Carter v. Carter
Carter v. Carter
Opinion of the Court
Carter and Rees, in stating their claim in their specification, say : “ We are aware that Isaac H. Steers, on about the year 1840, proposed to make nuts by the process we have here described, but never completed a machine which would do this automatically ; therefore we do not claim the process in itself and irrespective of machinery ; but being the first to construct a machine capable of
In describing the operation of compression, they say: “The punching and compressing of the blank is effected as above described while the latter is within the die-box. It is therefore supported at its sides by the sides of the die-box, which prevent the enlargement or straining of the nut under the action of the eye-punch, and is compressed between the cutting and counter-dies while the nut is on the eye-punch and within the die-box.’ ’ According to the principles of the specification, they produced their model before the Commissioner in this case; and the Commissioner, in assigning the reasons for the conclusion to which he came, says : ‘ ‘ William Kenyon, the inventor, is also introduced as a witness, who states that the principle upon which his machine operates was precisely like that of the machine now sought to be patented by the present contestants. He refers also to the model marked ‘ D, ’ which he says operated in the same way as his original machine. ” The Commissioner then says : ‘ ‘ The working of this' model is in accordance with the claims now placed in interference [meaning model ‘D’] ; so that if this testimony is to be credited, the case is fully made out.”
From which it is to be inferred, in favor of said Carter and Rees, that the patentability of their invention, as shown by the said model, was admitted as showing the true invention. Their application was filed on the 14th of March, 1854, stating that they had obtained letters-patent for improvements in machines for forming the nuts for bolts and other articles of similar form, which letters-patent were dated on the 26th of August, 1851 (No. 8322); that they then believed the same were inoperative and invalid, by reason of a defective specification, which defect had arisen from inadvertence and mistake; they therefore' desired and offered to surrender the same, and prayed new letters to be granted, according to the aforesaid amended specification.
The appellees say : “What is claimed as the invention of Will
The principle and mode of-operation of the machine is particularly described. It will only be necessary, however, here to state the latter part of it: “ The mandrel P, being prevented from receding by the bracket Q, prevents the bar from tilting, whilst' the die as it advances cuts off the end of the bar ; as the shoving-head advances further by the turning of the shaft B it strikes against the bracket Q, and causes the said bracket to carry forward the mandrel P against the nut in the die Mwith such force as to give it the desired shape, by pressing the nut into the die and causing it to conform to the shape of the cavity therein. By the time that the shoving-head is half way on its stroke and the bar is half cut through, the heel of the interior cam H urges the round-punch forward through the nut, and returns with a quick motion, to prevent its exposure to the action of the heat of the nut, cuts a round bur out of its centre, forming a circular hole for the screw, and deposits the bur in the hole U in the centre of. the square punch T.” This application was filed the 10th of August, 1853. They also state that as assignees of William Kenyon they did obtain letters-patent for a new and improved machine for cutting and perforating iron nuts and washers at one operation, which letters-patent were dated the 14th day of October, 1851 (No. 8427) ; that they believed the same was inoperative and invalid, by reason of a defective specification, &c. They therefore prayed that they might be allowed to surrender the same and amend, and that letters might be granted according to the aforegoing specification.
The claim of Carter, assignee of Steer, appears from the specification to be — first, making a nut at a single operation from a heated bar or plate of metal, by cutting off the blank from the bar, punching a hole or eye through it, and swaging it into shape, substantially as set forth in the specification; second, punching the eye of the nut in a die or press-box, by which it is
In the reasons for his opinion he states, in substance, that the subject-matter of the then interference was before the Office in February then last, when it was held' that the proof as then presented did not show either of the contestants to have been the first inventor of that which they claimed ; that Carter and Rees have since become parties, new testimony has been taken, and a new' investigation became necessary; that by special agreement a portion of the testimony taken in the 'former case had been transferred to this. As far as that agreement' extends, such testimony would be received and considered; but beyond that, no regard would be paid to the testimony filed in the previous case for any purpose whatever; that the invention then in interference was the making of nuts of hot iron by the several contestants in the manner severally described by them ; that it does not consist in the mere making and punching the nuts, but in compressing them into shape and punching them while so compressed. The person who first conceived the idea of doing this, and contrived the means of giving effect to that idea, should be deemed the prior inventor.
That Kenyon claimed to have done this in 1835. If he really did this, there will be no further cause of controversy, as none of the competitors attempt to fix a date so early by several years. On the previous trial it was held that though Kenyon doubtless had at that time contrived some sort of a machine for making
The Commissioner considers these statements as 'evidence in the case, and as such must have their weight, but thought that there were circumstances in the case which impaired their weight, and says: ‘1 Upon a general view of all the testimony in this case, I am induced (though with some hesitation) to come to the conclusion that Kenyon had really in 1835 or 1836 made the invention for which he is now an applicant for a patent, and that he is therefore the first inventor thereof.”
As an appeal is supposed to be taken from the first decision of the Commissioner on the subject of this case (alluded to by him in the aforegoing opinion) on the 6th of February, 1854, it may be proper to notice the grounds of that opinion. The subject-matter of the interference and decision was the same. The Commissioner distinguishes between what is a requisite degree of compression to sustain an invention for making and punching nuts of considerable thickness before the punch is withdrawn, in order that they may be swaged into uniform shape and regular thickness, having the hole perpendicular to the upper and lower faces of the nut, as in the present application, and the case where thin pieces of metal are to be perforated, when nothing of the kind is necessary.
He further says : ‘ ‘ But the proof does not satisfy me that Kenyon ever invented the subject-matter of the present interference; ” and he proceeds to state the particular deficiencies. As to that
The Commissioner then proceeds to consider the pretensions of Steer to the invention; says that it is admitted that he had a machine in operation in 1841 on which he made nuts from heated iron; but nothing would warrant the conclusion that he ever enter
The appellees object that the judge has no jurisdiction to hear an appeal from this last-mentioned decision, because the law allows an appeal only in the case where the Commissioner decides which of the applicants is the prior inventor; and the Commissioner has not awarded priority to either, and does not decide the question at all as between the parties. That may be true; but he does deny a patent to either; and it is from the decision that refuses to grant the patent to him as applied for that the law allows the appeal. And as no time was limited within which he was to take his appeal, no sufficient reason, it is supposed, existed against the right; but if this were not so, it will be hereafter shown that, notwithstanding the fact of another party’s being added, that does not so change its nature as to make it entirely a new case; and the subsequent proceedings show it to be a rehearing or new trial as to the original parties, as well as the issues in which the new applicant is to be considered a party. The cases, therefore, will be considered together.
The first and second reasons for the appeal in the first case are general — for having refused the patent to the appellants and for granting it to the appellees. The third and fourth for error in the effect given to the testimony of the witness Cochrane. The fifth because of error in the speculative views of the Commissioner as to the practical working of iron in the manufacture of nuts, and the value of the appearance of the products of a nut machine as a test of the modus operandi of said machine. The sixth and seventh are as to the effect given to Daft’s testimony, and that of William Kenyon. The eighth for refusing to permit the appellants to use the depositions of Kenyon, Corcoran, and Daft, taken by and on behalf of William Kenyon, assignees on
In the other case the first is a general reason for denying a patent, &c. The second is that Steer’s machine, whch was constructed in 1841, would allow of no compression of the nut while on the eye punch, and that the original invention did not contemplate such compression. Third. By deciding that the eye punch in Steer’s machine of 1841 was made largest at the outer end, according to one of the forms suggested in his specification 'filed in the Patent Office in that year, and that if the nut were compressed around the punch thus formed it could not have been removed. The others are in substance the same with those in the first case.
The first reason which will be considered is the eighth, upon the subject of the refusal to permit the first set of depositions to be used in evidence by the appellants for the purpose therein stated. I pursue this course because it will be then ascertained what evidence is or is not deemed to be in the case; as to which refusal the Commissioner says : “By special agreement a portion of the testimony taken in the former case has been transferred to this. As far as that agreement extends, such testimony will be received and considered; but beyond that, no regard will now be paid to the testimony filed in the previous case for any purpose whatsoever.” The Commissioner assigns no reason for the refusal, but the counsel for the appellees protested against the right to use the testimony taken in the former case to discredit the witnesses on that trial because — first, that inasmuch as the first interference case was declared between different parties, different questions might arise. When the testimony, referred to was taken, Carter and Rees had not made their application. Steer’s implement for making nuts was very different from the machine of Carter and Rees, and therefore a different kind and degree of testimony and proof was requisite in the two cases. Second. Haigh, Hartupee, and Morrow, assignees of Kenyon, did not know, until the opinion given, the ground on which the
The opinion, as has been already stated, was given in February, 1854, which was “that neither of the parties were entitled to a patent for the reasons stated. At that stage of the cause an application was made by counsel on behalf of the appellees for a reconsideration of the decision, and a learned argument was addressed to the Commissioner, dated the 16th May, 1854, on the subject; in concluding which argument he says: “Finally, we hope the Commissioner will reconsider the matter, either upon the testimony already taken. and the question of law arising on them, or upon further testimony to- be taken, when we have no doubt of showing from himself that Mr. Vivian’s statement was . certainly misunderstood.” Shortly after this, leave was given to said original parties and to the said Carter and Rees to take testimony for the purpose of being used, as stated in the notices of this reissue or new tidal before the Commissioner, on the day stated in said notices, under which authority the present depositions of Cochrane, Daft, Kenyon, Vivian, and others were re
The general rule certainly is, that where the parties are not the ' same, either identical or in privity, the evidence is not admissible, because there is no mutuality, and the new parties would not have had an opportunity of cross-examination. But from the nature of this peculiar proceeding, where new parties, applicants for the same invention, may be allowed to come in and have a proceeding adapted to the new condition of things, the rule of evidence which will be applicable resembles more a proceeding in chancery than otherwise. He will be received only on the terms of being subject to the testimony which either of the parties have previously taken in the case. To which effect the rule is laid down in 1 Greenleaf’s Evidence, section 553 : “We have seen that in regard to the admissibility of a former judgment in evidence, 'it is generally necessary that there be a perfect mutuality between the parties, neither being concluded unless both are alike bound. But ” [speaking of a proceeding in chancery] “ with respect to depositions, though this rule is admitted in its general principle, yet it is applied with more latitude of discretion, and complete mutuality or identity is not required. It is generally deemed sufficient if the matters in issue were the same in both cases, and the party against whom the deposition is offered had full power to cross-examine the witness.” I think, therefore, the appellants ought to have been permitted to use the said depositions in the trial of said issue, and that they may be considered as a part of the evidence now-to be acted upon.
My purpose is next to consider the reasons relating to the effect
The Commissioner gives a description of the invention of which that issue is formed, by saying that it consists of ' ‘ the punching of holes in nuts of hot iron of considerable thickness, while their sides are sustained laterally by the corresponding sides of a die-box, and also while they are firmly compressed above and below, (or at least such compression should be exerted upon them before the punch is withdrawn,) in order that they may be swaged into uniform shape and regular thickness, having the hole perpendicular to the upper and lower faces of the nut;’ ’ that it is a nice point sought to be established, and should be satisfactorily made out by the proof. He states, also, certain tests in the attainment thereof; that “the mere punching of the hole through a nut is not that idea; the punching of that hole while the nut is inclosed in a die-box does not reach the point; the nut must be compressed either at the moment of being punched or after it is so punched, and before the punch is withdrawn, in order to reach the point of patentability,” as before stated. This, then, is the standard which the pi'oof must show the fii'st and oxdginal invention to have arrived at'or been matured by him.
The Commissioner’s view and reflections, as expressed in his fix'st opinion, on the effect of the proof on the pax't of the appellees, are, I think, perfectly correct and just, and such as I shall adopt. On that occasion the proof did not satisfy him that Kenyon ever invented the subject-matter of the then interference, and which interference, so far as it respects that matter, is now the same. The question, then, as stated by himself, is, “ Have .the objections which then existed been removed by the additional testimony ? ’ ’ The question, however, is not as he considered it, with the exclusion of the testimony originally taken, but I think in connection with it.
Under any circumstances, the great lapse of time — almost twenty years — which had taken place before the witnesses were called on to state the facts relating to a case where so nice a point is sought to be established, must, in the nature of things, make it very difficult to get at the real truth of the facts as they existed, unless where reduced to writing, and much more so ixnder the circumstances existing at the time when and for the purpose this re
To begin with Mr. Vivian: He says that in 1850 Kenyon and Hartupee brought to him a model, (which it is presumed was that of Kenyon’s invention,) from which he made drawings (and would probably note the peculiarities of the machine). This, he says, was very unlike that produced in evidence, both in its principle and combinations. On his examination for the present occasion, in his answer to an interrogatory put on the part of the appellants’ counsel — whether he was asked to correct his testimony to meet the objections of the Commissioner, having before stated that the opinion had been shown to him by Haigh — he said: “I was not asked to do so; but on reading the opinion of the Commissioner, and finding that on my previous testimony no question had been asked on the question of pressure of the nut, or its being sustained laterally in the die-box during the operation of punching, I was prepared at the next examination to give testimony on those particulars.”
Corcoran’s testimony seems to be relied on by the Commissioner as unquestionably true in his statements respecting Kenyon’s machine of 1836. In the operation of compressing the nuts,
Next, as to Kenyon’s testimony. The Commissioner, in the remarks contained in his first opinion on this part of the testimony, says Kenyon himself does not set forth the working of his machine in such a way as to show that it effected the objects
The testimony of Bradbury, although it might be considered somewhat lessened in its credit by the circumstance stated by the Commissioner, cannot be said to be without some measure of weight. He said that his evidence would be fatal to Kenyon’s claim as the inventor of the machine ; that Kenyon never invented
Daft, on his first examination, says he does not remember whether or. not the nuts were pressed in' a closed die box, nor can he say whether they were pressed before or after they were punched; and though he had some of the nuts in his hand, he could not tell of what kind of metal they were made. He thought at the time they were of iron. On his second examination he says the operation was in his presence; and he is then brought to say it formed iron nuts and pressed them, and they appeared to be smooth. He betrays too much ignorance and inconsistency to entitle his testimony to much weight.
There is proof in the case that Kenyon visited the shop of Carter and Rees in August, 1850, to examine their nut machine, on which occasion, in the course of half an hour or more, at his request, explanations were made to him how Carter and Rees’ machine worked. .He was shown the die box, how the nut was pressed and punched, and how it was discharged. He could not understand how the bottom die worked on the punch, &c. He on that occasion does not say or pretend that he had ever invented a machine substantially on the same principles. On the contrary, advises the application for a patent at once. Let this be connected with what Kenyon himself admits, that he never made or tried to make hot nuts on his machine previous to seeing that of Carter and Rees’ machines, and also with the absence of sufficient proof on the part of the appellees to show satisfactorily that the machine of 1835 or'1836 possessed in the course and order of its operations those essential features of the invention, as before stated in the opinion of the Commissioner to be necessary. With the Commissioner, I feel myself bound to conclude that Kenyon derived his first knowledge of the true nut machine, now the subject of interference, from the machine which he saw in Carter and Rees’ establishment; and upon the whole, that he was not the original inventor, as claimed on the present issue; and that the priority of invention ought not to have been so awarded. I will next consider the case of Carter, assignee of Steer. The reasons of appeal are the same with those in the case just considered, except the first three. The only special ones are the second and third. The second relates to the compression of the nut while on the eye
I have with great care examined the model just alluded to- — -on one occasion with a very skillful expert, mutually agreed on by the parties, and in their presence and alone several times subsequently — and am entirely satisfied that it possesses the important peculiar feature in the operation of the machine of effecting perfect compression of the nut whilst the punch continues in it, by an additional after-pressure, so as to weld up the fissures and obliterate the defects produced by punching the eye. But the views I have already taken will make its application to the model of the appellees before the Commissioner unnecessary. I think the following is a correct description of Steer’s model: The die box was placed below with a punch in it, both stationary. The swage constituted the bottom of the box. The square punch was placed above and opposite the open side of the box. When this square punch was withdrawn, the end of the bar of heated iron was laid upon the mouth of the box ; when the square punch was suddenly and forcibly thrust forward, it separated the piece of metal of which a nut was to be made, carried it into the box upon the eye punch which made the perforations, and, carrying 'the piece thus punched still forward against the swage or bottom of the box, powerfully compressed it between the square punch and the swage and around the eye punch, which was still in the perforation, thus giving perfect form and compression to -the nut, and rewelding and compressing the parts in the eye which had been disturbed, torn, rent, and displaced. The whole is done by a single forward motion of the square punch. The swage was then thrown up, the box and eye punch remaining stationary, and the nut thereby discharged. Now, if this is sustained by the
This proof appears to me to be very full and conclusive to show that in the year 1841 Steel had invented the nut machine according to all the tests stated by the Commissioner in his opinion, and that therefore his assignee, Carter, is entitled to a patent therefor as prayed. And it has also been satisfactorily proved that Carter and Rees are entitled to a patent for the improvements they have made upon Steer’s machine to adapt it to working by power.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.