United States v. Guzman-Ortiz
United States v. Guzman-Ortiz
Opinion of the Court
On June 19, 2018, a jury convicted defendant of conspiring with Oristel Soto-Peguero to distribute and possess with intent to distribute heroin, Count 6 of the Superseding Indictment
I. Factual Background
The court reviews the evidence presented at trial, including all reasonable inferences which may be drawn therefrom, in the light most favorable to the government. See United States v. Hyson,
The evidence showed that at 1:43 p.m. on that day, Eddyberto Mejia-Ramos, known to the agents as a heroin dealer in Taunton, Massachusetts, spoke by telephone with Soto-Peguero, who was one of his suppliers. Law enforcement agents, who had been conducting a months-long wiretap investigation of Mejia-Ramos, intercepted the call. Soto-Peguero told Mejia-Ramos, "Call me because ... because I have a lot of food .... I have a lot of food around. I got ready for you." Tr. Ex. 1.1. "Food" was a code word for heroin. Mejia-Ramos told Soto-Peguero, "I'll call you ... around three, between three and four I'll call you."
Based on this call, agents established surveillance of the Norwood apartment that afternoon. They observed no activity until around 6:00 p.m., when Cabral left the apartment in a car and apparently went grocery shopping. She returned about an hour later, entered the apartment briefly, and then fetched the groceries from her vehicle, assisted by defendant and Soto-Peguero. This was the first notice of defendant's presence at the apartment. The agents had not known of, or seen, defendant before that day.
At 8:57 p.m. that evening, after a short exchange of text messages, Mejia-Ramos called Soto-Peguero and said "I'll be ready ... Get here at ten .... Send me something heavy, heavy duty." Tr. Ex. 1.3. "[S]omething heavy" meant a large amount of heroin. Soto-Peguero replied that he would send Cabral, and she left the apartment shortly thereafter. In a 9:38 p.m. phone call, Soto-Peguero informed Mejia-Ramos: "she's around there on her way, the woman. In twenty minutes, half an hour around there." Tr. Ex. 1.4. None of the intercepted communications referred to or were exchanged with defendant, nor was there any evidence of his knowledge thereof.
Agents followed Cabral as she traveled towards Taunton and coordinated a stop of her vehicle. She was arrested after police seized from her purse 918 grams of heroin in the form of seven to ten bricks wrapped in green cellophane. Although forensics later identified latent fingerprints on the bricks matching Soto-Peguero's, no such evidence of defendant's participation was adduced.
Shortly after Cabral's arrest, around 10:00 p.m., agents approached the front and rear entrances of the Norwood apartment to enter and freeze the premises *218pending issuance of a search warrant. A detective knocked on the front door and yelled loudly to announce the presence of the police. No one answered, but the agents heard movement within the apartment. As they tried unsuccessfully to breach the front door with a ram, Soto-Peguero and defendant apparently moved upstairs and were observed at the window in the front upstairs bedroom. The agents then broke the glass sliding door at the back of the apartment, gained entry and opened the front door. They ordered Soto-Peguero and defendant to come downstairs and arrested them.
The agents found heroin and drug distribution paraphernalia throughout the apartment. One kilogram of heroin, wrapped entirely in black electrical tape, was partially stuffed in an air vent below the window in the upstairs room where defendant and Soto-Peguero had been observed during the attempted front door entry. That room was sparsely furnished with only an air mattress (without bedding), the box therefor, some suitcases, and miscellaneous items on the floor. In a second upstairs bedroom, the agents located 834 grams of heroin inside a black plastic bag, as well as six cell phones and a smaller portion of heroin. This room also contained a bed, but with bedding, night stands, two bureaus, women's and men's clothing, and pictures of Soto-Peguero and Cabral together. The evidence suggests that this was Soto-Peguero and Cabral's bedroom. The evidence is not clear, however, as to defendant's presence in that room at any time.
Downstairs, the apartment comprised a sparsely furnished living room and an open area with a kitchen. In the kitchen dirty pans were on the stove and the remnants of a fried chicken dinner, on the counter. Two items associated with drug distribution activity were plainly visible: the base of a blender or grinder sitting in the center of the living room floor, and a roll of green cellophane wrapping material similar in appearance to the material used for wrapping the heroin found on Cabral. Other drug distribution paraphernalia was located behind closed doors or otherwise out of sight: inside a hallway closet, agents found a small bag of heroin, cutting agent, zip lock bags, aluminum mixing bowls with drug residue, a digital scale, and a mold for use in a hydraulic drug press; in a bathroom/laundry area, the drug press itself was found inside a large bag. There was no evidence that the drug distribution paraphernalia had been used on the day in question, or that the heroin seized from Cabral had been prepared and packaged that day, or that defendant was aware of or had participated in such activities.
Defendant moved for judgment of acquittal at the close of the evidence. Though the court maintained the view that "this is a very, very, very thin case," Tr. 2-90, it allowed the jury to render a verdict. After his conviction on the conspiracy count only, defendant renewed his motion. The matter was thereafter briefed by both parties.
II. Legal Principles
A. Standard of Review
In deciding a Rule 29 motion the court's task is to determine whether a rational jury could find guilt beyond a reasonable doubt from the evidence presented. See United States v. Olbres,
Nonetheless, the court reviews the evidence in favor of the verdict and assumes that the jury made all reasonable inferences to the benefit of the prosecution and resolved credibility disputes and conflicting evidence in its favor. See United States v. Batista-Polanco,
B. Elements of the Offense of Conviction
A criminal conspiracy is an agreement between two or more persons to accomplish an unlawful purpose. United States v. Dellosantos,
Criminal conspiracies are naturally secretive and the government need not prove an express agreement between co-conspirators. United States v. Morillo,
III. Application
Defendant contends that only by "speculatively piling unreasonable inference on top of unsupported inference" could the jury determine that defendant, with the requisite intent, agreed with Soto-Peguero to distribute and possess with intent to distribute heroin. Docket # 259 at 11. Absent unallowable conjecture, according *220to defendant, the evidence only shows that he was "merely present" inside the Norwood apartment for a few hours on the day in question, and "merely associated with" Soto-Peguero and Cabral that day, although he, "possibly, knew then that Soto-Peguero possessed with intent to distribute heroin."
The government counters that defendant's "strongly suggestive presence at a drug trafficking hub, his evident knowledge of the activity being conducted there, and his concerted action with Soto-Peguero to escape law enforcement and hide evidence, is sufficient to support a conspiracy conviction." Docket # 261 at 8. While it concedes that defendant's presence in the Norwood apartment alone is insufficient grounds for his conviction, the government insists that the jury could permissibly infer the required elements of the conspiracy charged by considering defendant's presence alongside "attendant circumstances probative of guilt."
First, the government contends that "[t]he defendant's attempt to flee with Soto-Peguero supports the inference that he was an active participant in the drug conspiracy." Docket # 261 at 11. But the evidence showed only that neither Soto-Peguero nor defendant opened the door to the apartment when police knocked and that both ran upstairs as agents were pounding on the front door. That is hardly "flight from the police," and is nothing like the activity described in the cases cited by the government. See United States v. Isler,
Second, the government asserts that because defendant did not live in the Norwood apartment, and there was "no other apparent explanation for [his] presence in the apartment," the only reasonable inference is that "his visit was for a drug-related purpose." Docket # 261 at 12, 13. This argument does not accord with the evidence available to the jury. There was no direct or circumstantial evidence showing or permitting the inference that defendant visited the apartment for any particular reason or that he, in any way, participated in handling the heroin found on Cabral. Guzman-Ortiz's only drug-related activity occurred in response to the raid by law enforcement. There was, however, evidence of his participation in gathering and moving groceries and later dining with Soto-Peguero and Cabral. Though "the government need not exclude every reasonable hypothesis of innocence in order to sustain the conviction," United States v. Valerio,
*221Finally, the government argues that the jury was entitled to infer defendant's guilt from his presence in the Norwood apartment because "it runs counter to human experience to suppose that criminal conspirators would welcome innocent nonparticipants as witnesses to their crimes." Batista-Polanco,
In this case, as noted earlier, defendant's presence in the apartment is undisputed and the evidence supports a finding that he, at some point, knew illegal drug activity was conducted therein. But the only evidence of his participation in such activity, or his agreement to so participate, was his response, jointly with Soto-Peguero, to the attempted and ultimately successful entry into the apartment by the agents. That evidence provides an insufficient basis for finding or inferring the existence of an agreement between defendant and Soto-Peguero to possess and distribute heroin, and to determine beyond a reasonable doubt that defendant intentionally entered into such a compact with the requisite knowledge and purpose. See Hyson,
Moreover, unlike the facts shown in Batista-Polanco, there was, in this case, no evidence that the drug distribution paraphernalia was "conspicuously strewn" about the Norwood apartment. While cellophane wrapping, a blender, and several cell phones were indisputably in plain view, the presence of these items without more is insufficient to allow the jury to infer that heroin processing or packaging occurred in view of defendant or with his participation. The evidence did show that Soto-Peguero spoke with and texted Mejia-Ramos about heroin sales on several occasions during the afternoon and evening of July 6, 2015, but, as noted earlier, there was no testimony that defendant heard or viewed these communications, or had any knowledge thereof. The jury simply had no evidence to support a finding of the existence of the charged conspiracy and it could not reasonably rely upon an "understanding of human behavior" to assume that defendant must have been a participant in that conspiracy. See Valerio,
In sum, no evidence showed defendant's participation or agreement to participate in any drug-related activity except the attempted hiding of a package of heroin in response to the law enforcement raid. That activity, without more, is insufficient to show the charged conspiracy and, given the lack of any evidence of the nature of the parties' relationship, human experience cannot, in this case, support the verdict.
IV. Conclusion
Defendant's motion for judgment of acquittal (Docket # 241) is allowed.
Because the evidence was insufficient to sustain the jury's verdict on Count 6, the *222verdict on that Count is set aside, and it is ordered that judgment of acquittal be entered on that Count. Because the jury failed to reach a verdict on Count 4, it is further ordered that judgment of acquittal be entered on that Count. See Fed. R. Crim. P. 29(c)(2).
In a separate trial Soto-Peguero was found guilty on two counts of possession with intent to distribute heroin (Counts 2 and 3), one count of conspiracy with Mercedes J. Cabral to distribute (Count 5), and one count of use of a firearm in relation to the substantive drug offense (Count 8). The jury found him not guilty of conspiracy to distribute with Guzman-Ortiz (Count 6), the same count on which Guzman-Ortiz was later convicted.
Prior to trial the court allowed defendant's motion in limine to exclude from the trial evidence of his July 3, 2015, arrest in connection with a heroin sale. See Docket # 231 at 2. That transaction generated a criminal proceeding in the state court which was ultimately dismissed by that court for violations of defendant's Fourth Amendment rights. This court in its ruling also excluded evidence of Soto-Peguero's use of a firearm during the July 6, 2015, raid. These rulings are not at issue in the present motion.
The charge to the jury in this case explained conspiracy as requiring proof of two elements: 1) that there was an agreement by two or more persons to accomplish an unlawful purpose, i.e. to distribute heroin, and 2) that the defendant knowingly and wilfully joined in the unlawful plan with an understanding of its unlawful character. However, the explanation of and elaboration on these elements followed the case law as set forth above.
Reference
- Full Case Name
- United States v. Luis GUZMAN-ORTIZ
- Status
- Published