Assiniboine & Sioux Tribes of the Fort Peck Indian Reservation v. Norton
Assiniboine & Sioux Tribes of the Fort Peck Indian Reservation v. Norton
Opinion of the Court
MEMORANDUM ORDER
Defendants have moved for a six-month remand and stay of litigation in each of the 37 tribal lawsuits pending before me. See, e.g., Tohono O‘Odham Nation v. Kempthorne, 06-2236, [Dkt. 17, 18]. The plaintiff tribes all oppose the motion. The motion is fully briefed. No party has requested oral argument. For the reasons set forth below, the motion will be denied.
Background
On December 14, 2006, 21 of these suits were transferred to me with the Individual Indian Money account lawsuit, Cobell v. Kempthorne, No. 96-1285. Sixteen additional, similar suits were filed immediately thereafter. In all 37 cases, tribal plaintiffs raise accounting and mismanagement claims regarding assets and funds held in trust by the United States. At the time they were transferred to me, many of the older cases were in active settlement discussions. All were moving along — or not moving — with relatively limited judicial involvement. See, e.g., Oct. 22, 2007 Supplemental Memorandum of Plaintiffs Assini-boine and Sioux Tribes of the Fort Peck Indian Reservation v. Norton, No. 02-0035, Standing Rock Sioux Tribe v. Nor
The government then filed identical motions in all 37 tribal suits. See, e.g., Motion to Remand And Stay Litigation, Nez Perce Tribe, et al. v. Kempthorne, No. 06-2239 [Dkt. 37]. On October 1, 2007, plaintiffs Ak-Chin Indian Community, Passamquoddy Tribe of Maine, Salt River Pima-Maricopa Indian Community, and Tohono O‘Odham Nation filed a brief opposing the remand motion. See, e.g., Memorandum in opposition to Motion to Remand and for Stay of Litigation, Ak-Chin Indian Community v. Kempthorne, No. 06-2245 [Dkt. 22], That brief was filed on behalf of all the litigating tribes except the Osage Tribe of Indians of Oklahoma and the Gila River Indian Community, who (together) filed their own opposition brief. See, e.g., Memorandum in opposition to Motion to Remand and for Stay of Litigation, Osage Tribe of Indians of Oklahoma v. Kempthorne, No. 04-0283 [Dkt. 51]. On October 22, 2007, supplemental opposition briefs
Discussion
A June 18, 2007, government memorandum requesting limited consolidation for the remand motion it then expected to file in the Tohono O‘Odham, Salt River Pima-Maricopa, Ak-Chin, and Passamaquoddy cases indicated that, if remand were granted, the Interior department would “define and complete the accounting for those Tribes as Interior deems required under its statutory and regulatory mandates ... [and that] [u]pon completion of that remand, Defendants [would] present the accountings, along with the supporting administrative records, to Plaintiffs for their review.” See, e.g., Defendants’ Bench Memorandum on Case Management, Passamaquoddy Tribe of Maine v. Kempthorne, No. 06-2240 [Dkt. 12] at 2. That undertaking echoed the status report filed in those four cases on May 4, 2007.
The actual remand motion the government has now filed is not so optimistic. Now, instead of defining, completing and
Before discussing those reasons further, I should note that the use of the word “remand” in the context of these cases is imprecise and even misleading. In its ordinary usage, a remand sends a case from one docket to another — from a federal court back to a state court after an improper removal, from an appellate court back to a trial court after a reversal, or from a reviewing court back to an administrative agency for further proceedings. It is the third of those examples that the government presumably invokes when it asks for a remand here, but the example does not fit. These cases, like Cobell, sound in traditional equity as well as in administrative law — the exact relationship of one to the other yet to be determined. I use the word “remand” only because the parties do (and because, as noted below, the Court of Appeals does).
In his declaration supporting the remand motion, Special Trustee Ross Swimmer identifies several factors the agency will consider in developing its accounting plan.
This court cannot and will not dictate the details of any tribal trust accounting plan. However, it is the court’s obligation to define the trustee’s legal duties and resolve the various charges raised in plaintiffs’ complaints. I see no reason to delay that process with a remand, the fruits of which are unlikely to aid in the court’s determination of such threshold questions of duty and breach. If, and when, the defendants are found to be in breach of the fiduciary duties identified in plaintiffs’ complaints, it may be “proper ... to remand [sic] the case for further agency consideration in harmony with the court’s holding.” Cobell v. Norton, 240 F.3d 1081, 1109 (D.C.Cir. 2001).
The doctrine of primary jurisdiction applies “when a claim is originally cognizable in the courts, and comes into play whenever enforcement of the claim requires the resolution of issues which,
The government argues in the alternative that the court should grant the agency a voluntary remand. Voluntary remands are appropriate where an agency seeks to consider “intervening events outside of the agency’s control, [ ] reconsider its previous position ... [or where an agency] believes that its original decision is incorrect on the merits and it wishes to change the result.” SKF USA, Inc. v. United States, 254 F.3d 1022, 1028-29 (Fed.Cir. 2001). Defendants submit that “ ‘lessons learned’ from the current accounting work by OST ... criticisms of prior tribal accounting work, and [the need to] provide an administrative record for the tribal accounting plan” constitute intervening events that should be analyzed during a voluntary remand. Defendants’ Reply Brief at 16. These events do not constitute “substantial and legitimate” grounds for a remand in late 2007, however. Criticisms of prior tribal accounting work have been lodged against the agency for more than ten years. See May 1996 GAO Report. OST accounting work has been underway since the Office’s inception, and the obligation to create tribal accounting plans has been evident for years. While the department may have properly focused much of its effort on settlement negotiations with tribes in recent years, nothing prevented the agency from at least planning its historical accounting activities concurrently with those negotiations, in accordance with statutory mandates.
Consideration of the remand issue itself has delayed the tribal lawsuits nearly six months. Granting the remand would therefore result in the delay of an entire year. Defendants argue that plaintiffs would not suffer prejudice “considering the early stage of litigation at which this motion is filed.” Defendants’ Motion for a Remand and Stay at 33. Though some of these cases were filed in the waning days of 2006, others were filed in 2002, and the department has been on notice of these concerns for decades. In view of that history, a six-month delay at this juncture would be inappropriate.
It is accordingly ORDERED that the government’s remand and stay motion is denied. It is
FURTHER ORDERED that the temporary stay of litigation granted on July 2, 2007 is lifted. And it is
FURTHER ORDERED that each plaintiff tribe, group of tribes, or putative class of tribes file a status report (only in the appropriate individual case or cases) within 30 days of the date of this order,
. On August 23, 2007, I ordered the tribal plaintiffs to file one or more principal briefs by October 1, 2007, and any supplemental briefs by October 22, 2007. See, e.g., Oglala Sioux Tribe v. Kempthorne, No. 04-1126 [Dkt. 47],
. Plaintiffs object to the court's consideration of the Swimmer declaration. Their concerns stem from declarant's description of agency actions from the 1990’s of which the declar-ant has, allegedly, no personal knowledge, as well as certain discrepancies between the de-clarant's current and former characterizations of Interior's capabilities in managing and accounting for tribal trusts. I find it unnecessary to reach plaintiffs’ objections, as I rely on the declaration only in so far as it sheds light on the actions the department would take and factors it would consider during a remand and stay.
Reference
- Full Case Name
- ASSINIBOINE & SIOUX TRIBES OF the FORT PECK INDIAN RESERVATION v. NORTON Standing Rock Sioux Tribe v. Norton Three Affiliated Tribes of the Fort Berthold Reservation v. Norton Shoshone-Bannock Tribes of the Fort Hall Reservation v. Norton Chippewa Cree Tribe of the Rocky Boy's Reservation v. Norton Yankton Sioux Tribe v. Norton Osage Tribe of Indians of Oklahoma v. USA Crow Creek Sioux Tribe v. Kempthorne Omaha Tribe of Nebraska v. Kempthorne Oglala Sioux Tribe v. Kempthorne The Confederated Tribes of the Colville Reservation v. Norton Wyandot Nation of Kansas v. Kempthorne Rosebud Sioux Tribe v. Kempthorne Winnebago Tribe of Nebraska v. Kempthorne Lower Brule Sioux Tribe v. Kempthorne Prairie Band of Potawatomi Nation v. Kempthorne Te-Moak Tribe of Western Shoshone Indians v. Norton Cheyenne River Sioux Tribe v. Kempthorne Stillaguamish Tribe of Indians v. Kempthorne Iowa Tribe of Kansas and Nebraska v. Kempthorne Confederated Tribes of the Goshute Reservation v. Kempthorne Muskogee (Creek) Nation of Oklahoma v. Kempthorne Eastern Shawnee Tribe of Oklahoma v. Kempthorne Northwestern Band of Shoshone v. Kempthorne Red Cliff Bank of Lake Superior Indians v. Kempthorne Pechanga Band of Luiseno Mission Indians v. Kempthorne Colorado River Indian Tribes v. Kempthorne Tohono O'Odham Nation v. Kempthorne Nez Perce Tribe v. Kempthorne Passamaquoddy Tribe of Maine v. Kempthorne Salt River Pima-Maricopa Indian Community v. Kempthorne Coer D'Alene Tribe v. Kempthorne Ak-Chin Indian Community v. Kempthorne Sokaogon Chippewa Community v. Kempthorne Gila River Indian Community v. Kempthorne Northern Cheyenne Tribe of Indians v. Kempthorne Haudenosaunee: The Onondaga Nation v. Kempthorne
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