DeCicco v. Dynata, LLC
DeCicco v. Dynata, LLC
354 Conn. 51
Opinion of the Court
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DeCicco v. Dynata, LLC
JOSEPH DECICCO, ADMINISTRATOR (ESTATE
OF NANCY LOYD OLAIVAR ABAD), ET AL.
v. DYNATA, LLC, ET AL.
(SC 21064)
Mullins, C. J., and McDonald, D’Auria, Ecker,
Alexander, Dannehy and Bright, Js.
Syllabus
The plaintiffs brought an action in Connecticut to recover damages from
the defendants, D Co., a Connecticut limited liability company and two of
its officers, for, inter alia, the wrongful death of certain individuals who
died in a building fire in the Philippines. The trial court granted the defen-
dants’ motion to dismiss the plaintiffs’ action on the ground of forum non
conveniens, concluding that the Philippine courts served as an adequate
alternative forum for the plaintiffs’ action. The trial court rendered judg-
ment dismissing the plaintiffs’ action but conditioned its dismissal on the
plaintiffs being allowed to restore their action in Connecticut if the Philip-
pine courts ultimately dismissed the action for lack of jurisdiction. The
plaintiffs thereafter appealed to the Appellate Court, which affirmed the
trial court’s judgment of dismissal. On the granting of certification, the
plaintiffs appealed to this court, claiming, inter alia, that the Appellate
Court incorrectly concluded that the trial court had applied the correct legal
standard in concluding that the Philippines was an adequate alternative
forum for the plaintiffs’ action. Held:
The Appellate Court correctly concluded that the trial court had applied the
correct legal standard set forth in Picketts v. International Playtex, Inc.
(215 Conn. 490) in determining whether the Philippines was an adequate
alternative forum for the plaintiffs’ action.
Moreover, there was no merit to the plaintiffs’ claim that the trial court
had dismissed their action solely on the basis of the defendants’ consent to
submit to the jurisdiction of the Philippine courts, as the trial court prop-
erly undertook a meaningful assessment of whether the Philippines was an
adequate alternative forum by weighing the parties’ competing affidavits
submitted in connection with the defendants’ motion to dismiss.
Furthermore, the trial court properly made its dismissal contingent on the
defendants’ stipulation that they would agree to defend the action that the
plaintiffs bring in the Philippines and that they would not oppose the plain-
tiffs’ reinstatement of the Connecticut action should it become necessary in
the event of a dismissal of the case by a Philippine court.
Argued November 5, 2025—officially released January 27, 2026
DeCicco v. Dynata, LLC
Procedural History
Action to recover damages for, inter alia, the wrongful
death of the plaintiffs’ decedents as a result of the defen-
dants’ alleged negligence, and for other relief, brought to
the Superior Court in the judicial district of Waterbury
and transferred to the Complex Litigation Docket, where
the court, Bellis, J., granted the defendants’ motion to
dismiss and rendered judgment thereon, from which the
plaintiffs appealed to the Appellate Court, Alvord, Elgo
and Seeley, Js., which affirmed the trial court’s judg-
ment, and the plaintiffs, on the granting of certification,
appealed to this court. Affirmed.
Michael S. Taylor, with whom were Brendon P.
Levesque and, on the brief, Welson T. Chu, pro hac vice,
and Thomas P. Routh, pro hac vice, for the appellants
(plaintiffs).
Scott Stirling, pro hac vice, with whom was James E.
Nealon, for the appellees (defendants).
Opinion
D’AURIA, J. This certified appeal arises out of a tragic
fire at a call center facility in the Philippines that resulted
in the death of twenty-nine people. The plaintiffs 1 appeal
from the Appellate Court’s judgment affirming the trial
1
There are seven plaintiffs in this case. The plaintiffs are Attorney
Joseph DeCicco, administrator of the estates of twenty-nine Philippine
citizens, Jehmar Bongcayao, Moses B. Castillo, Sylvester B. Celades,
Guidhavio C. Garzon, Jexter D. Generales, and Cecilline Sismar. The
twenty-nine deceased individuals, who are named as parties via their
estates, are Nancy Loyd Olaivar Abad, Ian Kiem Porras Adlawan,
Christine Cajes Alviola, Roderick Cutay Antipuesto, Shiela Mae Anod
Bacaling, Randy Balando Balcao, Kurtchin Angela Yumo Bangoy, Jonas
Oroyan Basalan, Mary Louielyn Maningo Bongcayao, Alexandra May
Moreno Castillo, Apple Jane Abes Celades, Antioco Esguerra Celes-
tial, Jr., Roderick Cabugsa Constantinopla, Mikko Salazar Demafeliz,
Christen Joy Ibañez Garzon, Regine Alcano Generales, Jimbo Lupos
Limosnero, Charlyn Relacion Liwaya, Johanie Undagan Matondo, Rosyl
Chavez Montañez, Rhenzi Nova Duco Muyco, Janine Joy Culipapa Obo,
Joyne Ramayla Pabelonia, Analiza Mosquera Peñarijo, Jim Benedict
Sazon Quimsing, Ivan Nebelle Limosnero Roble, Jeffrey Cabantingan
Sismar, Ellen Joy Dawa Yorsua, and Desiree Gayle Aperocho Zacarias.
DeCicco v. Dynata, LLC
court’s granting of the motion to dismiss filed by the
defendants, Dynata, LLC (Dynata), Christopher Mark
Fanning, and David Ian Weatherseed, on the ground
of forum non conveniens. The plaintiffs claim that the
Appellate Court incorrectly concluded that the trial
court had applied the correct legal standard and failed to
meaningfully assess the suitability of the Philippines as
an adequate alternative forum to litigate this case. We
affirm the Appellate Court’s judgment.
The Appellate Court’s opinion aptly recites the facts
and procedural history required to resolve this appeal;
see DeCicco v. Dynata, LLC, 225 Conn. App. 725, 317
A.3d 223 (2024); which we summarize along with other
undisputed facts in the record. The plaintiffs brought
this action for wrongful death and loss of consortium on
behalf of the twenty-nine adults who died on December
23, 2017, from carbon monoxide poisoning and asphyxia-
tion as a result of a four-story building fire at a call center
in Davao City, Philippines. The decedents worked at the
call center as employees of SSI Philippines, Inc. (SSI),
providing telephone, survey, polling, and data collec-
tion services for Dynata, a Connecticut limited liability
company. Fanning was the president and chief executive
officer of Dynata and a director and shareholder of SSI.
Weatherseed was the controller of Dynata and a director
and shareholder of SSI.
The defendants moved to dismiss the plaintiffs’ com-
plaint on the ground of forum non conveniens. The
defendants argued that the Philippines is the proper
forum to resolve these claims because they stipulated2
2
The defendants stipulated “that upon dismissal of this suit, they
will (1) consent to jurisdiction in the Philippines; (2) accept service of
process in connection with an action in the Philippines; (3) make their
personnel and records available for litigation in the Philippines; (4)
waive any applicable statutes of limitation[s] in the Philippines up to
six months from the date of dismissal of this action or for such other
reasonable time as may be required as a condition of dismissing this
action; (5) satisfy any judgment that may be entered against them in
the Philippines; and (6) consent to the reopening of the action in Con-
necticut in the event the above conditions are not met as to any proper
defendant in this action.”
DeCicco v. Dynata, LLC
that they would submit to jurisdiction, accept service of
process, and litigate this dispute in the Philippines. The
defendants supported their motion with the affidavit
of Francisco Edralin Lim, a law professor and attorney
admitted to the Philippine bar. Lim opined that the Phil-
ippines is the proper forum for this dispute because the
relevant evidence is in the Philippines, all of the alleged
acts that form the basis of the plaintiffs’ claims took
place in the Philippines, and most of the parties and the
potential witnesses are based in the Philippines, includ-
ing the plaintiffs themselves. Lim further stated that
the plaintiffs could bring an action for damages against
the defendants in the Philippines, many of the plaintiffs
already have received civil settlements stemming from
the fire in the Philippines, and the Philippines is the only
forum where all potentially liable parties can be joined.
Lim specifically detailed Philippine cases and rules that
supported his opinion.
In opposition, the plaintiffs argued that the Philippines
is not an adequate alternative forum because a Philippine
court would dismiss their action sua sponte as barred by
the statute of limitations. The plaintiffs submitted an
affidavit from Elizabeth Aguiling-Pangalangan, a law
professor and attorney also admitted to the Philippine
bar. Citing Philippine court rules and cases, Aguiling-
Pangalangan opined that the applicable statute of limita-
tions has expired. She further stated that a waiver of the
statute of limitations would be against Philippine public
policy and that a Philippine court would, sua sponte,
dismiss any action filed in the Philippines.
Along with their reply memorandum, the defendants
submitted a supplemental affidavit from Lim. Lim main-
tained that the statute of limitations in the Philippines
had not expired and that “neither the defendants nor
the court sua sponte could raise the statute of limita-
tions as a defense.” He stated that a Philippine court
would recognize the defendants’ affirmative waiver of the
statute of limitations and hear the plaintiffs’ action. He
elaborated, stating that the running of the Philippines’
DeCicco v. Dynata, LLC
statute of limitations was interrupted or tolled by the
filing of this action in Connecticut.
The trial court granted the defendants’ motion to dis-
miss, issuing a memorandum of decision that recounted
the conflicting affidavits, analyzed each of the six private
interest factors contained in Durkin v. Intevac, Inc.,
258 Conn. 454, 467, 782 A.2d 103 (2001), and weighed
other practical considerations. The court explained that
it exercised its discretion to dismiss the case because it
had determined that the Philippine court was an adequate
alternative forum. The trial court conditioned its dis-
missal by allowing the plaintiffs to restore this action to
the court’s docket in Connecticut if the Philippine court
dismisses the case for lack of jurisdiction.
The Appellate Court upheld the trial court’s dismissal.
See DeCicco v. Dynata, LLC, supra, 225 Conn. App. 744.
It rejected the plaintiffs’ claim that the trial court had
applied the wrong test to determine whether the Philip-
pines was an adequate alternative forum. See id., 734,
737. It explained that the plaintiffs had misinterpreted
the trial court’s decision and that the trial court had
meaningfully assessed and determined that the Philip-
pines was an adequate alternative forum. See id., 734,
737, 743–44 This certified appeal followed.
Although courts are generally solicitous of a plain-
tiff’s choice of forum, this preference is not without
its limitations, the doctrine of forum non conveniens
being one. See, e.g., Durkin v. Intevac, Inc., supra, 258
Conn. 465. “As a [common-law] matter, the doctrine of
forum non conveniens vests discretion in the trial court
to decide where trial will best serve the convenience of
the parties and the ends of justice.” (Internal quotation
marks omitted.) Id., 463–64. The “central principle
of the forum non conveniens doctrine” is that “[t]he
[plaintiffs’] choice of forum, which may well have been
chosen precisely because it provides the plaintiff[s] with
certain procedural or substantive advantages, should be
respected unless equity weighs strongly in favor of the
defendant[s].” (Internal quotation marks omitted.) Id.,
DeCicco v. Dynata, LLC
464–65. “[T]he overriding inquiry in a forum non con-
veniens motion is not whether some other forum might
be a good one, or even a better one than the [plaintiffs’]
chosen forum. The question to be answered is whether
[the plaintiffs’] chosen forum is itself inappropriate or
unfair because of the various private and public inter-
est considerations involved.” (Internal quotation marks
omitted.) Id., 465.
When considering whether the chosen forum is “ ‘inap-
propriate or unfair’ ”; id., 465; a court must undertake a
four step analytical process. See, e.g., Picketts v. Inter-
national Playtex, Inc., 215 Conn. 490, 497, 576 A.2d 518
(1990). “First, the court should determine whether an
adequate alternative forum exists that possesses juris-
diction over the whole case. . . . Second, the court should
consider all relevant private interest factors . . . . Third,
if the balance of private interest factors is equal, the
court should consider whether any public interest fac-
tors tip the balance in favor of trying the case in the
foreign forum. . . . Finally, if the public interest factors
tip the balance in favor of trying the case in the foreign
forum, the court must . . . ensure that [the] plaintiffs can
reinstate their [action] in the alternative forum without
undue inconvenience or prejudice.” (Citations omitted;
internal quotation marks omitted.) Durkin v. Intevac,
Inc., supra, 258 Conn. 466. A defendant bears the bur-
den of establishing that an adequate alternative forum
exists and that the relevant factors favor litigating in
that forum. See, e.g., Picketts v. International Playtex,
Inc., supra, 502; see also Owens v. Türkiye Halk Bankasi
A.S., Docket No. 21-610-cv, 2023 WL 3184617, *3 (2d
Cir. May 2, 2023), cert. denied, U.S. , 144 S. Ct.
551, 217 L. Ed. 2d 293 (2024).
The dispute in this case turns on the first step, namely,
whether the Philippines constitutes an adequate alterna-
tive forum to resolve the parties’ dispute.3 “[I]dentifying
3
The Appellate Court also disagreed with the plaintiffs’ claim that
the trial court, even if it had applied the correct legal standard in deter-
mining whether the Philippines constituted an adequate alternative
forum, had abused its discretion by dismissing the case on forum non
DeCicco v. Dynata, LLC
an alternate forum is a prerequisite for dismissal, not
a factor to be balanced. If there is no suitable alternate
forum where the case can proceed, the entire inquiry
ends.” Associação Brasileira de Medicina de Grupo v.
Stryker Corp., 891 F.3d 615, 619–20 (6th Cir. 2018). In
Picketts, we explained that, “[b]ecause the doctrine of
forum non conveniens is not jurisdictional, any inquiry
into its applicability presupposes at least two forums
in which the defendant[s] [are] amenable to process.
. . . The court, as a threshold matter, must therefore
decide whether an adequate alternative forum exists. .
. . Ordinarily, the alternative forum prerequisite will be
satisfied simply if the defendants are amenable to service
in another jurisdiction. . . . [But, there are] at least some
instances in which mechanical inquiry into the amena-
bility of process in the other forum must surrender to
a more meaningful assessment of the suitability of the
alternative forum.” (Citations omitted; emphasis in
original; internal quotation marks omitted.) Picketts v.
International Playtex, Inc., supra, 215 Conn. 504 n.13.
These rare instances include “where the differences in
substantive law are so severe that the inadequate remedy
provided by the alternative forum effectively precludes
any remedy at all.” Id., 505–506; see also, e.g., Piper
Aircraft Co. v. Reyno, 454 U.S. 235, 254 n.22, 102 S.
Ct. 252, 70 L. Ed. 2d 419 (1981) (threshold requirement
of adequate alternative is not met in rare circumstances
in which other forum does not permit any litigation of
subject matter of legal controversy).
Here, the defendants have stipulated that they will
accept service of process and litigate this dispute in the
Philippines. This concession ordinarily would end the
threshold inquiry. The plaintiffs, however, contend that
the Philippines is not an adequate alternative forum
because their legal expert witness posits that, despite
the defendants’ concession, a Philippine court would
conveniens grounds. See DeCicco v. Dynata, LLC, supra, 225 Conn. App.
738–44. That issue is outside the scope of our review of the Appellate
Court’s judgment. See DeCicco v. Dynata, LLC, 350 Conn. 916, 325
A.3d 215 (2024).
DeCicco v. Dynata, LLC
dismiss the action sua sponte as barred by the statute of
limitations. The plaintiffs’ challenge as to whether they
could obtain any remedy in the Philippines is one of those
rare instances that trigger the trial court’s obligation to
engage in a meaningful assessment of the suitability of
the Philippines as an alternative forum. See, e.g., Norex
Petroleum Ltd. v. Access Industries, Inc., 416 F.3d 146,
159 (2d Cir. 2005) (“ ‘an adequate forum does not exist
if a statute of limitations bars the bringing of [a] case’
in a foreign forum that would be timely in the United
States”), cert. denied sub nom. Tyumen Oil Co. v. Norex
Petroleum Ltd., 547 U.S. 1175, 126 S. Ct. 2320, 164 L.
Ed. 2d 860 (2006).
The issue before us, therefore, is whether the trial
court complied with Picketts and meaningfully assessed
whether a Philippine court would dismiss the plaintiffs’
action as barred by the statute of limitations. We ordi-
narily review for abuse of discretion the trial court’s
ultimate dismissal of an action on the ground of forum
non conveniens. See, e.g., Durkin v. Intevac, Inc., supra,
258 Conn. 463. But the plaintiffs do not contest whether
the trial court properly exercised its discretion to “decide
where trial will best serve the convenience of the parties
and the ends of justice.” (Internal quotation marks omit-
ted.) Id., 463–64; see also State v. Smith, 289 Conn. 598,
617, 960 A.2d 993 (2008) (standard of review hinges on
specific nature of claim presented). Instead, the plaintiffs
challenge whether the trial court applied the correct
legal standard when it determined whether an adequate
alternative forum existed, which is a question of law
subject to plenary review. See, e.g., Nationwide Mutual
Ins. Co. v. Pasiak, 346 Conn. 216, 227, 288 A.3d 615
(2023); Pfister v. Madison Beach Hotel, LLC, 341 Conn.
702, 716, 267 A.3d 811 (2022).
As the Appellate Court correctly held, to make this
determination, we must interpret the trial court’s memo-
randum of decision. DeCicco v. Dynata, LLC, supra, 225
Conn. App. 734. “As a general rule, judgments are to be
construed in the same fashion as other written instru-
ments. . . . The determinative factor is the intention of
DeCicco v. Dynata, LLC
the court as gathered from all parts of the judgment.”
(Internal quotation marks omitted.) Wheelabrator
Bridgeport, L.P. v. Bridgeport, 320 Conn. 332, 355,
133 A.3d 402 (2016); see also Olson v. Mohammadu, 310
Conn. 665, 682, 81 A.3d 215 (2013) (same rule applies to
“memoranda of decision” or “opinions”). “Effect must
be given to that which is clearly implied as well as to that
which is expressed. . . . The judgment should admit of
a consistent construction as a whole.” (Internal quota-
tion marks omitted.) Wheelabrator Bridgeport, L.P. v.
Bridgeport, supra, 355. Finally, “in the absence of some
clear indication to the contrary, we presume that the trial
court applied the correct legal standard.” In re Annessa
J., 343 Conn. 642, 676, 284 A.3d 562 (2022).
In its discussion of whether the Philippines is an ade-
quate alternative forum, the trial court exhaustively
outlined the parties’ positions on whether the plaintiffs
could bring their action in the Philippines. Although the
court recognized that the defendants had consented to
suit in the Philippines, it proceeded to assess whether
the plaintiffs could properly bring the action there. It
appreciated fully the plaintiffs’ contention that the stat-
ute of limitations would bar an action in the Philippines
and the defendants’ counterargument that it would not.
The court then quoted the full Picketts legal standard
requiring that it undertake a more meaningful assess-
ment of the suitability of the Philippines in this case, and
it outlined and considered each of the legal opinions that
the parties had respectively submitted through Lim’s
and Aguiling-Pangalangan’s affidavits. In particular,
the court recited the provisions of the Philippines codes
of law that Lim used to support his opinion.
The trial court then relied on Schertenleib v. Traum,
589 F.2d 1156 (2d Cir. 1978), in which the United States
Court of Appeals for the Second Circuit upheld the dis-
missal of an action on forum non conveniens grounds
when faced with conflicting expert opinions regard-
ing whether the foreign court had jurisdiction over the
matter. See id., 1163. In that case, the defendants had
consented to jurisdiction in the foreign court, and the
DeCicco v. Dynata, LLC
District Court conditionally dismissed the action, per-
mitting the plaintiffs to restore the action in the United
States court if the foreign court declined to exercise juris-
diction. See id., 1166. Facing the practicalities head-on,
the Second Circuit stated that, “[w]hen the alternative
forum is foreign . . . our courts have difficulty discern-
ing whether a [nonresident] defendant really would be
subject to jurisdiction in the foreign country without his
consent. Indeed, the court may receive conflicting expert
opinions on this issue. If the defendant consents to suit
in the foreign alternate forum, and if that appears to
be sufficient under the foreign law, why waste the liti-
gants’ money and the court’s time in what is essentially
an unnecessary and difficult inquiry into the further
intricacies of foreign jurisdictional law?” Id., 1163.
At the end of its adequate alternative forum analy-
sis, the trial court in the present case held that “the
defendants have agreed to submit to jurisdiction in the
Philippines. While there is conflicting evidence as to
whether that is sufficient for the Philippine court to
take jurisdiction, the court finds that the Philippine
court is an adequate alternative forum. Accordingly,
the court may dismiss this case on forum non conveni-
ens grounds because it finds that the Philippines is an
adequate alternative forum, the defendants have agreed
to jurisdiction there, and, in the event that the Philip-
pine court dismisses the case for lack of jurisdiction, the
plaintiffs can move to restore the action in this court.”
(Emphasis added.)
We agree with the Appellate Court that the trial court
correctly applied Picketts. The trial court did more than
mechanically accept the defendants’ consent to service
in the Philippines. The plaintiffs acknowledge that the
trial court expressly recounted the correct standard
from Picketts and agreed that it needed to look beyond
the defendants’ consent to litigating the parties’ dispute
in the Philippines. The trial court obviously consid-
ered the parties conflicting submissions, including their
competing affidavits and the law cited by those experts
to support their opinions. Although the court did not
DeCicco v. Dynata, LLC
expressly credit Lim’s opinion, it is evident from its
decision that it did so when it found that the Philippines
was an adequate alternative forum. See, e.g., Chabad
Lubavitch of Western & Southern New England, Inc. v.
Shemtov, 349 Conn. 695, 710, 321 A.3d 1107 (2024). In
short, the trial court properly undertook a meaningful
assessment of whether the Philippines was an adequate
forum by weighing the parties’ competing affidavits—
including Lim’s two affidavits and the Philippine law he
cited—and ultimately finding that the Philippines was an
adequate alternative forum.4 See, e.g., Bank of Credit &
Commerce International (Overseas) Ltd. v. State Bank
of Pakistan, 273 F.3d 241, 247–48 (2d Cir. 2001) (court
making adequate alternative forum determination must
closely examine all submissions and cite to supporting
evidence in record); cf. Deb v. SIRVA, Inc., 832 F.3d 800,
812 (7th Cir. 2016) (vacating alternative forum deter-
mination based on District Court’s mere belief, without
evidence, expert testimony or concession to jurisdiction,
and remanding case for further proceedings). Contrary
to the plaintiffs’ assertions, the trial court did not dis-
miss this action based solely on the defendants’ consent
to litigate in the Philippines.
The plaintiffs contend that the trial court incorrectly
applied Schertenleib by relying exclusively on the defen-
dants’ consent to litigate in the Philippines instead of
meaningfully assessing whether the Philippines was in
fact a suitable alternative forum. But that contention
does not accurately describe either what Schertenleib
holds or what the trial court did. As the trial court noted,
the court in Schertenleib concluded that, when faced
with conflicting expert opinions, it would be a waste of
judicial resources to make the unnecessary and difficult
inquiry into the intricacies of foreign jurisdictional
law “[i]f the defendant consents to suit in the foreign
4
We agree that it would have been better for the trial court to specify
in greater detail how it assessed the suitability of the Philippines as a
forum for this case, and we encourage trial courts to articulate in detail
the reasons underlying their adequacy findings. We are convinced that
the trial court conducted the required assessment here.
DeCicco v. Dynata, LLC
alternate forum, and if that appears to be sufficient under
the foreign law . . . .” (Emphasis added.) Schertenleib v.
Traum, supra, 589 F.2d 1163. The court further held
that “[t]he ultimate disposition of the question is in the
hands of the [court], not the consenting defendant’s.”
(Emphasis added.) Id., 1163–64. The Second Circuit
ultimately upheld the District Court’s dismissal on the
ground of forum non conveniens on the basis of expert
testimony that the defendant could be subject to jurisdic-
tion in the foreign forum if the defendant consented to
jurisdiction there and the District Court’s application
of the relevant factors in determining that the foreign
forum was an adequate alternative. See id., 1160, 1166.
Thus, under Schertenleib, a court must still assess
whether a defendant’s consent would be sufficient for a
foreign forum to have jurisdiction over the case. Id. This
comports with Picketts, which requires a trial court to
look beyond mere consent and assess the suitability of the
adequate forum when the alternative forum’s jurisdic-
tion is in question. See Picketts v. International Playtex,
Inc., supra, 215 Conn. 504 n.13. That is precisely what
the trial court did here. The trial court first noted the
defendant’s stipulation to waive its statute of limita-
tions defense, but it did not stop there. The trial court
went on to describe affidavits of the parties’ competing
experts in assessing whether a Philippine court would
accept the defendants’ stipulation and not dismiss the
case, siding with Lim’s opinion that the defendants had
effectively waived their statute of limitations defense
for purposes of the jurisdiction of the Philippine court.
Furthermore, the Picketts standard does not mandate
that a trial court conclusively decide whether the Phil-
ippines’ statute of limitations would bar this action. A
court must consider whether the affidavits in support
of the foreign jurisdiction establish the adequacy of
that forum in a nonconclusory manner that addresses
the specific factual and legal circumstances of the case
before the court, and the court must address any points
raised to the contrary in an opposing affidavit. See, e.g.,
WE Charity v. Canadian Broadcasting Corp., 679 F.
DeCicco v. Dynata, LLC
Supp. 3d 1, 15–17 (D.D.C. 2023); RIGroup LLC v. Tre-
fonisco Management Ltd., 949 F. Supp. 2d 546, 553–55
(S.D.N.Y. 2013), aff’d, 559 Fed. Appx. 58 (2d Cir. 2014);
Technology Development Co., Ltd. v. Onischenko, 536
F. Supp. 2d 511, 519–20 (D.N.J. 2007). A forum non
conveniens determination is preliminarily made at the
outset of a case and is not meant to be a full resolution on
the merits of the case. See, e.g., Durkin v. Intevac, Inc.,
supra, 258 Conn. 472; see also Union Carbide Corp. v.
Aetna Casualty & Surety Co., 212 Conn. 311, 321, 562
A.2d 15 (1989). It would be inconsistent with the pre-
liminary nature of that inquiry to “requir[e] extensive
investigation” or “substantial discovery before dismiss-
ing an action so that it can be reinstituted elsewhere.”
(Internal quotation marks omitted.) Durkin v. Intevac,
Inc., supra, 472.
Although predicting how a foreign court would rule
is fraught with risk and uncertainty; see, e.g., Conte
v. Flota Mercante del Estado, 277 F.2d 664, 667 (2d
Cir. 1960) (“try as we may to apply the foreign law as it
comes to us through the lips of the experts, there is an
inevitable hazard that, in those areas, perhaps inter-
stitial but far from inconsequential, where we have no
clear guides, our labors, moulded by our own habits of
mind as they necessarily must be, may produce a result
whose conformity with that of the foreign court may be
greater in theory than it is in fact”); a conditional dis-
missal is not a substitute for a trial court’s full review
and analysis of the foreign law and the adequacy of the
forum. And although an adequate forum determination
“may be resolved on affidavits presented by the par-
ties”; Van Cauwenberghe v. Biard, 486 U.S. 517, 529,
108 S. Ct. 1945, 100 L. Ed. 2d 517 (1988); see Durkin
v. Intevac, Inc., supra, 258 Conn. 458, 466 (upholding
trial court’s forum non conveniens determination that
was based on conflicting affidavits); see also AdvanFort
Co. v. Zamil Offshore Services Co., 134 F.4th 760, 775
(4th Cir. 2025) (parties’ conflicting affidavits provided
sufficient information for court to make adequate alter-
native forum determination), cert. denied, U.S. ,
DeCicco v. Dynata, LLC
S. Ct. , L. Ed. 2d (2026); WE Charity v. Canadian
Broadcasting Corp., supra, 679 F. Supp. 3d 17 (resolving
whether foreign court would accept defendant’s waiver
of statute of limitations based on conflicting affidavits); a
trial court must reach a justifiable belief that the foreign
forum is adequate. See, e.g., Bank of Credit & Commerce
International (Overseas) Ltd. v. State Bank of Pakistan,
supra, 273 F.3d 247–48 (conditional dismissal is not
substitute for District Court’s examination of parties’
submissions and justifiable belief in existence of adequate
alternative forum).
Because the adequate alternative forum determination
is both preliminary and uncertain in these rare cases
in which a foreign forum’s jurisdiction is challenged,
requiring a conditional dismissal based on a defendant’s
stipulation is often appropriate when it is supported by
competent and persuasive evidence. See, e.g., Durkin v.
Intevac, Inc., supra, 258 Conn. 480–81 and n.23 (mak-
ing dismissal contingent because defendant stipulated
both to service in foreign jurisdiction and to reopening
action in local forum if necessary); Figueiredo Ferraz
E Engenharia de Projeto Ltda. v. Peru, 665 F.3d 384,
393–94 and n.12 (2d Cir. 2011) (same); USHA (India),
Ltd. v. Honeywell International, Inc., 421 F.3d 129, 136
(2d Cir. 2005) (same); Schertenleib v. Traum, supra, 589
F.2d 1161–63 (same). The purpose of the conditional
dismissal is to ensure that, in circumstances in which the
trial court remains concerned about its adequate forum
determination, the plaintiffs retain a remedy in at least
one venue while allowing the foreign jurisdiction, which
is often best suited to apply its own law, to first decide
whether the action can proceed there. See, e.g., Mills v.
Aetna Fire Underwriters Ins. Co., 511 A.2d 8, 14 (D.C.
1986). Under these circumstances, the trial court in the
present case properly made its dismissal contingent on
the defendants’ stipulation that the plaintiffs may bring
this action in the Philippines and that the defendants
would not oppose the plaintiffs’ reinstatement of the
Connecticut action if it becomes necessary. See footnote
2 of this opinion; see also Durkin v. Intevac, Inc., supra,
DeCicco v. Dynata, LLC
480–81 and n.23. As we stated, a defendant’s stipula-
tion alone will not suffice to render an alternative forum
adequate, and a trial court must meaningfully assess the
parties’ submissions to decide the adequacy of the for-
eign jurisdiction. We conclude that the Appellate Court
correctly determined that the trial court performed that
assessment here.
The judgment of the Appellate Court is affirmed.
In this opinion the other justices concurred.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.