Stockard v. Moss
Stockard v. Moss
Opinion of the Court
This appeal represents yet another chapter in an action which has been within this court system in excess of fifteen years. In March of 1982, appellant Bessie Stockard initiated the instant suit for, inter alia, the tort of slander against the District of Columbia, the Board of Trustees of the University of the District of Columbia (“UDC”) and Orby Z. Moss, Stockard’s immediate supervisor. The alleged slander arose from oral accusations made by Moss that Stockard had misappropriated funds during her tenure as head coach of UDC’s women’s basketball team. A jury awarded Stockard $300,000 on the slander claim, which was later reduced by remit-titur to $100,000.
On appeal in 1990, we upheld the remitti-tur, but remanded the case for a determination whether an absolute immunity protected Moss from liability for defamatory statements. Moss v. Stockard, 580 A.2d 1011 (D.C. 1990) ("Stockard I"). However, on remand, the trial court dismissed the claim in March of 1993 for lack of subject matter jurisdiction, relying on our subsequent decision in District of Columbia v. Thompson, 593 A.2d 621 (D.C. 1991) ("Thompson II").
I. The Background
A. Facts
We summarize here the relevant facts, which are laid out in greater detail in Stock-ardí.
In 1978, Bessie Stockard was a tenured associate professor in the Physical Education Department of UDC. In April of 1979 Moss, Director of Athletics, offered to appoint Stockard head coach of the new women’s basketball team at , UDC, and Stockard accepted. The contract term was for one year
At the end of Stockard’s second season, Moss orally informed her that her contract would not be renewed. The termination resulted from Moss’s dissatisfaction with her handling of and accounting for university funds disbursed to cover meal and other expenses' dining a thrée-day team trip to Atlanta for two “away” games in December 1980. On March 25, 1981, Moss confronted Stockard and told her that she was either misrepresenting her.trip reports or giving her players too much money. When Stock-ard refused to change her position, Moss told her that her contract would not be renewed.
Following Stockard’s March 25 meeting with Moss, she informed her assistant coach, Steven Haynes, that she had been fired. The news spread quickly through the. university community, and members of the team came to Stockard to ask her the reason why. She told them to “[g]o ask Mr. Moss.” On March 25, Theresa Snead and Alice Butler, co-captains of the team, went to Moss for an explanation of the reasons for Stockard’s discharge. Snead testified that Moss told them Stockard had been fired for “misappropriation of funds.” Shortly after Stockard was discharged, a team meeting was held which Moss attended. According to team member Louise Spriggs, Moss stated that “they had decided to let [Stockard] go because it was a misappropriation of funds.”
B. Procedure
Stockard initiated her suit in March 1982, naming as defendants Moss, Emma Best,
On appeal, we reversed outright the award of damages for breach of contract, and remanded the defamation claim to the trial court for a determination of whether the slander was shielded by an absolute privilege. Stockard I, supra, 580 A.2d at 1013.
However, soon after we decided Stockard I, we held in Thompson II that the CMPA, which set up comprehensive administrative procedures for resolving the grievances of District employees, was intended to provide employees with their exclusive remedies for claims arising out of employer conduct in handling personnel ratings, employee grievances and adverse actions. 593 A.2d at 635. As a consequence, the Act precluded litigation of such claims, in the first instance, in Superior Court. Id.
Therefore, upon remand, appellees moved the trial court to dismiss for lack of subject matter jurisdiction. The trial court granted these motions, finding that Stoekard’s defamation action was indistinguishable from the action preempted by the CMPA in Thompson II. Stockard appeals from those orders.
Appellant presents two arguments on appeal. First, she contends that her defamation claim was not a “personnel issue” for which the CMPA provides an exclusive remedy, and therefore is not preempted by the Act. Second, she argues that even if her defamation claim falls within the ambit of the CMPA, the trial court nonetheless had jurisdiction over that claim because it was “fundamentally related” to her claim for sexual discrimination, see note 4, supra, for which there is no remedy under the CMPA. We address each in turn.
II. CMPA Exclusivity
The CMPA establishes a merit personnel system that, among other things, provides for (1) employee “performance ratings,” including “corrective actions” when necessary; (2) employee discipline through “adverse action” proceedings; and (3) prompt handling of employee “grievances.” See D.C.Code §§ 1-615.1 to -615.5 and 1-617.1 to -617.3 (1992).
In Thompson II, Thompson, a former District employee, brought suit against the District and Alfred Maury, her supervisor, arising from an altercation between herself and Maury. The confrontation, which began with an exchange of angry words regarding the propriety of Thompson’s allegedly excessive leave-taking, escalated to pushing and shoving. Following the incident, Maury discussed his side of the story with Sigrid Washington and June Sweeney, his superiors. He also wrote a memorandum to Washington describing the incident and recommending that Thompson be dismissed. A month after the incident, Thompson received a performance evaluation which rated her unsatisfactory. After her termination, Thompson filed a complaint in Superior Court alleging that Maury’s actions constituted assault and battery, and that his subsequent statements describing the incident were defamatory. She further alleged that his actions constituted intentional infliction of emotional distress. A jury awarded Thompson damages on each claim. We reversed on appeal, holding that Thompson’s tort claims of defamation and intentional infliction of emotional distress arose out of disputes with her supervisor “that clearly fall within the scope of CMPA §§ 1-615.1 to -615.5 and §§ 1-617.1 to -617.3.”
Here, Moss’ statements, like Maury’s, fell within the ambit of the CMPA. The defamatory remarks clearly arose out of Moss’ conduct in handling personnel evaluation decisions and disciplinary actions as contemplated by the CMPA. His statements regarding Stockard’s deficient job performance were offered in explanation of why her status as basketball coach was being terminated through nonrenewal of her contract, in a sense an adverse action.
UDC’s grievance procedures are set forth in detail in chapter 16 of Title 8 of the D.C. Municipal Regulations, and provide in the introductory paragraph that they “shall be utilized by all University employees for the resolution of conflict, the prompt and equitable relief of personal concerns, and the redress of grievances.” 8 DCMR § 1600.1 (1988). Certain categories of grievances áre specifically excluded from the procedures, such as complaints of discrimination covered under the Human Rights regulations. § 1600.2. Stockard does not contend that her grievance would be barred as falling into any of these enumerated categories. Instead, her argument centers upon § 1600.3, which provides that
“[a] grievance may consist of a complaint of dissatisfaction-or dispute concerning the following:
(a)The interpretation or application of University policies or procedures;
(b) A claimed violation, misrepresentation, or misapplication of University rules or applicable law; or
(c) A failure to act pursuant to the policies and practices of the University or other applicable policies and practices.”
'8 DCMR § 1600.3 (1988) (emphasis added).
We need not decide the question of whether Stockard’s defamation claim fits squarely within § 1600.3 because we read this section as an illustrative but not exhaustive list of grievable complaints. The word “may” is permissive rather than mandatory. The opening provision of the University’s grievance regulations, quoted above, is itself expansive in stating the inténded coverage. § 1600.1. Moreover, the broad scope of grievable complaints as defined in the statute,' see D.C.Code § 1-603.1(10), and the intention that the Act “address virtually every conceivable personnel issue,” Thompson II, supra, 593 A.2d at 634, militate in favor of this reading. Consequently, we conclude that Stockard would have been entitled to initiate grievance proceedings under the CMPA.
As we noted in Thompson II, the remedies available under the CMPA are substantial and may, in some respects, afford more complete relief than the damage remedies available at common law. 593 A.2d at 635. D.C.Code § l-617.2(a) requires that the grievance system “provide for the expeditious adjustment of grievances and complaints and the prompt taking of appropriate corrective action when the complaint or grievance is, upon review, found to be justified.” Also, the CMPA defines the Office of Employee Appeals’ power to grant relief broadly, permitting it to “uphold, reverse, or modify the decision of the agency” and to take “corrective or remedial action.” D.C.Code §§ l-606.3(b), -617.3(b). Furthermore, the CMPA does not require an employee to overcome the qualified immunity of
In sum, we conclude that the trial court correctly ruled that the CMPA provides the exclusive remedy for claims falling within its ambit and compels Stockard to pursue her grievance in accordance with the procedures set forth in the Act.
III. Link to Discrimination Claim
Appellant contends for the first time on appeal that her defamation claim, even if falling within the purview of the CMPA, was nonetheless so closely related to her discrimination claim that jurisdiction was proper. She invokes our holdings that the Superior Court may properly hear those common law tort claims otherwise grievable only pursuant to the Act if they are “fundamentally linked” to discrimination claims, which are not grievable under the CMPA.
It is axiomatic that appellate courts normally will not consider points not presented to the trial court. Little v. United States, 665 A.2d 977, 980 (D.C. 1995) (“Questions not properly raised and preserved during the proceedings under examination, and points not asserted with sufficient precision to indicate distinctly the party’s thesis, will normally be spurned on appeal”) (citing Miller v. Avirom, 127 U.S.App.D.C. 367, 369-70, 384 F.2d 319, 321-22 (1967)). It is equally axiomatic in our jurisdiction that trial court rulings come with a presumption of correctness and that it is the responsibility of the appellant to furnish an appellate record evidencing the claimed trial court error. Cobb v. Standard Drug Co., 453 A.2d 110, 111 (D.C. 1982).
Stockard has failed to include her complaint in the record on this appeal. We gather from the briefs that the sex discrimination claim was based Upon allegations that Stockard’s male counterparts in the athletic department who were accused of misappropriation were not discharged, but rather were allowed to reimburse the school. However, it is not at all apparent from these descriptions that this claim was “fundamentally related” to the defamation count in the manner found in Kidd. Indeed, it was unnecessary for Stockard to prove any facts tending to show that her male counterparts were treated more favorably in order to prevail upon her defamation claim at trial.
Thus, even if we were to reach the merits of the belatedly raised argument, we would be “unable to make a meaningful determination whether her common law claims fall under the rubric of those preserved by Kidd oí those extinguished by Thompson.” Roache v. District of Columbia, 654 A.2d
Affirmed.
. Thompson II was decided on a petition for rehearing and substantially modified the prior decision of District of Columbia v. Thompson, 570 A.2d 277 (D.C. 1990) ("Thompson I ").
. Due to budgetary constraints affecting university athletic programs, internal university rules prohibited multi-year appointments for coaches.
. All of Stockard’s claims against Best, then assistant director of women’s athletics, were dismissed. This action is not before us.
. The sex discrimination claim was also pursued in the District of Columbia Office of Human Rights. Pursuant to a settlement agreement entered on October 4, 1982, UDC agreed to reinstate Stockard as the women’s basketball coach with back páy, and Stockard agreed to withdraw her human rights claim. Stockard apparently abandoned the sex discrimination count for purposes of trial. It was not mentioned in her pretrial statement, and no jury instructions were issued concerning the claim. Stockard I, supra, 580 A.2d at 1017 n. 10.
. The trial court granted the District’s and UDC’s motion to dismiss on March 22, 1993, and Moss’ motion on April 6, 1993. Stockard’s notice of appeal designates only the March order, and appellees argue that she has therefore failed to preserve her right to appeal the dismissal of her claim against Moss. Here, however, as in Moradi v. Protas, Kay, Spivok, & Protas, Chartered, 494 A.2d 1329, 1332 n. 6 (D.C. 1985), "luckily for appellant” the trial court in the operative portion of the order outright dismissed the complaint with prejudice. Thus, the April order was superfluous and Stockard has preserved her right to appeal as to each defendant. This likewise disposes of the District’s argument based upon "collateral estoppel” due to the failure to appeal.
. The CMPA delegates significant authority to the UDC to develop its own policies regarding "classification, appointment, promotion, retention, and tenure” of its "educational employees," D.C.Code § 1 — 602.3(b), and such employees are excluded from subchapter XV’s performance ratings plan. Id. The University’s performance evaluation regulations are detailed at 8 D.C.M.R. §§ 1130 and 1422-1435 (1988). All other employees are covered by subchapter XV’s performance ratings provisions.
. The District conceded that Thompson’s assault and battery claims were not properly characterized as actions covered by CMPA subchapters 15 and 17. and were thus properly brought as independent tort actions. Thompson II, supra, 593 A.2d at 624 n. 2.
. An adverse action is for "cause" if it results from, inter alia, an employee’s "misuse ... of District property, records, or funds.” D.C.Code § 1-617.1(d).
.This is not to say that all defamation actions necessarily fall within the grievance provisions of the CMPA. As already noted in footnote 7, in Thompson II the District conceded that the assault and battery count could be brought directly against it. We have no occasion here to examine with particularity the range or factual settings of common-law torts which may be brought against the District by its employees quite apart from the exclusivity provisions of the CMPA.
. Appellant also cites § 1620.1, which provides that faculty members "who allege that there exists a breach, violation, misapplication of, or failure to act pursuant to the policies and practices of the University or other applicable policies and practices may file a grievance using the procedures set forth in §§ 1620 through 1624." Stockard argues that she could not invoke these procedures because Moss violated no University or other "policies” or "practices.” However, it appears that Stockard in any event could have invoked the grievance procedures in §§ 1603 through 1605, which are available to all University employees. Section 1600.2(f) of the regulations, also cited by Stockard, states that the University's grievance procedures are inapplicable with regard to any matter "which is not subject to the jurisdiction of the Board of Trustees.” Appellant makes no argument that her grievance would fall outside of the Board’s jurisdiction.
. In so ruling, we express no opinion about whether Stockard is, or is not, time barred from pursuing these claims administratively.
. District employees complaining of discrimination must file their claims pursuant to procedures established under a different statutory scheme, the District of Columbia Human Rights Act, D.C.Code §§ 1-2501 to -2557 (1992). King v. Kidd, supra, 640 A.2d at 663 n. 9.
. Kidd and subsequent opinions have characterized the plaintiff’s common law claim accompanying her discrimination claim as "pendent,” much like the federal practice of exercising jurisdiction over state law claims pendent to federal claims if "derived from a common nucleus of operative fact,” see United Mine Workers v. Gibbs, 383 U.S. 715, 725, 86 S.Ct. 1130, 1138, 16 L.Ed.2d 218 (1966). Kidd, supra, 640 A.2d at 664 n. 11; Estate of Underwood, supra, 665 A.2d at 636 n. 24. Federal jurisdiction is now governed by 28 U.S.C. § 1367. Under that statute, a district court may decline to exercise pendent jurisdiction if, inter alia, all the claims over which it has original jurisdiction have been dismissed, or if the pendent claim "substantially predominates.” 28 U.S.C. § 1367(c)(2),(3) (1994).
Dissenting Opinion
dissenting:
I cannot agree that the Comprehensive Merit Personnel Act (CMPA)
Stockard, a tenured professor, had a separate contract for coaching services which the University of the District of Columbia (UDC) refused to renew. Moss v. Stockard, 580 A.2d 1011, 1014 (D.C. 1990). Stockard claimed that after UDC refused to renew her coaching contract, its athletic director, Orby Moss, falsely told basketball team members and other university employees that the reason for the non-renewal was her misappropriation of funds. Id. at 1016-17, 1022. The CMPA preempts common law action only if the alleged wrongful treatment is cognizable as a “personnel issue.” Id. Stockard is not claiming an injury or damages cognizable as a personnel issue under the CMPA. See King, supra, 640 A.2d at 663. Rather, Stock-ard claims injury to her reputation due to the tortious conduct of a university employee for which the CMPA does not afford relief. Thus, her slander action is more like an assault and battery claim which has been recognized as falling outside the coverage of the CMPA, even though the tortious conduct occurred in the workplace, and therefore within the jurisdiction of the court. Id. at 663 (citing Thompson II, supra, 593 A.2d at 624 n. 2, 635).
Contrary to the majority, in my view, there is a meaningful distinction between Moss’ slanderous remarks in this case and the defamatory remarks found to preclude an action in the Superior Court against the District in Thompson II, supra. In Thompson II, the plaintiff sued her employer, the District, and her supervisor for defamation and intentional infliction of emotional distress. These claims were based on statements the supervisor made in twenty-two memoranda which “repeatedly advised and warned [Thompson] to follow the correct leave request procedures and notified her of problems in the performance of her duties_” Thompson II, supra, 593 A.2d at 625 (quoting District of Columbia v. Thompson, 570 A.2d 277, 281 (D.C. 1990) (Thompson I)). Thompson claimed that the statements in the memoranda were false. Id. This court characterized the memoranda as “letters of warning,” “written reprimands,” or “corrective actions” within the meaning of the union collective bargaining agreement or within the CMPA. Id. at 627. This court also found that some of the memo-randa appeared to be directed toward discipline under the CMPA. Id. Thus, all of the alleged statements were found to be tied to provisions of documents governing the employees rights and responsibilities under the CMPA or a CMPA-sanetioned union contract.
. D.C.Code §§ 1-601.1 — 1-637.2 (1992).
. In Thompson II, the District conceded that Thompson's assault and battery claims were not actions covered by the CMPA, and therefore brought properly as an independent tort claim. 593 A.2d at 24 n. 2.
Reference
- Full Case Name
- Bessie A. STOCKARD, Appellant, v. Orby Z. MOSS, Jr., Et Al., Appellees
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- 60 cases
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- Published