Waggel v. George Washington University
Waggel v. George Washington University
Opinion
UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA
STEPHANIE WAGGEL, Plaintiff, v. Civil Action No. 16-1412 (CKK) THE GEORGE WASHINGTON UNIVERSITY, Defendant.
MEMORANDUM OPINION (November 9, 2018)
Plaintiff Stephanie Waggel is a former resident in the Psychiatry Residency Training
Program of Defendant, The George Washington University. She alleges that through a series of
actions culminating in her termination from the program, Defendant violated her rights under the
Americans with Disabilities Act, as amended,
42 U.S.C. § 12101et seq. (the “ADA”), and the
Family and Medical Leave Act,
29 U.S.C. § 2601et seq. (the “FMLA”), as well as their local
analogues, the District of Columbia Human Rights Act,
D.C. Code § 32-501et seq. (the
“DCHRA”), and the District of Columbia Family and Medical Leave Act,
D.C. Code § 2-1401.01et seq. (the “DCFMLA”).
Presently pending before the Court is Plaintiff’s [32] Motion for Partial Summary
Judgment as to Counts I & II (“Plaintiff’s Motion”). The Court shall issue a separate Memorandum
Opinion addressing Defendant’s [34] Motion for Summary Judgment, as well as its [41] Motion
to Strike Portions of the Declaration of Dr. Stephanie Waggel, M.D. (“Defendant’s Motion to
Strike”).
1 Upon consideration of the briefing, 1 the relevant legal authorities, and pertinent portions
of the voluminous record in this matter, 2 the Court DENIES Plaintiff’s Motion.
I. BACKGROUND A brief summary of the factual background will suffice before the Court delves into the
details relevant to Plaintiff’s respective claims. This case concerns Plaintiff’s first and second
years as a psychiatry resident, culminating in Defendant’s termination of her residency effective
August 10, 2016. See, e.g., Pl.’s Stmt. of Material Facts for Which There Are No Genuine Disputes
in Support of Her Mot. for Partial Summ. J., ECF No. 32-2 (“Pl.’s Stmt.”), ¶ 1; Def.’s Resp. to
Pl.’s Stmt. of Material Facts in Supp. of Pl.’s Mot. for Partial Summ. J., ECF No. 36-1 (“Def.’s
Resp. to Pl.’s Stmt.”), ¶ 1. Shortly after beginning her second year in the program, Plaintiff
underwent surgery in July 2015 for the removal of a cyst on her kidney. See Pl.’s Stmt. ¶¶ 6, 7, 9,
13; Def.’s Resp. to Pl.’s Stmt. ¶¶ 6, 7, 9, 13. She took various kinds of leave from the program
during her two years, including sick leave during the surgery and FMLA leave at other times. See,
e.g., Def.’s Stmt. of Material Facts as to Which There Is No Genuine Dispute, ECF No. 34 (“Def.’s
1 The Court’s consideration of Plaintiff’s Motion has focused on the following documents:
• Mem. of P&A in Supp. of Pl.’s Mot. for Partial Summ. J. as to Counts I & II, ECF No. 32- 1 (“Pl.’s Mem.”); • Def. George Washington University’s [Corrected] Mem. of P&A in Supp. of Its Opp’n to Pl.’s Mot. for Partial Summ. J., ECF No. 38 (“Def.’s Opp’n”); and • Pl.’s Reply Mem. in Supp. of Pl.’s Mot. for Partial Summ. J. as to Counts I & II, ECF No. 40 (“Pl.’s Reply”).
Where the parties have submitted corrected or simply late versions of materials, the Court has focused on those versions. See, e.g., Min. Order of Sept. 28, 2018 (granting motions pertaining to certain corrected and late materials). The Court has generally resorted to Bates labeling where submissions otherwise lack clear page numbering. 2 For one indication of the size of the record, note that Defendant’s Motion for Summary Judgment contains an assertion of allegedly undisputed, material facts consisting of 977 paragraphs, with associated citations to record evidence. 2 Stmt.”), ¶¶ 230, 274, 531; Pl.’s Corrected Stmt. of Genuine Issues and of Counterveiling Facts,
ECF No. 37 (“Pl.’s Resp. to Def.’s Stmt.”), ¶¶ 230, 274, 531. In the meantime, Defendant allegedly
identified a number of problems with Plaintiff’s performance in the program, which were
documented in, among other places, four Letters of Deficiency and a Notice of Unprofessional
Conduct. See, e.g., Def.’s Stmt. ¶¶ 744, 798-800; Pl.’s Resp. to Def.’s Stmt. ¶¶ 744, 798-800.
Purportedly as a result of these deficiencies, aspects of Plaintiff’s clinical duties were suspended
multiple times, her promotion to her third year in the program was delayed, and she was ultimately
dismissed from the program. See, e.g., Def.’s Stmt. ¶¶ 656, 726, 975, 977; Pl.’s Resp. to Def.’s
Stmt. ¶¶ 656, 726, 975, 977.
Plaintiff filed suit on July 7, 2016. Compl., ECF No. 2. Her four-count Complaint alleges
violations of the ADA and the FMLA, as well as comparable D.C. statutes.
Id.Plaintiff now
moves for summary judgment as to the first two counts, namely the ADA claim and its D.C.
analogue, the DCHRA claim. Pl.’s Mem. at 7. She attributes her decision not to seek summary
judgment as to the FMLA and DCFMLA claims to disputes of material fact.
Id.A separate
opinion, which also will issue today, shall resolve Defendant’s motion seeking summary judgment
as to all four counts. Although the Court largely evaluates these motions separately, the Court—
like the parties—draws upon materials submitted in connection with Defendant’s Motion for
Summary Judgment where such submissions facilitate the Court’s consideration of Plaintiff’s
Motion.
II. LEGAL STANDARD Summary judgment is appropriate where “the movant shows that there is no genuine
dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R.
Civ. P. 56(a). The mere existence of some factual dispute is insufficient on its own to bar summary
judgment; the dispute must pertain to a “material” fact.
Id.Accordingly, “[o]nly disputes over
3 facts that might affect the outcome of the suit under the governing law will properly preclude the
entry of summary judgment.” Anderson v. Liberty Lobby, Inc.,
477 U.S. 242, 248(1986). Nor
may summary judgment be avoided based on just any disagreement as to the relevant facts; the
dispute must be “genuine,” meaning that there must be sufficient admissible evidence for a
reasonable trier of fact to find for the non-movant.
Id.In order to establish that a fact is or cannot be genuinely disputed, a party must (a) cite to
specific parts of the record—including deposition testimony, documentary evidence, affidavits or
declarations, or other competent evidence—in support of its position, or (b) demonstrate that the
materials relied upon by the opposing party do not actually establish the absence or presence of a
genuine dispute. Fed. R. Civ. P. 56(c)(1). Conclusory assertions offered without any factual basis
in the record cannot create a genuine dispute sufficient to survive summary judgment. See Ass’n
of Flight Attendants-CWA, AFL-CIO v. U.S. Dep’t of Transp.,
564 F.3d 462, 465-66(D.C. Cir.
2009). Moreover, where “a party fails to properly support an assertion of fact or fails to properly
address another party’s assertion of fact,” the district court may “consider the fact undisputed for
purposes of the motion.” Fed. R. Civ. P. 56(e).
When faced with a motion for summary judgment, the district court may not assess
credibility or weigh evidence; instead, the evidence must be analyzed in the light most favorable
to the non-movant, with “all justifiable inferences . . . drawn in his favor.” Anderson,
477 U.S. at 255. “If material facts are at issue, or though undisputed, are susceptible to divergent inferences,
summary judgment is not available.” Moore v. Hartman,
571 F.3d 62, 66(D.C. Cir. 2009) (quoting
Kuo-Yun Tao v. Freeh,
27 F.3d 635, 638(D.C. Cir. 1994)) (internal quotation marks omitted). In
the end, the district court’s task is to determine “whether the evidence presents a sufficient
disagreement to require submission to a jury or whether it is so one-sided that one party must
4 prevail as a matter of law.” Anderson,
477 U.S. at 251-52. In this regard, the non-movant must
“do more than simply show that there is some metaphysical doubt as to the material facts.”
Matsushita Elec. Indus. Co., Ltd. v. Zenith Radio Corp.,
475 U.S. 574, 586(1986). “If the evidence
is merely colorable, or is not significantly probative, summary judgment may be granted.”
Anderson,
477 U.S. at 249-50.
III. DISCUSSION Under the ADA, covered entities are prohibited from “discriminat[ing] against a qualified
individual on the basis of disability in regard to job application procedures, the hiring,
advancement, or discharge of employees, employee compensation, job training, and other terms,
conditions, and privileges of employment.”
42 U.S.C. § 12112(a). That discrimination is further
defined to include seven different types of activity, including the failure to reasonably
accommodate a disability.
Id.§ 12112(b). Defendant has not disputed that it is an employer within
the scope of the covered entity definition. See Pl.’s Mem. at 8 (citing
42 U.S.C. § 12111(5)); see
also
42 U.S.C. § 12111(2). The DCHRA’s prohibitions extend, in pertinent part, to certain
employment acts performed “wholly or partially for a discriminatory reason based upon the actual
or perceived . . . disability . . . of any individual.”
D.C. Code § 2-1402.11(a). Specifically, it is
forbidden
[t]o fail or refuse to hire, or to discharge, any individual; or otherwise to discriminate against any individual, with respect to his compensation, terms, conditions, or privileges of employment, including promotion; or to limit, segregate, or classify his employees in any way which would deprive or tend to deprive any individual of employment opportunities, or otherwise adversely affect his status as an employee[,]
when the employer has a discriminatory rationale.
D.C. Code § 2-1402.11(a)(1).
Courts in this jurisdiction have applied the legal analysis developed for ADA claims to
DCHRA claims as well. See, e.g., Giles v. Transit Emps. Credit Union,
794 F.3d 1, 5(D.C. Cir.
5 2015); Grant v. May Dep’t Stores Co.,
786 A.2d 580, 583-84(D.C. 2001) (deeming ADA
precedent to be “persuasive” where “comparable sections of DCHRA” are concerned). Because
the parties’ arguments do not distinguish between the two statutes, the Court shall consolidate its
analysis under the ADA. See Minter v. District of Columbia,
809 F.3d 66, 68 n.2 (D.C. Cir. 2015).
Plaintiff alleges that Defendant 1) failed to accommodate her disability, and 2) took a series
of adverse actions in response to her disability. See Pl.’s Mem. at 6. Because the standards for
these two types of disability discrimination claims differ, the Court shall deal separately with them
below.
A. Reasonable Accommodation Claim Plaintiff’s claim that Defendant did not accommodate her disability falls under
42 U.S.C. § 12112(b)(5)(A), which imposes liability on a covered entity for “not making reasonable
accommodations to the known physical or mental limitations of an otherwise qualified individual
with a disability who is an applicant or employee, unless such covered entity can demonstrate that
the accommodation would impose an undue hardship on the operation of the business of such
covered entity.” In light of this language, the Court shall refer more generally to Plaintiff’s claim
as alleging a failure to make reasonable accommodation. The reasonable accommodation claim is
but one type of alleged discrimination under the ADA that is enumerated in
42 U.S.C. § 12112(b).
See Haynes v. Williams,
392 F.3d 478, 481(D.C. Cir. 2004).
In this Circuit, courts evaluating reasonable accommodation claims do not apply the
McDonnell Douglas burden-shifting framework applicable to certain other discrimination claims.
Davis v. George Washington Univ.,
26 F. Supp. 3d 103, 114(D.D.C. 2014) (citing McDonnell
Douglas Corp. v. Green,
411 U.S. 792, 802(1973); Barth v. Gelb,
2 F.3d 1180, 1185-86(D.C.
Cir. 1993)); see also Flemmings v. Howard Univ.,
198 F.3d 857, 861(D.C. Cir. 1999). Rather,
Plaintiff must establish by a preponderance of the evidence “that (1) she was a qualified individual
6 with a disability, (2) the [Defendant] had notice of her disability and (3) the [Defendant] denied
her request for a reasonable accommodation.” Ward v. McDonald,
762 F.3d 24, 31(D.C. Cir.
2014) (citing Stewart v. St. Elizabeths Hosp.,
589 F.3d 1305, 1307-08(D.C. Cir. 2010); Barth,
2 F.3d at 1186). “An underlying assumption of any reasonable accommodation claim is that the
plaintiff-employee has requested an accommodation which the defendant-employer has denied.”
Flemmings,
198 F.3d at 861. A request for accommodation may trigger an “interactive process”
to determine what accommodation would be reasonable. Minter,
809 F.3d at 69.
Plaintiff argues that she was a qualified individual disabled by renal cancer, whether active
or in remission; that Defendant had notice of that disability; and that she requested but was denied
accommodation. See Pl.’s Mem. at 9-20. Each of the first two prongs of Plaintiff’s argument is
subject to some dispute; whether those disputes involve genuine issues of material fact is less
readily apparent. Strictly for purposes of this analysis, the Court shall assume, arguendo, that
Plaintiff satisfies the first two prongs. It is clear that Plaintiff is unable to discharge her burden as
to the third prong in at least two respects: whether Plaintiff ever made a request for reasonable
accommodation, and whether any such request was denied.
Plaintiff argues that she made a request for accommodation at two times, both before and
after her July 2015 surgery. Id. at 4, 13-14. Plaintiff argues at various points that she made her
reasonable accommodation requests through Defendant’s Office of Equal Employment
Opportunity (“OEEO”) and through members of the Psychiatry Residency Training Program’s
administration. The Court shall consider each of these alleged avenues in turn.
1. Request Through Defendant’s Office of Equal Employment Opportunity The evidence is not “significantly probative” that Plaintiff ever requested a reasonable
accommodation through Defendant’s OEEO. Anderson,
477 U.S. at 249-50. In her opening brief,
Plaintiff effectively acknowledges that she failed to do so: “Plaintiff communicated her
7 accommodation requests to several offices, including one she thought was the Equal Opportunity
Office.” Pl.’s Stmt. ¶ 27 (emphasis added). The portion of her deposition cited in support says
nothing about a request for accommodation or the OEEO. See
id.(citing Pl.’s Mot. for Partial
Summ. J. as to Counts I & II, Ex. E, ECF No. 32-4 (Dep. of Dr. Stephanie Waggel at 6:2-5
(“Waggel Dep.”))). Defendant likewise disputes the notion that she ever made contact with its
OEEO to request an accommodation. Def.’s Resp. to Pl.’s Stmt. ¶ 27. 3
At some time prior to the incidents at issue in this case, Defendant evidently foresaw that
some of its employees would seek reasonable accommodations under the ADA. Defendant
established a formal mechanism—its OEEO—at least in part for the purpose of fielding such
requests. See, e.g., id. ¶ 22 (claiming that Defendant’s “policies and procedures” require
submission of “any request for formal accommodation” to OEEO). Plaintiff is correct, in general,
that a request for reasonable accommodation need not use “magic words.” Pl.’s Mem. at 12-13
(quoting Floyd v. Lee,
85 F. Supp. 3d 482, 506(D.D.C. 2015)) (internal quotation marks omitted).
The permissible informality of a request, however, does not necessarily excuse a failure to use the
correct procedure. “[O]nce an employer has established a fixed set of procedures to request
accommodations, the plaintiff-employee’s failure to file a request through this procedure could
preclude a claim for failure to accommodate.” Davis,
26 F. Supp. 3d at 114(citing, e.g., Edwards
v. EPA,
456 F. Supp. 2d 72, 103(D.D.C. 2006)).
In Chenari v. George Washington University, the D.C. Circuit found that the defendant
university had done enough to make the plaintiff aware of the process for applying for reasonable
3 Defendant alleges that Plaintiff only made contact with the OEEO on April 28, 2016, when she claimed disability discrimination. See Def.’s Stmt. ¶¶ 931, 937-47. Plaintiff does not dispute making that contact, but disputes the assertion that she did not visit the OEEO at any other time, namely in September 2015. See Pl.’s Resp. to Def.’s Stmt. ¶¶ 931, 937-47.
8 accommodation of a disability under the Rehabilitation Act at the time that he was a medical
student. 4 See
847 F.3d 740, 748-49(D.C. Cir. 2017). The university had an office responsible for
processing reasonable accommodation requests, had made students aware of this office through its
associate dean and through a manual for first-year students, and had maintained a website
informing students of the process for lodging reasonable accommodation requests.
Id.Moreover,
despite the absence of any proper request, the university had offered plaintiff an accommodation,
which he did not pursue.
Id. at 748. The D.C. Circuit had no trouble concluding that further efforts
were not required: “[T]he University not only twice offered [the plaintiff] counseling, but also,
through its Disability Office and that office’s website, offered all students a procedure for
obtaining any reasonable accommodation they might need.”
Id. at 749.
Like Chenari, this is a case in which Defendant went to some lengths to make sure that
Plaintiff was aware of the established means for seeking accommodation under the ADA.
Plaintiff’s own exhibit, submitted in opposition to Defendant’s Motion for Summary Judgment,
reflects that, at least as early as May 18, 2015, Plaintiff was expressly advised that she could apply
for reasonable accommodation of a disability through the university’s OEEO. On that date, the
Leave of Absence Program Administrator emailed Plaintiff to say that while she was not eligible
yet for FMLA leave, she had another option: “If you believe you are a qualified individual with a
disability and would like to request a reasonable accommodation (such as medical leave) under
4 Courts in this jurisdiction have looked to Rehabilitation Act precedent when analogous provisions of Title II of the ADA were at issue. See Chenari,
847 F.3d at 746(citing, e.g., Am. Council of the Blind v. Paulson,
525 F.3d 1256, 1260 n.2 (D.C. Cir. 2008) (“cases interpreting either are applicable and interchangeable”)). Although the comparison is less straightforward, courts evidently also do so for ADA Title I claims of failure to provide reasonable accommodation. See
id.at 747 (citing McElwee v. County of Orange,
700 F.3d 635, 640 & n.2 (2d Cir. 2012); Am. Council of the Blind,
525 F.3d at 1260& n.2)) (tracing connection between Rehabilitation Act and Title I through Title II precedent). 9 the Americans with Disabilities Act (ADA), please contact the Office of Equal Employment
Opportunity.” Pl.’s Mem. in Opp’n to Def.’s Mot. for Summ. J., Ex. AAA, ECF No. 35-8, at
GWU 003178; see also Def.’s Resp. to Pl.’s Stmt. ¶ 22. That email furnished the contact
information for the OEEO and “recommended that [she] apply.” Pl.’s Mem. in Opp’n to Def.’s
Mot. for Summ. J., Ex. AAA, ECF No. 35-8, at GWU 003178. Other evidence in the record
suggests that this was not the only time Plaintiff was expressly advised of the means to apply for
accommodation of a disability. See, e.g., Def.’s Mot. for Summ. J., Ex. BB, ECF No. 34-32
(containing November 19, 2015, email from Defendant’s director of Graduate Medical Education
entitled “Request for ADA Accommodation” and directing Plaintiff to OEEO “[f]or information
about an accommodation”). Plaintiff does not dispute receiving the November 19, 2015, email
regarding ADA accommodations. See Def.’s Stmt. ¶ 626; Pl.’s Resp. to Def.’s Stmt. ¶ 626.
The record also contains a copy of Defendant’s University Policy on Equal Opportunity,
stating it was last amended in 2011, as well as 2014 and 2015 editions of Defendant’s Resident
Manual—all three of which direct applicants for accommodation of a disability to contact the
OEEO. Def.’s Mot. for Summ. J., Ex. A, ECF No. 34-3 (Decl. of Lisa A. Catapano, M.D., Exs.
#5-#7). In her response to Defendant’s statement of material facts in support of its motion, Plaintiff
does not dispute the language in the University Policy on Equal Opportunity. Def.’s Stmt. ¶¶ 60,
62; Pl.’s Resp. to Def.’s Stmt. ¶¶ 60, 62. Plaintiff also does not dispute that her Resident
Agreements signed in 2014 and 2015 incorporated the respective copies of the Resident Manual,
nor that the Manuals contained the aforementioned language. See Def.’s Stmt. ¶¶ 49, 57; Pl.’s
Resp. to Def.’s Stmt. ¶¶ 49, 57. She instead argues that the Resident Manuals’ language on
accommodation of a disability does not reflect Defendant’s “adopted policy and practice.” Pl.’s
Resp. to Def.’s Stmt. ¶ 57.
10 In her reply to Defendant’s opposition, Plaintiff suddenly alleges with specificity that she
visited the OEEO on September 17, 2015. Pl.’s Reply at 3-4 (citing, e.g., Pl.’s Additional Material
Facts, ECF No. 37, ¶ 1017). She argues that that office “directed her to take FMLA leave as an
accommodation rather than [a] modified schedule under [the ADA].”
Id.at 4 (citing, e.g., Pl.’s
Additional Material Facts, ECF No. 37, ¶¶ 1017-18); see also id. at 9. Plaintiff cites facts that she
submitted in response to Defendant’s Motion for Summary Judgment. In its own response to
Plaintiff’s facts, Defendant again hotly contests the notion that Plaintiff ever visited the OEEO to
request an accommodation and asserts that, even if she did, the portion of Plaintiff’s declaration
that she cites in support does not establish that “any such visit was for the purpose of inquiring
about whether Plaintiff was qualified for a disability or requesting a reasonable accommodation.”
Def.’s Resp. to Pl.’s Assertion of Additional Material Facts Allegedly Requiring Jury Trial, ECF
No. 42-1, ¶ 1017.
Assuming that the Court would rely on Plaintiff’s declaration, 5 the information that she
supplies there does not support her argument. The declaration avers only that Plaintiff asked the
OEEO whether “they knew of any policies to protect residents who needed time off for medical
leave. They stated that I should apply for Family Medical Leave Act (FMLA) leave.” Pl.’s Mem.
in Opp’n to Def.’s Mot. for Summ. J., ECF No. 35-2 (Decl. of Dr. Stephanie Waggel, M.D., ¶ 98)
(“Waggel Decl.”). While no magic words are necessary, Plaintiff’s alleged conversation with
OEEO staff falls well short of a request for reasonable accommodation of a disability; otherwise,
any inquiry about medical leave, presumably under the FMLA, could automatically be deemed a
5 Because the Court ultimately does not need to rely on that declaration, the Court need not deal here with Defendant’s Motion to Strike portions thereof.
11 request for accommodation under the ADA. Plaintiff cites no authority in support of such an
expansive proposition. 6
Rather, Plaintiff simply points to language in Defendant’s OEEO form for requesting a
medical accommodation that purportedly “corroborates [the aforementioned alleged] advice
because it refers to FMLA leave as an accommodation.” Pl.’s Additional Material Facts, ECF No.
37, ¶ 1018. But Plaintiff misconstrues the accommodation form. The accommodation form in
fact asks whether the requestor is “eligible for and/or using leave under the” FMLA. Pl.’s Mem.
in Opp’n to Def.’s Mot. for Summ. J., Ex. CCC, ECF No. 35-8. That form says nothing to the
effect that FMLA leave is an accommodation, nor that the answer to the FMLA question amounts
to a request for FMLA leave as an accommodation under the ADA. Most importantly, Plaintiff
does not ever claim that she submitted this one-page form. Cf. Davis,
26 F. Supp. 3d at 114-15(finding that employee did not satisfy prima facie case where he submitted ADA accommodation
request form but did not specify accommodation sought).
Plaintiff has not discharged her burden to show that she asked the OEEO for reasonable
accommodation of a disability.
2. Request Through Defendant’s Employees Outside of Its Office of Equal Employment Opportunity Plaintiff also alleges that she lodged accommodation requests with various of Defendant’s
employees outside of the OEEO and its established procedure. It is not clear that the Court need
6 The Court has found some authority for the notion that “a request for FMLA leave may qualify, under certain circumstances, as a request for reasonable accommodation under the ADA.” Capps v. Mondelez Global, LLC,
847 F.3d 144, 156-57(3d Cir. 2017) (citing
29 C.F.R. § 825.702(c)(2)). But the Third Circuit has adopted a different test for requesting a reasonable accommodation under the ADA—a test that arguably has a lower threshold for a valid request. See
id. at 157(indicating that requestor need only have “requested an accommodation or assistance” (emphasis added)). Moreover, in Capps, the employer approved of the FMLA leave, obviating a decision as to whether the FMLA request in fact qualified as a request for ADA accommodation. See
id.Likewise in this case, the Court is not aware of any request by Plaintiff for FMLA leave that Defendant denied. 12 even consider such informal requests. Circuit precedent does not offer a definitive standard for
finding that an informal request amounts to an ADA request for reasonable accommodation. Nor
is the Court persuaded that this case falls within the rather abstract guideline of a “case[ ] where
the plaintiff’s need for an accommodation is so apparent that the defendant must offer one
regardless of whether the plaintiff has requested it.” Chenari,
847 F.3d at 748(citing Pierce v.
District of Columbia,
128 F. Supp. 3d 250, 269-70(D.D.C. 2015) (requiring accommodation of
“obviously disabled inmate” even if no request were made)). Plaintiff does not claim that she
lacked the capacity to make a request for accommodation of a disability. Nor is it otherwise
“obvious” to the Court that Plaintiff should be excused from asking through Defendant’s
established channel, the OEEO. But, in an abundance of caution, the Court shall consider in any
case whether Plaintiff requested reasonable accommodation of her alleged disability through
informal channels outside of the OEEO, and if she did, whether such request was denied.
Perhaps the best-defined statement of her purported reasonable accommodation request
before surgery is as follows: “Consistent with a note Dr. Jarrett provided in advance of scheduling
surgery, Plaintiff sought an accommodation by asking for two (2) weeks off for the surgery, two
(2) weeks light duty, and set days in advance where she could schedule follow-up appointments
with her doctors.” Pl.’s Stmt. ¶ 21 (citing Waggel Dep. 59:6-12, 68:21-69:5; Pl.’s Mot. for Partial
Summ. J. as to Counts I & II, Ex. D, ECF No. 32-4 (Claimant’s [sic] Am. Resp. to Pl.’s [sic]
Interrogs. No. 5, 8-10, & 15, at Interrog. 9); Pl.’s Mot. for Partial Summ. J. as to Counts I & II,
Ex. X, ECF No. 32-4, at MFA 0001-0003).
Defendant argues that even if Plaintiff did make these requests, they do not qualify as
requests under the ADA. See Def.’s Resp. to Pl.’s Stmt. ¶ 21 (denying contact with OEEO). Dr.
Lisa Catapano, Program Director for the Psychiatry Residency Training Program, and presumably
13 any others to whom Plaintiff directed her requests that worked outside of OEEO, “had no authority
to grant formal accommodation under ADA pursuant to a claim of disability or need for leave.”
Id. ¶ 22; see also Pl.’s Stmt. ¶ 3; Def.’s Resp. to Pl.’s Stmt. ¶ 3 (Dr. Catapano’s role). As discussed
above, Defendant had established a process for reasonable accommodation requests pursuant to
the ADA and made that process known to Plaintiff. Def.’s Resp. to Pl.’s Stmt. ¶ 22. Defendant’s
argument directly raises the issue of whether Plaintiff’s informal requests, if any, through channels
other than those Defendant established pursuant to the ADA, nevertheless qualify as valid channels
for directing reasonable accommodation requests under the ADA. But the Court need not decide
that issue.
Rather, Plaintiff is unable to discharge her burden to show that one of those informal
requests was even made, and, as to the others, that Defendant denied them. First, the parties do
not dispute that Plaintiff, or her doctor, made some kind of request for leave for the surgery itself.
See Pl.’s Additional Material Facts, ECF No. 37, ¶ 994 (referring to note from Plaintiff’s doctor
and Plaintiff’s corresponding request); Def.’s Resp. to Pl.’s Assertion of Additional Material Facts
Allegedly Requiring Jury Trial, ECF No. 42-1, ¶ 994 (acknowledging doctor’s note). Moreover,
there is no dispute that Plaintiff received her two-weeks’ leave. See Waggel Dep. at 56:10
(“Nobody ever said I wasn’t allowed [time off for surgery].”); Pl.’s Reply at 7 (“Defendant
ultimately provided Plaintiff two weeks off for her surgery.”). This satisfied the first prong of her
informal request for accommodation. Any difficulties that she had in scheduling that leave are
disputed and immaterial. Compare Pl.’s Stmt. ¶ 23 (referring to logistical challenges), with Def.’s
Resp. to Pl.’s Stmt. ¶ 23 (indicating that one of Plaintiff’s supervisors “worked extensively to
coordinate Plaintiff’s ongoing training with her surgery leave”).
14 Turning to Plaintiff’s second alleged request, for light duty after surgery, Defendant
indicates that Plaintiff was indeed, upon her return, “scheduled for the night shift because it was
expected to provide lighter than normal duty.” Def.’s Resp. to Pl.’s Stmt. ¶ 46(a) (citing Def.’s
Mot. for Summ. J., Ex. C, ECF No. 34-7 (Decl. of Jason Emejuru, M.D., ¶¶ 36-37, 51)). Plaintiff
argues that she did not end up being on lighter duty, for “the Program instead assigned Dr. Waggel
to grueling day through night shifts without backup that violated [national standards] to make up
for lost time.” Pl.’s Reply at 7 (citing Pl.’s Additional Material Facts, ECF No. 37, ¶ 1008; Waggel
Decl. ¶¶ 14, 63-66, 82-88). Plaintiff misleadingly draws some of her support from an incident
outside the two-week light-duty window. See Waggel Decl. ¶¶ 82-88. As for the events within
the two-week window, Defendant disputes that Plaintiff was given an exceptional work load, but
for “one shift with an unexpectedly high patient load.” Def.’s Resp. to Pl.’s Assertion of
Additional Material Facts Allegedly Requiring Jury Trial, ECF No. 42-1, ¶ 1008. Even crediting
Plaintiff’s declaration, arguendo, she has failed to prove by a preponderance of the evidence that
Defendant denied an informal request for light duty.
With regard to the third of her purported requests, Defendant contends that “[t]here is no
record that Plaintiff discussed with Dr. [Jason] Emejuru ‘set days in advance’ for doctors’
appointments.” Def.’s Resp. to Pl.’s Stmt. ¶ 21. Dr. Emejuru was the chief resident with whom
Plaintiff coordinated her program schedule in light of her surgery. Def.’s Stmt. ¶¶ 27, 231-40;
Pl.’s Resp. to Def.’s Stmt. ¶¶ 27, 231-40. Plaintiff responds that her “primary care doctor
submitted FMLA paperwork for that purpose” of having designated days for doctor’s
appointments. Pl.’s Reply at 7 (citing Pl.’s Additional Material Facts, ECF No. 37, ¶ 1048; Pl.’s
Mem. in Opp’n to Def.’s Mot. for Summ. J., Ex. AAA, ECF No. 35-8). But this comment is
ambiguous: Did the doctor state in the FMLA paperwork that Plaintiff should be given “set days
15 in advance” for doctors’ appointments? Or did Plaintiff submit the doctor’s paperwork along with
her own such request? The portions of the record that Plaintiff offers in support do not appear to
answer those questions. It is not clear that Plaintiff either requested set days in advance or that her
doctor submitted FMLA paperwork for that purpose. Accordingly, there is insufficient evidence
to submit to a jury that Defendant denied any “set days” request that Plaintiff made outside of the
OEEO channel.
The Court concludes that Plaintiff has not discharged her burden to prove, by a
preponderance, that she sought accommodation for a disability and was denied that
accommodation. See Flemmings,
198 F.3d at 861. There is insufficient evidence for a finder of
fact to conclude that Plaintiff made any requests for accommodation of a disability using
Defendant’s established OEEO channel. Even if Plaintiff did make informal requests before
surgery via non-OEEO channels, there is insufficient evidence that Defendant denied such
requests. Absent a request that the OEEO facilitate reasonable accommodation, Plaintiff cannot
complain that Defendant’s efforts to resolve her informal requests were imperfect.
The problems with Plaintiff’s purported pre-surgery requests for informal accommodation
typify those affecting her further alleged requests after surgery. See, e.g., Pl.’s Mem. at 4, 16-17
(referring to, inter alia, Plaintiff’s request for accommodation of therapy appointments and to
various complaints upon her return to work). For example, there is no dispute that Plaintiff sought
assistance with schedule arrangements to permit her to attend psychotherapy appointments. See,
e.g., Pl.’s Stmt. ¶ 31 (referring to “work place accommodation” sought, without claiming that she
made any OEEO request); Def.’s Resp. to Pl.’s Stmt. ¶ 31 (acknowledging that “Plaintiff spoke
with Dr. Catapano about arranging her clinical rotation schedule . . . during September 2015 to
assure she could attend regular therapy appointments”). But there is no proof that Plaintiff’s
16 request was denied. On the contrary, the record reflects that Dr. Catapano obliged. See Def.’s
Resp. to Pl.’s Stmt. ¶ 31 (“Dr. Catapano worked hard to make sure [the above-described
arrangements] would happen and in that sense attempted to ‘accommodate’ Plaintiff.”); Def.’s
Opp’n, Ex. HH, ECF No. 36-7 (Dep. of Lisa Catapano at 109:15-110:5). Upon review of the
briefing, the Court finds that Plaintiff has not discharged her burden to show, by a preponderance,
that Defendant denied this or any other informal, post-surgery requests for accommodation.
Again, Plaintiff has not proven that she ever asked the OEEO for reasonable
accommodation of a disability. A factfinder’s assessment of the nature and scope of pre-surgery
requests via non-OEEO channels may affect its assessment of any accommodations informally
sought afterwards.
B. Other Alleged Disability Discrimination As discussed above, Plaintiff alleges not only that Defendant failed to accommodate
Plaintiff’s disability but that Defendant took a variety of adverse employment actions on the basis
of that disability. Pl.’s Mem. at 6. She identifies six specific instances in which she allegedly
experienced discrimination: “a decision not to promote Plaintiff, a decision to terminate Plaintiff,
a decision to sabotage Plaintiff’s efforts to transfer to another program, as well as other lesser
adverse employment actions related to job assignments, vacation and training.” Id. at 6, 23-28.
Plaintiff cites a laundry list of statutory provisions and implementing regulations that could apply
to these activities. Id. at 21-23 (citing
42 U.S.C. § 12112(b)(1), (3)-(7);
29 C.F.R. § 1630.4(a)(1)(ii), (iv)-(vii), (ix)). Nowhere does she make clear which specific statutory or
regulatory requirement is violated by each adverse action.
“Putting aside the issue of reasonable accommodation, the two basic elements of a
disability discrimination claim are that (i) the plaintiff suffered an adverse employment action
(ii) because of the plaintiff’s disability.” Adeyemi v. District of Columbia,
525 F.3d 1222, 1226
17 (D.C. Cir. 2008). Plaintiff may establish her claim by either direct or circumstantial evidence of
discrimination. Brady v. Livingood,
456 F. Supp. 2d 1, 6(D.D.C. 2006) (assessing racial
discrimination claim under Title VII of the Civil Rights Act of 1964 (“Title VII”)), aff’d sub nom.
Brady v. Office of Sergeant at Arms,
520 F.3d 490(D.C. Cir. 2008). “While courts have not
precisely defined what constitutes ‘direct evidence,’ it is clear that ‘at a minimum, direct evidence
does not include stray remarks in the workplace, particularly those made by nondecision-makers
or statements made by decisionmakers unrelated to the decisional process itself.’” Brady v.
Livingood,
456 F. Supp. 2d at 6(quoting Ayala-Gerena v. Bristol Myers-Squibb Co.,
95 F.3d 86, 96(1st Cir. 1996)). Indeed, “[d]irect evidence of discrimination is evidence that, if believed by
the fact finder, proves the particular fact in question without any need for inference.” Lemmons v.
Georgetown Univ. Hosp.,
431 F. Supp. 2d 76, 86(D.D.C. 2006) (quoting Davis v. Ashcroft,
355 F. Supp. 2d 330, 340 n.2 (D.D.C. 2005)) (internal quotation marks omitted).
Plaintiff does not expressly argue that there is direct evidence of discrimination, though
Plaintiff cites three times Dr. James Griffith’s comment that he was “agnostic” as to whether
Plaintiff’s illness was diagnosed as cancer. Pl.’s Mem. at 1, 3, 16 (citing Pl.’s Stmt. ¶ 94). This is
a stray comment. The record shows that Dr. Griffith was not responsible for many of the decisions
during Plaintiff’s tenure in the program, but even if he is considered a decisionmaker, this comment
during a deposition was unrelated to Defendant’s decision-making process. See Pl.’s Mot. for
Partial Summ. J. as to Counts I & II, Ex. N, ECF No. 32-4 (Dep. of James Griffith at 34:12-35:6).
Notwithstanding those deficiencies, Dr. Griffith’s comment would require some inference that, by
not taking a position as to whether Plaintiff had cancer, he intended to discriminate against her.
Summary judgment for Plaintiff is inappropriate where the discriminatory import of a comment
requires an inference. Cf. Ayissi-Etoh v. Fannie Mae,
712 F.3d 572, 576-77(D.C. Cir. 2013) (per
18 curiam) (reserving for factfinder an assessment of the credibility of direct evidence of
discrimination).
Finding no direct evidence, the Court historically would evaluate whether Plaintiff makes
out a prima facie case under McDonnell Douglas that each of the Defendant’s adverse actions was
attributable to an alleged disability, in violation of a specific statutory or regulatory requirement.
See McDonnell Douglas Corp.,
411 U.S. at 802(Title VII context). But Adeyemi has made clear
that, at least in this Circuit, “the prima-facie-case aspect of McDonnell Douglas is irrelevant [in
the ADA context] when an employer has asserted a legitimate, non-discriminatory reason for its
decision—as an employer almost always will do by the summary judgment stage of an
employment discrimination suit.” Adeyemi,
525 F.3d at 1226; see also Brady v. Office of Sergeant
at Arms,
520 F.3d at 494(Title VII context). Rather, the Court shall proceed to Defendant’s
rationale for each of the alleged adverse actions. If the rationale is legitimate and non-
discriminatory, then the Court shall consider Plaintiff’s rebuttal argument that Defendant’s
purported rationale is pretextual. See Adeyemi,
525 F.3d at 1226.
The Court finds that, in general, Plaintiff’s six areas are rife with disputes, due in part to
briefing reminiscent of ships passing in the night. At least some of those disputes are not genuine,
reflecting instead Plaintiff’s habit of mischaracterizing the record. Resolving any remaining
genuine, material disputes would require a finder of fact first to sort out Plaintiff’s and Defendant’s
divergent narratives of what transpired between them.
The Court shall illustrate the factual discrepancies by reference to one of Plaintiff’s six
areas, vacation time. Issues with vacation time can be sufficiently isolated from the history of the
parties’ interactions to 1) succinctly describe Plaintiff’s argument—without concluding whether
she establishes a prima facie case of discrimination; 2) evaluate Defendant’s purported rationale;
19 and 3) if that rationale is legitimate and non-discriminatory, address Plaintiff’s rebuttal, if any.
The Court need not proceed further to conclude that Plaintiff is not entitled to summary judgment
as to her disability discrimination claims.
Plaintiff’s claim regarding vacation time consists in entirety of the following:
GWU treated her differently in making decisions about her vacation. On October 22, 2015, Plaintiff was informed that, because she took three days off (which were approved at the start of her rotation) and was scheduled to take a licensing exam the following week (as suggested by Plaintiff’s Chief Resident), Plaintiff would have to repeat the entire month’s rotation.
Pl.’s Mem. at 28 (citing Pl.’s Stmt. ¶ 48). Defendant does not specifically address vacation time
in its brief. But in its response to Plaintiff’s statement of facts, Defendant flatly denies an almost
verbatim version of the second sentence, referring for support to its response to another of
Plaintiff’s paragraphs. Def.’s Resp. to Pl.’s Stmt. ¶ 48 (citing id. ¶ 36). At the cross-reference,
Defendant explains that an error had been made regarding Plaintiff’s request for administrative
leave for a licensing exam in October 2015. Plaintiff’s attending physician at an off-site hospital
had signed off on her request for four days of such leave, which was two more than Defendant’s
program permitted for such exams, and the program had incorrectly processed Plaintiff’s
application before Dr. Catapano caught the issue. Id. ¶ 36. Defendant’s associate program director
gave Plaintiff a couple of options to mitigate any effects of having less administrative leave time
for the exam than Plaintiff had been planning. Id. One of those options was to use two days of
vacation time in addition to two days of administrative leave. Id. But the associate director made
clear to Plaintiff that taking this additional time may have consequences because her “attendance
at PHP [her current clinical rotation] this month puts you in jeopardy of failing the rotation, based
solely on the number of days worked/not worked.” Id. (alteration in original) (internal quotation
marks omitted).
20 There appears to be some misalignment between Defendant’s explanation for the October
2015 incidents and Plaintiff’s argument that she experienced discrimination. First of all, Plaintiff
refers to three days off, and Defendant’s explanation involves two and four. Plaintiff’s explanation
also appears to refer to days already taken off, while Defendant’s refers to upcoming days off, as
well as the associate program director’s comment about past days off. It also is unclear whether
Plaintiff misinterpreted the associate director’s comment that she would be at risk of needing to
repeat the rotation; this is different than Plaintiff’s intimation that she certainly would be required
to repeat.
Notwithstanding these ambiguities, Defendant offers a cogent, non-discriminatory
explanation for a scenario involving Plaintiff’s vacation time during October 2015. If Plaintiff
were able to show that Defendant is referring to the wrong scenario, that Defendant is misstating
the facts of this scenario, or that Defendant’s explanation is otherwise illegitimate, and that
Plaintiff has in fact described a situation involving an adverse employment action based on her
alleged disability, then the Court would find that Plaintiff discharged her burden on rebuttal.
Plaintiff might demonstrate that Defendant acted under pretext by showing that Defendant
diverged from its own policy, or that other residents were treated more favorably.
But Plaintiff does nothing of the sort. Rather, she contends only that the associate program
director’s email makes clear that “absences, not performance, were the real cause of alleged
deficiencies.” Pl.’s Reply at 11. Absences were no doubt implicated in the October 22, 2015,
incident, but Plaintiff has not shown that Defendant’s behavior involved anything other than an
administrative snafu. In other words, Plaintiff fails to demonstrate that Defendant’s rationale for
its handling of the vacation time incident conceals unlawful discrimination.
21 Even if Plaintiff had made more of a showing, her argument about vacation time is
ultimately a non-issue. It appears that Plaintiff did not end up taking vacation time or
administrative leave during the late October 2015 period at issue. Defendant has submitted
evidence that Plaintiff applied for FMLA leave for a period encompassing both the study time that
she sought as well as the exam itself. Def.’s Resp. to Pl.’s Stmt. ¶ 36 (citing Def.’s Opp’n, Ex.
KK, ECF No. 36-10). 7 Plaintiff never argues that she did not take the exam. Nor does she allege
that she failed the rotation. Accordingly, Defendant did not take any adverse action related to
vacation time in which it could have discriminated against Plaintiff. See, e.g., Diggs v. Potter,
700 F. Supp. 2d 20, 42 n.13 (D.D.C. 2010) (finding “no adverse action” in light of defendant’s remedial
activities); cf. Hutchinson v. Holder,
668 F. Supp. 2d 201, 215(D.D.C. 2009) (quoting Russell v.
Principi,
257 F.3d 815, 818(D.C. Cir. 2001)) (recognizing in Title VII case that “not everything
that makes an employee unhappy is an actionable adverse action” (internal quotation marks
omitted)). It is unnecessary to reach Defendant’s insistence on judicial deference to academic
institutions. See Def.’s Opp’n at 20-25.
The Court also need not proceed to Defendant’s other adverse actions allegedly attributable
to discrimination. The Court has read the briefing regarding such actions. The issues with
Plaintiff’s vacation time claim are emblematic of those plaguing her other alleged instances of
discrimination, due to a lack of clarity and some factual disputes. Accordingly, Plaintiff has not
shown that she is entitled to summary judgment on her disability discrimination claim.
7 Defendant’s exhibit regarding FMLA leave shows that Plaintiff requested the leave, but it does not include an indication whether the leave request was certified upon receipt of documentation from Plaintiff. See Def.’s Opp’n, Ex. KK, ECF No. 36-10, at GWU 003185. Defendant elsewhere claims that Plaintiff did in fact receive FMLA leave from October 26-30, 2015. Def.’s Resp. to Pl.’s Stmt. ¶ 35(a) (citing Def.’s Mot. for Summ. J., Ex. O, ECF No. 34-19 (Decl. of Kimberly Vanlewen, ¶ 20)). Plaintiff does not dispute that this leave request was approved. See Def.’s Stmt. ¶ 531; Pl.’s Resp. to Def.’s Stmt. ¶ 531. 22 ***
In the course of preparing this Memorandum Opinion, the Court considered each of
Plaintiff’s arguments. The Court has attempted to respond to each of the pertinent allegations by
Plaintiff. Any allegation that it has not expressly addressed is without merit.
When viewing the record in the context of Defendant’s Motion for Summary Judgment,
the Court discerns a much clearer and more specific picture of the facts of this case. That picture
is based on Plaintiff’s admissions of many of Defendant’s material facts, and her non-genuine or
immaterial disputes as to other such facts. In a Memorandum Opinion that also will issue today,
the Court shall grant Defendant’s Motion for Summary Judgment, notwithstanding disputes
discussed in this Opinion, because Defendant focuses on the undisputed material facts that justify
its actions pursuant to the relevant standards.
IV. CONCLUSION
For the foregoing reasons, the Court DENIES Plaintiff’s [32] Motion for Partial Summary
Judgment as to Counts I & II.
A separate Order accompanying this Memorandum Opinion concerns Plaintiff’s Motion,
as well as Defendant’s [34] Motion for Summary Judgment and [41] Motion to Strike Portions of
the Declaration of Dr. Stephanie Waggel, M.D.
Dated: November 9, 2018
/s/ COLLEEN KOLLAR-KOTELLY United States District Judge
23
Reference
- Status
- Published