation with the state.
On appeal, the petitioner claims that the habeas court, in ruling on the respondent's motion to dismiss, should have construed his memorandum of law and the facts asserted therein in the light most favorable to the petitioner, just as it would have construed the facts alleged in the habeas petition. The respondent contends that the habeas court properly dismissed the action in accordance with the express terms of the stipulated judgment because the petitioner's challenge to the validity of that judgment, which the petitioner raised for the first and only time in his memorandum of law, should have been raised in the petition itself and, therefore, was not properly before the habeas court on the respondent's motion to dismiss. We agree with the respondent.
It is well established that, when a habeas court considers a motion to dismiss a petition for a writ of habeas corpus, "[t]he evidence offered by the [petitioner] is to be taken as true and interpreted in
the light most favorable to [the petitioner], and every reasonable inference is to be drawn in [the petitioner's] favor." (Internal quotation marks omitted.)
Ham
v.
Commissioner of Correction
,
We disagree with the petitioner that the assertions contained in his memorandum of law were on equal footing with the allegations contained in the habeas petition and, therefore, should have been taken as true and viewed in the light most favorable to the petitioner. It is clear that a memorandum of law is not a proper vehicle for supplementing the factual allegations in a complaint; see, e.g., Practice Book § 10-31 (party responding to motion to dismiss shall have thirty days to file "a memorandum of law in opposition and, where appropriate, supporting affidavits as to facts not apparent on the record " [emphasis added] );
Connecticut Independent Utility Workers, Local 12924
v.
Dept. of Public Utility Control
,
In reaching our decision, we are mindful that, although the petitioner filed the present habeas petition as a self-represented party on February 14, 2013, he was represented by counsel as of June 14, 2013, more than two years before the respondent, on August 26, 2015, filed the motion to dismiss that is the subject of this appeal. Furthermore, under Practice Book § 23-32,
8
the petitioner was entitled to amend his petition "at any time prior to the filing of the return" on September 11, 2015, or for good cause thereafter.
9
Accordingly, even after the respondent filed the motion to dismiss,
the petitioner had two weeks in which to amend his habeas petition as of right to include a claim challenging the enforceability of the stipulated judgment, but he failed to do so.
10
Instead, the petitioner raised the issue only in his memorandum of law responding to the motion to dismiss.
11
As we have explained, however, the habeas court properly declined to look beyond the allegations in the habeas petition in deciding the motion to dismiss; see
Newland
v.
Commissioner of Correction
, supra,
In
Fine
, the respondent moved to dismiss a petition for a writ of habeas corpus on the ground that the petitioner, Paul Fine, had withdrawn a prior petition involving identical allegations of ineffective assistance of counsel "with prejudice," thereby waiving his right to pursue the claims contained in the petition in any future habeas action. Id., at 137-38, 141,
Finally, we reject the petitioner's argument that habeas rights simply are not subject to waiver at all. This court has concluded that both constitutional rights; see
Mozell
v.
Commissioner of Correction
,
In sum, in order to forestall dismissal of his habeas petition on the basis of the prior stipulated judgment, the petitioner, at any time before the filing of the return on September 11, 2015, or by permission of the court thereafter; see Practice Book § 23-32 ; could have amended his habeas petition to allege ineffective assistance of counsel predicated on counsel's failure to properly advise him regarding his waiver of habeas rights under the stipulated judgment. Indeed, as the respondent essentially conceded at oral argument, had the petitioner done so, the petition would not have been subject to dismissal because the amended petition would have raised a genuine issue of fact as to whether the stipulated judgment constituted a legally sufficient ground for dismissal under Practice Book § 23-29 (5). Because the petitioner failed to make this amendment, however, the habeas court properly granted the respondent's motion to dismiss the petition. As a consequence, the petitioner will have to file a new petition properly alleging ineffective assistance of habeas counsel in connection with the prior proceedings. 14
The judgment is affirmed.
In this opinion the other justices concurred.
In addition to ineffective assistance of counsel, the petitioner alleged that the jury instructions were improper and that certain of the state's evidence was acquired in violation of his fourth amendment right against unreasonable searches and seizures.
Practice Book § 23-29 provides in relevant part: "The judicial authority may, at any time, upon its own motion or upon motion of the respondent, dismiss the petition ... if it determines that ... (5) any ... legally sufficient ground for dismissal of the petition exists."
The habeas court granted the petitioner's petition for certification to appeal, and the petitioner appealed to the Appellate Court. We transferred the appeal to this court pursuant to General Statutes § 51-199 (c) and Practice Book § 65-1.
General Statutes § 51-195 provides in relevant part: "Any person sentenced on one or more counts of an information to a term of imprisonment for which the total sentence of all such counts amounts to confinement for three years or more, may, within thirty days from the date such sentence was imposed ... file with the clerk of the court ... an application for review of the sentence by the review division...."
"In contrast to Practice Book § 43-22, [which establishes the procedure for the correction of an illegal sentence] the relief of the legislation creating the sentence review division is to afford
properly
sentenced and convicted persons a limited appeal for a reconsideration of their sentence ... rather than an avenue to correct an illegally imposed sentence. The sentence review division offers defendants an optional, de novo hearing as to the punishment to be imposed.... The purpose of the legislation was to create a forum in which to equalize the penalties imposed on similar offenders for similar offenses." (Emphasis in original; internal quotation marks omitted.)
State
v.
Casiano
,
The petitioner apparently was not retried on the two counts of robbery in the first degree.
The stipulated judgment provides in relevant part: "[T]he [respondent] agrees to stipulate to judgment to reinstate the [p]etitioner's right to file an application for sentence review as to the February 16, 2007 sentence rendered by the [c]ourt, D'Addabbo, J. , in [t]rial [two]. Such application must be filed within thirty ... days of the [o]rder entering this [s]tipulated [j]udgment. In exchange for the restoration of such rights, the [p]etitioner hereby agrees that he is foreclosed from further civil litigation challenging his convictions, which he places into issue in the cases consolidated under Docket No. CV-08-4002367, that all other counts contained in the [a]mended [p]etition shall be stricken with prejudice and that judgment shall enter in accordance with this stipulation."
Practice Book § 23-32 provides: "The petitioner may amend the petition at any time prior to the filing of the return. Following the return, any pleading may be amended with leave of the judicial authority for good cause shown."
We have also found claims of ineffective assistance of counsel to be adequately pleaded in the petitioner's reply; see Practice Book § 23-31 ;
Carpenter
v.
Commissioner of Correction
,
The petitioner states that he was "not afforded" the opportunity to file an amended petition but fails to explain why he was unable to file such an amendment as of right under Practice Book § 23-32. Indeed, the record indicates; see footnote 11 of this opinion; that counsel for the petitioner filed a motion alluding to problems with the stipulated judgment more than one year before the respondent filed a motion to dismiss but failed to renew or follow up on that motion.
On May 27, 2014, the petitioner did request a pretrial conference, in part to present information that "could potentially invalidate the stipulation agreement," and the habeas court granted the motion, scheduling a conference for August 21, 2014. There is no record of the pretrial conference, however, and the petitioner failed to renew his request at any time before or after the respondent filed his motion to dismiss one year later, on August 26, 2015. Indeed, in his memorandum of law in opposition to the respondent's motion to dismiss, the petitioner affirmatively opted against requesting a hearing to present argument or testimony.
Although the petitioner sought an articulation of the court's judgment, he did not request that the court clarify its position regarding the validity of the stipulated judgment. Because the habeas court never addressed the arguments in the petitioner's memorandum of law, we also agree with the respondent's contention that the record would be inadequate for us to review the petitioner's challenges to the stipulated judgment, even if there were no other procedural bar to our doing so. See
Johnson
v.
Commissioner of Correction
,
To conclude otherwise might well risk according a stipulated judgment less weight than other judgments rendered by the Superior Court. See
Equity One, Inc.
v.
Shivers
,
We note that, on November 5, 2015, shortly after the habeas court in the present case granted the respondent's motion to dismiss, the petitioner filed a separate habeas petition challenging the validity of the stipulated judgment. This petition was not cited by either party in his brief before this court, however, and it appears that the petition never progressed beyond a November 12, 2015 scheduling order. See Nelson v. Warden , Superior Court, judicial district of Tolland, Docket No. CV-15-4007626-S.
Reference
- Full Case Name
- Stephen D. NELSON v. COMMISSIONER OF CORRECTION
- Cited By
- 15 cases
- Status
- Published