In re Heroult
In re Heroult
Opinion of the Court
delivered the opinion of the Court:
It is apparent that the patent as issued is of little or no practical value; and there is no question but that the process isbdth novel and valuable. This is shown in recent publications by writers of established standing in Europe and America, to-which our attention has been called. These show also that the process has been largely applied by the inventor and his licensees or assignees. The statement of the invention in the specifications of the French and American patents contains a particular description of the process, from which anyone skilled in the art could utilize the invention. They also describe the apparatus of the claim of the latter patent, as used in the process. The process is first described, and then it is said: “Such is the principle of the invention which is carried out” in the apparatus immediately after described.
So thoroughly was the process described that the description was copied verbatim in the reissue application. In view of the established skill and learning of the applicant in the art, and from all the facts and circumstances disclosed, we think it apparent that he considered the process as the real or main invention, and that his failure to make specific claims therefor was due to inadvertence, accident, or mistake. It is unnecessary to discuss the facts as to diligence in applying for the reissue, as that has been conceded by the tribunals of the Office. It is sufficient to say that the applicant acted without unnecessary delay, and there was no intervening claim.
The grounds of the Primary Examiner’s decision are stated as follows:
“Claims 1 to 4 inclusive are for a process of making metals in an electric furnace, in which the apparatus may differ widely from the specific structure covered by claim 5. The process of these claims was fully disclosed in the original specifications. No anticipatory references are known for these method claims,*47 and it is generally conceded, in the art to which this application relates, that the present applicant is the inventor of the process claimed. The sole ground for rejection from which the appeal is taken is that the method of making metals is a different invention from the furnace which forms the subject-matter of the original claim, and that neither the patent nor the correspondence in the case contains a suggestion that the process of claims 1 to 4 was a part of applicant’s invention.”
As indicated above, we cannot agree that the description of the patent contains no suggestion that the process of claims 1 to 4 was a part of applicant’s invention. If, as declared, “the process of these claims was fully disclosed in the original specification,” and was novel, they would either have been allowed if set out along with the claim made, or a divisional application required under rule 41, as then in force. Having disclosed the process, the failure to claim was either intentional, or the result of inadvertence, accident, or mistake, for which section 4916, Kev. Stat. (U. S. Comp. Stat. 1901, p. 3393) furnishes a remedy.
The Examiners-in-Ohief, in affirming that decision on appeal, did so on the ground that a reissue can only be granted for the same issue as the original patent, and say: “The only thing claimed in the original patent was the furnace itself. While the applicant, being a foreigner, may have been mistaken as to the scope of his patent when granted, he was not acting without the advice of competent counsel. It is hardly to be believed that they applied for and took out a patent for the furnace when they intended to apply for a patent for the process.” The question is, however, Was this omission to make claims covering the novel process disclosed in the application, the result of inadvertence, mistake, or accident % Applicants usually act through solicitors or attorneys, and their inadvertence, accidents, and mistakes, if such in fact, are remediable under the staüite permitting the reissue when it is clear that there is no fraudulent or deceptive intent, or attempt to destroy an intervening right. Re Briede, 27 App. D. C. 298, 301.
The Commissioner, who in turn affirmed the decision of the
“These claims have been refused on the ground that they •cover a different invention from that of the patent.
“It is contended by appellant that a reissue may be granted for subject-matter which was intended to be claimed in the •original patent. The intention to claim the process is alleged to be shown in the present case by the fact that the process •covered by claims 1, 2, 3, and 4 is described in the patent. It is stated that the applicant, being a foreigner, was of the impression that the description in a patent determined its scope, and that, therefore, the patent as granted covered the process •described. Having discovered that the patent did not cover the process described, patentee now comes asking for a reissued patent with claims to the process.
“The question of whether there was an intention to claim the process in the original patent does not appear to have any material bearing on the present case. It is clear that the claim of the patent was for a machine, and it is well established that a patent for a machine will not sustain a reissue for a process.”
Assuming, then, that the invention of the process was fully described in the original application; that it was the original intention of the applicant to secure protection for his entire invention through a patent; and that the failure to do so through specific claims was the result of inadvertence, accident, or mistake, is it true that the patent limited in claim to a machine will not sustain a reissue for the process ? The Commissioner’s conclusion that it will not is rested upon the cases •of James v. Campbell, 104 U. S. 356, 26 L. ed. 786; Heald v. Rice, 104 U. S. 737, 26 L. ed. 910; and several others referring to them. We do not understand those decisions as establishing such an invariable rule. In James v. Campbell the patent, held void on all points involved, was a second reissue, in 1870, of a patent granted 1^1863. The invention was declared to be a very narrow one, and the two claims of the original patent were for specific machines. The application for the last reissue made many changes in the specifications, materially
In Heald v. Rice, the application for the reissued patent contained material changes in the description. These having been
It is to be observed that in James v. Campbell the court did not say that a process, and a machine for applying the process, are always distinct and different, but “generally distinct and different.”
A rule of the Patent Office has long provided that two or more independent inventions cannot be claimed in one application ; and in conformity with the doctrine thought to have been established in the foregoing cases, a specific provision was added thereto, that “claims for a machine and the process in the performance of which the machine is used must be presented in separate applications.” Rule 41 (recently amended by striking out the above quoted). The question has recently been reexamined by the Supreme Court of the United States, and the power to make a hard and fast rule of the kind denied. United States ex rel. Steinmetz v. Allen, 192 U. S. 543, 48 L. ed. 555, 24 Sup. Ct. Rep. 416. It was said that inventions may be so
Of James v. Campbell the court said: That “was a case of reissued patent, and, by express provision of the statute as to reissued patents, no new matter can be introduced in them. In other words, the reissue is to perfect, not to enlarge, the prior patent. Whether the principle of the case applies to related as well as independent inventions is not clear from its language.” After quoting several passages from the opinion in that case, the following language was used: “The case, however, indicates wliat embarrassment and peril of rights may be caused by a hard and fixed rule regarding the separation of related inventions.”
Whatever the doctrine of those earlier cases, a more liberal rule has since prevailed in respect of the right of reissue. Eames v. Andrews, 122 U. S. 40, 59, 30 L. ed. 1064, 1070, 7 Sup. Ct. Rep. 1073; Topliff v. Topliff, 145 U. S. 156, 171, 36
In Eames v. Andrews the court said: “If the amended specification does not enlarge the scope of the patent by extending the claim so as to cover more than was embraced in the original, and thus cause the patent, to include an invention not within the original, the rights of the public are not thereby narrowed, and the case is within the remedy intended by the statute.”
Topliff v. Topliff, supra, is a leading and most instructive case on this point. After reviewing very many of the former decisions, beginning with Giant Powder Co. v. California Powder Works, 98 U. S. 126, 25 L. ed. 77, it was said by Mr. Justice Brown, who delivered the opinion:
“From this summary of the authorities it may be regarded as the settled rule of this court that the power to reissue may be exercised when the patent is inoperative by reason of the fact that the specification as originally drawn was defective or insufficient, or the claims were narrower than the' actual invention of the patentee, provided the error has arisen from inadvertence or mistake, and the patentee is guilty of no fraud or deception; but that such reissues are subject to the following qualifications.” After stating these to be, first, that it shall be for the same invention as the original patent, and that diligence must be exercised, and is ordinarily determined by the lapse of two years, he proceeded to say:
“To hold that a patent can never be reissued for an enlarged claim would be not only to override the obvious intent of the statute, but would operate in many cases with great hardship upon the patentee. The specification and claims of a patent, particularly if the invention be at all complicated, constitute one of the most difficult legal instruments to draw with accuracy, and, in view of the fact that valuable inventions are often placed in the hands of inexperienced persons to prepare such specifications and claims, it is no matter of surprise that the latter frequently fail to describe- with requisite csrtaintv the exact invention of the patentee, and err either in claiming that*53 which the patentee had not in fact invented, or in omitting some element which was a valuable or essential part of his actual invention. Under such circumstances, it would be manifestly unjust to deny him the benefit of a reissue to secure to him his actual invention, provided it is evident that there has been a mistake and he has been guilty of no want of reasonable diligence in discovering it, and no third persons have in the meantime acquired the right to manufacture or sell what he had failed to claim. The object of the patent law is to secure to inventors a monopoly of what they have actually invented or discovered, and it ought not to be defeated by a too strict and technical adherence to the letter of the statute, or by the application of artificial rules of interpretation.”
The doctrine of that case was applied by this court in the recent case of Re Briede, 27 App. D. C. 298, 302, 306. In this case, as in that, no new matter was contained in the specification, and the applicant applied promptly for reissue. The statement of the invention in the original application, followed without change in the reissue application, shows that the process and the apparatus are connected in their design and operation, and are so related as to entitle the applicant to claims for both within the rule declared in United States ex rel. Steinmetz v. Allen, supra. In the language of that case, the process is “the dominant thing.” Consequently, as was said in the case of Re Briede, supra, “Had the claim in controversy been submitted while the application for the original patent was pending, we cannot believe that it would have been refused as not being for the same invention as that described and shown. * * * Rather, we think, the office approached its consideration with the idea that it was an unwarranted attempt to obtain a broadened claim by means of a reissue, and with the mistaken idea that such a reissue was not permissible. The construction placed upon the patent statutes by the courts is favorable toward inventors having meritorious inventions, and they do not put upon them harsh or technical interpretations. They do not look with favor upon the refinements of division which lead to many patents being issued for various improvements incorporated
Whatever of doubt thei’e may be whether the reissue in this case is for the same invention described in the original patent, and under all the circumstances allowable, should, we think, following the ordinary practice of the Patent Office, be resolved in favor of the inventor of a meritorious invention, — especially when it is now too late to file an independent application for a patent for the same. No absolute right of property is conferred by the grant of the patent. The patentee is merely put in position to assert his prima facie right in case of infringement, and have the same adjudicated in a court where extrinsic evidence, if important, may be heard; and not confined, as is this court, to a review of the decisions of the Patent Office upon the record as made up therein. Re Thomson, 26 App. D. C. 426; Seymour v. Osborne, 11 Wall. 516, 544, 20 L. ed. 33, 38; Parker & W. Co. v. Yale Clock Co. 123 U. S. 81, 98, 31 L. ed. 100, 105, 8 Sup. Ct. Rep. 38.
Our conclusion is that there was error in refusing the reissue application, and the decision must be reversed. It is so ordered, and that this decision be certified to the Commissioner of Patents. Reversed.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.