Communist Party of United States v. McGrath
Concurring Opinion
(concurring in the result).
Pursuant to § 13(a) of the Internal Security Act of 1950, 50 U.S.C.A. § 792(a), the Attorney General petitioned the Subversive Activities Control Board to enter a final order requiring plaintiff, the Communist Party of the United States, to register. The Party appeared before the Board and moved to dismiss on several grounds, including the alleged unconstitutionality of the Board’s governing statute.
Neither a motion to dismiss nor any other responsive pleading has been filed by defendants. The narrow question before us is whether a preliminary injunction should issue against the defendants pending final disposition of this suit. Before considering that question, it is important to note that only the Communist Party and two of its officers are seeking relief. There are no alleged “Communist-front” organizations here nor are there any individuals who have been denied or are imminently' threatened with denial of non-elective federal employment under § 5, defense facility employment under § 5, or passports under § 6.
Issuance of a preliminary injunction is a matter within the sound discretion of the court.
Turning to the case before us, we have a motion for a preliminary injunction in a suit to enjoin the operation of certain provisions of an act of Congress on the ground that they are unconstitutional. The strong showing of injury ordinarily required of one seeking an injunction, even where private rights alone are involved, is multiplied manifold when an attempt is made to restrain an act of Congress. Issuance of the preliminary injunction would then be “a declaration for a time that [the statute] is unconstitutional”. Dryfoos v. Edwards, D.C.S.D.N.Y., 1919, 284 F. 596, 603. Of course, in a proper case, we are empowered to do just that. But in the exercise of our discretion, we should view more strictly a request for a preliminary injunction “which will adversely affect a public interest for whose impairment, even temporarily, an injunction bond cannot compensate.” In such a case, “the court may in the public interest withhold relief until a final determination of the rights of the parties, though the postponement may be burdensome to the plaintiff.” Yakus v. United States, 1944, 321 U.S. 414, 440, 64 S.Ct. 660, 675, 88 L.Ed. 834; Virginian Ry. Co. v. System Federation, No. 40, 1937, 300 U.S. 515, 552, 57 S.Ct. 592, 81 L.Ed. 789.
The case before us crystallizes a conflict of interests as critical as- any which has ever confronted this nation. Plaintiffs would have us view it as an instance of liberty being stifled by arbitrary authority, of the democratic process being undermined by an hysterical attempt of the major parties to suppress working class opposition. The Party describes itself as a purely political organization which is being singled out for discriminatory treatment in the form of requirements that it register, that its members be denied non-elective federal employment, employment in defense facilities-, passports, etc.
If there were no more to- be said in the matter, plaintiffs’ case would seem overwhelming. But much more is involved. Defendants contend that the Act of Congress here sought to be enjoined represents an attempt to balance the interests of liberty with the interest of the nation in combating what was believed to be a clear and present danger to its security. Since it was felt that the label “political party” should not be used as a cloak to shield foreign-controlled groups, conspiratorial in nature and not devoted to constitutional means' of change, the problem was -how best to remove the cloak and yet leave bona fide participation in the political process unchecked. This Congress sought to meet by a statute which, among other things, requires the registration of “Communist-action” organizations. Such organizations are defined to include only groups controlled from abroad and existing primarily to advance the objectives of the “world Communist movement”.
To assure orderly procedure for testing the status of any organization failing to register, a Board was created to determine the question of applicability of the Act.
As I have indicated, our function at this stage of the proceedings is to attempt to strike a balance of convenience, interests and probabilities rather than to determine any questions finally. This is obviously not a case in which public authority is being used to deny freedoms occupying a pre
Under the circumstances of this case, I would be disposed to grant the relief sought at this time only if it seemed clear that (1) the statutorily prescribed administrative procedure and judicial review were unconstitutional on their face; or (2) failure to restrain continued operation of the Act would result in immediate imposition of penalties provided therein without any intervening proceedings of either a quasi judicial or a judicial nature; or (3) by the very nature of the proceedings in question, deprivation of constitutional rights would inevitably result from their mere continuation. I have not yet been satisfied on any of these counts.
With regard to the administrative remedy, it is argued that § 2 of the Act predetermines the status of the Party as a “Communist-action organization”, and therefore there is really no remedy for them to exhaust. Section 2 embodies certain legislative findings and statements of objectives similar to those found in many statutes enacted in recent years. It is to a limited extent incorporated by reference into § 3(a) of the Act which defines “Communist action organizations,” inter alia, as organizations operating “primarily to advance the objectives of such world Communist movement as referred to in section 2 * * * ” and controlled by the foreign government or organization “controlling the world Communist movement referred to in section 2 * * *.” In the Board’s view, nothing in the legislative findings of § 2 withdraws from it the power to determine whether or not any respondent, including plaintiff Party, falls within the definition of the Act. Nothing requires it to find that any particular organization is either controlled by or primarily advancing the objectives of the “world Communist movement” referred to in § 2. At this preliminary stage, I can see nothing in the structure of the Act which pre-determines the question of coverage. The point is sufficiently doubtful to prevent me from basing an award of a preliminary injunction upon it.
Plaintiffs point to the many serious penalties established by the Act — both the traditionally criminal ones and those denying employment, passports, unrestricted use of the mails, radio and television. None of them can be imposed until after hearing before the Board and opportunity for judicial review in the case of the non-criminal penalties or until after prosecution in the regular course in the case of the traditional criminal penalties. As a result, intervention of a court of equity at this time would seem premature and not within the line of authority typified by Shields v. Utah & Idaho Central R. R. Co., 1938, 305 U.S. 177, 183, 59 S.Ct. 160, 83 L.Ed. 111, and Gibbs v. Buck, 1939, 307 U.S. 66, 77-78, 59 S.Ct. 725, 83 L.Ed. 1111,—cases where criminal prosecutions based upon allegedly illegal or unconstitutional action were imminent. It seems to me that the damage alleged by plaintiffs to have already resulted is attributable to the enactment of the statute and the nature of public opinion which generated it. Such consequences are, of course, serious but they are outside our power to control. At any rate, so far as pertinent, I believe they are more than balanced at this stage by the importance of the public interest here.
The Party also contends that its defense before the Board requires (1) the filing of an answer by plaintiff officers and (2) the testimony of such officers and others; that, in view of existing criminal provisions, both in this Act and in others, such individuals will not appear for fear of self-incrimination or, if subpoenaed, will invoke their privilege and, as a result, the Party’s defense will necessarily fail. This conclu-
The Boyd case involved a customs statute which provided for the forfeiture of merchandise if entry was made “by means of any fraudulent or false invoice” or other false statements written or oral. The statute also declared that upon motion of the Government, the defendant was required to produce in court his private books, invoices or papers “or else the allegations of the [Government] attorney to be taken as confessed”. The judgment of forfeiture resulting from the “confession” inferred from the failure to produce in response to the motion was held by the court to be a penalty for invoking the privilege and hence was unconstitutional compulsion of testimony.
In the case before us, a registration order may be issued against the Party by the Board under § 13(d) (2) “without the introduction of any evidence” only if the organization “declines or fails to appear at a hearing accorded”. This is merely a traditional default procedure. It does not require that a respondent produce evidence demanded by a petitioner, lest the petitioner’s allegations be taken as confessed upon failure to comply, as was true in Boyd. The procedure before the Board is such that no allegation of the Attorney General’s petition is admitted if the respondent appears and files an answer unless (1) the answer admits the particular allegation, or (2) there is a failure to deny or to explain or to state that respondent is without knowledge of such facts.
The necessary import of plaintiffs’ position is that, even if they were to file an
It would, of course, be improper to decide ' at this time the extent to which the Board must permit invocation of the privilege against self-incrimination by those who do appear and testify. I observe merely that the privilege could not constitutionally be denied unless complete immunity from prosecution were granted,
A number of other grounds for declaring the statute unconstitutional are advanced by plaintiffs. Among them is the charge that this Act, as applied to them, is an ex post facto law; that it is a bill of attainder which condemns them to punishment without judicial trial; that it is vague and indefinite ; that it violates the First and Fifth Amendments generally; that the Board does not lawfully exist. In view of what I have already said, I think further consideration of these points should be withheld at this preliminary stage of the proceedings.
It would appear that my brethren have finally determined that plaintiffs have not exhausted their administrative remedies. I would not decide that question until there has been joinder of issue by responsive pleadings. To do otherwise in a case alleging deprivation of fundamental rights is to ignore the Supreme Court’s admonition in Aircraft & Diesel Equipment Corp. v. Hirsch, 1947, 331 U.S. 752, 774, 67 S.Ct. 1493, 1504, 91 L.Ed. 1796, that the necessity for exhaustion of administrative remedy is subject to the condition that “following the prescribed remedy * * * will not certainly or probably result in the loss or destruction of substantive rights.”
. A motion to strike was also filed with the Board. Since it was based upon grounds also relied upon to support the motion to dismiss, it need not be described separately,
. Pursuant to 28 U.S.C.A. §§ 2282, 2284.
. See generally Yakus v. United States, 1944, 321 U.S. 414, 440-441, 64 S.Ct. 660, 88 L.Ed. 834; Rice & Adams Corp. v. Lathrop, 1929, 278 U.S. 509, 514, 49 S.Ct. 220, 73 L.Ed. 480; Wholesale and Warehouse Workers’ Union v. Douds, D.C.S.D.N.Y., 1948, 79 F.Supp. 563, 565, affirmed American Communications Ass’n, C. I. O. v. Douds, 1950, 339 U.S. 382, 70 S.Ct. 674.
. See also, for example, § 10 of the Act which places certain restrictions on use of the mails and of radio or television stations by “Communist-action” organizations; § 11, which provides for denial of tax deductions and exemptions to such organizations.
. See, e. g., § 4 of the Act.
. Section 3(3) of the Act provides as follows:
“The term ‘Communist-action organization’ means—
“(a) any organization in the United States (other than a diplomatic representative or mission of a foreign government accredited as such by the Department of State) which (i) is substantially directed, dominated, or controlled by the foreign government or foreign organization controlling the world Communist movement referred to in section 2 of this title, and (ii) operates primarily to advance the objectives of such world Communist movement as referred to in section 2 of this title; and
“(b) any section, branch, fraction, or cell of any organization defined in sub-paragraph (a) of this paragraph which has not complied with the registration requirements of this title.”
. Sections 13 and 14 provide for the proceedings before the Board.
. Section 7(g).
. Section 201.7 of the Board’s Buies of Practice provides, in pertinent part, as follows: “The answer shall contain a short and simple statement of the facts which constitute the grounds of defense. The answer shall specifically admit, deny or explain each of the facts alleged in the petition or process requiring an answer, unless the organization or individual is without knowledge of such facts, in which case this shall be stated, and such statement shall operate as a denial. All allegations in the petition or process requiring an answer, if no answer is filed or any allegation thereof is not specifically denied or explained by the answer, shall be deemed admitted to be true and may be so found by the Board.”
. See Rogers v. United States, 71 S.Ct. 438, and cases cited therein. See also United States v. White, 1944, 322 U.S. 694, 698-699, 64 S.Ct. 1248, 88 L.Ed. 1542; Friedman v. United States, 2 Cir., 1921, 276 F. 792, 794-795; United States v. Miller, D.C.E.D.Pa., 1948, 80 F.Supp. 979, 981-982.
. Wigmore, quoted in United States v. Benjamin, 2 Cir., 1941, 120 F.2d 521, 522.
. Counselman v. Hitchcock, 1892, 142 U. S. 547, 12 S.Ct. 195, 35 L.Ed. 1110.
Opinion of the Court
The preliminary relief sought must be denied since plaintiffs have not exhausted their administrative remedies and for the further reason that the public interest is paramount to any threatened loss or damage to plaintiffs pending final determination of the case. Furthermore, the constitutional questions raised by the plaintiffs can be saved before the Board and determined upon review by the United States Court of Appeals pursuant to the direction of Congress for judicial review of the Board’s actions under the controlling statute.
Counsel will submit for settlement findings of fact and conclusions of law and appropriate order denying the issuance of preliminary injunction.
Reference
- Full Case Name
- COMMUNIST PARTY OF UNITED STATES OF AMERICA Et Al. v. McGRATH Et Al.
- Cited By
- 25 cases
- Status
- Published