State v. Anthony V.
State v. Anthony V.
354 Conn. 255
Opinion of the Court
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State v. Anthony V.
STATE OF CONNECTICUT v. ANTHONY V.*
(SC 21050)
Mullins, C. J., and McDonald, D’Auria, Ecker,
Alexander, Dannehy and Bright, Js.
Syllabus
The state appealed to this court, on the granting of certification, from the
judgment of the Appellate Court, which had reversed the defendant’s con-
viction of manslaughter in the first degree with a firearm. The defendant’s
conviction stemmed from an incident in which he shot the victim in the head
with a revolver while she was sitting in a small bathroom in their residence.
At trial, there was a factual dispute concerning the defendant’s conduct
leading up to the shooting. The prosecutor, relying on forensic evidence,
argued that, while the victim was sitting in the bathroom, the defendant had
forcefully pressed the muzzle of the fully-cocked, loaded revolver against her
head before it discharged. In contrast, the defense advanced the theory that
the revolver, which had a trigger that did not require much force to fire, had
accidentally discharged when the defendant tripped on the doorframe of the
bathroom. The trial court charged the jury on reckless manslaughter in the
first degree with a firearm, along with lesser included offenses, but did not
include any express reference to general intent in its charge. On appeal, the
state claimed that the Appellate Court had incorrectly concluded that the
trial court’s failure to instruct the jury specifically on general intent con-
stituted plain error requiring reversal of the defendant’s conviction. Held:
The Appellate Court incorrectly concluded that the trial court’s omission
of a specific general intent instruction in its jury charge was plain error,
and, accordingly, this court reversed the Appellate Court’s judgment and
directed that court to affirm the defendant’s conviction.
The trial court’s omission of a general intent instruction was not an error so
obvious and indisputable as to warrant reversal, as the court’s charge, when
read as a whole, apprised the jury of the requisite element of general intent.
Specifically, the trial court, in charging the jury on reckless manslaughter
in the first degree, instructed it on the element of recklessness, the terms
of which incorporated the concept of general intent to engage in volitional
conduct.
Moreover, the trial court’s omission of a general intent instruction did not
result in a manifest injustice because the defendant’s course of conduct lead-
ing up to the shooting involved many volitional acts that culminated in the
creation of a grave risk of death under circumstances evincing an extreme
indifference to human life, and the state carried its burden of proving that
*
In accordance with our policy of protecting the privacy interests of
the victims of family violence, we decline to use the defendant’s full
name or to identify the victim or others through whom the victim’s
identity may be ascertained. See General Statutes § 54-86e.
State v. Anthony V.
the defendant had the requisite general intent necessary for a conviction of
reckless manslaughter in the first degree with a firearm.
There was no merit to the defendant’s contention that this court’s rejection
of the defendant’s plain error claim violated the theory of the case doctrine
insofar as the manslaughter charge was based on the prosecutor’s allegation
that the defendant had placed the revolver against the victim’s head.
The prosecutor not only relied on evidence establishing that the defendant
had pressed the revolver against the victim’s head prior to its discharge,
but also focused on the dangerous nature of the revolver and a trigger that
did not require much force to fire a bullet, the defendant’s awareness of the
safety deficiencies of this particular revolver, and the cramped nature of
the bathroom in which the victim was killed, all of which served to clarify
the prosecutor’s position that the jury should consider the defendant’s
entire course of conduct in determining whether he was guilty of reckless
manslaughter in the first degree with a firearm.
Argued December 1, 2025—officially released March 3, 2026
Procedural History
Substitute information charging the defendant with
the crime of manslaughter in the first degree with a fire-
arm, brought to the Superior Court in the judicial district
of New Haven and tried to the jury before Alander, J.;
verdict and judgment of guilty, from which the defen-
dant appealed to the Appellate Court, Clark, Seeley and
Palmer, Js., which reversed the trial court’s judgment
and remanded the case for a new trial, and the state,
on the granting of certification, appealed to this court.
Reversed; judgment directed.
Danielle Koch, assistant state’s attorney, with whom,
on the brief, were John P. Doyle, Jr., state’s attorney,
Lisa D’Angelo, deputy chief state’s attorney, and Adri-
enne Russo, supervisory assistant state’s attorney, for
the appellant (state).
Denis J. O’Malley III, assistant public defender, with
whom was Kevin Semataska, assistant public defender,
for the appellee (defendant).
Opinion
ALEXANDER, J. A jury found the defendant,
Anthony V., guilty of manslaughter in the first degree
State v. Anthony V.
with a firearm in violation of General Statutes §§ 53a-55
(a) (3) and 53a-55a (a), in connection with an incident
in which he shot the victim, his girlfriend, in the head
with a revolver. The sole issue in this certified appeal is
whether the Appellate Court correctly concluded that
the trial court’s failure to instruct the jury on general
intent was plain error requiring reversal of the defen-
dant’s conviction. Because the principle of general intent
was subsumed in the recklessness element of the man-
slaughter offense under either of the state’s two theo-
ries of the case at trial, we conclude that the failure to
include a stand-alone general intent instruction was not
plain error. Accordingly, we reverse the judgment of the
Appellate Court.
The jury reasonably could have found the following
facts. The defendant and the victim were in an often
volatile romantic relationship. They resided together
in an apartment in New Haven. On October 17, 2020,
shortly before midnight, the defendant called the police
and reported that the victim had been shot at their resi-
dence. The police found the defendant in a bathroom
performing cardiopulmonary resuscitation on the victim,
who was unconscious and covered in blood. The police
also observed, and later seized, a revolver lying on the
bathroom floor. At the time of the victim’s death, the
defendant was handling the revolver, from which a single
bullet was fired that fatally struck the victim in the head
while she was sitting in the small bathroom.1
The defendant’s revolver was later identified as a .44
caliber Pietta replica of a Civil War-era Colt 1851 Navy
revolver (revolver). The revolver holds ammunition in
a six chamber, rotating cylinder. To discharge a bul-
let, each chamber must be loaded separately with black
powder, a lead ball projectile, and a percussion cap, and
the hammer of the revolver must be fully-cocked. Once
the trigger is pulled, the hammer drops and strikes the
percussion cap, which ignites the powder that will pro-
pel the lead ball projectile. The hammer can be set in
1
The bathroom was approximately five feet wide by seven feet long.
State v. Anthony V.
three different positions—resting, half-cocked, and
fully-cocked. To prevent an unintended discharge, the
revolver’s hammer is kept in a resting or half-cocked
position, which renders the revolver unable to fire. The
half-cocked position should also be used when cleaning
the revolver because it allows the percussion caps to be
removed. For safety reasons, the revolver must be carried
with the hammer resting on an empty chamber so that,
in case of accidental fire, it will not discharge a bullet.2
The hammer should be placed in the fully-cocked position
only when the user intends to fire it.
The distinguishing feature of the defendant’s revolver
is its “hair trigger,” meaning that the force required to
pull the trigger and to discharge a bullet is extremely
light. Unlike a standard single action trigger pull, which
requires approximately 6 pounds of pressure, the defen-
dant’s revolver had a single action trigger pull of, on
average, 0.98 pounds. Dennis Lyons, a criminalist with
the Rhode Island State Crime Laboratory, testified that
this was the lightest trigger pull he had ever encoun-
tered. John Cavanna, a sergeant with the Hartford Police
Department, testified that the hair trigger may have been
the result of a manufacturing defect or postproduction
modification.
The defendant, who owned the revolver for many years,
was aware of its safety deficiencies. The parties stipulated
that, when interviewed by the detectives investigat-
ing the incident, the defendant stated: “It’s an antique
pistol. It’s a very complicated thing. It’s a revolver so
it’s not really the safest thing. . . . That thing should’ve
never been loaded. The [percussion] caps should’ve never
been on it.” (Emphasis added; internal quotation marks
omitted.) He also told detectives that he did not allow
the victim to handle the revolver because it was unsafe.
2
The owner’s manual for the revolver expressly warns: “When the
hammer is uncocked, it is resting directly on a percussion cap when
fully loaded. A blow to the hammer resulting from a fall/dropping of
the gun can cause the gun to discharge. To prevent accidental discharges
caused by a blow to the hammer: ALWAYS carry [the revolver] with
the hammer down on an empty chamber . . . .”
State v. Anthony V.
Following an investigation, the state charged the
defendant with reckless manslaughter in the first degree
with a firearm, and the case was tried to a jury. At trial,
there was a significant factual dispute concerning the
defendant’s conduct in the moments leading up to the
shooting. Relying on forensic evidence, the state argued
that, while the victim was sitting in the bathroom, the
defendant forcefully pressed the muzzle of the fully-
cocked, loaded revolver against her head before it dis-
charged.3 In contrast, the defendant relied on statements
he previously made during police interviews in support
of a theory that the revolver had accidentally discharged
when he tripped on the doorframe of the bathroom.4 Dur-
ing those interviews, the defendant stated that, on the
night in question, he had decided to clean the revolver,
which he kept loaded for self-defense purposes.5 While
holding the revolver and trying to remove a percussion
cap, he walked toward the bathroom to retrieve napkins
with which to wipe down the gun. When he arrived at the
bathroom, the victim was sitting on the toilet with the
door open. Then, according to the defendant, he stubbed
his toe on the narrow bathroom doorframe, stumbled,
and fell forward, causing the revolver to slip from his
hands and to discharge a bullet that struck the victim
in the head. The defendant relied on Cavanna’s testi-
mony that the hair trigger may have been the result of a
manufacturing defect or modification in arguing that he
had failed to perceive the risks that the revolver posed.
The trial court charged the jury on reckless man-
slaughter in the first degree with a firearm, along with
3
The state supported this theory with testimony from James Gill, the
state’s chief medical examiner, that the victim’s entrance gunshot wound
indicated a “blowback laceration,” which typically occurs when a gun
is discharged while pressed against the skin. The state also introduced
evidence that the defendant’s revolver had hair like fibers on its barrel.
4
In support of the accident theory, the defendant’s father testified
that the defendant and the victim were in a healthy relationship and
“[got] along fine.”
5
The defendant explained that he kept the revolver loaded for self-
defense purposes because he lived in a high crime neighborhood. He
stated that he had fired the revolver only once in the many years that
he owned it and that he routinely wiped it down to prevent the collec-
tion of oil and dust.
State v. Anthony V.
lesser included offenses. Relevant to this appeal, nei-
ther party requested an instruction on general intent,
and the court’s instructions to the jury did not include
any express reference to general intent. The jury found
the defendant guilty of reckless manslaughter in the
first degree with a firearm. The trial court subsequently
sentenced the defendant to a term of twenty-five years
of imprisonment, execution suspended after eighteen
years, followed by three years of probation.
The defendant appealed from the judgment of con-
viction to the Appellate Court. See generally State v.
Anthony V., 227 Conn. App. 281, 321 A.3d 403 (2024).
In that appeal, he sought reversal under the plain error
doctrine,6 claiming that the trial court had erred in
failing to instruct the jury on general intent for the
charged offense. Id., 303. The Appellate Court agreed;
id., 303–304; concluding that the element of general
intent, namely, whether the defendant acted volition-
ally by pressing the revolver against the victim’s head,
was “[t]he critical issue” for the jury to resolve.7 Id.,
311. Without a general intent instruction, the Appel-
late Court reasoned, “the jury reasonably could not have
appreciated the significance of [the defendant’s] version
of events” and “could have found [him] guilty on the
basis of acts or movements . . . that were not volitional
or intentional but, rather, accidental or involuntary.”
Id., 308. This appeal followed.8
The state claims that the Appellate Court incorrectly
concluded that the omission of an instruction on general
6
The Appellate Court concluded that the defendant’s claim of instruc-
tional error was implicitly waived under State v. Kitchens, 299 Conn.
447, 482–83, 10 A.3d 942 (2011), and considered his claims under the
plain error doctrine. See State v. Anthony V., supra, 227 Conn. App.
303 n.13.
7
The defendant also claimed in the Appellate Court that the evidence
was insufficient to support his conviction. State v. Anthony V., supra,
227 Conn. App. 283, 285. The Appellate Court disagreed, concluding
that “the jury reasonably could have [accepted] . . . the state’s theory
that the defendant [had] intentionally placed the muzzle of the revolver
to the victim’s head.” Id., 299.
8
We granted the state’s petition for certification to appeal, limited to
the following issue: “Did the Appellate Court correctly conclude that it
State v. Anthony V.
intent was plain error. The state argues that a separate
general intent instruction was not required because the
element of recklessness, which the trial court instructed
the jury on in detail, necessarily included the concept of
general intent. The state further contends that the Appel-
late Court incorrectly determined that the issue of gen-
eral intent turned on whether the jury believed that the
defendant had pressed the muzzle of the revolver against
the victim’s head. In the state’s view, that particular
fact was “legally nonessential” because the defendant’s
general intent was evidenced by his undisputed course of
conduct of how he admittedly handled the revolver on the
night of the shooting. The state argues that, even if the
jury believed the defendant’s version of events, it still
would have found him guilty of reckless manslaughter in
the first degree with a firearm. We agree with the state.
Our review of the Appellate Court’s application of
the plain error doctrine is plenary. See, e.g., State v.
Blaine, 334 Conn. 298, 305, 221 A.3d 798 (2019). A
well established two-pronged test governs the plain
error inquiry. See, e.g., State v. Kyle A., 348 Conn.
437, 446, 307 A.3d 249 (2024); see also Practice Book
§ 60-5. “This [test] requires that we first consider
whether the error is indeed plain in the sense that it is
patent [or] readily [discernible] on the face of a factually
adequate record, [and] also . . . obvious in the sense of
not debatable. . . . Second, we must determine whether
the consequences of the error are so grievous as to be
fundamentally unfair or manifestly unjust.” (Citation
omitted; internal quotation marks omitted.) State v.
Daren Y., 350 Conn. 393, 405–406, 324 A.3d 734 (2024).
Turning to the first prong of the plain error test, we
conclude that the trial court’s omission of a general
intent instruction was not an error so obvious and indis-
putable as to warrant reversal. It is well settled that
was plain error not to instruct on general intent when the state charged
the defendant with manslaughter in the first degree with a firearm in
violation of . . . §§ 53a-55 (a) (3) and 53a-55a (a), and the defendant’s
theory of the case was that his conduct was accidental?” State v. Anthony
V., 350 Conn. 914, 914–15, 324 A.3d 791 (2024).
State v. Anthony V.
“a defendant is entitled to have the jury correctly and
adequately instructed on the pertinent principles of sub-
stantive law.” (Internal quotation marks omitted.) State
v. Blaine, supra, 334 Conn. 308. Nevertheless, “[jury]
instructions need not be perfect . . . .” (Internal quota-
tion marks omitted.) Id. When reviewing a challenged
instruction, “we . . . adhere to the well [established]
rule that a charge to the jury is to be considered in its
entirety, read as a whole, and judged by its total effect
rather than by its individual component parts. . . . As
long as [the instructions] are correct in law, adapted to
the issues and sufficient for the guidance of the jury . . .
we will not view the instructions as improper.” (Internal
quotation marks omitted.) State v. Bruny, 342 Conn.
169, 202, 269 A.3d 38 (2022).
To secure the defendant’s conviction of reckless man-
slaughter in the first degree with a firearm, the state
was required to prove beyond a reasonable doubt that (1)
under circumstances evincing an extreme indifference
to human life, (2) the defendant recklessly engaged in
conduct that created a grave risk of death to the victim,
(3) the defendant caused the death of the victim, and (4)
in the commission of the offense, he used a firearm. See
General Statutes §§ 53a-55 (a) (3) and 53a-55a (a); see
also Leon v. Commissioner of Correction, 189 Conn. App.
512, 539, 208 A.3d 296, cert. denied, 332 Conn. 909,
209 A.3d 1232 (2019). The state also bore the burden
of proving beyond a reasonable doubt that “the defen-
dant had the general intent to engage in conduct that
created a grave risk of death to another person under
circumstances evincing extreme indifference to human
life.” (Internal quotation marks omitted.) Leon v. Com-
missioner of Correction, supra, 539.
The term “general intent” refers to whether a defen-
dant intended to engage in the proscribed conduct delib-
erately, consciously, or purposefully. See, e.g., State
v. Juan J., 344 Conn. 1, 21, 276 A.3d 935 (2022). The
element requires proof that the defendant acted volition-
ally “to make the bodily movement [that] constitutes
the act [that] the crime requires.” (Internal quotation
marks omitted.) State v. Gonzalez, 300 Conn. 490, 502,
State v. Anthony V.
15 A.3d 1049 (2011). Because a defendant’s intent “to
perform the physical acts that constitute the crime . . . in
the manner proved by the evidence [is] implicitly a part
of the state’s burden of proof and, in that sense, an ele-
ment of the crime,” a jury instruction on general intent
is required only when that element has been disputed at
trial and “there is evidence . . . that suggests that the
defendant’s conduct was involuntary . . . .” (Internal
quotation marks omitted.) Id., 502 n.14.
The jury charge in the present case, when read as a
whole, apprised the jury of the requisite element of gen-
eral intent. The critical issue of intent for the jury was
not whether the defendant acted volitionally by placing
the revolver against the victim’s head. Rather, the issue
was whether the defendant acted recklessly by enter-
ing the bathroom, in close proximity to the victim, as
he attempted to remove a percussion cap from what
he knew to be a loaded, hair-trigger, and exceptionally
dangerous revolver. Although there was no express ref-
erence to general intent in the jury charge, the trial
court instructed the jury on the element of recklessness,
the terms of which incorporated the concept of general
intent to engage in volitional conduct. The trial court
instructed the jury in relevant part: “A person is guilty
of manslaughter in the first degree with a firearm when,
under circumstances evincing an extreme indifference
to human life, he recklessly engages in conduct [that]
creates a grave risk of death to another person . . . .
***
“The third essential element [of manslaughter in the
first degree with a firearm] is that the defendant engaged
. . . in such conduct recklessly. Under our law, a person
acts recklessly with respect to a result or to a circum-
stance . . . when he is aware of and consciously disregards
a substantial and unjustifiable risk that such result will
occur or that such circumstance exists. . . . There must
be a great or substantial difference between, on the . . .
one hand, the defendant’s conduct in consciously disre-
garding a substantial and unjustifiable risk and, on the
State v. Anthony V.
other hand, what a reasonable person would have done
or not done under the circumstances.
“Here, the risk, which the state must prove beyond a
reasonable doubt, that the defendant was aware of but
consciously disregarded when he engaged in his chal-
lenged conduct is . . . [a] risk that such conduct would
cause the death of [the victim], which was not only sub-
stantial and unjustifiable, but grave or extremely serious.
The state must further establish that disregarding that
risk was a gross deviation from the standard of conduct
that a reasonable person would have observed in the
defendant’s situation.” (Emphasis added.)
A jury “charge . . . is not to be critically dissected for
the purpose of discovering possible inaccuracies of state-
ment, but it is to be considered rather as to its probable
effect [on] the jury in guiding [it] to a correct verdict . .
. .” (Internal quotation marks omitted.) State v. Blaine,
supra, 334 Conn. 308. It is “especially rare for a jury
instruction to be so clearly improper that . . . plain error
review [is] necessary to correct it.” State v. Kyle A.,
supra, 348 Conn. 448. “An omission, or an incomplete
instruction, is less likely to be prejudicial than a mis-
statement of the law.” (Internal quotation marks omit-
ted.) Id., 451.
In the present case, under the instruction given at
trial, the jury could find the defendant guilty of the
charged offense only if it concluded that he had engaged
in the challenged conduct—walking in close proximity
to the victim as he handled a loaded, uniquely hazardous
revolver—while aware of, but consciously disregarding,
a grave risk of death to the victim. A general intent
instruction, if provided, would have directed the jury
to find the defendant guilty only if he intended—either
deliberately, consciously, or purposefully—to engage
in conduct that created a grave risk of death to another
person under circumstances evincing extreme indif-
ference to human life. See Connecticut Criminal Jury
Instructions 2.3-1, available at https://www.jud.ct.gov/
JI/Criminal/Criminal.pdf (last visited February 24,
State v. Anthony V.
2026). The omission of that language did not mislead
the jury because the very same requirement was incor-
porated in the instruction describing the mental state
that defines recklessness. See, e.g., State v. Salamon,
287 Conn. 509, 573–74, 949 A.2d 1092 (2008) (conclud-
ing that incomplete definition of intent did not mislead
jury with respect to crime of unlawful restraint in the
first degree because that mental state was accurately
defined in connection with act element of restraint).
General intent was necessarily implicit in the finding of
conscious disregard. See, e.g., State v. Gonzalez, supra,
300 Conn. 502 n.14. Indeed, the core of recklessness is
“a subjective realization of a risk and a conscious deci-
sion to ignore that risk . . . .” (Internal quotation marks
omitted.) State v. Wade, 106 Conn. App. 467, 479, 942
A.2d 1985, cert. granted, 287 Conn. 908, 950 A.2d 1286
(2008) (appeal withdrawn June 11, 2008).
In addition to the lack of an obvious error, we cannot
conclude that a manifest injustice occurred in this case.
In the Appellate Court’s view, general intent was the
dispositive issue at trial; State v. Anthony V., supra, 227
Conn. App. 311; and, in order to secure a conviction, “the
state was required to prove . . . that the [defendant] acted
volitionally to use . . . [the revolver] . . . by intentionally
placing it against the victim’s head.” (Emphasis added;
internal quotation marks omitted.) Id., 307. Thus, the
Appellate Court reasoned that, without a general intent
instruction, “the jury reasonably could not have appre-
ciated the significance of [the defendant’s] version of
events” and might have relied on an accident to find him
guilty. Id., 308. Expanding on this point, the defendant
cites this court’s decision in State v. Martin, 189 Conn.
1, 454 A.2d 256, cert. denied, 461 U.S. 933, 103 S. Ct.
2098, 77 L. Ed. 2d 306 (1983), in arguing that the jury
could not properly consider his claim of accident without
a general intent instruction. We disagree.
In Martin, the defendant was charged with risk of
injury to a child, among other crimes, for pushing a child
against a wall. See id., 2, 5–6. At trial, the defendant
State v. Anthony V.
argued that his conduct was accidental. Id., 10. He
claimed that someone had grabbed him from behind,
he spun around, and his kneecap locked, causing him
to inadvertently fall into the child. Id., 11. The trial
court’s jury charge did not expressly define the element
of general intent. See id., 11–12. On appeal, this court
concluded that “[t]he defense of accident raised by the
defendant clearly presented the issue of whether his act
. . . was an intended bodily movement . . . . The failure
of the [trial] court even to allude to this defense as one
which the state had to disprove was a serious deficiency
in the charge.” Id., 13. Martin is distinguishable from
the present case because the defendant was charged with
reckless conduct, and his claim of accident here did not
address the admittedly nonaccidental conduct that the
jury was entitled to find established his criminal liabil-
ity for reckless manslaughter with a firearm. Instead,
the defendant claimed only that some of his conduct
was nonvolitional, namely, tripping while handling the
loaded revolver. We consider this to be a crucial distinc-
tion in determining whether the claim of accident placed
general intent at issue so as to render the absence of an
instruction on the element a manifest injustice. See
State v. Alston, 5 Conn. App. 571, 577–78, 501 A.2d 764
(1985) (trial court’s failure to instruct jury on general
intent did not require reversal of manslaughter convic-
tion when defendant claimed that “she did not intend to
make the physical movement” of stabbing because grave
risk of death was created by defendant’s entire course of
conduct, including “picking up the knife,” grabbing her
sister, and “slapping her with the knife”), cert. denied,
198 Conn. 804, 503 A.2d 1186 (1986).
In the present case, the defendant’s entire course
of conduct on the night of the victim’s death, nearly
all of which was undisputedly intentional, culminated
in creating a grave risk of death under circumstances
evincing an extreme indifference to human life. The
defendant’s claim that he tripped while holding the
revolver did not negate these undisputed facts estab-
lishing general intent—that is, he intentionally picked
State v. Anthony V.
up a loaded revolver with a hair trigger and, while trying
to remove the percussion caps, carried it toward a small
room where the victim was sitting. Thus, the claimed lack
of an instruction was not manifestly unjust because the
defendant’s course of conduct involved many volitional
acts, and the state still carried its burden of proving
that the defendant had the requisite general intent. See,
e.g., State v. Edwards, 214 Conn. 57, 67–68, 570 A.2d
193 (1990) (evidence was sufficient to sustain reckless
manslaughter conviction when defendant, who relied on
defense of accident, had possessed loaded revolver and
engaged in struggle for weapon resulting in accidental
discharge). Given these circumstances, we conclude that
it is not reasonably possible that the jury was misled by
the trial court’s failure to instruct it on general intent.
See, e.g., State v. Alston, supra, 5 Conn. App. 578.
The defendant argues that this conclusion violates the
theory of the case doctrine because the state charged the
defendant on the basis of the allegation that he placed the
revolver against the victim’s head, and not as a course
of conduct. He points specifically to the following state-
ment by the prosecutor during closing argument: “The
state’s theory is that the defendant showed an extreme
indifference to the life of [the victim] and created a grave
risk of her death when he pressed a loaded . . . revolver
to the side of her head . . . .” This argument is premised
on an incomplete view of the record.
Under the theory of the case doctrine, the state on
appeal may not change its factual theory of the case. See,
e.g., State v. Alicea, 339 Conn. 385, 399–400, 260 A.3d
1176 (2021). “[T]hat theory must have been not merely
before the jury due to an incidental reference, but as part
of a coherent theory of guilt that, upon [review of] the
principal stages of trial, can be characterized as having
been presented in a focused or otherwise cognizable sense.
. . . Accordingly, on appeal, the state may not construe
evidence adduced at trial to support an entirely differ-
ent theory of guilt than the one that the state argued
at trial.” (Citations omitted; internal quotation marks
State v. Anthony V.
omitted.) State v. King, 321 Conn. 135, 149, 136 A.3d
1210 (2016).
The prosecutor’s reliance on evidence establishing that
the defendant had pressed the revolver against the vic-
tim’s head prior to its accidental discharge did not com-
prise the state’s entire theory of the case. Throughout the
trial, the prosecution focused on the dangerous nature
of the revolver and its hair trigger, the defendant’s
awareness of these safety deficiencies, and the cramped
nature of the bathroom in which the victim was killed.
This evidence supported the prosecutor’s response to
the defendant’s claim that he tripped while handling
the loaded revolver. The prosecutor, without objection,
argued during rebuttal: “[T]he evidence supports no
other verdict than manslaughter in the first degree with
a firearm, no other conclusion [than] that [the defendant]
was extremely reckless that night. And that is true,
frankly, regardless of which version you believe, whether
he pressed the firearm up against her head forcefully or
he was handling it and tripped.”9 (Emphasis added.)
This statement clarified the state’s position that the
jury should consider the defendant’s entire course of
conduct in deciding whether to find him guilty. There-
fore, the state’s argument on appeal that the defendant
could have been convicted under his version of events
9
The entirety of the relevant portion of the prosecutor’s rebuttal clos-
ing argument is as follows: “[T]he evidence supports no other verdict
than manslaughter in the first degree with a firearm, no other conclu-
sion [than] that [the defendant] was extremely reckless that night. And
that is true, frankly, regardless of which version you believe, whether he
pressed the firearm up against her head forcefully or he was handling it
and tripped. He was extremely reckless that night. He was evincing an
extreme indifference to her life. He knew handling that gun loaded with
firing caps on was very dangerous. He knew if the gun were dropped with
those firing caps on, it could discharge. He knew it was a hair trigger,
and, yet, he’s still fiddling with the firing caps, not looking where he’s
going, blind as a bat, as he called himself, in forward motion toward
the incredibly small space where [the victim] was seated when she was
killed. And what happened as a result of the confluence of that extreme
recklessness was the product of [the] defendant’s disregard for [the
victim’s] life at that moment.” (Emphasis added.)
State v. Anthony V.
does not constitute a “trial by ambuscade.” (Internal
quotation marks omitted.) State v. King, supra, 321
Conn. 149. Accordingly, we conclude that the Appel-
late Court incorrectly determined that the trial court’s
omission of a general intent instruction was plain error.
The judgment of the Appellate Court is reversed and
the case is remanded to that court with direction to affirm
the judgment of the trial court.
In this opinion the other justices concurred.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.