Pellegrini v. Ne. Univ.
Pellegrini v. Ne. Univ.
Opinion of the Court
Background
The Plaintiff, Gerald Pellegrini, ("Plaintiff") filed a lawsuit in this Court on October 11, 2012, against Northeastern University ("Northeastern") and Nian Sun ("Sun") (collectively referred to as "Defendants") for a violation of the Lanham Act, Mass. Gen. Laws c. 93A, and fraud. This Court adopted the magistrate judge's recommendation that the case be dismissed for lack of jurisdiction.
Plaintiff then filed suit against Defendants in the Suffolk County Superior Court ("Superior Court") on May 15, 2014 (the "State Action").
After the parties submitted and argued their respective motions for summary judgment, the Superior Court judge granted the Defendants motion and denied the Plaintiff's partial motion for summary judgment in part because the Plaintiff failed to show sufficient evidence of damages. Judgment was entered in favor of the Defendants in the State Action on July 28, 2016. After the Superior Court denied the Plaintiff's motion for reconsideration, he appealed, and the Massachusetts Appeals Court ("Appeals Court") affirmed the Superior Court's decision and denied the Plaintiff's petition for rehearing. The Appeals Court held that because the Plaintiff failed to provide evidence of damages, the Superior Court's ruling on summary judgment *185was correct.
On November 17, 2017, the Plaintiff filed an application for further appellate review with the Massachusetts Supreme Judicial Court (the "SJC"). Ten days later he filed the original complaint in the present action. On December 21, 2017, the SJC denied the Plaintiff's request for further appellate review. The Plaintiff filed an amended complaint in this case (the "Amended Complaint") on January 23, 2018, which mooted the Defendants first motion to dismiss. Defendants subsequently filed the instant Motion to Dismiss the Amended Complaint which is discussed in this Order.
The Defendants argument is threefold: (1) this Court lacks subject matter jurisdiction because of the Rooker - Feldman doctrine; (2) the Amended Complaint is barred by Res Judicata and; (3) the Court lacks personal jurisdiction over the Defendants for insufficient service of process. I find that the Court lacks subject matter jurisdiction and the Amended Complaint must be dismissed.
Discussion
Rooker-Feldman Doctrine
The Rooker - Feldman doctrine stems from Congress's limitation providing only the U.S. Supreme Court with the exclusive power to act as an appellate court over state court judgments. Federacion de Maestros de Puerto Rico v. Junta de Relaciones del Trabajo de Puerto Rico ,
This action is not parallel to the State Action even though Plaintiff alleges new constitutional claims. See Exxon Mobil Corp. v. Saudi Basic Indus. Corp. ,
The Plaintiff points to the fact that he filed the original complaint before the SJC denied further appellate review. However, prior to filing the Amended Complaint, the operating document in this action, the SJC issued a formal denial of further appellate review meaning that the State Action had officially ended. Looking at the particular posture of this case, I find that to permit the Plaintiff to proceed with this action would directly conflict with the purpose of the Rooker-Feldman doctrine prohibiting lower federal courts from reviewing and reversing final state court judgments. See Marciano v. White ,
Res Judicata
Furthermore, even assuming that the Rooker - Feldman doctrine does not apply, the Amended Complaint must be dismissed under the principles of res judicata.
Issue preclusion requires "(1) ... a final judgment on the merits in the prior adjudication; (2) [that] the party against whom preclusion is asserted was a party...to the prior adjudication; and (3) the issue in the prior adjudication was identical to the issue in the current adjudication."
*187to determine whether a final judgment was rendered. Jarosz v. Palmer ,
All of these elements are met in this case; the parties are the same in this action and the State Action, a final judgment on the merits was rendered with a well-reasoned opinion, the issues are identical, the litigation of the issue was essential to the affirmation of the granting of summary judgment, and Plaintiff appealed the decision. The Plaintiff concedes that "these same claims and issues [in this action] were also raised in the state courts at the appellate level". (Doc. No. 26; p. 6). However, it is the Plaintiff's assertion that the alleged constitutional issues here have not been fully litigated because further appeals were denied. I disagree.
The alleged constitutional violations the Plaintiff asserts in this action arise from the granting of summary judgment in state court for failure to provide evidence of damages. The Plaintiff argues that because the Defendants failed to object to deposition testimony, the Plaintiff was denied the opportunity to lay a proper foundation for the testimony to be admissible. The Appeals Court discussed this issue noting that even with the unsupported lay deposition testimony, the evidence of damages was merely speculative and insufficient to survive summary judgment. (Doc. No. 21; exhibit C, p. 12). Further, to the extent that the Plaintiff argues that he was denied the opportunity to discover other evidence of damages, the Appeals Court noted that at no point in his opposition to the Defendants motion for summary judgment, at the oral argument, or in his motion for reconsideration did the Plaintiff argue he needed additional time for discovery and therefore, the argument was waived. The discovery issues which Plaintiffs constitutional claims arise from have already been adjudicated and he cannot re-litigate those issues by reframing them to be constitutional violations.
For these reasons, the Defendants Motion to Dismiss (Doc. No. 20) is granted and the Amended Complaint is hereby dismissed.
SO ORDERED.
The Plaintiff had failed to state a claim under the Lanham Act and accordingly that count was dismissed leaving only state law claims.
Plaintiff filed an Amended Complaint on August 8, 2014. The complaint discussed in connection with the State Action is the Amended Complaint.
Plaintiff only appeals the claims for a violation of the covenant of good faith and fair dealing, fraud, and a violation of G. L. c. 93A, all claims that have a required element of damages.
"Under the full faith and credit statute,
The Court finds that both the Rooker - Feldman doctrine and issue preclusion bar this action, therefore the Court does not analyze the Defendants arguments regarding claim preclusion or personal jurisdiction.
Reference
- Full Case Name
- Gerald PELLEGRINI v. NORTHEASTERN UNIVERSITY and Nian X. Sun
- Cited By
- 3 cases
- Status
- Published