Kirby Vining v. District of Columbia
Kirby Vining v. District of Columbia
Opinion
Plaintiff Kirby Vining's suit under the Freedom of Information Act (FOIA) resulted in the District of Columbia's disclosure of previously withheld documents. Mr. Vining moved for attorney's fees, and the trial court awarded some but not all of the amount requested. Both parties now appeal this award. We reverse in part and remand for reconsideration in part.
I. Background
In November 2013, Mr. Vining submitted a request under the District of Columbia Freedom of Information Act,
In response to the complaint and after negotiations with Mr. Vining's counsel, the District searched Ms. Barnes's governmental email and documents in her possession and produced 368 documents responsive to Mr. Vining's request, but it argued that FOIA did not require it to search Ms. Barnes's personal Yahoo email account and moved to dismiss the suit. On July 9, 2014, the trial court issued a written order denying the motion and ordering the District to search Ms. Barnes's personal email account and produce emails responsive to Mr. Vining's request.
The District continued to fight the production order, first by moving for reconsideration and a stay and then, when that motion was denied, by appealing to this court. While that appeal was pending, Mr. Vining filed a motion for partial summary judgment. The trial court denied this motion without prejudice on the ground that the ongoing appellate proceedings deprived it of jurisdiction. The appeal was eventually dismissed with the District's consent. Meanwhile, the District informed the trial court that it had attempted to retrieve the emails from Ms. Barnes's personal email account but technical problems made it impossible to do so in any "efficient and effective way." It estimated that collecting, reviewing, and redacting the emails would require approximately 361 hours of work at a total cost of over $8,000, and requested that Mr. Vining pay the cost in advance pursuant to
Several months of back and forth ensued-including legal arguments and technical discussion about searching and retrieving emails from the personal account-during which time the trial court granted the District an extension of time to comply with its July 9 order. On February 11, 2015, the court partially granted the District's motion for payment of costs in advance but rejected its calculation of the cost chargeable to Mr. Vining. Noting that the District had not provided an estimate from an information technology specialist and that time spent on document review (as opposed to "document search and duplication") was not covered by
Mr. Vining paid the $420 production fee, and the District provided him with a CD containing 3,409 responsive documents from Ms. Barnes's personal email account. The District also provided a Vaughn index 4 of documents withheld or redacted *745 pursuant to FOIA exemptions. Mr. Vining waived his claims to most of these documents but contested the withholding of others under the deliberative process and privacy exemptions. After an in camera review, the trial court ordered the release of some of the withheld documents and ruled that the rest were not responsive to the FOIA request. The District complied and produced the ordered documents, ending the merits phase of the litigation.
Mr. Vining subsequently filed a motion seeking attorney's fees and costs pursuant to
II. Standards
FOIA allows a court to award a prevailing party "reasonable attorney fees and other costs of litigation."
We review the trial court's decision to grant or deny fees for abuse of discretion.
See
Frankel v. District of Columbia Office for Planning & Econ. Dev.
,
Neither party challenges the trial court's determination that Mr. Vining was eligible for and entitled to some attorney's fees and costs. Mr. Vining contends that the trial court incorrectly excluded all fees and costs incurred prior to July 9, 2014, and certain specific expenses incurred after *746 that date. The District, on the other hand, defends the trial court's award with the exception of the fees awarded for time spent on two motions it says were unrelated to the outcome of the litigation. We address each claim in turn.
III. Work Through July 9, 2014
Mr. Vining first contends that the trial court erred in excluding from the fee award all attorney's fees incurred on or prior to July 9, 2014, an amount equal to $15,597.50. Applying the four-factor test we approved in
Fraternal Order of Police
,
Mr. Vining contends that the trial court misapplied the four-factor test, and hence abused its discretion, in two ways.
A.
Mr. Vining first argues that the four factors are employed only for the threshold entitlement determination, and that once a litigant is held to be eligible for and entitled to fees, the only remaining question is the reasonableness of the claimed fees. Mr. Vining treats the issue of entitlement to fees as a unitary determination-if a litigant is entitled to fees, he must be entitled to fees for the entire litigation, as long as those fees are reasonable.
We perceive no justification for restricting the trial court's exercise of discretion to a single all-or-nothing decision determining entitlement to fees incurred across an entire lawsuit. As the District points out, because an award of fees under
B.
Next, Mr. Vining argues that the court misapprehended the fourth entitlement factor in that the court focused on the reasonableness of the District's "litigating strategy" and "litigation posture." In
Fraternal Order of Police
, we said that "under the fourth criterion [the reasonableness of the agency's withholding] a court would not award fees where the government's withholding had a colorable basis in law but would ordinarily award them if the withholding appeared to be merely to avoid embarrassment or to frustrate the requester."
The history of this FOIA suit illustrates the difference between these concepts. Mr. Vining initially submitted his FOIA request to Ms. Barnes on November 12, 2013, and Ms. Barnes replied on November 25, 2013, asserting that she had no documents responsive to Mr. Vining's request beyond those that had already been disclosed to the public.
See
Shurtleff v. EPA
,
In response, Mr. Vining filed this suit on December 11, 2013. The District did not rest on Ms. Barnes's denial but rather entered into negotiations with Mr. Vining's counsel and produced CDs containing responsive documents on February 3 and March 5, 2014. At this point, as Mr. Vining's counsel made clear in a letter on March 13, the sole point of contention between the parties concerned the emails located in Ms. Barnes's personal email account. Citing
Competitive Enterprise Institute v. National Aeronautics & Space Administration
,
The trial court correctly perceived that the District had a single litigation position prior to July 9, 2014-that Ms. Barnes's personal email account fell outside the scope of FOIA. But if we look for the basis of the District's withholding, as indicated by the language we quoted in
Fraternal Order of Police
, we see two: first, that there were no responsive documents left to disclose, and second, that Mr. Vining was not entitled to the remaining responsive documents. As an ANC chair
*748
(and not the Attorney General), Ms. Barnes could not take positions on behalf of the District in litigation, but she could and did deny a FOIA request, and this denial is relevant in determining fees. This is consistent with the legislative judgment embedded in FOIA that a requester has a right to inspect any responsive nonexempt public record of a public body without going to court.
C.
Having concluded that the fee entitlement determination need not be unitary and that a trial court may decide that the prevailing litigant is entitled to fees for some phases of a litigation and not others, and having clarified that the basis for the withholding (as distinguished from litigation strategy or position) must be considered as part of the entitlement determination, we turn to the application of these principles to this case.
When a court determines entitlement to fees separately for separate phases of litigation or separate classes of record requests, its choice of delimitation points is itself an act of discretion. The trial court's selection of July 9, 2014, as a dividing point in the life of this litigation was reasonable and not an abuse of discretion. Prior to that date, the law did not speak explicitly to the question whether the FOIA statute required the District to search ANC Commissioners' nongovernmental email accounts. 9 As of that date, for the purposes of this case, the District no longer had a colorable legal basis for its continued withholding.
*749 It is less clear, however, that the period prior to July 9 formed a single phase of this litigation, in that the reason for the District's withholding appears to have changed between the filing of the complaint on December 11, 2013, and the production of the records in February and March of 2014. The trial court concluded that the necessity of searching Ms. Barnes's personal email account was an issue of first impression, but it made no finding regarding the District's initial basis for withholding, which appears to have been that no responsive records existed other than those that had been made public. 10 We therefore remand for the trial court to determine, in the exercise of its discretion, whether Mr. Vining may be entitled to reasonable fees for an earlier phase of the litigation. 11
IV. Travel Expenses
Mr. Vining next argues that the trial court erred in excluding from the fee award travel expenses incurred by his attorney, Don Padou. Mr. Padou is a member of the District of Columbia Bar, but he has lived in California since August 2013 and flew back and forth for the hearings in this case. His travel expenses, including airfare, hotel stays, ground transportation, and meals, added up to $8,125.78.
The FOIA statute's fee-shifting provision allows for an award of "reasonable attorney fees
and other costs of litigation
."
As travel expenses are not categorically excluded from recovery for "costs of litigation" under
Though there is a dearth of precedent on the compensability of long-distance travel expenses under both
On the other hand, several courts applying the Civil Rights Attorney's Fees Awards Act,
Mr. Vining's brief on appeal offers several reasons it was reasonable for him to hire Mr. Padou to represent him. He informs us that Mr. Padou "first consulted with Mr. Vining and other founders of Friends of McMillan Park, Inc., in early 2012 regarding a series of FOIA requests intended to reveal inappropriate conduct by the District regarding the proposed development of McMillan Park." Mr. Vining argues that it was therefore reasonable for him to retain Mr. Padou even after he moved to California in August 2013 because Mr. Padou "was familiar with the issues surrounding McMillan Park" and the two had developed "a solid attorney-client relationship." He also suggests that there are not many lawyers in D.C. who specialize in FOIA lawsuits. This information goes some way toward explaining Mr. Vining's choice of counsel, and it might have justified an exercise of discretion in favor of awarding travel expenses. Then again, it might not have if Mr. Padou's familiarity with the McMillan Park disputes was neither useful nor necessary in litigating a FOIA suit that was filed after Mr. Padou's move across the country. 14 Had the trial court denied Mr. Vining's request for travel expenses on the ground that they were not reasonably incurred, that determination likely would have been a sound exercise of discretion.
We are unable to discern, however, whether the trial court's denial of Mr. Vining's request for travel expenses was the result of a discretionary determination that they were unreasonably incurred or the belief that travel expenses are categorically excluded from awards for costs under
V. Amanuensis and Legal Secretary
Mr. Vining also appeals the trial court's exclusion of the expenses incurred by Mr. Padou due to his blindness. Because Mr. Padou is blind, he hired an amanuensis to act as his scribe, reader, and guide during court hearings, and a legal secretary to proofread, citecheck, and file his briefs. Mr. Vining sought $312 in reimbursement for the amanuensis, whom he paid $25 per hour, and $1,625 for the legal secretary, whom he paid $125 per document. The trial judge made clear that he believed these costs were "conservatively calculated" and "seemed to be a more economical way of doing the menial tasks of practicing law than Mr. Padou doing these tasks, or trying to do these tasks, for himself which would have required more hours"-in short, that they were "correctly incurred by Mr. Padou"-but he nevertheless excluded these costs from the award because he believed the correct standard was "what it will cost in the marketplace to get these services done." Because a sighted attorney would not have incurred or billed for the costs of an amanuensis or a legal secretary for these purposes, the trial judge concluded that he could not award costs for these expenses. 17
Mr. Vining presented his request for the amanuensis and legal secretary expenses as part of his request for costs,
18
separate from his request for attorney fees. Though we have not previously determined what standard the trial court should use when evaluating requests for "other costs of litigation" under
The fee-shifting provision in the D.C. FOIA was animated by similar concerns. Like § 1988 and the fee award provision of the federal FOIA, § 2-537 (c) was meant to effectuate the purpose of the statute-here, to "promote open government and combat government resistance to the same"-by making it financially feasible for private citizens to enforce compliance with the law through litigation.
Fraternal Order of Police
,
The District defends the trial court's exclusion of the amanuensis and legal secretary costs by arguing that they are overhead expenses, which are not separately compensable because they are encompassed within the hourly rate awarded for Mr. Padou's time. Overhead expenses include, for example, the rent and utility payments on a law office and the salaries of receptionists, librarians, and clerical support staff, which are fixed costs not attributable to any individual case.
See
Role Models Am., Inc. v. Brownlee
,
As the amanuensis and legal secretary costs here do not fall into the category of overhead, they are recoverable if they are costs normally billed to Mr. Padou's fee-paying clients and if they were reasonably incurred in the circumstances of this case. The trial court misstated the law when it compared the expenses Mr. Padou incurred due to his blindness with "what it will cost in the marketplace to get these services done." The proper inquiry is not whether a sighted lawyer would have hired or charged for an amanuensis or legal secretary for the purposes described in his fee petition; it is whether it was reasonable for Mr. Padou to do so.
See
Dowdell
,
We therefore remand for the trial court to apply the correct standard to determine whether Mr. Vining is entitled to the costs incurred for the amanuensis and legal secretary.
See
Frankel
,
*755 VI. Motions
Finally, the District, cross-appealing, challenges the trial court's award of fees for work on two motions that it contends were unrelated to the successful FOIA claim. "The central question ... is whether the work was useful and necessary in advancing the litigation to its successful conclusion."
Frankel
,
The District first challenges the award of fees in the amount of $6,330 for a motion for a preliminary injunction that Mr. Vining filed on May 15, 2015. The motion was denied as moot,
21
but this fact alone is not dispositive.
See
Second, the District challenges the award of fees in the amount of $5,640 for a motion for summary judgment that Mr. Vining never filed or served upon the District. Mr. Vining argues that filing and service were no longer needed because the District changed its behavior in response
*756
to news of the motion: on June 7, 2015, Mr. Padou sent an email to opposing counsel as required by Super. Ct. Civ. R. 12-I informing the District of Mr. Vining's intent to seek summary judgment, and within ten days the District produced twelve additional records. The parties draw analogies to two earlier cases in which a pleading or motion was drafted but never filed, and we view this case as falling somewhere in between. In
Cooper v. United States Railroad Retirement Board
,
VII. Conclusion
In conclusion, we reverse the award of fees for Mr. Vining's motion for a preliminary injunction and remand for the trial court to reconsider his request for fees for the first phase of the litigation and for out-of-pocket expenses incurred for long-distance travel, the amanuensis, and the legal secretary. We affirm the award of fees for Mr. Vining's unfiled motion for summary judgment.
So ordered.
All subsequent D.C. Code citations are to the 2012 Replacement volume.
The McMillan site, constructed between 1902 and 1905, was the District's first large-scale water filtration facility. It has been out of commission for some time and ownership was transferred from the federal government to the District government in 1987. The District selected a developer, Vision McMillan Partners, to build a mixed-use development on the site, but the site remains undeveloped.
See
Friends of McMillan Park v. District of Columbia Zoning Comm'n
,
Mr. Vining separately sought documents related to the development of the McMillan site from the Council of the District of Columbia.
See
Vining v. Council of the District of Columbia
,
A
Vaughn
index is a privilege log that lists each item withheld under FOIA and explains the basis for refusing to produce that item.
See
Vaughn v. Rosen
,
The four factors are not exclusive, and trial courts are not precluded from considering additional factors.
Fraternal Order of Police
,
See also
Fraternal Order of Police
,
We do not agree with Mr. Vining's characterization of the record with respect to the trial court's application of the fourth entitlement factor. The trial court did not, as Mr. Vining contends, examine the reasonableness of the government's withholding as part of the third step of the attorney's fee analysis (the reasonableness of the fee amount claimed). The transcript of the court's oral ruling makes clear that the trial court instead determined, after considering all four entitlement factors, that Mr. Vining was not entitled to fees and costs for the period of the litigation prior to July 9-part of the second step of the analysis.
We do not mean to imply that consideration of the government's litigation strategy, as distinct from the asserted reason for the withholding, would necessarily be improper. The four factors are not meant to be exclusive, see note 5 supra , and we express no opinion on the propriety of considering a party's litigation strategy in addition to the listed factors.
Whether the District was required to search Ms. Barnes's personal email is not directly before us, but we agree with the trial court that the District's withholding during this period had a colorable basis in law.
See
United States Dep't of Justice v. Tax Analysts
,
This basis was asserted by Ms. Barnes in response to Mr. Vining's initial FOIA request. We understand that the executive branch of the District government may not have been aware of the FOIA request until Mr. Vining filed suit, as Ms. Barnes was not obligated to consult with anyone within the mayoral chain of command before replying to Mr. Vining's request. We also accept for the sake of argument the District's assertion that the mayor and her subordinates lacked any authority to order Ms. Barnes to disclose records in the absence of an administrative appeal under
The District primarily argues for affirmance of the trial court's determination that Mr. Vining was entitled to fees only for the period after July 9, 2014. In the alternative, if we hold that the trial court erred in denying fees for the period ending on July 9, the District asks that we remand for reconsideration of the four entitlement factors. The District's arguments for reconsideration of the entitlement factors, which are largely addressed to the post-July 9 phase of the litigation, would be relevant if we agreed with Mr. Vining's contention that a single entitlement determination must govern the entire litigation. As we agree instead with the trial court and the District that the entitlement determination need not be unitary, these arguments are not relevant to the limited scope of the remand, which concerns only the earliest phase of the litigation when the District withheld records from Ms. Barnes's governmental email account.
We have previously treated "attorney's fees" and "other costs of litigation" as separate headings under which money may be awarded pursuant to § 2-537. For example, in
Donahue v. Thomas
,
But see
Davis v. Mason Cty.
,
See
Nuclear Control Inst. v. United States Nuclear Regulatory Comm'n
,
The trial court addressed travel expenses only briefly in its oral ruling, stating, "And, finally, I have not awarded travel costs. I do not believe that those are properly a part of any award that would be made in this case."
Alternatively, the trial court may conclude that it is appropriate to include some, but not all, of Mr. Padou's travel expenses in an award for costs.
See
Hernandez v. Berlin Newington Assocs., LLC
,
The trial judge acknowledged that there was "an element of unfairness" in this ruling which he was "not entirely comfortable with."
The word "costs" often "refer[s] to those items a prevailing party is entitled to recover as a matter of course" and "has been construed to mean something less than a litigant's total expenses in connection with the suit."
Robinson v. Howard Univ.
,
It is correct, however, to look to the "prevailing market rates in the relevant community for attorneys of similar experience and skill" to determine the lodestar, or reasonable hourly rate, when evaluating a request for attorney fees based on the number of hours billed on the case.
Tenants of 710 Jefferson St., NW v. District of Columbia Rental Hous. Comm'n
,
After the trial court denied his request for the amanuensis and legal secretary costs based on the wrong standard, Mr. Vining requested that the court award at least part of the legal secretary cost because a sighted lawyer could have done that work himself and "would have legitimately charged for it." The trial court denied this request as well, reasoning that "the problem with that is that it was done by a secretary" and that "we don't allow reimbursement for legal secretarial work."
We view this request as an attempt to recategorize the secretarial work as part of Mr. Vining's attorney fee, and we discern from the exchange in court that the trial court denied the request on the ground that lawyers usually cannot bill clients for clerical or secretarial work. In general, a reasonable attorney fee includes compensation for the hours billed by paralegals, legal assistants, or law clerks at their market rates,
see, e.g.
,
Missouri v. Jenkins
,
At a status hearing on June 9, 2015, the trial judge indicated that he was inclined to deny the motion on the merits but, with Mr. Vining's consent, he instead deferred action. The motion remained pending when the case was dismissed on November 5, 2015, and the dismissal order denied the motion as moot.
Reference
- Full Case Name
- Kirby VINING, Appellant/Cross-Appellee, v. DISTRICT OF COLUMBIA, Appellee/Cross-Appellant.
- Status
- Published