Institute for Energy Research v. Federal Energy Regulatory Commission
Institute for Energy Research v. Federal Energy Regulatory Commission
Opinion
UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA
INSTITUTE FOR ENERGY RESEARCH,
Plaintiff, Civil Action No. 22-3419 (CKK) v.
FEDERAL ENERGY REGULATORY COMMISSION,
Defendant.
MEMORANDUM OPINION (July 25, 2024)
This lawsuit arises from two Freedom of Information Act (“FOIA”) requests made by
Plaintiff Institute for Energy Research (“IER”) to Defendant Federal Energy Regulatory
Commission (“FERC”). Both requests sought records regarding FERC’s processing of previous
FOIA requests made by IER for records related to communications between FERC and the White
House. In the instant suit, Plaintiff IER challenges whether FERC lawfully redacted information
under FOIA Exemptions 5 and 6 in response to its two prior requests.
Now pending before the Court is Defendant’s [17] Motion for Summary Judgment. See
Def.’s Mot. Upon review of the pleadings,1 the relevant legal authorities, and the record as a
1 The Court’s consideration has focused on the following documents: • Plaintiff’s Complaint (“Compl.”), ECF No. 1; • Defendant’s Motion for Summary Judgment (“Def.’s Mot.”), ECF No. 17; • Defendant’s Statement of Material Facts as To Which There is No Genuine Dispute (“Def.’s Statement”), ECF No 17 at 17–19; • Plaintiff’s Opposition to Defendant’s Motion for Summary Judgment (“Pl.’s Opp’n”), ECF No. 18; and • Defendant’s Reply in Support of Defendant’s Motion for Summary Judgment (“Def.’s Reply”), ECF No. 19.
1 whole, the Court that finds that FERC has carried its burden of demonstrating that it has redacted
certain records appropriately. The Court shall therefore GRANT Defendant’s Motion for
Summary Judgment.
I. BACKGROUND
A. Factual Background
The instant litigation involves two separate but related FOIA requests, which, in turn, are
regarding Plaintiff’s earlier FOIA requests. On July 29, 2022, Plaintiff IER submitted the first
FOIA request at issue, FOIA-2022-0072, (“Request No. 72”) to Defendant FERC seeking:
[A]ll correspondence between FERC and the White House (including any office therein, whether the Office of White House Counsel, Office of Domestic Climate Policy, or other White House office or official), seeking or otherwise pertaining to consultation with the White House on FERC’s processing of Freedom of Information Act Requests FOIA-2022-0024 and/or -0036…. This does not seek the records on which FERC sought consolation, but only FERC’s correspondence accompanying those records, and subsequent responsive correspondence.
Compl. ¶¶ 8–9 (emphasis omitted). On August 25, 2022, FERC notified IER that it had
identified four potentially responsive documents but that it would be withholding them in full
pursuant to FOIA Exemption 5. Id. ¶ 11; Def.’s Mot. at 2. Plaintiff IER administratively
appealed this denial the following day, Compl. ¶ 12, which FERC denied on October 3, 2022, id.
¶ 14. Plaintiff then filed an action in the United States District Court for the Southern District of
Texas challenging FERC’s withholding determinations for Request No. 72; this case was
subsequently transferred to the United States District Court for the District of Columbia. See
Def.’s Mot. at 2; Order, Inst. for Energy Rsch. v. Fed. Energy Regul. Comm’n, No. 22-cv-3419
(CKK) (D.D.C. Nov. 4, 2022), ECF No. 7 (order transferring case to this court). Since Plaintiff’s
In an exercise of its discretion, the Court finds that holding oral argument in this action would not be of assistance in rendering a decision. See LCvR 7(f).
2 filing of this lawsuit, FERC has released four responsive documents in part, with redactions
pursuant to Exemptions 5 and 6. Def.’s Mot. at 3.
While Plaintiff’s FOIA Request No. 72 was pending, it filed a second request on August
12, 2022, FOIA-2022-0085, (“Request No. 85”), which broadened its previous request. Def.’s
Mot. at 3. In Request No. 85, Plaintiff IER sought:
[A]ll correspondence between FERC and the White House (including any office therein, whether the Office of the White House Counsel, Office of Domestic Climate Policy, or other White House office or official), seeking or otherwise pertaining to consultation with the White House on FERC’s processing of any Freedom of Information Act request, from January 21, 2021, through August 12, 2022.
Id. (emphasis omitted). On September 12, 2022, IER filed an action in the United States District
Court for the District of Columbia regarding Request No. 85, alleging that FERC had failed to
timely respond to that request. Id.; see Compl., Inst. for Energy Rsch. v. Fed. Energy Regul.
Comm’n, No. 22-cv-2756 (CKK) (D.D.C. Sept. 12, 2022), ECF No. 1. On September 13, FERC
responded to IER’s Request No. 85 by identifying nine responsive documents, which included
the four it had previously deemed responsive to Request No. 72, and withholding them in full
pursuant to FOIA Exemption 5. Def.’s Mot. Ex. A at 1–12 (“Templeton Decl.”) ¶ 18. On
September 14, 2022, Plaintiff filed an appeal. Id. ¶ 19. On October 10, 2022, FERC upheld the
withholding in full. Id. ¶ 20. On or about February 2, 2023, FERC provided IER with a
discretionary release of the remaining previously withheld documents with redactions pursuant
to Exemptions 5 and 6. Id. ¶ 21.
B. Procedural History
As previously noted, Plaintiff has filed two separate complaints: Case Nos. 22-2756
(regarding Request No. 85) and 22-3419 (regarding Request No. 72). On March 27, 2023, the
Court consolidated the two cases and ordered that all future filings in these consolidated cases
3 should be made only in Case No. 22-3419. Order, Inst. for Energy Rsch. v. Fed. Energy Regul.
Comm’n, No. 22-cv-2756 (CKK) (D.D.C. Mar. 27, 2023), ECF No. 17. On May 5, 2023, FERC
filed the pending Motion for Summary Judgment, which is now fully briefed and ripe for
resolution. In support of its Motion, Defendant includes a Vaughn Index, see Def.’s Mot. Ex. A
at 14–17 (“Vaughn Index”), and the declaration of Carolyn Templeton, FERC’s Director of
Strategic Operations & Special Projects in the Office of External Affairs, see Templeton Decl.
II. LEGAL STANDARD
Congress enacted the Freedom of Information Act,
5 U.S.C. § 552, to “pierce the veil of
administrative secrecy and to open agency action to the light of public scrutiny.” Dep’t of Air
Force v. Rose,
425 U.S. 352, 361(1976) (citation omitted). Congress remained sensitive to the
need to achieve balance between these objectives and the potential that “legitimate governmental
and private interests could be harmed by release of certain types of information.” Critical Mass
Energy Project v. Nuclear Regul. Comm’n,
975 F.2d 871, 872(D.C. Cir 1992) (en banc) (citation
omitted), cert. denied,
507 U.S. 984(1993). To that end, FOIA “requires federal agencies to
make Government records available to the public, subject to nine exemptions for categories of
material.” Milner v. Dep’t of Navy,
562 U.S. 562, 564 (2011). Ultimately, “disclosure, not
secrecy, is the dominant objective of the act.” Rose,
425 U.S. at 361. For this reason, the
“exemptions are explicitly made exclusive, and must be narrowly construed.” Milner, 562 U.S.
at 565.
“FOIA cases typically and appropriately are decided on motions for summary judgment.”
Defenders of Wildlife v. U.S. Border Patrol,
623 F. Supp. 2d 83, 87(D.D.C. 2009) (PLF) (citing
Bigwood v. U.S. Agency for Int’l Dev.,
484 F. Supp. 2d 68, 73(D.D.C. 2007) (PLF)). “The
agency is entitled to summary judgment if no material facts are genuinely in dispute and the
4 agency demonstrates that its search for responsive records was adequate, that any exemptions
claimed actually apply, and that any reasonably segregable non-exempt parts of records have
been disclosed after redaction of exempt information.” Prop. of the People, Inc. v. Off. of Mgmt.
& Budget,
330 F. Supp. 3d 373, 380(D.D.C. 2018) (RC) (citation omitted). The burden is on the
agency to justify its response to the plaintiff’s request.
5 U.S.C. § 552(a)(4)(B). “An agency
may sustain its burden by means of affidavits, but only if they contain reasonable specificity of
detail rather than merely conclusory statements, and if they are not called into question by
contradictory evidence in the record or by evidence of agency bad faith.” Multi Ag Media LLC
v. Dep’t of Agric.,
515 F.3d 1224, 1227(D.C. Cir. 2008) (citation omitted). “If an agency’s
affidavit describes the justifications for withholding the information with specific detail,
demonstrates that the information withheld logically falls within the claimed exemption, and is
not contradicted by contrary evidence in the record or by evidence of the agency’s bad faith, then
summary judgment is warranted on the basis of the affidavit alone.” Am. C.L. Union v. Dep’t of
Defense,
628 F.3d 612, 619(D.C. Cir. 2011) (citations omitted). “Uncontradicted, plausible
affidavits showing reasonable specificity and a logical relation to the exemption are likely to
prevail.” Ancient Coin Collectors Guild v. Dep’t of State,
641 F.3d 504, 509(D.C. Cir. 2011)
(citation omitted).
III. DISCUSSION
Plaintiff’s lawsuit challenges whether FERC lawfully redacted information under FOIA
Exemptions 5 and 6. In the pending motion, Defendant FERC seeks summary judgment as to the
appropriateness of its claimed exemptions; Plaintiff opposes Defendant’s Motion, challenging
Defendant’s withholdings and redactions for numerous reasons, but not contesting the adequacy
5 of Defendant’s search.2 Plaintiff also argues in its reply brief that Defendant has failed to
properly set forth material facts on which summary judgment may be granted in violation of
Local Rule 7(h)(1). For the reasons below, the Court concludes that Defendant has carried its
burden of demonstrating that it has redacted responsive records appropriately, released all
reasonably segregable non-exempt material, and fully complied with Local Rule 7(h)(1).
Accordingly, the Court shall grant Defendant’s Motion for summary judgment.
A. FOIA Exemption 5
Defendant argues that it properly applied Exemption 5 to redact seven of the nine
responsive documents. See Def.’s Mot. at 8–12. The Court agrees that these redactions were
properly made pursuant to the deliberative process privilege.
Exemption 5 protects “inter-agency or intra-agency memorandums or letters that would
not be available by law to a party other than an agency in litigation with the agency.”
5 U.S.C. § 552(b)(5). It applies to materials that would be privileged in the civil discovery context, such as
materials protected by the deliberative process privilege, the attorney-client privilege, and the
attorney work-product privilege. N.L.R.B. v. Sears, Roebuck & Co.,
421 U.S. 132, 149(1975).
In order to “justify nondisclosure under Exemption 5, an agency must show that the type of
material it seeks to withhold is generally protected in civil discovery for reasons similar to those
asserted by the agency in the FOIA context.” Burka v. Dep’t of Health & Human Servs.,
87 F.3d 508, 517 (D.C. Cir. 1996).
2 See Def.’s Mot. at 1 n.1 (“Plaintiff does not appear to challenge the adequacy of the search.”); see also Pl.’s Opp’n (not denying this argument). Defendant nevertheless affirms that “all repositories for potentially responsive documents were searched.” Id.
6 1. Inter-Agency or Intra-Agency Communications
To begin, the Court must consider whether these records are of the type intended to be
covered by the phrase “inter-agency or intra-agency memorandums.”
5 U.S.C. § 552(b)(5).
Plaintiff argues that this threshold requirement has not been met, claiming that Exemption 5
cannot apply to communications with the White House because the White House is not an
“agency” as defined in
5 U.S.C. § 552. Pl.’s Opp’n at 5 n.1; see Meyer v. Bush,
981 F.2d 1288, 1293(D.C. Cir. 1993) (citing Nat. Sec. Archive v. Archivist of the U.S.,
909 F.2d 541, 545(D.C.
Cir. 1990) (“the White House Counsel’s Office is not a FOIA agency”)). However, in this
jurisdiction, communications with the White House Counsel’s Office may nonetheless qualify as
intra- or inter-agency communications under Exemption 5. See Jud. Watch., Inc. v. Dep’t of
State,
306 F. Supp. 3d 97, 109(D.D.C. 2018) (RC) (quoting Jud. Watch, Inc. v. Consumer Fin.
Protection Bureau,
60 F. Supp. 3d 1, 10(D.D.C. 2014) (EGS) (the “threshold requirement is
satisfied for communications exchanged between agencies and the Office of the President, even
though that office is not an agency for the purposes of FOIA.”)); Buzzfeed, Inc. v. F.B.I.,
613 F. Supp. 3d 453, 464–66 (D.D.C. 2020) (BAH) (holding that documents created by the FBI and
sent to White House Counsel’s Office, a “non-agency government entity,” fulfilled Exemption
5’s intra-agency requirement).
Accordingly, FERC’s communications with the White House Counsel’s Office satisfy
this threshold requirement.
2. Deliberative Process Privilege
The Court must next determine whether the redacted information falls “within the ambit
of a privilege against discovery under judicial standards that would govern litigation against the
agency that holds it.” U.S. v. Dep’t of Interior v. Klamath Water Users Protective Ass’n, 532
7 U.S. 1, 8(2001). Defendant FERC argues that the seven documents were redacted pursuant to
the deliberative process privilege and attorney work-product privilege. The Court now turns to
analysis under the deliberative process privilege.
a. Pre-decisional and Deliberative
For the deliberative process privilege to apply under Exemption 5, the Court must
determine that the material is both pre-decisional and deliberative. Wolfe v. Dep’t of Health &
Human Servs.,
839 F.2d 768, 774(D.C. Cir. 1988) (en banc). “Additionally, because Exemption
5’s goal is to “prevent injury to the quality of agency decisions,” the deliberative process
privilege can apply only to “materials [that] bear on the formulation or exercise of agency
policy-oriented judgment.” Petroleum Info. Corp. v. Dep’t of the Interior,
976 F.2d 1429, 1434–
35 (D.C. Cir. 1992) (emphasis in original). Documents containing advisory opinions and
recommendations or reflecting deliberations comprising the process by which government policy
is formulated are protected, Mead Data, 566 F.2d at 256; however, documents that do not
“discuss the wisdom or merits of a particular agency policy, or recommend new agency
policy[,]” are not. Coastal States Gas Corp. v. Dep’t of Energy,
617 F.2d 854, 869(D.C. Cir
1980).
As Defendant explains, the seven documents redacted pursuant to the deliberative process
privilege consisted of emails between White House counsel and FERC staff attorneys discussing
Plaintiff’s earlier FOIA requests. Def.’s Mot. at 8. The redacted portions included “opinions,
suggestions, and/or recommendations made during the consultation process,” including “about
the processing of Plaintiff’s FOIA requests” and “what type of information could be potentially
released.” Templeton Decl. ¶¶ 30, 32.
8 FERC argues that these redacted portions were “pre-decisional” because the discussions
preceded FERC’s “final determination of how to respond to Plaintiff’s requests.” Def.’s Mot. at
8. Because a document is pre-decisional if it was ‘prepared in order to assist an agency decision
maker in arriving at his decision,’ rather than to support a decision already made,” Petroleum
Info. Corp.,
976 F.2d at 1434(quoting Renegotiation Bd. v. Grumman Aircraft Eng’g Corp.,
421 U.S. 168, 184(1975)), the Court finds this requirement to be satisfied.
Next, FERC argues that the redacted portions were “deliberative” because they consist of
discussions regarding how to handle Plaintiff’s previous FOIA requests. See Def.’s Mot. at 8;
Templeton Decl. ¶ 30 (“the redactions cover discussions between attorneys within FERC’s OGC
and the White House Counsel’s Office about the processing of Plaintiff’s FOIA requests and the
underlying responsive documents related thereto”), ¶ 32 (the redacted portions “reflect opinions,
suggestions, and/or recommendations made during the consultation process regarding the FOIA
documents responsive to Plaintiff’s requests…. [T]he information contained in the
communications were used in formulating FERC’s response to the Plaintiff, including what type
of information could be potentially released related to the equities of another agency.…
Information of this type [] is used in the adoption or formulation of an agency response….”). At
its most basic, courts have held that a document is deliberative in nature if “it reflects the give-
and-take of the consultative process.” Coastal States Gas Corp.,
617 F.2d at 866. Additionally,
to satisfy the “deliberative” requirement, documents must be “part of a process by which
governmental decisions and policies are formulated.” Sears, Roebuck & Co., 421 U.S. at 150.
Plaintiff claims that FERC has failed to satisfy this requirement, stating that Defendant does not
describe or even reference any “policy” being deliberated. Pl.’s Opp’n at 7–9.
9 However, case law in this jurisdiction makes clear that communications that “serve[] to
inform the agency’s ultimate response” to a FOIA request are “easily characterized as both
predecisional and deliberative” within the meaning of Exemption 5.3 Nat’l Sec. Couns. v. C.I.A.,
206 F. Supp. 3d 241, 282 (D.D.C. 2016) (BAH), aff’d,
969 F.3d 406(D.C. Cir. 2020); see also
Whitaker v. Dep’t of State, No. 14-5275,
2016 WL 9582720, at *4 (D.C. Cir. Jan 21, 2016)
(summary affirmance of CIA deliberative process withholding based on agency’s
characterization of withheld documents as “predecisional deliberations by [CIA] personnel
regarding . . . the scope of legal exemptions [and] the application of exemptions to particular
material….”) (emphasis added). The Court finds that discussions regarding potential FOIA
redactions are sufficiently “deliberative” for the purposes of Exemption 5’s deliberative process
privilege.
b. Reasonable Certainty
Plaintiff argues that Defendant has not demonstrated the applicability of the deliberative
process privilege to the withheld portions of the documents with “reasonable certainty,” as is
required.
Under federal common law, the proponent bears the burden of demonstrating the
applicability of any asserted privilege, including the deliberative process privilege. In re:
Subpoena Duces Tecum Issued to Commodity Futures Trading Comm’n WD Energy Servs., Inc.,
439 F.3d 740, 750(D.C. Cir. 2006). To meet that burden, the proponent must establish the
claimed privilege with “reasonable certainty.” F.T.C. v. TRW, Inc.,
628 F.2d 207, 213(D.C. Cir.
3 Plaintiff cites to Mayer, Brown & Rowe v. I.R.S. for the idea that the privilege does not apply, but that case is inapposite. See Pl.’s Opp’n at 7 (citing
537 F. Supp. 2d 128, 135–36 (D.D.C. 2008) (RMC) (finding that documents did not satisfy the deliberative process privilege where they “were not prepared to assist in the formulation of any agency policy or decision…. They were intended to brief [agency] employees once the Ruling was issued.”) (emphasis in original)).
10 1980). Specifically, the proponent must adduce competent evidence in support of “each of the
essential elements necessary to sustain a claim of privilege.” Alexander v. F.B.I.,
192 F.R.D. 42, 45(D.D.C. 2000) (RCL). The proponent “must offer more than just conclusory statements,
generalized ascertains, and unsown averments of its counsel.” In re Application of Veiga,
746 F. Supp. 2d 27, 34(D.D.C. 2010) (CKK) (citation omitted), appeal dismissed, Nos. 10-7143, 10-
7144, 10-7147, 10-7148,
2011 WL 1765213(D.C. Cir. Apr. 18, 2011).
To satisfy this burden, the agency may provide a plaintiff “with a Vaughn Index, which
must adequately describe each document, state which exemption the agency claims for each
withheld document, and explain the exemption’s relevance.” Johnson v. Exec. Office for U.S.
Att’ys,
310 F.3d 771, 774 (D.C. Cir. 2002); see also Vaughn v. Rosen,
484 F.2d 820, 827(D.C.
Cir. 1973). “There is no set formula for a Vaughn Index; so long as the agency provides the
Court with materials providing a ‘reasonable basis to evaluate the claim of privilege,’ the precise
form of the agency’s submission—whether it be an index, a detailed declaration, or a narrative—
is immaterial.” People for the Am. Way Found. v. Dep’t of Educ.,
516 F. Supp. 2d 28, 34(D.D.C. 2007) (CKK) (citing Gallant v. Nat’l Labor Relations Bd.,
26 F.3d 168, 173(D.C. Cir.
1994)). More specifically, “an agency may even submit other measures in combination with or
in lieu of the index itself,” including “supporting affidavits.” Jud. Watch, Inc. v. F.D.A.,
449 F.3d 141, 146(D.C. Cir. 2006). The agency must also detail what proportion of the information
in a document is non-exempt and how that material is dispersed throughout the document. Mead
Data, 566 F.2d at 261. In determining whether the agency has met its burden in support of non-
production, “the underlying facts are viewed in the light most favorable to the [FOIA] requester,”
Weisberg v. D.O.J.,
705 F.2d 1344, 1350(D.C. Cir. 1983) (citation omitted).
11 Plaintiff claims that “FERC’s short Vaughn descriptions and its accompanying index,
bare of any detail, does not come close to meeting [the agency’s] burden.” Pl.’s Opp’n at 8.
Specifically, Plaintiff argues that Defendant’s Vaughn Index, or otherwise Carolyn Templeton’s
declaration, fails to “list[] the names of all senders and recipients of withheld documents,” id. at
3, “does not allege that the identified record(s) contain(s) any specific deliberation on an
identifiable agency decision or that its release would have any chilling effect on agency
deliberations,” id. at 4, and relies on identical and vague justifications for each of its
withholdings, id. at 6. The Court finds that Plaintiff’s arguments have no merit.
First, Plaintiff takes issue with the fact that Defendant’s Vaughn Index lists only the name
of one of the parties to the communication and identifies others just by title. Id. at 4. But
Plaintiff cites to no binding authority to support the proposition that a Vaughn Index must
contain the full names of all authors and addressees. See id. at 3 (citing case from the United
States District Court for Delaware and an order from this Court, in another case, ordering a
defendant to issue a new Vaughn index with specific information after granting a plaintiff’s
motion for summary judgment). To the contrary, there is no requirement that a Vaughn Index
contain the names of all senders and recipients of a withheld document. See, e.g., Reinhard v.
D.H.S., No. 18-1449,
2019 WL 3037827, at *9 (D.D.C. July 11, 2019) (JEB) (finding Vaughn
Index adequate and deliberative process privilege to apply even though email sender name was
redacted). Here, Defendant’s Vaughn Index indicates that the documents redacted pursuant to
Exemption 5 contain emails between a named individual, Vanessa Le, who was a White House
Associate Counsel, and “FERC attorneys.” See generally Vaughn Index. This information
sufficiently describes the “nature of the decisionmaking authority vested” in each email
participant so as to allow the Court to determine whether the redacted documents are
12 predecisional and deliberative in nature. Arthur Andersen & Co. v. IRS,
679 F.2d 254, 258(D.C.
Cir. 1982); see also Competitive Enter. Inst. v. Dep’t of the Treasury,
308 F. Supp. 3d 109, 118–
19 (D.D.C. 2018) (RMC) (Vaughn Index that “fail[ed] to list all senders and recipients of
withheld documents” nonetheless “provides sufficient information to allow the Court to find that
[agency] properly claimed applicability of Exemption 5.”). Accordingly, the omission of
specific FERC attorney names is not grounds for holding Defendant’s Vaughn Index inadequate.
Plaintiff next argues that Defendant’s materials are deficient as they “do[] not allege that
the identified record(s) contain(s) any specific deliberation on an identifiable agency decision or
that its release would have any chilling effect on agency deliberations.” Pl.’s Opp’n at 4. But in
her declaration, Templeton clearly states that the records contain “discussions between attorneys
within FERC’s OGC and the White House Counsel’s Office about the processing of Plaintiff’s
FOIA requests and the underlying responsive documents related thereto.” Templeton Decl. ¶ 30.
She continues that the release of such information withheld pursuant to Exemption 5’s
deliberative process privilege “would have an inhibitive effect upon the development of policy
and administrative direction of an agency or the sharing of ideas amongst colleagues because it
would chill the full and frank discussion between agency personnel regarding a decision,” id. ¶
31, and that the disclosure of this information “would create a disincentive in the future for
FERC staff to consult or communicate with White House staff (or any executive agency staff),”
which would “diminish[]” the agency’s ability to adequately respond to FOIA requests, “which
ultimately harms the agency’s decision-making process” and “hamper[s] the agency’s
efficiency,” id. ¶ 33. Furthermore, Templeton states that “the release of staffs’ preliminary
assessments and internal discussions could mislead or cause public confusion because such
information may not represent the agency’s final decision on the matter.” Id. ¶ 31. The Court
13 finds that this declaration adequately explains what discussions impacting agency decisions are
included in the withheld records. Cf. Machado Amadis v. U.S. Dep’t of State,
971 F.3d 364, 371
(D.C. Cir. 2020).
Plaintiff also argues that Defendant’s Vaughn Index cannot rely on “identical
justifications” for its withholdings nor “describe withholdings in such a non-specific way that the
description would apply to virtually any withholding before the court.” Pl.’s Opp’n at 8. An
agency’s justification for withholding or redacting a document only needs to establish the
existence of all the “essential elements” of a valid privilege. Judicial Watch, Inc. v. H.U.D.,
20 F. Supp. 3d 247, 257(D.D.C. 2014) (ESH) (citation omitted). Furthermore, the United States
Court for the District of Columbia Circuit has explained that “categorization and repetition
provide efficient vehicles by which a court can review withholdings that implicate the same
exception for similar reasons,” and, in fact, “particularity may actually impede court review and
undermine the functions served by a Vaughn Index.” Jud. Watch, Inc,
449 F.3d at 147.
Accordingly, the fact that Defendant relies on similar justifications for invoking Exemption 5 for
numerous documents does not diminish the adequacy of these justifications, and Defendant’s
justifications on its Vaughn Index are detailed enough to satisfy the standard.
This Court finds that Defendant has met its burden of establishing with “reasonable
certainty” that the deliberative process privilege applies under FOIA Exemption 5.
c. Foreseeable Harm
Lastly, the Court must consider whether Defendant FERC has demonstrated foreseeable
harm, or in other words, whether it has adequately demonstrated how “disclosure would harm an
interest protected by” the deliberative process privilege.
5 U.S.C. § 552(a)(8)(A)(i); see also Pub.
Emps. for Env’t Responsibility v. De’t of Homeland Secy.,
575 F. Supp. 3d 34, 49–51 (D.D.C.
14 2021) (CKK). Plaintiff challenges whether this foreseeability requirement has been met, see
Pl.’s Opp’n at 14–17, but, as Defendant explains, see Def.’s Mot. at 11, the chilling effect
described by Templeton and that the Court analyzed above fulfills this requirement.
* * *
The Court holds that Defendant has demonstrated that its withholdings under Exemption
5 under the deliberative process privilege were appropriate. The Court will not address
Defendant’s invocation of the attorney work-product privilege under Exemption 5 because
Defendant has sufficiently justified its Exemption 5 withholdings on deliberative process
grounds. See Toensing v. U.S. Dep’t of Just.,
999 F. Supp. 2d 50, 55(D.D.C. 2018) (BAH)
(finding that agency properly invoked Exemption 5’s attorney work product privilege and
therefore declining to address agency’s other grounds for withholding).
B. FOIA Exemption 6
In its Motion for Summary Judgment, Defendant also argues that it properly applied
Exemption 6 to redact each of the responsive documents. See Def.’s Mot. at 12–14. The Court
agrees that these redactions were properly made pursuant to Exemption 6.
Exemption 6 protects information contained in “personnel and medical files and similar
files the disclosure of which would constitute a clearly unwarranted invasion of personal
privacy.”
5 U.S.C. § 552(b)(6). The term “similar files” is construed broadly and is “intended to
cover detailed Government records on an individual which can be identified as applying to that
individual.” Dep’t of State v. Wash. Post. Co.,
456 U.S. 595, 602(1982) (citation omitted).
“The threshold is fairly minimal, such that all information which applies to a particular
individual is covered by Exemption 6, regardless of the type of file in which it is contained.”
Concepcion v. F.B.I.,
606 F. Supp. 2d 14, 25(D.D.C. 2009) (RMU) (citations and internal
15 quotation marks omitted). In considering whether an agency has properly invoked Exemption 6,
courts must balance the privacy interest in nondisclosure against the public interest in the release
of the information. Lepelletier v. F.D.I.C.,
164 F.3d 37, 46(D.C. Cir. 1999); see also Dep’t of
Def. v. F.L.R.A.,
510 U.S. 487, 497(1994) (“[T]he only relevant public interest in the FOIA
balancing analysis [is] the extent to which disclosure of the information sought would she[d]
light on the agency’s performance of its statutory duties or otherwise let citizens know what their
government is up to.”) (citation and internal quotation marks omitted). “Ultimately, an agency’s
justification for invoking a FOIA exemption is sufficient if it appears logical or plausible.”
Larson v. Dep’t of State,
565 F.3d 857, 862(D.C. Cir. 2009) (citation omitted).
Defendant FERC’s Vaughn index indicates that Exemption 6 was applied to all nine of
the responsive documents. See generally Vaughn Index. The Index indicates that the redactions
included “names of non-senior staff” and their “contact information.” See
id.As Templeton
expounds, “[p]ortions of the redacted information… include direct telephone numbers of FERC
and White House staff, email addresses or full domains, and the names of lower-level FERC
employees.” Templeton Decl. ¶ 38.
1. Balance of Privacy and Public Interests
Plaintiff argues that “it is generally improper to withhold agency employees’ names,”
Pl.’s Opp’n at 10, and that, here, “[t]he identity of FERC’s policymakers and attorneys involved
in (claimed) policymaking is obviously significant, and a significant public interest outweighs
any ‘competing interests’ in privacy,” id. at 12. Case law counsels the opposite result.
Regarding the privacy interest at stake, while federal employees do not have a per se
expectation of privacy in their names and email addresses, see, e.g. Kleinert v. B.L.M.,
132 F. Supp. 3d 79, 96(D.D.C. 2015) (JDB), courts in this jurisdiction have found the type of personal
16 information at issue here protectable under Exemption 6, see Shurtleff v. E.P.A.,
991 F. Supp. 2d 1, 18–19 (D.D.C. 2013) (EGS) (protecting work email addresses of Executive Office of the
President personnel due to significant privacy interest of such individuals in avoiding harassment
and unsolicited email); Walston v. D.O.D.,
238 F. Supp. 3d 57, 67(D.D.C. 2017) (EGS) (finding
“cognizable privacy interest” in names of low-level federal employees who conducted inquiry
related to plaintiff’s investigatory complaint) (citation and internal quotations omitted). Here, as
Templeton explains, the release of employees’ names and contact information “would subject
staff to further annoyance, threats, embarrassment, and harassment in the conduct of their official
and private lives.” Templeton Decl. ¶ 38.
On the other side of the ledger––the public interest––plaintiff has failed to “bear[] the
burden of establishing a legitimate public interest supporting disclosure which is in line with the
core purpose of FOIA, to contribute to greater general understanding of agency practice and
procedure.” Clemmons v. U.S. Army Crime Recs. Ctr., No. 05-02353,
2007 WL 1020827(D.D.C. Mar. 30, 2007) (RCL) (citing D.O.D. v. F.L.R.A.,
510 U.S. 487, 495(1994)). Plaintiff
argues that “[b]y knowing who FERC consults for advice, one will know what sort of learnings
and background FERC may currently prize, which will shed light on its future policy direction.”
Pl.’s Opp’n at 13. However, the Court finds the connection between the identity of federal
employees and “the agency’s performance of its statutory duties” too attenuated to create a
public interest that outweighs the employees’ privacy interests. See Voinche v. F.B.I.,
940 F. Supp. 323, 330(D.D.C. 1996) (CRR) (finding that “[t]here is no reason to believe that the public
will obtain a better understanding of the workings of various agencies by learning the identities”
of the people mentioned in agency documents). Additionally, the redacted identities include
those of “non-senior staff,” see generally Vaughn Index, which further minimizes how much, if
17 at all, the disclosure of that information would shed light on the government’s inner workings,
see Def.’s Mot. at 13 (citing Stonehill v. Dep’t of Just., No. 19-3770 (RC),
2022 WL 407145, at
*20 (D.D.C. Feb. 10, 2022)). And more broadly, “information that does not directly reveal the
operation of activities of the federal government ‘falls outside the ambit of the public interest
that the FOIA was enacted to serve.’” Elec. Priv. Info. Ctr. v. D.H.S.,
384 F. Supp. 2d 100, 117(D.D.C. 2005) (RMU) (citing D.O.J. v. Reps. Comm. for Freedom of Press,
489 U.S. 749, 775(U.S. 1989)). The release of the names and contact information of low-level employees does not
directly illuminate the government’s operations in a way that serves FOIA’s purpose.
Accordingly, because the privacy interests of FERC attorneys in avoiding any unwanted
contact or harassment resulting from the release of their names and contact information
outweighs any public interest in disclosure, the Court concludes that Defendant properly invoked
Exemption 6 for the responsive documents at issue.
2. Foreseeable Harm
As was the case for Exemption 5, the Court must also consider whether Defendant has
demonstrated foreseeable harm for Exemption 6.
5 U.S.C. § 552(a)(8)(A)(i). Plaintiff argues
that “FERC never explains why releasing employees’ names would cause harm,” and that to the
extent that Templeton’s declaration does allege harm, it is “conclusory.” Pl.’s Opp’n at 15–16.
However, Templeton’s explanation that employees would be subject to annoyance, threats,
embarrassment, see Templeton Decl. ¶ 38, is sufficient to satisfy the foreseeability requirement.
See, e.g., Ecological Rights Found. v. EPA,
541 F. Supp. 3d 34, 65–66 (D.D.C. 2021).
* * *
Altogether, the Court holds that Defendant FERC has demonstrated that its withholdings
under Exemption 6 were appropriate.
18 C. Segregability
Even when some information may be withheld under an exemption, FOIA also requires
that “[a]ny reasonably segregable portion of a record shall be provided to any person requesting
such record after deletion of the portions which are exempt.”
5 U.S.C. § 552(b). Accordingly,
“an agency cannot justify withholding an entire document simply by showing that it contains
some exempt material.” Mead Data, 566 F.2d at 260.
When a court reviews an agency’s segregability determination, the agency is “entitled to
a presumption that [it] complied with the obligation to disclose reasonably segregable material.”
Hodge v. F.B.I.,
703 F.3d 575, 582(D.C. Cir. 2013) (alteration in original) (citation omitted). A
court may rely on the agency’s descriptions of the withheld, or redacted, records and its
declaration that it has released all segregable information to conclude that the agency has
fulfilled its obligation to show with “reasonable specificity” why documents cannot be further
segregated. Loving v. U.S. Dep’t of Defense,
550 F.3d 32, 41(D.C. Cir. 2008) (citation omitted).
Nevertheless, an agency must provide “a detailed justification and not just conclusory statements
to demonstrate that all reasonably segregable information has been released.” Valfells v. CIA,
717 F. Supp. 2d 110, 120(D.D.C. 2010) (RMC), aff’d,
666 F.3d 1330(D.C. Cir. 2011) (citation
and internal quotation marks omitted). “[R]easonable specificity can be established through a
“combination of the Vaughn index and [agency] affidavits.” Johnson v. Exec. Off. for U.S.
Atty’s,
310 F.3d 771, 776(D.C. Cir. 2002) (internal quotation marks and citation omitted).
Here, Defendant FERC released all nine responsive documents to Plaintiff with
redactions pursuant to Exemptions 5 and 6. See Pl.’s Opp’n Ex. 1 (redacted documents released
to Plaintiff in response to FOIA request). Defendant argues that they properly reviewed each of
these nine documents and released all segregable information. Def.’s Mot. at 15. To
19 demonstrate this, Defendant relies on Carolyn Templeton’s declaration, in which she affirms that
“FERC performed a line-by-line and page-by-page review to identify information exempt from
disclosure or for which a discretionary waive of exemption could be applied,” and that “[a]ll
information not exempted from disclosure pursuant to the FOIA exemptions… was correctly
segregated and non-exempt portions were released to ensure that all non-exempt information was
correctly segregated and released.” Templeton Decl. ¶¶ 39–40. Defendant’s Vaughn Index also
notes that all segregable information has been released for each redacted document. See
generally Vaughn Index.
Having reviewed all of the redacted documents released to Plaintiff, see Pl.’s Opp’n Ex.
2, as well as the declaration by Carolyn Templeton, the Court is satisfied that no reasonably
segregable information has been withheld. Cf. Juarez v. U.S. Dep’t of Justice,
518 F.3d 54, 61(D.C. Cir. 2008) (finding affidavit describing page by page review sufficient to demonstrate that
“no portions of the withheld documents may be segregated and released”); Machado Amadis,
971 F.3d at 371–72 (noting that government agency’s “line-by-line review” of documents in
responding to FOIA request was sufficient as to segregability responsibilities);
Accordingly, the Court finds that FERC has produced all reasonably segregable, non-
exempt information responsive to the FOIA requests forming the basis of Plaintiff’s complaints.
D. Statement of Material Facts
Finally, Plaintiff challenges Defendant’s Undisputed Statement of Material Facts as
insufficient. Pl.’s Opp’n at 19–20 (citing Def.’s Statement).
In this jurisdiction, Federal Rule of Civil Procedure 56 is supplemented by Local Civil
Rule 7(h)(1), which requires that a “motion for summary judgment be accompanied by a
statement of material facts as to which the moving party contends there is no genuine issue,
20 which shall include references to the parts of the record relied on to support the statement.”
LCvR 7(h)(1). The rule assists the district court to maintain docket control and to decide
motions for summary judgment efficiently and effectively. Jackson v. Finnegan,
101 F.3d 145, 150(D.C. Cir. 1996) (addressing a prior, but materially identical version of the rule). “The
procedure contemplated by the rule [] isolates the facts that the parties assert are material,
distinguishes disputed from undisputed facts, and identifies the pertinent parts of the record.”
Gardels v. C.I.A.,
637 F.2d 770, 773(D.C. Cir. 1980).
Attached to their Motion for Summary Judgment, Defendant submitted a Statement of
Material Facts as to Which There is no Genuine Dispute, which includes sequentially numbered
paragraphs with citations to the portions of the record on which it relies. See generally Def.’s
Statement. Plaintiff argues that Defendant’s Statement of Material facts is insufficient because
“[D]efendant has listed virtually no facts in its purported Statement of Material Facts Not in
Dispute, [] instead discussing merely the factual background giving rise to this lawsuit.” Pl.’s
Opp’n at 19. The Court finds that this argument is meritless.
As is required, Defendant properly identified the undisputed material facts in this case
and provided precise citations to Plaintiff’s Complaint and Carolyn Templeton’s declaration.
See Def.’s Reply at 7–8 (stating that its Statement “isolate[s] the material facts, distinguish[es]
disputed from undisputed facts, and identif[ies] the pertinent parts of the record”); see Def.’s
Statement. The Court finds that Defendant’s Statement of Material Facts is sufficient to comply
with its obligations under Local Civil Rule 7(h)(1).
21 IV. CONCLUSION
For the foregoing reasons, the Court GRANTS Defendant’s [17] Motion for Summary
Judgment. An appropriate Order accompanied this Memorandum Opinion.
/s/ COLLEEN KOLLAR-KOTELLY United States District Judge
22
Reference
- Status
- Published