Winchester Management Corp. v. Staten
Winchester Management Corp. v. Staten
Opinion of the Court
This case is before us on cross-appeals from the Landlord and Tenant Branch of the Civil Division of the Superior Court. The landlord, Winchester Management Corporation, originated 24 separate suits for possession of property for nonpayment of rent; the cases subsequently were consolidated. The tenants contended that they were entitled to withhold portions of their rent because their apartments were without hot water and air conditioning for a substantial part of the summer of 1973. Following a nonjury trial, the court awarded the tenants rent reductions commensurate with the deficiencies in hot water and air conditioning during that period. The court conditioned the imposition of possessory relief on the payment by the tenants of the rental arrearages after credit had been given for the reductions. On appeal the landlord challenges: (1) the trial court’s finding that all of the tenant-defendants were deprived of hot water and air conditioning for the period involved, and (2) the trial court’s suspension of portions of the tenants’ rental obligations for deficient air conditioning. On cross-appeals, the tenants seek an increase in the amount of the
This case presents two related questions of first impression: (1) whether a landlord’s obligation to maintain habitable premises
The Winchester-Underwood apartment building is comprised of 80 apartments and is approximately 15 years old. In April 1973, Mrs. Frances Wright, as president of the Winchester-Underwood tenants’ association, wrote to the management complaining of the conditions in the building and requesting a meeting between management and tenant representatives. A meeting took place in May 1973, at which management promised to pursue the complaints and be back in touch with the tenants. Apparently no corrective steps were taken, and in July, the tenants, again through Mrs. Wright, sent the landlord another letter, complaining chiefly about a lack of hot water and air conditioning. Attached to that letter were reduced rent checks for the month of July. The landlord refused to accept the checks, and twice returned them to the tenants. After rejecting the reduced checks for the second time, the landlord filed possessory actions.
At trial, Mrs. Wright was the principal witness for the tenants. She testified that she kept daily records of the days during which she and other tenants were without hot water and air conditioning.
We do not, however, sustain the trial court’s finding that the tenants’ obligations to pay rent were suspended by the intermittent failure of the air conditioning equipment. The trial court found that the landlord agreed to provide air conditioning to its tenants and that a significant portion of the rent paid was in consideration for that service, but. it does not follow from that finding that the tenants were entitled to withhold rent when the air conditioning failed, or that the tenants could assert such failures as a defense in a possessory action for nonpayment of rent.
The tenants urged, and the trial court adoped, the view that the Javins decision, supra, by declaring that “leases of urban dwelling units should be interpreted and construed like any other contract”, portended a mutual interdependence of the obligation of the tenant to pay rent and any obligation, oral or written, of the landlord to the tenant. We do not read Javins so broadly, nor do we think it would be wise to do so. Javins held that “a warranty of habitability, measured by the standards set out in the Housing Regulations for the District of Columbia, is implied by operation of law into leases.”
In our view the mutuality of the contractual relationship between tenant and landlord properly is seen as the payment of rent in exchange for the providing and maintaining of a livable dwelling.
We define habitable housing as those dwelling units which substantially comply with the standards detailed in the Housing Regulations. We are satisfied that the housing code represents the legislative evaluation of the requirements of habitability, and that the requirements set forth therein are both strict and comprehensive. Moreover, they provide accessible and objective criteria by which to judge the landlord’s satisfaction of his warranty.
The present situation ... is not one of a void in the law with reference to what is required of dwelling units to constitute “fitness for human habitation” . . [W]e have had considerable legislative and administrative attention and action on this subject. ... In short, the field has been occupied, and the void, if any, has been filled. It remains for the courts only to accommodate their rules of common law to enable tenants to enforce against landlords these mandatory, detailed, precise and easily understandable minimum standards of fitness of dwelling units for human occupation, rather than to create a new implied and undefined obligation which will require years of litgation to develop and define.9
Indeed, it was a desire to be consistent with the announced legislative policy of requiring habitable living space which led the courts to imply a warranty of habitability into the modern lease.
It remains to be decided whether the deficient air conditioning of which the tenants complained constituted a violation of the housing code. The Housing Regulations do not refer to air conditioning at all, but rather to mechanical ventilation.
Our decision today does nor repudiate the tenants’ right to seek redress for the landlord’s failure to provide the promised air conditioning service during those periods in which the system was not functioning. We hold merely that such redress may not be sought by means of an equitable defense to an action for possession for nonpayment of rent, for such a grievance is insufficient to justify the withholding of rent and defeat a landlord’s possessory action.
We affirm the trial court’s order of rent setoffs for lack of hot water, reverse the setoffs granted for lack of air conditioning service, and remand the cases for further proceedings consistent with this opinion.
Affirmed in part, reversed in part, and remanded.
. Javins v. First National Realty Corp., 138 U.S.App.D.C. 369, 428 F.2d 1071, cert. denied, 400 U.S. 925, 91 S.Ct. 186, 27 L.Ed.2d 185 (1970).
. Floor representatives would report to Mrs. Wright whether the tenants on a particular floor were serviced with hot water or air conditioning. The entries on her records reflect their consensus.
.D.C.Code 1973, § 17-305, authorizes us to" review both the facts and the law when a case has been tried without a jury. However, the trial court’s judgment is not to he set aside unless it is plainly wrong or without evidence to support it.
. Housing Regulations of the District of Columbia, § 2402 (1956).
. All but four of the leases involved contained a provision exculpating the landlord from liability due to the discontinuance of hot water. The landlord did not attempt to argue that such clauses released it from its duties under the housing code, presumably realizing that such duties “may not be waived or shifted by agreement.” Javins v. First National Realty Corp., supra, at 379-80, 428 F.2d at 1081-82. See Tenants Council of Tiber Island-Carrollsburg Square v. DeFranceaux, 305 F. Supp. 560, 563 (D.D.C. 1969).
. Javins v. First National Realty Corp., supra, at 370-71, 428 F.2d at 1072-73.
. Other courts agree that these two reciprocal commitments comprise the essence of the landlord-tenant contractual relationship. See King v. Moorehead, 495 S.W.2d 65, 75 (Mo.App. 1973) ; Boston Housing Authority v. Hemingway, 363 Mass. 184, 293 N.E.2d 831, 842 (1973) ; Fritz v. Warthen, 298 Minn. 54, 213 N.W.2d 339, 341 (1973) ; Foisy v. Wyman, 83 Wash.2d 22, 27, 515 P.2d 160, 164 (1973).
. Javins v. First National Realty Corp., supra, at 377, 428 F.2d at 1079.
. Boston Housing Authority v. Hemingway, supra note 7, at 851 (Quirico, J., concurring in part and dissenting in part).
. See Javins v. First National Realty Corp., supra, at 374-75, 428 F.2d at 1076-77; Pines v. Perssion, 14 Wis.2d 590, 111 N.W.2d 409 (1961) ; Jack Spring, Inc. v. Little, 50 Ill. 2d 351, 280 N.E.2d 208 (1972) ; King v. Moorehead, supra note 7; Foisy v. Wyman, supra note 7.
. Housing Regulations of the District of Columbia, §§ 2203 and 2408 (1956).
. Id. § 2203.
. Super.Ct.L & T R. 5(b) governs the assertion of defenses and counterclaims in such possessory actions. It provides:
(b) Counterclaims. In actions in this branch for recovery of possession of property in which the basis of recovery is non*192 payment of rent or in which there is joined a claim for recovery of rent in arrears, the defendant may assert an equitable defense of recoupment or set-off or a counterclaim for a money judgment based on the payment of rent or on expenditures claimed as credits against rent or for equitable relief related to the premises. No other counterclaims, whether based on personal injury or otherwise, may • be filed in this branch. This exclusion shall be without prejudice to the prosecution of such claims in other branches of the court.
Rule 5(b) is procedural only. It neither confers new substantive defenses nor legitimizes a default in rent by the tenant. Thus, while the rule permits the interposition of claims of recoupment or setoff, it is silent with respect to the nature of the claims which thus are cognizable.
The equitable defenses of recoupment and setoff are counterdemands which may reduce or defeat a plaintiff’s claim. No affirmative recovery is allowed on such defenses. See 3 Moore’s Federal Practice ¶ 13.02 note 2. Thus it follows that where, as here, the landlord’s sole action is a possessory one based upon nonpayment of rent, the only germane defenses in the nature of recoupment or set-off are those which would be sufficient, in whole or in part to defeat, the landlord’s claim that the tenants unjustifiably failed to pay rent. Unless rent is owed, the landlord is not entitled to possession. However, a right in the tenant to withhold rent is recognized only where there has been a breach of the warranty of habitability as a result of the existence of housing code violations. Through a defense interposed on that basis, a tenant can seek to prove that no rent is owed because his default was justified. In the unique context of a landlord’s summary suit for possession, a defense premised upon a failure of the landlord to perform other obligations is inappropriate. Such a failure on the part of the landlord is irrelevant in assessing the propriety of possessory relief, for a tenant is not entitled to withhold rent based on any other asserted breach of contract.
Our dissenting colleague directs the reader to those cases which authorize the trial court to determine the amount of rent in arrears even in a purely possessory action. However, as the cases cited make clear, “[t]his determination ... is but incidental to the primary claim which remains basically and essentially one for possession.” George Y. Worthington & Son Management Corp. v. Levy, D.C.App., 204 A.2d 334, 336 (1964). The purpose of determining the rent in arrears is to allow the tenant to avoid eviction by paying the rent due. This procedure was followed by the trial court in the instant case. However, the power to assess the amount of rent owed in a summary posses-sory action does not give rise to an expanded authority simultaneously to adjudicate all conflicting claims between the landlord and tenant. See, e. g., Tutt v. Doby, 148 U.S.App. D.C. 171, 174-75, 459 F.2d 1195, 1198-99 (1972).
. While the avoidance of a multiplicity of actions is an obviously salutary judicial goal, an equally valid and well-recognized objective is the prompt settlement of possessory disputes. See Lindsey v. Normet, 405 U.S. 56, 92 S.Ct. 862, 31 L.Ed.2d 36 (1972) ; D.C. Code 1973, §§ 16-1501-1503, 45-910; Super. Ct.L & T R. 1. We decline to further defeat the summary nature of a possessory action by sanctioning the resolution therein of additional claims which the tenant might seek to interpose. We perceive no unwarranted burden on the tenant resulting from our holding which would outweigh the effect an opposite holding would have on the already-impeded and overburdened summary possessory proceedings. The disadvantage at which the landlord finds himself during such litigation has been recognized. See Bell v. Tsintolas Realty Co., 139 U.S.App.D.C. 101, 109, 430 F.2d 474, 482 (1970).
Dissenting Opinion
(dissenting in part):
The majority contravene both the express language of Super.Ct. L & T R. 5(b) and established case law in this jurisdiction when they state (at p. 191) that:
Our decision today does not repudiate the tenants’ right to seek redress for the landlord’s failure to provide the promised air conditioning service during those periods in which the system was not functioning. We hold merely that such redress may not be sought by means of an equitable defense to an action for possession for nonpayment of rent, for such a grievance is insufficient to justify the withholding of rent and defeat a landlord’s possessory action.
I dissent from this holding and would affirm the trial court’s judgment allowing the set-off for failure to provide air conditioning as provided in the rental agreement.
Rule 5(b) clearly allows a tenant to assert the equitable defense of set-off in an action for recovery of possession for nonpayment of rent. Rule 5(b) provides in pertinent part:
In actions in this branch for recovery of possession of property in which the basis of recovery is nonpayment of rent the defendant may assert an equitable defense of recoupment or set-off ... or for equitable relief related to the premises. . . . [Emphasis supplied.]
The majority have amended this rule since they require a tenant to seek relief for the contractual breach in another action in another branch of the trial court. The majority concede that if the tenants had not withheld a portion of the rent for lack of air conditioning, the tenants might have a right under Rule 5(b) to counterclaim (or assert a set-off) in the possessory action.
In effect, the majority hold that a tenant, in order to invoke Rule 5(b), must not withhold rent for non-housing code violations. Payment of rent is not a condition precedent to asserting a set-off under Rule 5(b). No authority is cited by the majority for such a novel requirement, and such holding is nothing more than legislating an amendment to Superior Court Rule 5(b), which we have no authority to do.
In seeking to justify their departure from the clear dictate of Rule 5(b), the majority argue that a failure to provide promised air conditioning is not a Javins defense. Although I agree that the breach of the covenant to provide air conditioning does not constitute a housing code violation, this conclusion certainly does not defeat a tenant’s right to set-off the value of the unprovided service. Rule 5(b) does not attempt to limit the right of set-off to the Javins situation involving code violations.
Moreover, the majority’s attempt to en-graft such a limitation on the right to set-off flies in the face of established case law in this jurisdiction. George Y. Worthington & Son Management Corp. v. Levy D. C.App., 204 A.2d 334 (1964); Seidenberg v. Burka, D.C.Mun.App., 106 A.2d 499 (1954); Zindler v. Buchanon, D.C.Mun. App., 61 A.2d 616 (1948); Lalekos v. Manset, D.C.Mun.App., 47 A.2d 617 (1946). In Lalekos, a landlord brought suit for possession for nonpayment of rent
In this jurisdiction, it is well established that a tenant sued for possession of real property for non-payment of rent may defend by an equitable defense sufficient to defeat the landlord’s claim for rent in whole or in part, or may defend by way of recoupment for a total or partial failure of consideration in order to avoid circuity of action. . . . [Footnote omitted.]
Moreover, in requiring the tenants to pursue the circuitous route of bringing a separate action, the majority overlook another long-standing procedure in this jurisdiction. It is well settled that in a suit for possession for nonpayment of rent, the trial court is required to make a finding as to the amount of rent, if any, owed by the tenant. George Y. Worthington & Son Management Corp. v. Levy, supra at 336. This is required because a tenant has a right to pay any back rent owed anytime before or after judgment in order to stay enforcement of the judgment of restitution. Molyneaux v. Town House, Inc., D.C.App., 195 A.2d 744, 746 (1963). In order to determine the amount of rent owed to avoid forfeiture, Rule 5(b) permits the tenant to recoup, or set-off against the rent owed any equitable defense related to the premises. Since the trial court found that the landlord agreed to provide air conditioning and that .a significant portion of the rent paid was in consideration for that air conditioning service, it is clear that under Rule 5(b) the tenants should be allowed to set-off against the rent owed the cost of air conditioning service which the landlord failed to provide.
We would have a different situation if the landlord had filed suit for possession for a reason other than nonpayment of rent. Moreover, we are not dealing with a case where the tenants filed a counterclaim for money damages in excess of the rent owed. Under such circumstances, it may be that a tenant should be required to pursue his remedy in another action in another branch of the trial court. Under the facts of this case, however, Rule 5(b) clearly allows a tenant to assert the set-off as a defense to the action for possession for nonpayment of rent.
In the present case, the requirement that the tenants file an independent suit in another branch of the court is unjustified. This requires resolution of disputes by a circuitous route rather than encouraging parties to litigate all of their disputes in one action and is, therefore, contrary to the policy reflected in Rule 5(b). Moreover, such a requirement might well have a chilling effect upon one wishing to assert his rights.
Accordingly, for the above reasons, I dissent.
Reference
- Full Case Name
- WINCHESTER MANAGEMENT CORPORATION, Appellant, v. Clara L. STATEN and Elizabeth S. Belton Et Al., Appellees; Clara L. STATEN and Elizabeth S. Belton Et Al., Appellants, v. WINCHESTER MANAGEMENT CORPORATION, Appellee
- Cited By
- 29 cases
- Status
- Published