O'Neill v. United States
O'Neill v. United States
Opinion of the Court
This is another civil action arising out of the relationship between the Federal Bureau of Investigation and organized crime leaders in Boston in the 1980s and 1990s. Plaintiffs are the widow, two children, and estate administrator of Michael Romano Jr., a member of the Carrozza faction of La Casa Nostra. Romano Jr. was murdered by individuals affiliated with Francis "Cadillac Frank" Salemme in 1994. Romano Jr. was mistaken for a rival Mafia leader, Enrico Ponzo, and shot at close range while changing a flat tire. Plaintiffs allege that Mark Rossetti, a mob leader aligned with Salemme who was also an FBI informant, had ordered the hit on Ponzo.
*18Plaintiffs have brought suit against the United States under the under the Federal Tort Claims Act ("FTCA"),
For the following reasons, the motion to dismiss for lack of subject-matter jurisdiction will be granted. Because the Court concludes that sovereign immunity has not been waived, it will not reach the limitations issue, and the motion to dismiss for failure to state a claim will be denied as moot.
I. Background
A. Factual Background
The facts are set forth as described in the complaint and public record.
1. Infighting in the New England Mafia
La Cosa Nostra, also known as the Mafia, is a "notorious crime syndicate." United States v. DeCologero ,
In 1991, Salemme became the leader of the Patriarca family.
2. Involvement of the Irish Mob
Stephen "The Rifleman" Flemmi was also a long-time "fixture in Boston's organized crime hierarchy." United States v. Flemmi ,
3. The Murder of Michael Romano Jr.
On September 1, 1994, Michael Romano Jr., then 20 years old, was murdered by Salemme faction members David Clark, Joseph Souza, and Stephen Rossetti. (Def. Ex. B, Luisi Tr. at 151-53).
The complaint alleges that Mark Rossetti, a FBI informant, sought to kill Ponzo to help the Salemme faction take control of Mafia operations in the Boston area. (Id. ¶¶ 12-13). After the murder of his son, Romano Sr. called Salemme faction member Robert Luisi Jr. and stated "I thought we were going to leave the kids out of this." (Def. Ex. B, Luisi Tr. at 147-54).
Soon after Romano Jr.'s murder, the Carrozza faction met at the Northgate Mall to determine the responsible party. Marino ,
4. FBI Corruption is Revealed
In 1995, Flemmi and various Mafia members, along with Salemme, were arrested on RICO charges. Rakes v. United States ,
5. Michael Romano Sr.'s Accusation
On February 29, 2000, Michael Romano Sr. was sentenced to a term of 252 months' imprisonment for conspiracy to commit murder in aid of racketeering and other related charges. See United States v. Carrozza et al. , 97-cr-40009-NMG, Docket No. 1112. At sentencing, Romano Sr. made the following statements:
[Judge Wolf] found out that the Justice Department and the FBI allowed Stephen Flemmi and Whitey Bulger to operate their illegal organized crime gang with their partner, as indicted by the government, Frank Salemme.
...
Yes, Stevie Flemmi, Whitey Bulger, and his partner, as charged, Frank Salemme, sent their hit squad out to revenge who shot Salemme. And who allowed all this to happen? The FBI and the Justice Department.
...
I ask you, where was the FBI agents and the prosecutors and the Justice Department employees and the Boston and state police when all these people were being murdered? Let me tell you. The corrupt ex, ex-and I reiterate 'ex'-FBI agents and others still to be named were keeping them all in the dark by protecting the likes of Frank Salemme and his partners, Flemmi and Bulger, allowing them to operate, resulting in the murder of many, many more people, one being my only dear son.
...
Where was the investigations all those years when all those families like mine were being destroyed and murdered? I'll tell you, as ex-FBI Agent John Connolly will soon enough. The FBI and the Justice Department employees were protecting *20them. Remember when Stevie Flemmi and Whitey Bulger and Frank Salemme sent out their gang of killers to shoot whom they thought had shot Frank Salemme September 1st? They ... killed my son by accident. They were all working and was being protected by the FBI and the U.S. Attorney's Office. My son's blood and that of Trooper Charbon[n]ier and that of many others are all on their hands. They, too, are responsible for their deaths and all those murders that could have been prevented if they just did their own jobs.
(Def. Ex. A, Romano Sr. Sen. Tr. at 48, 50, 52, 57-58).
While Michael Romano Sr. was imprisoned, news outlets reported that Salemme faction member Mark Rossetti had been an FBI informant. See, e.g. , Milton J. Valencia, Reputed Mob Boss Is Called FBI Informant , Boston Globe, Aug. 12, 2011, available at 2011 WLNR 15966564; Peter Gelzinis, Just Another Rotten Apple in FBI Barrel , Boston Herald, Aug. 25, 2011, available at 2011 WLNR 16868898. The complaint states that Mark Rossetti had become an FBI informant sometime before Romano Jr.'s death. (Am. Compl. ¶ 8). It further alleges that FBI agents were aware that Mark Rossetti was responsible for multiple murders in the Greater Boston area and that he was planning to kill Ponzo. (Id. ¶¶ 12-13).
In December 2011, the Boston Globe reported that Romano Sr. blamed the FBI for his son's death:
Mike Romano [Sr.] is no choirboy. And he admits he was trying to find out who killed his son, Mikey. He says that just when he was getting close to figuring out who did it, the FBI and Justice Department swooped in to take him and a faction opposed to then-Mafia boss Frank Salemme off the street. Romano says, and many in law enforcement agree, that Mark Rossetti was aligned with the Salemme group, which Romano believes was responsible for his son's death. The FBI let Rossetti and his associates shoot and kill with impunity, Romano contends. "All we did was try to protect ourselves," Romano said.
Kevin Cullen, From Mouths of Criminals , Boston Globe, Dec. 6, 2011, available at 2011 WLNR 25187726.
A 2012 Channel 5 WCVB news report on Romano Sr.'s allegations also highlighted the murder of State Trooper Mark Charbonnier, who was killed hours after Romano Jr. Charbonnier had been killed by David Clark, "[Mark] Rossetti's soldier, his right-hand man." See Team 5 Investigates: Mark Rossetti Kills Kid, available at https://www.youtube.com/watch?v=-46RW87ecpI&feature=youtu.be. The news report stated that Charbonnier was killed because he pulled over Clark, who was believed to be fleeing from the scene of Romano Jr.'s murder.
6. Admission of the Salemme Faction's Involvement
Around the same time the media reported on Mark Rossetti's involvement with the FBI, Enrico Ponzo was arrested in Idaho. See United States v. Ponzo ,
Ponzo was tried and convicted in fall 2013 of numerous crimes relating to his involvement in the Mafia during the 1980s and 1990s. United States v. Ponzo ,
B. Procedural Background
On November 1, 2016, plaintiffs presented four administrative claims to the FBI, one from each individual plaintiff. (Def. Ex. D). Plaintiffs sought $50 million, alleging that the FBI's negligence in its dealings with Mark Rossetti led to Romano Jr.'s death. (
The amended complaint asserts two counts, both brought under the FTCA. Count 1 is a wrongful death claim brought by Michelle O'Neill and Darlene Romano, as administrators of the estate of Romano Jr., alleging that the FBI and its agents negligently permitted Romano Jr.'s murder. Count 2 is a claim for loss of consortium brought by Michelle O'Neill, Michael O'Neill, and Michayla O'Neill in their individual capacities. The United States has moved to dismiss the complaint on the basis of sovereign immunity and for failure to state a claim pursuant to Fed. R. Civ. P. 12(b)(6).
II. Legal Standard
On a motion to dismiss, the court "must assume the truth of all well-plead[ed] facts and give ... plaintiff the benefit of all reasonable inferences therefrom." Ruiz v. Bally Total Fitness Holding Corp. ,
III. Analysis
A. Sovereign Immunity Generally
"Under settled principles of sovereign immunity, 'the United States, as sovereign, is immune from suit, save as it consents to be sued and the terms of its consent to be sued in any court define that court's jurisdiction to entertain the suit.' " United States v. Dalm ,
The FTCA acts as a partial waiver of sovereign immunity, rendering the United States liable for certain tort and contract claims. See
The FTCA grants jurisdiction to the district courts to hear claims arising from acts of the United States or its employees acting within the scope of their employment to the extent that "the United States, if a private person , would be liable to the claimant in accordance with the law of the place where the act or omission occurred."
Here, plaintiffs seek to recover under the Massachusetts Wrongful Death Statute,
B. There Is No General Duty of Care to Control Acts of Third Parties
The government contends that it has not waived its sovereign immunity under the FTCA for plaintiffs' claims. It contends that because a private individual does not owe a duty to control the conduct of third parties, it cannot be held liable for the criminal acts of its informants.
As a general principle, that proposition is correct. Under Massachusetts tort law, "there is no duty to control another person's conduct to prevent that person from causing harm to a third party." Leavitt v. Brockton Hosp., Inc. ,
Plaintiffs contend that the United States owed a general duty of care to Romano Jr. In support, they cite another case from this district, McIntyre v. United States ,
Plaintiffs also rely on Davis v. United States ,
The only affirmative acts alleged in the complaint are that FBI agents "allow[ed] and/or encourage[d] [Mark] Rossetti to commit illegal acts, including ordering acts [of] murder." (Id. ¶ 21). But that allegation is threadbare, conclusory and speculative; it is devoid of any specific factual allegations that would make it sufficiently plausible to survive review under Twombly and Iqbal .
Because the complaint fails to include any well-pleaded facts plausibly showing that the FBI either affirmatively assisted Mark Rossetti in committing crimes, encouraged him to do so, or shielded him from prosecution, the government did not owe a common-law general duty of care to Romano Jr.
C. There Was No Special Relationship between the FBI and Mark Rossetti
Alternatively, plaintiffs contend that there was a special relationship between the FBI and Mark Rossetti because the FBI had "custody" over him. (Am. Compl. ¶ 25). Massachusetts recognizes four types of special relationships, including parent-child, master-servant, and possessor-licensee relationships. McCloskey v. Mueller ,
The first three types of special relationships are inapplicable here. The complaint must therefore plead sufficient facts to show that the FBI effectively "took charge" of, or had custody over, Mark Rossetti. Id. n.7. The Eleventh Circuit, applying Georgia law, recently concluded that the mere fact that an individual is an informant does not create such a special relationship, even if the informant violates FBI and Department of Justice confidential-informant policies. Smith v. United States ,
Here, the complaint is devoid of any factual allegations plausibly suggesting that Mark Rossetti was in the FBI's charge or custody. It makes only conclusory statements, such as "[t]he FBI's relationship with Informant Rossetti had been in effect custodial because the FBI controlled Informant Rossetti's conduct" and "[t]he FBI controlled Informant Rossetti's behavior and could have stopped him from committing numerous criminal actions which included murder." (Am. Compl. ¶¶ 25-26). Without more, the compliant falls well short of the pleading standard set forth in Twombly and Iqbal .
In short, plaintiffs have failed to show that the United States owed a relevant legal duty under Massachusetts law. Accordingly, the FTCA's waiver of sovereign immunity does not apply, and Count 1 must be dismissed. In addition, without an underlying tortious act, Count 2 (loss of consortium) must also be dismissed. See Harrington v. City of Attleboro ,
IV. Conclusion
The Court is fully cognizant of the history of the FBI's mishandling of confidential organized-crime informants during 1980s and 1990s. However, without plausible factual allegations demonstrating that the FBI had control over Mark Rossetti's actions, or affirmatively acted in some way that furthered his conduct, Romano Jr.'s survivors do not have a claim for money *25damages against the United States. The government permits itself to be sued only under certain circumstances, and the circumstances here do not qualify.
For the foregoing reasons, defendant's motion to dismiss for lack of subject-matter jurisdiction is GRANTED. Defendant's motion to dismiss for failure to state a claim is DENIED as moot.
So Ordered.
Because both Mark Rossetti and Stephen Rossetti were allegedly involved in the Romano Jr. murder, the Court will use their full names in this opinion.
Mark and Stephen Rossetti are cousins.
While Stephen Rossetti was one of Romano Jr.'s murderers, Mark Rossetti was never prosecuted for that crime. The complaint alleges that Mark Rossetti ordered the hit on Ponzo. (Am. Compl. ¶ 13).
Special Agent Connolly had disclosed to Bulger and Flemmi that one of two persons taken off a vessel smuggling weapons for the Irish Republican Army was an informant. McIntyre ,
Matican focused on whether the state of New York owed a duty of care to the informant himself, rather than a victim of the informant.
Plaintiffs' claim for loss of consortium in their individual capacities must be dismissed on independent grounds because in Massachusetts, the wrongful death statute constitutes the "exclusive remedy for the recovery of damages for loss or consortium ... resulting from death" and such claims "must be brought by the decedent's executor or administrator." Stockdale v. Bird & Son, Inc. ,
Reference
- Full Case Name
- Michelle O'NEILL, individually and as administrator of the estate of Michael Romano Jr. Darlene Romano, as administrator of the estate of Michael Romano Jr. Michael O'Neill and Michayla O'Neill v. United States
- Cited By
- 1 case
- Status
- Published