Jones v. United States
Jones v. United States
Opinion of the Court
Following a bench trial, Elton R. Jones was convicted of one count of unlawful possession of cocaine, in violation of D.C.Code § 33-641(d) (1998). Jones filed a timely notice of appeal, contending that the trial judge had committed reversible error by denying Jones’ motion to suppress, on Miranda grounds,
On March 4, 1999, a division of this court reversed Jones’ conviction. Jones v. United States, 726 A.2d 186 (D.C. 1999) (Jones I). The court held that Jones was in police custody at the relevant time, that the words and actions of the police which led to Jones’ incriminating statement were the “functional equivalent of questioning,” and that Jones’ statement was therefore the product of “custodial interrogation” as that term was used in Miranda and in Rhode Island v. Innis, 446 U.S. 291, 300-01, 100 S.Ct. 1682, 64 L.Ed.2d 297 (1980). Jones I, supra, 726 A.2d at 188-90. Because Jones had not been advised of his rights in conformity with Miranda, the division held that his statement should have been suppressed; accordingly, the division reversed Jones’ conviction. Id. at 190.
The United States filed a petition for rehearing or rehearing en banc, contending that Jones was not in custody at the time that he made the incriminating statement and that, even if he was, the statement sought to be suppressed was not made in response to police interrogation. On March 2, 2000, the division issued a revised opinion on rehearing in which it elaborated on its prior analysis but adhered to its disposition in Jones I. Jones v. United States, 747 A.2d 558 (D.C. 2000) (Jones II). One judge dissented. Id. at 568-64.
On February 13, 2001, we granted the government’s petition for rehearing en banc addressed to the decision in Jones II. Jones v. United States, 770 A.2d 66 (D.C. 2001) (en banc) (per curiam) (Jones III). We now conclude that there was no Miranda violation. Accordingly, we affirm Jones’ conviction.
I.
FACTUAL BACKGROUND
Testimony at the hearing on Jones’ suppression motion revealed that the events which led to Jones’ prosecution occurred in the 600 block of Newton Place, N.W. in Washington, D.C. on November 10, 1995. Officer Diane Groomes of the Metropolitan Police Department testified that on the evening in question, she drove into the area in a scout car. Upon arrival, she observed three men standing on the sidewalk. Officer Groomes testified that she saw one of the men, later identified as appellant Elton R. Jones, drop two ziplock bags to the ground. Two other officers who were in the scout car apparently also observed the drop. Officer Groomes stopped the car, and she and the other officers approached Mr. Jones and directed the other two men to go across the street.
The officers then focused their attention on Mr. Jones. One of the officers picked up the two ziplock bags that were lying at Jones’ feet. The bags contained a white rock substance that later proved to be crack cocaine. The officers asked Jones “for his ID, if he had ID at that time, or if he didn’t have his ID what is his name, address, where he lives, things like that.” After these questions were posed to him,
After a field test of the suspected drugs indicated the presence of cocaine, Jones was placed in the police cruiser and transported to a police station; he was then released on citation. A week later, the United States Attorney filed an information charging Jones with misdemeanor possession of a controlled substance.
Through counsel, Jones filed a pretrial motion to suppress the incriminating statement that he had made at the scene, namely, that he was holding the drugs for someone else. On July 10, 1996, an evidentiary hearing was held on Jones’ motion. During the presentation of the evidence,
I credit the testimony of the police officer to the effect that prior to Mr. Jones making the statements that he made, that he had not been interrogated, and that the statements were spontaneous. That he volunteered this information about the fact that he was just drinking and that he was holding for someone else, and that it was not in response to police interrogation that those statements were made.
I credit the officer’s testimony that once the drugs had been seized by one of her colleagues, that the only questions that were asked of Mr. Jones related to his identification[,] to his name. And that no questions — although at some point questions were asked about the drugs, according to [the officer’s] testimony those questions were asked after the defendant had made the statements that are at issue here.
After the judge denied Jones’ motion, the case proceeded to a non-jury trial on the merits. The trial judge found Mr. Jones guilty as charged and sentenced him to imprisonment for sixty days. Jones filed a timely notice of appeal.
II.
LEGAL DISCUSSION
The only issue before the en banc court is whether Jones’ admission that he was holding the drugs was the product of custodial interrogation, and therefore subject to suppression on account of the failure of the police to advise Jones in advance of his rights pursuant to Miranda. The requirements of Miranda apply only if custodial interrogation has taken place; there must be both “custody” and “interrogation” at the same time. See, e.g., California v. Beheler, 463 U.S. 1121, 1123-25, 103 S.Ct. 3517, 77 L.Ed.2d 1275 (1983) (per curiam). The government contests each of these elements of “custodial
A. The standard of review.
In reviewing the trial judge’s denial of a motion to suppress statements on Miranda grounds, we defer to her findings of evidentiary fact. In re E.A.H., 612 A.2d 836, 838 (D.C. 1992). “[W]e review findings of historical fact only for clear error, and give due weight to inferences drawn from those facts by resident judges.” United States v. Guiterrez, 92 F.3d 468, 471 (7th Cir. 1996). Moreover, “the facts and all reasonable inferences therefrom” must be viewed in the light most favorable to the party that prevailed in the trial court. Peay v. United States, 597 A.2d 1318, 1320 (D.C. 1991) (en banc). As the government argues in its brief, “this [cjourt must defer to Judge Beck’s findings of fact, which establish what happened and determine the sequence of events.” (Quotation marks omitted.)
But in this type of case, as in any other, this court must “determine the ultimate question of law de novo.” E.A.H., supra, 612 A.2d at 838. “Whether, on the duly established facts, [Jones] was subjected to custodial interrogation without the benefit of Miranda warnings is a question of law.” Reid v. United States, 581 A.2d 359, 363 (D.C. 1990). More particularly, “[t]he question whether [Jones’] rights were scrupulously honored, including whether police conduct constitutes interrogation, is a question of law.” Stewart v. United States, 668 A.2d 857, 863 (D.C. 1995) (quotation marks omitted). “Accordingly, we review de novo the [trial] judge’s determination that the [questioning] of [Jones] regarding his identity did not violate the strictures of Miranda.” Thomas v. United States, 731 A.2d 415, 422 (D.C. 1999).
B. Application of Miranda standard to Jones’ statement.
In its seminal decision in Miranda, the Supreme Court expressed concern that the advent of modern police interrogation may have resulted in the generation of coerced confessions. Miranda, supra note 1, 384 U.S. at 445-58, 86 S.Ct. 1602; see also Dickerson v. United States, 530 U.S. 428, 435, 120 S.Ct. 2326, 147 L.Ed.2d 405 (2000). The Court was of the opinion that “the coercion inherent in custodial interro
In formulating these guidelines, the Supreme Court made it clear that
[a]ny statement given freely and voluntarily without any compelling influences is, of course, admissible in evidence. The fundamental import of the privilege while an individual is in custody is not whether he is allowed to talk to the police without the benefit of warnings and counsel, but whether he can be interrogated. ... Volunteered statements of any kind are not barred by the Fifth Amendment and their admissibility is not affected by our holding today.
Miranda, supra, 384 U.S. at 478, 86 S.Ct. 1602; see also Mitchell, supra note 4, 746 A.2d at 891.
Fourteen years after Miranda, the Supreme Court undertook to elaborate upon the meaning of “interrogation” as used in that landmark decision:
[T]he term “interrogation” under Miranda refers not only to express questioning, but also to any words or actions on the part of the police (other than those normally attendant to arrest and custody) that the police should know are reasonably likely to elicit an incriminating response from the suspect.
Innis, supra, 446 U.S. at 301, 100 S.Ct. 1682 (footnotes omitted). In the present case, Jones and the government both rely on the Court’s definition of “interrogation” in Innis, but they differ as to the meaning of the Court’s language and as to its application to the present record.
According to Jones, the quoted passage from Innis means that interrogation includes all express questioning, and not simply questioning that police should know is reasonably likely to elicit an incriminating response. In Jones’ view, the qualifying words in the latter part of the quoted sentence do not apply to “express questioning,” but only to other “words or actions.” Id. at 301, 100 S.Ct. 1682. This means, as Jones sees it, that the police may not ask a suspect in custody any question at all, no matter how unlikely it is to elicit an incriminating response, without first apprising him of his rights under Miranda,
In United States v. Bogle, 325 U.S.App.D.C. 63, 114 F.3d 1271, cert. denied, 522 U.S. 938, 118 S.Ct. 350, 139 L.Ed.2d 272 (1997), the United States Court of Appeals rejected a contention essentially identical to the one urged upon us by Jones. The court relied on authorities holding that
even in cases involving express questioning, there is no interrogation triggering the protections of Miranda unless, in the totality of the circumstances, the officer’s questions were “reasonably likely to elicit an incriminating response.” (Citations omitted.)
We agree with these circuits that only questions that are reasonably likely to elicit incriminating information in the specific circumstances of the case constitute interrogation within the protections of Miranda. As the Supreme Court explained in Innis, “ ‘Interrogation,’ as conceptualized in the Miranda opinion, must reflect a measure of compulsion above and beyond that inherent in custody itself.” 446 U.S. at 300[, 100 S.Ct. 1682].... A question that is not likely to elicit an incriminating response is not inherently coercive and therefore should not trigger the protections of Miranda. Bogle, supra, 325 U.S.App.D.C. at 67, 114 F.3d at 1275; see also United States v. Edwards, 885 F.2d 377, 385-86 (7th Cir. 1989) (“In our opinion, questions such as ‘what is your name?’ and ‘where do you live?’ will not usually constitute interrogation within the meaning of Miranda”-, this is true even if these questions are asked at the time of arrest, rather than during the booking process); Guiterrez, supra, 92 F.3d at 471 (“Prior to or after arresting a suspect, law enforcement officers may ask preliminary questions as to identity, but they may not conduct a custodial interrogation”); United States v. Foster, 227 F.3d 1096, 1102-03 (9th Cir. 2000) (“a definition of interrogation that included any question posed by a police officer would be broader than that required to implement the policy of Miranda itself; [o]nly questions reasonably likely to elicit an incriminating response from the suspect amount to interrogation”) (citations and quotation marks omitted; punctuation altered for clarity); see generally Wayne R. LaFave et al, CRIMINAL PROCEDURE § 6.7(b), at 546, 550-53 (2d ed. 1999 & Supp. 2001). We agree with these authorities,
Jones appears to contend that the actions of the officers in approaching Jones, telling the other men to cross the street, picking up the drugs, and asking
We do not suggest that a request that a suspect identify himself can never contravene Miranda where such an inquiry is posed before the suspect has been advised of his rights. For example, in the very case in which we recognized the “routine booking exception” to Miranda, Thomas, supra, 731 A.2d at 420-21, we held that, in the particular context of that case, the extensive questioning of the defendant as to his identity — i.e., whether he was the “Tony” being sought by the police — was reasonably likely, and indeed intended, to elicit an incriminating response. Id. at 421-26. The circumstances under which Jones was asked to identify himself, however, bore no resemblance to the situation in Thomas, or to those in the other decisions cited in Thomas, 731 A.2d at 423-26, in which inquiries regarding the defendant’s identity were held to be in violation of Miranda.
In this case, the trial judge, who observed the witnesses and heard their testimony, found that Jones’ statement was “spontaneous” and that Jones “volunteered” the information that he had been holding the drugs. Given the lack of the slightest logical nexus between the officer’s question and the defendant’s statement, it is difficult to understand how the judge could reasonably have found otherwise. In any event, the judge’s findings are fully supported by the evidence, and we perceive no error of law.
Affirmed.
. Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966).
. After Jones had acknowledged “holding" the drugs, the officers asked him additional questions, e.g., "if he wanted to volunteer information on who[m] he bought it from, stuff like that.” According to Officer Groomes, however, Jones "didn’t want to say anything about that.” It appears that the officers also posed these substantive questions ío Jones without giving him a Miranda warning, but by this time Jones had already made his incriminating statement.
. Jones testified on his own behalf at the motions hearing, but the judge did not credit his testimony.
. "In order to constitute ‘custody’ for Miranda purposes, the suspect must be subject to the ‘functional equivalent of formal arrest.' ” Mitchell v. United States, 746 A.2d 877, 890 (D.C. 2000) (quoting Berkemer v. McCarty, 468 U.S. 420, 442, 104 S.Ct. 3138, 82 L.Ed.2d 317 (1984)); see also Morris v. United States, 728 A.2d 1210, 1216 (D.C. 1999). At the motions hearing, the trial judge advised Jones’ attorney during the presentation of the evidence that "I'm prepared to find that [Jones] was in custody based on the testimony you’ve already gotten.” Rightly or wrongly, the prosecutor did not challenge this finding. Indeed, during the argument, the prosecutor affirmatively referred to Jones as having been in custody at the time Jones admitted holding the drugs. In light of our disposition of the appeal on other grounds, we need not determine whether the government may now seek to avoid its arguably improvident concession. Cf. Jones I, supra, 726 A.2d at 191 (concurring opinion).
. The suspect must be advised “that he has the right to remain silent, that anything he says can be used against him in a court of law, that he has the right to the presence of an attorney, and that if he cannot afford an attorney one will be appointed for him prior to any questioning if he so desires.” Miranda, supra, 384 U.S. at 479, 86 S.Ct. 1602. This familiar recitation has come to be known as a “Miranda warning.”
. Jones’ counsel accepts, as she must, the proposition that there are certain recognized exceptions to Miranda. See, e.g., New York v. Quarles, 467 U.S. 649, 104 S.Ct. 2626, 81 L.Ed.2d 550 (1984) (public safety exception); Pennsylvania v. Muniz, 496 U.S. 582, 110 S.Ct. 2638, 110 L.Ed.2d 528 (1990) (plurality opinion) (routine booking question exception); and possibly Illinois v. Perkins, 496 U.S. 292, 110 S.Ct. 2394, 110 L.Ed.2d 243 (1990) (Miranda warning not required where
We cannot agree that such an inflexible result was intended either in Miranda or in Innis. Moreover, we do not believe that the "routine booking exception” recognized in Muniz is really an "exception” in the sense that it excuses compliance with Miranda. Rather, Muniz is more readily understood as an application of Miranda principles. Ordinarily, questions posed to a suspect regarding his identity are not reasonably likely to elicit an incriminating response. In circumstances where such questions may reasonably be expected to elicit incriminating information, however, Miranda warnings are required. See Thomas, supra, 731 A.2d at 423-26, and our discussion; infra, pp. 283-284.
. Our agreement with the reasoning of Bogle, supra, is further reinforced by notions of comity. Cf. Hornstein v. Barry, 560 A.2d 530, 536-37 n. 15 (D.C. 1989) (en banc).
Dissenting Opinion
dissenting:
I am unable to agree with my colleagues’ apparent characterization of the matter before us as a simple “request for identification” case. Nor am I able to agree with their application of fundamental legal principles to Mr. Jones’ case. Therefore, like my colleague, Judge Mack, I respectfully dissent.
In this unusual en banc case,
According to Officer Groomes’ testimony, credited by the trial court, three uniformed police officers saw a “panicked” suspect drop drugs on the ground beside him as they approached. Two other men were with Mr. Jones. Officer Groomes, who knew the two other men “real well,” instructed them to go across the street. Another officer picked up the drugs from the ground in full view of Mr. Jones, who remained standing near where the drugs had fallen. The officers surrounded Mr. Jones, and thus, he was isolated from his companions. The officers arranged for field testing and then continued to stand on the street with the appellant for approximately fifteen minutes.
Both the officers and Mr. Jones knew that he was being held pending arrest when the field testing of the drugs was complete. Without giving the Miranda warnings, the officers began to question Mr. Jones, first requesting identification and then attempting to find out about the drugs specifically. Viewed in overall perspective, it seems indisputable that the officers’ actions violated both the spirit and the letter of Miranda.
Based on Officer Groomes’ testimony, the trial court determined that the “timing” of Mr. Jones’ incriminating statement warranted denial of the motion to suppress. Mr. Jones’ statement that he was just “holding” the drugs came just after the identification questioning but before the police began express questioning about the drugs: After picking up the drugs, the officers asked for the suspect’s ID or his name and address. At that point, Mr. Jones “spontaneously]” “volunteered” that he was merely “holding” for the other guys. Only after that point did the officers ask whether Mr. Jones wanted to “volunteer” further information about the drugs. Although the government concedes that the latter questioning was interrogation, the argument is that the later-asked questions cannot taint the statement that Mr. Jones made, whether it is considered as a spontaneous remark or as, at most, a non sequitur response to “what is your name?” For the reasons explained below, I take little comfort in the “timing” analysis.
In its approach to this case, the majority does not reach the issue of whether Mr. Jones was in custody because it finds that his statement was not elicited by interrogation. To reach that conclusion, the majority reasons that Miranda will not ordinarily protect a suspect who is being asked identity questions, because such questions are not, as a rule, reasonably likely to elicit incriminating information. Here the majority relies heavily on the D.C. Circuit’s opinion in United States v. Bogle, 325 U.S.App.D.C. 63, 114 F.3d 1271 (1997). The majority further rejects any suggestion that the overall context was so coercive as to be the functional equivalent of express interrogation. In their view, the officers’ conduct was “routine,” “conventional,” and “altogether appropriate.”
I wholeheartedly disagree with the latter point and would reverse on the basis that the overall context was the functional equivalent of express interrogation. But I am troubled by several other aspects of the majority’s analysis as well.
I note, first, that the majority’s analysis takes Bogle far beyond its specific holding. Bogle itself did not turn on whether a particular type of question might be presumptively excepted from the Miranda requirements. Rather, it was concerned with whether the police could question a
In contrast to our situation, the Bogle court was concerned with questioning about a different and apparently unrelated crime. To the extent that the Bogle court discussed the significance of biographical questions, its views are essentially dicta. As support for its analysis, the Bogle court did reference some cases that involved the narrow “routine booking exception” announced in Pennsylvania v. Muniz, 496 U.S. 582, 110 S.Ct. 2638, 110 L.Ed.2d 528 (1990), but none of the cases cited by Bogle involved fact patterns similar to the instant one.
My reading of Muniz, moreover, reveals little support for treating identification questions as presumptively exempt from Miranda’s concerns. Muniz involved a motorist who was stopped for driving under the influence. 496 U.S. at 585, 110 S.Ct. 2638 (plurality opinion). A central issue before the Muniz Court was whether booking questions about name, address, height, weight, eye color, date of birth, and current age were subject to Miranda’s protections. Id. at 586-87, 110 S.Ct. 2638. There were three views among the justices. One four-justice plurality adopted the routine booking exception “which exempts from Miranda’s coverage questions to secure the biographical data necessary to complete booking or pretrial services.” Id. at 601-02, 110 S.Ct. 2638. The plurality justices rejected the argument, however, that those questions would never constitute custodial interrogation “merely because the questions were not intended to elicit information for investigatory purposes.” Id. Another group of four justices saw no need to invoke a “routine booking exception” because the Mun-iz’ answers were not “testimonial”: The questions did not put Muniz in the position of deciding between the options of lying, remaining silent, or giving incriminating testimony about his name or address, for example. Id. at 608, 110 S.Ct. 2638 (Rehnquist, C.J., concurring in part and dissenting in part). Rather, they simply probed his impaired ability to answer, analogous to a blood alcohol test. Id. These four justices did not comment on whether they would recognize a routine booking exception in a different case. One justice disagreed entirely that there should be any categorical exemption for such biographical questions. Id. at 608, 110 S.Ct. 2638 (Marshall, J., concurring in part and dissenting in part). Among these diverse views, however, none even suggests that the questions’ status under Miranda should be analyzed primarily from the standpoint of their subject matter. Rather, each group of justices focused on the context in which the questions were asked.
This analytical approach must give way, however, when it becomes apparent that the situation “reflect[s] a measure of compulsion above and beyond that inherent in custody itself.” Rhode Island v. Innis, 446 U.S. 291, 301, 100 S.Ct. 1682, 64 L.Ed.2d 297 (1980). In such a case, it begs the question to observe that the suspect’s answer was nonresponsive. Cf. United States v. Espinal-Cardona, 635 F.Supp. 330, 334-35 (D.N.J. 1986). The issue becomes whether the police improperly “us[ed] the coercive nature of confinement to extract [an admission] that would not be given in an unrestrained environment.” Arizona v. Mauro, 481 U.S. 520, 529-30, 107 S.Ct. 1931, 95 L.Ed.2d 458 (1987). “[C]ourts must be alert to the subtle forms that interrogation may assume....” Mitchell, 746 A.2d at 891. “The test for whether police remarks are the functional equivalent of express questioning is an objective one, which ‘focuses primarily upon the perceptions of the suspect, rather than the intent of the police.’ ” Mitchell, 746 A.2d at 891.
Here, Mr. Jones, already in a “panicked” state, was isolated as a result of police instruction to the other two men to go across the street. Mr. Jones was surrounded by several officers. He had just seen one officer pick up the drugs next to his feet, and hold them in his hand. This might be a different case if the officers had asked only for identification and not proceeded to conduct an express interrogation. But they did continue to pose questions while Mr. Jones stood in the street. We may infer from the officers’ further questions that the request for identification signaled the beginning of a conversation to investigate the crime that they had witnessed. Considering the totality of the circumstances, it is difficult to characterize the overall situation as anything other than an inquisitorial session in which Mr. Jones felt compelled to explain himself, and, consequently, made an admission that
In analyzing this case, I deem it important that the Supreme Court recently observed in Dickerson v. United States that: “Miranda has become embedded in routine police practice to the point where the warnings have become part of our national culture.” 530 U.S. 428, 443, 120 S.Ct. 2326, 147 L.Ed.2d 405 (2000) (reference omitted). Judge Mack also recognizes the quintessential place of Miranda in our jurisprudence. In light of the fundamental importance of Miranda, I am constrained to recognize that the cost to the police of giving the Miranda warnings would have been minimal in this case, as it usually is. I therefore conclude that, in the context of this case, Mr. Jones should have received the Miranda warnings prior to the initiation of identification questioning that signaled the beginning of a conversation to investigate the crime that the police had witnessed. Consequently, I respectfully dissent.
. I believe that the difficulties presented by this case are a function of the state of the record before us rather than of a gap in the controlling law. More than in most cases, close study of this record leaves one with unanswered questions and a sense of frustration.
Dissenting Opinion
dissenting:
Pursuant to our previous opinions and for many of the reasons expressed in Judge Reid’s dissent, I believe the facts of this case satisfy the “functional equivalent” prong of Rhode Island v. Innis, 446 U.S. 291, 301, 100 S.Ct. 1682, 64 L.Ed.2d 297 (1980).
However, this case provides a good opportunity to comment on how far this court (and others) has departed from the directives (reaffirmed and explained) of the United States Supreme Court in Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966), and Innis, supra. While it can fairly be said that this court, as an institution, takes pride in its strict adherence to precise statutory and judicial language, in the instant case, the majority, relying primarily on legal reasoning of court decisions in other jurisdictions, appears to be ignoring the fundamental legal principles it purports to refine.
A paradox meets us initially. The majority tells us that the Miranda warnings apply only if “custodial interrogation” exists, ie., there must be “custody” and “interrogation” at the same time. Yet, the majority does not reach the question of “custody” (a question vigorously debated throughout this litigation) because it agrees with the government that, even if the defendant were in custody, his incriminating statement was not the product of police inteiTOgation. That approach, ie., to not even recognize the impact of custody on this case, arguably catapults us back, historically, to the very reasons for the promulgation of the Miranda rules and their constitutional underpinnings.
While the starting point for the definition of interrogation in this context is obviously the Miranda decision itself, the most instructive precedent for the scope of that definition is the Supreme Court’s decision
[T]he term ‘interrogation’ under Miranda refers not only to express questioning, but also to any words or actions on the part of the police (other than those normally attendant to arrest and custody) that the police should know are reasonably likely to elicit an incriminating response from the suspect. The latter portion of this definition focuses primarily upon the perceptions of the suspect, rather than the intent of the police.
Id. at 301, 100 S.Ct. 1682 (emphasis added) (footnotes omitted). Therefore, in Innis, the Supreme Court expanded the definition of custodial interrogation as contemplated in Miranda, rather than, as the majority’s holding accomplishes, scaled back that definition. See Derrington v. United States, 488 A.2d 1314, 1326 n. 9 (D.C. 1985), cert. denied, 486 U.S. 1009, 108 S.Ct. 1738, 100 L.Ed.2d 201 (1988).
To this day, the Innis decision remains the most probative Supreme Court authority on “Miranda interrogation.” By my count, the Innis majority, on at least three occasions, used language indicating that express questioning satisfies the definition of interrogation under Miranda. See Innis, supra, 446 U.S. at 298, 299 n. 3 & 302, 100 S.Ct. 1682; see also Innis, supra, 446 U.S. at 313-14, 100 S.Ct. 1682 (Stevens, J., dissenting) (noting that the definition of interrogation set forth by the majority includes express questioning that, if it was not in the form of a direct question, might not fit within the “reasonably likely to elicit an incriminating response” language of the functional equivalent prong). Nowhere in the opinion does the Innis majority indicate that a specific type of express question is necessary to implicate the protections of Miranda. Nor does the court suggest that the qualifying language of the “functional equivalent” test (words or actions that the police should know are reasonably likely to elicit an incriminating response and that are other than those normally attendant to arrest and custody) applies to express questioning. Quite the opposite, the court indicated on the facts before it that “[i]t is undisputed that the first prong of the definition of ‘interrogation’ [the express questioning prong] was not satisfied, for the conversation between [the police officers] included no express questioning of the respondent.”
It is true that the Supreme Court has recognized a few limited situations where the prophylactic protections of Miranda are not (or might not be) triggered despite the existence of custodial interrogation. The only such exception arguably applicable to this case is the so-called “routine booking exception,” recognized by this court in Thomas v. United States, 731 A.2d 415, 421 (D.C. 1999), and articulated by Justice Brennan’s plurality opinion in Pennsylvania v. Muniz, 496 U.S. 582, 110 S.Ct. 2638, 110 L.Ed.2d 528 (1990).
whether [a question] is routine is not a relevant consideration. Miranda applies to custodial interrogation. Routine questions, no matter how innocuous they may seem, are part of an interrogation. The fact that an interrogation contains nothing but routine questions does not make it any less an interrogation; nor, more emphatically, does the quality of routineness suspend fifth amendment rights.
271 A.2d at 412 n. 6; see also Thomas, supra, 731 A.2d at 420. Outside of the booking context, I fail to see how “ ‘the philosophical basis’ of Proctor and Brewster has been substantially undermined by Muniz and its progeny.” Thomas, supra, 731 A.2d at 421.
Moreover, contrary to the impression given by our decision in Thomas, supra, and the majority’s decision in this case, the Brennan plurality in Muniz seemed to view the routine booking questions at issue as custodial interrogation, but nevertheless exempted such interrogation from the protections of Miranda. In Thomas, a panel of this court wrote, “The [Brennan] plurality specified that questions posed by the police to the defendant regarding his name, address, height, weight, eye color, date of birth and current age did not qualify as ‘custodial interrogation.’” Id. at 421 (emphasis added). This characterization is somewhat misleading as Justice Brennan wrote in Muniz:
We disagree with the Commonwealth’s contention that Officer Hosterman’s first*291 seven questions regarding Muniz’s name, address, height, weight, eye color, date of birth, and current age do not qualify as custodial interrogation as we defined the term in Innis, supra, merely because the questions were not intended to elicit information for investigatory purposes ... We agree with amicus United States, however, that Muniz’s answers to these first seven questions are nonetheless admissible because the questions fall within a routine booking question exception which exempts from Miranda's coverage questions to secure the biographical data necessary to complete booking or pretrial services ... In this context, therefore,, the first seven questions asked at the Booking Center fall outside the protections of Miranda and the answers thereto need not be suppressed.
Muniz, supra, 496 U.S. at 601-02, 110 S.Ct. 2638 (emphasis added) (citations and internal quotation marks omitted). The import of this language is that routine booking questions do satisfy the definition of custodial interrogation under Innis and Miranda, but, in consideration of “the police’s administrative concerns,” are exempted from the evidentiary safeguards of Miranda.
On the other hand, common sense dictates that questions which have no logical nexus to either the suspect or the underlying events — “What’s the score of the Redskins game?” or “Isn’t this weather beautiful?” — should not be considered “express questioning” under Miranda.
In this case, however, the questions asked of Jones: (1) were not made to facilitate booking; (2) directly implicated
While it is clear that the biographical questions asked of Jones logically relate to him and his predicament, it is equally evident that Officer Groomes’s queries were not made to facilitate booking. The questions were asked at the scene. There was no testimony that they were designed to assist any of the officers in the completion of booking or other administrative forms. They were asked of a person whom the police had witnessed, seconds before, drop a clear zip-lock bag, and who had just picked up a beer bottle. They were asked after the police had separated Jones from the others at the scene. They were asked with three police officers present. They were asked soon after the police had picked up the plastic bag in front of Jones. Finally, they were asked of a person who was so affected, he picked up a nearby container of alcohol and either drank or feigned drinking directly in front of the police. In short, they were asked in a situation rife with “compelling influences.” Miranda, supra, 384 U.S. at 478, 86 S.Ct. 1602.
It must be noted that in United States v. Bogle, 325 U.S.App.D.C. 63, 114 F.3d 1271 (1997), the D.C. Circuit refused “to adopt a per se rule that all express questions constitute interrogation,” holding instead that “only questions that are reasonably likely to elicit incriminating information in the specific circumstance of the case constitute interrogation within the protections of Miranda.” Bogle, supra, 325 U.S.App.D.C. at 66-67, 114 F.3d at 1274-75. As support for its holding, however, the D.C. Circuit primarily relied upon cases recognizing the routine booking exception. See, e.g., United States v. Ventura, 85 F.3d 708, 712 n. 5 (1st Cir. 1996); United States v. Sweeting, 933 F.2d 962, 965 (11th Cir. 1991). To the extent, therefore, that the D.C. Circuit held in Bogle that express questioning designed to serve an administrative purpose at the station house does not trigger Miranda’s protections, our decision in Thomas, supra, albeit precarious, is consistent. To the extent, however, that the Bogle opinion more generally held, as it seems to, that “only questions that are reasonably likely to elicit incriminating information ... constitute interrogation within the protections of Miranda,” it is peculiar that there is very little textual analysis of the fundamental Supreme Court precedent. Bogle, supra, 325 U.S.App. D.C. at 67, 114 F.3d at 1275. Decisions of the United States Court of Appeals for the D.C. Circuit are entitled to great respect, see M.A.P. v. Ryan, 285 A.2d 310, 312 (D.C. 1971), and a regime where a criminal defendant in federal court in the District of Columbia does not have Miranda protections coextensive with those of a criminal defendant in the Superior Court is not optimal. However, the Miranda protections are such an important part of crimi
Finally, the Miranda doctrine does not exist in a vacuum. Aside from the obvious implications for those in custody, Fifth Amendment jurisprudence substantially affects other facets of constitutional criminal procedure as well. For example, in the recently decided case of Texas v. Cobb, both Chief Justice Rehnquist, writing for the majority, and Justice Kennedy, in his concurrence, relied heavily on Miranda’s fundamental safeguards to support their respective opinions limiting the scope of a defendant’s Sixth Amendment right to counsel, once attached, to like “offense[s] under the Blockburger [v. U.S., 284 U.S. 299, 52 S.Ct. 180, 76 L.Ed. 306] test.” 532 U.S. 162, 121 S.Ct. 1335, 1343, 149 L.Ed.2d 321 (2001). Both appeared to view the protections afforded by Miranda as a safety net for situations not implicating the “offense-specific” Sixth Amendment. See Cobb, supra, 121 S.Ct. at 1342 n. 2 (Rehnquist, C.J.) (“Even though the Sixth Amendment right to counsel has not attached to uncharged offenses, defendants retain the ability under Miranda to refuse any police questioning, and, indeed, charged defendants presumably have met with counsel and have had the opportunity to discuss whether it is advisable to invoke those Fifth Amendment rights. Thus, in all but the rarest of cases, the Court’s decision today will have no impact whatsoever upon a defendant’s ability to protect his Sixth Amendment right.”); Cobb, supra, 121 S.Ct. at 1344 (Kennedy, J., concurring) (“[I]t is difficult to understand the utility of a Sixth Amendment rule that operates to invalidate a confession given by the free choice of suspects who have received proper advice of their Miranda rights but waived them nonetheless.”). The Cobb decision makes clear that we should be cognizant of the fact that any decision impacting the scope of Miranda also has a domino effect on other fundamental areas of criminal law. Cf. Dickerson, supra, 530 U.S. at 443-44, 120 S.Ct. 2326.
As the Supreme Court recently reaffirmed in its decision recognizing the constitutional significance of Miranda, the Miranda doctrine is premised on a bright-line application of a prophylactic rule. See Dickerson, supra, 530 U.S. at 444, 120 S.Ct. 2326. A rule limiting the “express questioning” prong of Innis to questions reasonably likely to elicit an incriminating response, in my view, departs from law we are obligated to follow, and is contrary to the bright-line policy behind Miranda.
. Some courts refers to the two components to the definition of interrogation in Innis— express questioning and the functional equivalent thereof — as the first and second prongs, respectively. See Innis, supra, 446 U.S. at 301, 100 S.Ct. 1682.
. The Innis majority then proceeded to hold that the conversation between the two police officers, discussing the possibility that a child could find the shotgun and inflict harm on himselhherself or others, did not qualify as the functional equivalent of express questioning. See Innis, supra, 446 U.S. at 303, 100 S.Ct. 1682.
. As the Supreme Court has not recognized the routine booking exception, I have serious questions, particularly in light of Dickerson v. United States, whether it exists. See 530 U.S. 428, 444, 120 S.Ct. 2326, 147 L.Ed.2d 405 (2000). Given that Miranda’s effectiveness is predicated on its bright-line application and that, accordingly, courts should be loathe to create exceptions to the Miranda doctrine, nothing in the Supreme Court’s jurisprudence leads me to conclude that a "routine booking exception” was created in Muniz. In any event, assuming, arguendo, it does exist, as a large number of courts believe it does, it should be properly limited — in terms of content, context and scope.
. There is an argument that the word "merely” suggests a contrary conclusion. Yet, at best this language is ambiguous, and particularly in light of the later use of the word "exempts,” the entire passage does not support the unequivocal statement found in Thomas, supra, and the majority opinion herein.
. As was evident during oral argument, one can design numerous hypotheticals to test the definition of custodial interrogation under Miranda and its progeny.
Reference
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- Elton R. JONES, Appellant, v. UNITED STATES, Appellee
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