Carter v. United States
Carter v. United States
Opinion of the Court
On remand from this court in Carter v. United States, 684 A.2d 331 (D.C. 1996) (en banc), the trial court entered an Order denying appellant George Carter’s
Relying on the Supreme Court’s opinion in Minnesota v. Murphy, 465 U.S. 420, 104 S.Ct. 1136, 79 L.Ed.2d 409 (1984), appellant argues that Carter’s disclosures during a presentence interview regarding his drug use effectively waived his Fifth Amendment right not to testify at appellant’s armed robbery trial.
In Ellis v. United States, 135 U.S.App.D.C. 35, 416 F.2d 791 (1969),
a witness who voluntarily testifies before a grand jury without invoking the privilege against self-incrimination, of which be has been advised, waives the privilege and may not thereafter claim it when he is called to testify as a witness at the trial on the indictment returned by the grand jury, where the witness is not the defendant, or under indictment.
135 U.S.App.D.C. at 44, 416 F.2d at 800.
The Ellis court also distinguished a “formal proceeding” from the type of presentence interview at issue here:
There is, of course, an important distinction between prior sworn testimony at a formal proceeding, for example a grand*25 jury hearing, and statements volunteered during an informal investigation or properly supervised custodial situation. We deal with a question of substantially increased credibility and reliability. Thus we do not hold that waiver takes place when a witness, who has made disclosures to investigating agents is called at trial, or before the grand jury ... [W]e feel that a statement made to investigators, as opposed to that at a formally constituted tribunal, has less impact even in legal significance if introduced at a subsequent trial of the witness. Thus, the witness may suffer real detriment if he is held to his informal waiver.
Ellis, supra, 135 U.S.App.D.C. at 49 n. 37, 416 F.2d at 805 n. 37 (emphasis added). Certainly, unsworn discussions with probation officers are more akin to discussions with “investigating agents” than formal proceedings in which the witness is under oath. Thus, while we have expanded the scope of the Ellis waiver rule to encompass testimony given by witnesses at proceedings other than the grand jury, those proceedings have always been under oath.
In this case, Carter’s statement during the presentence interview was neither made under oath nor at a judicial proceeding. Therefore, Carter never waived his privilege, and appellant’s motion for a new trial was properly denied because the trial court could not lawfully compel Carter’s testimony.
Accordingly, the order of the trial judge is
Affirmed.
. Hereinafter "appellant.”
. Hereinafter “Carter.”
. The issue before the Supreme Court in Murphy, supra, 465 U.S. at 420, 104 S.Ct. 1136, was whether incriminating statements made by the defendant to his probation officer were obtained in violation of the defendant's Fifth Amendment rights. The Supreme Court held that because the statements were not compelled, Miranda warnings were not required, and the statements could be used against the defendant at trial. Id. at 427-28, 104 S.Ct. 1136. There is nothing in the Supreme Court’s opinion in Murphy, however, that suggests that the defendant could have been compelled to testify at trial merely because he had made prior incriminating disclosures to his probation officer. Thus, appellant’s argument that Murphy supports his waiver theory is without merit.
. This decision is binding on us under M.A.P. v. Ryan, 285 A.2d 310, 312 (D.C. 1971).
. In Tomlin v. United States, 680 A.2d 1020, 1022 (D.C. 1996), we extended the Ellis rule to apply to a witness under indictment.
Reference
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- George E. CARTER v. UNITED STATES
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