Jonathan Blades v. United States
Jonathan Blades v. United States
Opinion of the Court
Thompson, Associate Judge:
Following a four-day jury trial, appellant was convicted of assault with intent to kill while armed ("AWIKWA") (firearm), two counts of possession of a firearm during a crime of violence ("PFCV"), aggravated assault while armed ("AAWA") (firearm), possession of an unregistered *234firearm ("UF") and unlawful possession of ammunition ("UA"). Appellant asks this court to reverse all of his convictions, contending that the trial court reversibly erred by employing a husher during the voir dire of prospective jurors, in admitting a photo array containing mugshots even though identity of the shooter was not an issue, in not intervening when the prosecutor made certain remarks during the government's closing argument, and in giving a jury instruction on provocation. For the reasons that follow, we affirm.
I.
The charges against appellant were based on an incident that occurred in the early morning hours of February 2, 2014, outside of Look Lounge, near the intersection of 20th and K Street, N.W. Johnny Campbell testified that he was leaving the Look Lounge nightclub around 2:40 a.m. on that morning with his friends Jeremy Paige and "Rob" and was turning right to walk to his car when he ran into Areka Mitchell, with whom he had gone to high school. Campbell greeted Mitchell, and Mitchell introduced appellant to Campbell as her fiancé. Campbell testified that appellant then said in an "angry" voice, "Who the fuck are you?" and "something like" "What are you all, like school buddies or study buddies?" Campbell and appellant were "in each other's face," and appellant then struck Campbell in the face.
Campbell testified that he hit appellant back and they began fighting.
Paige, Campbell's friend since childhood, testified that he and Campbell were walking to Campbell's car when appellant called out to Campbell and got "in [Campbell's] face." Paige testified that appellant pushed Campbell in the chest, that Campbell responded by hitting appellant in the face, and that the two men "got to grappling with each other."
*235from hitting [Campbell] in the back of the head." Paige testified that Campbell then "caught [appellant] with two or three good shots," and appellant fell to the ground. Campbell went directly "across the street from [appellant's] car," and Mitchell "followed [Campbell], screaming." Paige "thought the fight was over," but then saw appellant, who had a gun in his hand, "reach[ ] in[to] the back seat" of his car (which the testimony indicated was parked on 20th Street between K and L Street), "load[ ] the magazine into the gun," and "start[ ] shooting." Paige testified that "it seemed like [appellant shot] probably seven to eight bullets" but that "[i]t could be more." Paige testified that no one was physically hitting appellant at the point when appellant started shooting and that there was no one near appellant who was a physical threat to appellant at that time. Paige denied hitting, punching, or kicking appellant or otherwise participating in the fight and testified that none of the friends who had been with him and Campbell at the club was participating or even standing around during the fight.
Metropolitan Police Department ("MPD") Officer James Burgess, who was with the MPD Crime Scene Investigations Division, collected evidence from the scene of the shooting, including nine cartridge casings, one bullet fragment, and two bullets. The cartridge casings were all found on 20th Street. Officer Burgess testified that one of the bullets was found inside a newspaper box on L Street, near the corner of 20th and L Street, and that the other bullet was found a little further west on L Street.
Daniel Barrett, a firearms and toolmark examiner with the Department of Forensic Science, testified that all nine cartridge casings were the same caliber and from the same manufacturer and had the same caliber and manufacturer as casings recovered from inside a semiautomatic firearm found in appellant's residence. Mr. Barrett further testified that "shell casing[s] ... eject to [the shooter's] right side" and "bounce when [they] hit[ ] the cement." Looking at Government Exhibit 40, which depicted where the shell casings were found on 20th Street, Mr. Barrett testified that the locations were "indicative of [the shooter] being off to the left and walking in a straight line," up 20th Street toward L Street.
Dr. Bruce Abell, the trauma surgeon who attended to Campbell on the morning of the incident, testified that Campbell presented with abrasions to his lip and face, swelling that was "consistent with someone being punched," and "a small laceration" on his scalp, which was "consistent with hitting something or being hit by something." Dr. Abell further testified that a bullet pierced and then left Campbell's body and that there was a wound in his left shoulder and on his back. Dr. Abell could not tell which of the wounds was an entrance wound and which was an exit wound. He opined, however, that the wounds were consistent with Campbell's "facing away from the shooter, but to an angle" and were "not consistent with [Campbell's] facing a shooter." Dr. Abell also noted that "with short range gunshots, ... you can actually see some changes on the skin at the entrance wound, ... [i.e.,] stippling," which Dr. Abell did not see on Campbell.
Dr. William Bruchey, an expert in firearms examination, ballistics, and crime scene reconstruction, testified in the defense's case that there is a "randomness to the shell casing pattern" of a semiautomatic pistol. Based on where the shell casings were found on 20th Street, Dr. Bruchey opined that the shooter was "relatively stationary" rather than walking. Asked on cross-examination how he accounted for *236the bullet "recovered further left on L Street," Dr. Bruchey said that a newsstand when hit by a bullet "can make [the bullet] take a left turn."
Appellant testified that after leaving Look Lounge on the early morning in question, he went to retrieve his car, with the intent of pulling it in front of the club to pick up his fiancée, Mitchell. The valet parking obstructed appellant from doing this, so he turned right onto 20th Street and found an open parking spot immediately upon turning. After parking, he reached into his glove compartment and retrieved his loaded gun and put it on his hip "for protection" because he had been shot about two months previously after leaving a club. The bullet from that shooting had gone through his arm and into his chest and remained lodged there at the time of the trial.
Appellant testified that he went to the front of the club and found Mitchell and was walking back to his car with her when they encountered a group of three guys who "were being loud[and] belligerent." One was Campbell, and appellant testified that Campbell "grabbed [Mitchell] by the hips and pulled her close" and, when Mitchell "pushed his hand off her," "kept on approaching, [and being] aggressive toward her." Appellant then grabbed Campbell's shoulders, and turned him around, and the two of them "had verbal words." During this time, appellant testified, Mitchell was pulling appellant away "because she ... didn't want the argument to escalate" and walking towards the car. When appellant reached the driver-side door but before he could get into the car, Campbell "ran up" and punched him in the face. Campbell and appellant started fighting, and Paige "ran over and ... started ... swinging at [appellant]," "hitting [him] on top of [his] head," and it became "like a moving brawl." Appellant testified that he heard Rob say "move back, let me stab him." Appellant then "pushed off as hard as [he] could" from the two others and reached for his gun and "pulled the trigger[ ] as fast as [he] could," afraid that one of the men would try to take the gun from him. Appellant testified that he was concerned about "what would happen to ... [the] bullet in [his] chest" if he was hit the wrong way, that his intent was "to just get them off of me" and "stop them from jumping me," and that it was not his intent to kill Campbell. Appellant told the jury that he was "disoriented from getting hit" in the head and could not "see straight" because he had blood in his face and eyes, but stopped shooting after he "started to come to and started to see clearly" and noticed that "the threat wasn't there" and the other men were not in front of him. Appellant acknowledged that he fired nine shots but said that he did not think he hit anyone and therefore just returned home after the shooting.
The jury received a verdict form that instructed jurors to consider whether appellant was guilty of the lesser-included offense of assault with a dangerous weapon (firearm) if they acquitted appellant of the AWIKWA (firearm) charge. The jury found appellant not guilty of AWIKWA (automobile), assault with a dangerous weapon (automobile), and AAWA (automobile). This appeal followed.
II.
We turn first to the issue appellant raised for the first time in a supplemental brief, which this court granted him leave to file. In seeking permission from the court to file the supplemental brief, counsel explained that it had come to her attention that she "failed to raise a preserved issue of constitutional importance in [a]ppellant's opening brief: the denial of [appellant's] right to a public trial during jury selection,"
*237an issue that counsel said was "essential to raise ... on appeal in order to provide effective assistance to [appellant]." The government did not oppose appellant's motion to file a supplemental brief, but asserts in a footnote to its supplemental opposition brief that the court could treat the claim raised in the supplemental brief as waived, as this court typically does with arguments raised for the first time in a reply brief or during oral argument. Given counsel's commendable candor and the importance of effective assistance of counsel, we elect to consider the "public-trial" issue raised in the supplemental brief.
The record shows that the court posed voir dire questions to prospective jurors in open court and, thereafter, questioned individual jurors about their responses at the bench, with the husher turned on to prevent everyone except the court, the attorneys, appellant, and the court reporter from hearing the exchanges that followed.
In raising the public-trial issue in the trial court, appellant asserted that there was no "compelling interest to exclude the public" and that conducting the jury selection process "with the husher on albeit with ... seats in the back of the courtroom open ... to people to sit in on a husher," i.e., "where the matters can be seen but not heard," was "not consistent with what the Constitution envisioned as being an open trial." The trial judge acknowledged that the public and the press "have a right to participate" and a "right to get every syllable of th[e] conversations" that occur at the bench during voir dire , a right the court reasoned, however, "can get effectuated in different ways." In denying appellant's request to proceed without the husher, the trial judge cited his concern about "the candor of prospective jurors," which he said was "[b]ased on 20 years of being a trial lawyer and more *238than 10 years of being a [j]udge." The judge explained that it was his "experience and belief that [potential jurors] are less forthcoming in response especially to sensitive questions when they don't have, at least, the cover of the husher and being up at the bench."
The Sixth Amendment to the United States Constitution provides in pertinent part that "[i]n all criminal prosecutions, the accused shall enjoy the right to a ... public trial ...." U.S. Const. amend. VI. The Supreme Court has recognized that the guarantee of a public trial extends to the voir dire examination of potential jurors. Press-Enterprise Co. v. Superior Court ,
The government argues that appellant's claim that he is entitled to reversal of his convictions without any showing of actual harm is foreclosed by this court's holding in Copeland v. United States ,
Even assuming arguendo that the pertinent "hold[ing]" in Copeland was dictum , we reach the same conclusion here, for the reasons the Copeland court articulated and others. As we said in Copeland , "[w]hen questioning occurs at the bench, the public can still observe the proceedings," thus "further[ing] the values that the public trial right is designed to protect," and can "hear the general questions posed to the jury panel."
In general, courts have found there to be full or partial courtroom closures only where some or all members of the public are precluded from perceiving contemporaneously what is transpiring in the courtroom, because they can neither see nor hear what is going on. For example, in Presley ,
By contrast, where proceedings are conducted in the open courtroom but with some members of the public having an obstructed view, courts have generally concluded that the process is an alternative to closure rather than a closure subject to the requirements of Waller . See, e.g. , Rodriguez v. Miller ,
The foregoing case law supports a conclusion that the husher procedure employed in this case - an instance of "the long-standing practice in this jurisdiction of conducting individual voir dire at the bench, within the view but outside the hearing of the public," Copeland ,
In sum, we conclude that use of the husher during individual-juror voir dire did not constitute closure or partial closure of the courtroom, but instead was a "reasonable alternative [ ] to closing the proceeding," Waller ,
III.
Complainant Campbell testified that upon viewing a photo array presented to him by MPD officers, he identified appellant as the shooter. The photo array, with Campbell's initials written near a circle around appellant's face, was published to the jury. Paige testified that he, too, "participated in an identification procedure with the police" and identified appellant as the shooter. The government introduced into evidence and published to the jury the "list of faces that [the police] showed [Paige]."
On appeal, appellant renews his at-trial objection to the trial court's decision to "admit[ ] and allow[ ] the prosecution to publish to the jury photo arrays containing [appellant's] mugshot." Appellant argues that the photo arrays did not satisfy the three-part test this court has adopted for admissibility. We conclude that any error in admission of the photo arrays was harmless beyond a reasonable doubt.
"For admission of 'mug shot type' photographs at trial: 1) [t]he government must have a demonstrable need to introduce the photographs; and 2) [t]he photographs themselves, if shown to the jury, must not imply that the defendant has a prior criminal record; and 3) [t]he manner of introduction at trial must be such that it does not draw particular attention to the source or implications of the photographs." See Bishop v. United States ,
We think appellant has the better of the argument about whether there was a demonstrable need to introduce the photo arrays. Campbell told the jury that he circled on the photo array (Government Ex. 7) the photo of "the defendant who shot me" and said at the time, "That's definitely him. I am never going to forget someone that shot me." Similarly, Paige *242told the jury that upon identifying appellant on the photo array (Government Ex. 10), he made the statements, "That's the guy. I remember him. I won't forget his face." Given all the foregoing, we assume (though without definitively deciding) that, as in (Kirk ) Williams v. United States ,
We must next consider whether any error in permitting introduction of the photo arrays was harmless beyond a reasonable doubt. See ( Lenwood ) Williams v. United States ,
But even if the jurors could discern that the photos were mugshots, they also knew from the parties' stipulation regarding the "certificate of non[-]registration of a firearm in Washington, D.C. for [appellant]" (which the trial court instructed was "undisputed evidence"), and from the trial court's instructions on the elements of the charged offenses of UF and UA,
IV.
Appellant asserts that the prosecutor "seriously misstated the law" during his rebuttal closing argument when, after reminding the jury of appellant's testimony that "he was worried ... that the people supposedly beating him up could get his gun," went on to remark that appellant had "brought the gun to the neighborhood," and then told the jury that "a person can't claim self-defense[ ] if they put themselves in the position to ca[u]se the trouble." In addition, appellant highlights that after the court overruled defense counsel's objection to the prosecutor's language, the prosecutor continued his rebuttal by "listing, among the reasons [why appellant] did not act in self-defense, the fact that [appellant] brought that gun there to begin with." Appellant argues that through the foregoing remarks, the prosecutor effectively told the jury that it should find that appellant "forfeited his right to self-defense simply by choosing ... to carry a gun."
"When evaluating a claim of improper prosecutorial argument, we first determine whether or not the challenged argument was improper." Turner v. United States ,
Acknowledging this court's case law,
Moreover, it was undisputed from the outset that appellant brought the gun to the scene, and, at various junctures, the jury learned that this did not preclude a finding that appellant acted in self-defense. For example, during defense counsel's opening statement, she told the jury that they would hear that appellant pulled his gun out from his waistband when he was terrified that two men were going to kill him, and then told the jury that appellant, like everyone, has "the right to use reasonable force in self-defense." The prosecutor objected and the court had a conference with counsel at the bench, but after the conference had concluded, defense counsel continued her opening statement by saying that "every citizen has a right to self-defense ... when that person actually believes he ... is in imminent danger of serious bodily harm, and when there are reasonable grounds for that belief." When the prosecutor objected again, the trial court overruled his objection in open court. We think this exchange would have conveyed to the jury that self-defense was not out of the case just because appellant brought a gun to the scene.
The court's instructions to the jury lead us to the same conclusion. The court told the jury that the defense theory regarding the charge of AWIKWA (firearm) charge was that "it was reasonable for [appellant] to believe he was in imminent danger of serious bodily injury or death" and that he "used the degree of force reasonably necessary to defend himself." Thereafter, the trial court gave the jury a lengthy self-defense instruction that included the statement that "[i]f Jonathan Blades actually and reasonably believed he was in imminent danger of death or serious bodily harm, and that deadly force was necessary to repel such danger, then he may use deadly force in self-defense." The trial court also specifically told the jury that "[s]elf-defense is a defense to the charge[ ] of [AWIKWA] Firearm." The court's instructions thus conveyed to the jury that appellant's possession of a firearm did not preclude his claim of self-defense.
Further, even if we assume arguendo that the prosecutor's comments did imply that appellant had forfeited his right to self-defense by bringing a gun to the scene, we would still conclude that appellant did not suffer " 'substantial prejudice' from the prosecutor's improper comments" (quoting Finch ,
Further, the jury, which was given an option of convicting appellant of the lesser-included offense of assault with a dangerous weapon (firearm) ("ADW (firearm)"), convicted appellant of AWIKWA (firearm). If jurors had credited appellant's testimony that he acted in self-defense but believed they were precluded from acquitting appellant on that basis simply because he had brought a gun into the District, they presumably would have convicted him of the lesser-included ADW offense and not of AWIKWA (firearm). In convicting appellant of AWIKWA (firearm), the jury necessarily found that appellant acted with an intent to kill when he shot Campbell.
V.
Appellant's final argument is that the trial court committed reversible error by giving, without a sufficient evidentiary basis, a provocation instruction that told the jury that "[o]ne who deliberately puts himself in a position where he has reason to believe that his presence will provoke trouble cannot claim self-defense." The court additionally instructed the jury that "if one, who is the aggressor or provokes a conflict, later withdraws from it in good faith and communicate[s] that withdrawal by words or actions, he may use deadly force to save himself from imminent danger or death or serious bodily harm."
A provocation instruction "is appropriately given when there is both evidence of self-defense and evidence that the defendant provoked the aggression from which he was defending himself." Rorie v. United States ,
The government cites, as evidence of provocation that warranted the provocation instruction, appellant's testimony that after Campbell "grabbed [Mitchell] by the hips," appellant "grabbed [Campbell] by his shoulder" and "turned [Campbell] toward [him]." Whether or not this sufficed as evidence of provocation, we are satisfied that the jury would not have viewed it as conduct that deprived appellant of the right to self-defense or as the trigger of the gun violence that followed. Under appellant's account, what happened immediately afterwards was that Mitchell pulled appellant away "because she ... didn't *246want the argument to escalate," appellant and Mitchell walked towards appellant's car, and appellant attempted to get into the car - i.e., actions by which appellant signaled his withdrawal from the conflict. Under the account presented by Campbell and Paige, after Campbell knocked appellant down, Campbell moved away from appellant and was pursued by Mitchell, who was hitting Campbell in the head with her high-heeled shoe; and appellant went to his car to retrieve a gun and began shooting at the fleeing men.
If the jurors credited appellant's account, the court's withdrawal-from-the-conflict instruction let them know - notwithstanding appellant's previous aggressive action in grabbing Campbell's shoulder or pushing him - that by his actions to disengage, appellant was restored to his right to use deadly force to save himself from the danger of death or serious bodily harm he told the jury Campbell, Paige, and Rob imminently posed when they followed him to his car. If on the other hand the jury credited the Campbell/Paige account, appellant acted as the aggressor and not in self-defense during the "final episode" of the incident, Rorie ,
Further, as already noted, the jury was given an option of convicting appellant of the lesser-included offense of assault with a dangerous weapon (firearm), but convicted him of AWIKWA (firearm), meaning that it found that he acted with an intent to kill. If jurors believed appellant's account, and if what prevented them from acquitting him on the ground of self-defense was that they thought his grabbing of Campbell's shoulder or pushing of Campbell was provocation that caused him to forfeit his self-defense claim, they presumably would have convicted him of the lesser-included ADW offense and not of AWIKWA (firearm).
*247* *
For all the foregoing reasons, we conclude that appellant is not entitled to a reversal of his convictions. However, we remand the matter to the trial court to merge appellant's two PFCV convictions premised on his AWIKWA and AAWA convictions.
Affirmed.
Farrell, Senior Judge, concurring in part and concurring in the result:
I agree with Judge Thompson's analysis of why use of the husher during voir dire did not violate appellant's right to a public trial. I also agree with her conclusion that, although the government showed no demonstrable need to introduce the photo arrays, any error in their admission was harmless beyond a reasonable doubt. That is partly for the reasons stated by Judge Thompson, ante at 242-43, but also because I believe that, rather than any inference of prior arrest implied by the photo arrays, it was the strong inconsistency between appellant's defense of self-defense and the evidence that produced the guilty verdicts. The shell-casing evidence, among other things, was at odds with appellant's story that immediately fearing for his personal safety he took out his gun and repeatedly fired at Johnny Campbell in an impromptu act of self-defense. Nine expended shell-casings were found lying in roughly a straight line extending twenty feet and more along 20th Street. According to firearms examination expert Barrett, this pattern showed that the shooter was walking and firing along the line where the casings fell. That evidence was consistent with Campbell's account, corroborated by eyewitness Page, that after an exchange of punches appellant withdrew to his car, retrieved a handgun or ammunition for it, then turned and fired multiple shots at Campbell, each requiring a separate trigger-squeeze, as Campbell ran from the scene. Additional evidence summarized by Judge Thompson also confirms that "appellant was shooting at and pursuing targets who were running away from him" and thus not "placing him in imminent danger of bodily harm." Ante at 244.
The hardest issue in this appeal is the prosecutor's repeated erroneous suggestion in rebuttal argument that appellant had forfeited self-defense by the act of bringing "the gun to the fistfight" or "to the neighborhood." Although the trial judge appeared to recognize this error later, he overruled appellant's contemporaneous objection to it and, in instructing the jury on provocation ("[o]ne who deliberately puts himself in a position where he has reason to believe that his presence will provoke trouble cannot claim self-defense"), gave arguable support to it.
*248"I will give you the first nine reasons why this was not a case of self-defense," the prosecutor began rebuttal argument: "Bam, bam, bam, bam, bam, bam, bam, bam, bam ... the defendant standing there at the top of that block, walking forward, shooting as he goes...." As stated above, the combined ballistics evidence and testimony of Campbell and Paige strongly favored this scenario of appellant retreating to his car for a gun or ammunition and then firing repeatedly at Campbell when any threat of harm from Campbell or his friends had largely dissipated. The eyewitness and ballistics testimony, the opening statements and closing arguments of the parties, and the jury instructions all focused primarily on this issue of whether, in firing the gun, appellant had used force he actually and reasonably believed necessary to avert immediate harm to his person. While the prosecutor tried to score extra points by erroneously relying on appellant's possession of the gun from the start, I am convinced that this ultimately did not distract the jury from evaluating appellant's actual use of the gun and convicting him based on evidence redolent of excessive force.
Appellant testified that before the fighting began, Rob left "to get the car for another buddy that was inside" and thus was not on the scene.
Campbell also testified that shortly after the shooting ceased, he saw appellant's car coming at him and was hit and "rolled off the car." Appellant was found not guilty of the charges related to this allegation.
Paige agreed that Campbell threw the first punch.
"A 'husher' is a mechanical, white noise device intended to foster the confidentiality of conversations at the bench (in this case, to protect the privacy of prospective jurors)." Barrows v. United States ,
But see Woods v. Kuhlmann ,
We also said in Copeland that we could find "no authority ... holding that the practice of conducting a limited amount of individual voir dire at the bench with a 'husher' on violates a defendant's right to a public trial."
As we observed in Kleinbart , "[t]he right to a public trial has never been definitively construed by the Supreme Court."
See also State v. Drummond ,
"[T]he constitutional values sought to be protected by holding open proceedings may be satisfied later by making a transcript ... available within a reasonable time." Press-Enterprise ,
We disagree with appellant's contention that Jury Questionnaires requires a different result. In our opinion in Jury Questionnaires , we considered the issue of mid-trial and post-trial press "access to the jury questionnaires completed by the sixteen empaneled jurors,"
The photo array was of nine African-American men, including appellant. In the view of the author of this opinion, unnecessary publication to District of Columbia juries of photo arrays of African-American men also poses a danger of fostering unconscious bias. See Gause v. United States ,
I.e. , that "[t]he firearm had not been registered to [appellant], as required by District of Columbia law" and that appellant lacked "a valid registration certificate for a firearm of the same gauge or caliber as th[e] ammunition" he possessed.
See, e.g. , Stewart v. United States ,
The jury was instructed that one of the elements of AWIKWA, "which the [g]overnment must prove beyond a reasonable doubt" in this case, was that "Jonathan Blades intended to kill Johnny Campbell," but that for a conviction of ADW, "the [g]overment need not prove the defendant intended to injure Johnny Campbell."
In Rorie by contrast, the record was "without facts to support that Mr. Rorie was the aggressor or provocateur toward [the stabbing victim/decedent] in the moments before the stabbing, [and] the jury necessarily had to take into account prior, unrelated, and prejudicial acts of Mr. Rorie toward [another person] simply to make sense of the language in the [provocation] instruction."
See Nixon v. United States ,
See In re Oliver ,
Presley v. Georgia ,
"[T]he Waller test is rightly regarded as a rule of general applicability in the courtroom closure context." Rodriguez,
Dissenting Opinion
Several clear principles have emerged from the case law on a criminal defendant's Sixth Amendment right to a public trial. We know that the purpose of this right is to benefit the accused, Gannett Co. v. DePasquale ,
In this case, the trial court decided that spectators of Mr. Blades's criminal trial would be able to see-but not hear-the questioning of prospective jurors regarding their responses on jury questionnaires based on a generalized view that jurors are more forthcoming and candid under the cover of the husher. My colleagues in the majority do not dispute that such a generalized justification would fail the Waller test. They conclude, however, that "the husher procedure in this case ... does not amount to a closure or partial closure of the courtroom, but is more appropriately viewed as an alternative to closure." Ante at 240. Such an "alternative to closure," they assume, is not subject to Waller 's prerequisites.
Although I am cognizant of the ramifications of recognizing a constitutional problem with an apparently widely used Superior Court practice, I dissent from my colleagues' decision to uphold that practice here because it is impossible to reconcile the majority's view of the husher procedure as somehow exempt from Waller 's requirements for proposed limitations on a public trial with the Supreme Court's public trial cases and with the decisions of this and other courts.
In case after case, the Supreme Court and other appellate courts have held that limitations upon the public's access to jury selection procedures were unconstitutional, not based on the particular form of closure, but because the trial court imposed it without satisfying the criteria of Waller. In Cable News Network, Inc. v. United States ,
As mentioned above, the obstructed-view cases the majority cites as examples of "alternatives to closing" likewise expose the flaw in the notion that these purported "alternatives"-and by analogy, the see-but-not-hear procedure in this case-are not impermissible closures if they fall short of the requirements the Supreme Court has repeatedly stated must be met before a trial court restricts the public's access to a criminal trial. Every case the majority cites is a case in which the approved-of alternative was tailored to the case based on a finding of compelling need grounded in the specific circumstances, as opposed to the husher procedure in this case, which was employed as a matter of longstanding practice based on generalized concerns and without individualized findings about a case-specific privacy interest at stake.
In Pearson v. James ,
*251
Given the strong presumption of openness, the majority's effort to distinguish cases that could more naturally be cited in support of Mr. Blades's argument in this case is perplexing. And yet my colleagues say that Cable News does not support reversal here because it held the public trial right was violated when the questioning of individual jurors was conducted "in camera ," a phrase that was left unexplained in the decision but that my colleagues are comfortable concluding does not encompass private or inaudible proceedings at the bench. But see, e.g. , Bennett v. United States ,
*252United States v. Minsky ,
The majority similarly distinguishes Jury Questionnaires on remarkably narrow grounds. According to my colleagues, for example, Jury Questionnaires does not support reversal in this case (1) because it did not address the specific issue in the present case-namely, "whether the press had a right to listen contemporaneously to oral voir-dire questioning of individual prospective jurors," ante at 241 n.10, and (2) because it involved access only to the questionnaires completed by empaneled jurors. These are both true, but are not good reasons to treat the use of the husher differently. My colleagues in the majority also recognize the potential relevance of the court's statement in Jury Questionnaires that the trial court "had no problem keeping oral voir dire open to the public," which seems to suggest that voir dire was conducted openly in that case and that the court recognized the importance of that openness. But the majority downplays the significance of this statement because the court did not specifically say whether a husher was used in Jury Questionnaires . Aside from the unlikelihood that the Washington Post would have failed to challenge any procedure that prevented its reporters from hearing the voir dire in that case, if the trial court had utilized a husher at voir dire, the judge probably would not have said at a hearing that "the press had heard all the individual questioning of prospective jurors," Jury Questionnaires ,
In the end, the idea that the right to public trial is not violated by a practice that keeps the public from hearing what is going on during jury selection cannot be squared with the values the Supreme Court has said the public trial right serves. Ensuring "that judge and prosecutor carry out their duties responsibly," "encouraging witnesses to come forward," and "discouraging perjury," Waller ,
Finally, although the majority does not ultimately decide the matter, the parties in this case have thoroughly briefed and argued the question whether our decision in Copeland v. United States ,
*253In the government's view, this constitutes a holding by this court that the practice at issue in this case does not violate the right to a public trial. Mr. Blades counters that the court's statement in Copeland was unnecessary to its decision that trial counsel was ineffective by failing to inform Mr. Copeland of his right to be present at the bench during the voir dire of jurors.
While Copeland is not easily reconciled with Jury Questionnaires or, for that matter, with the whole body of Supreme Court case law on the right to public trial, what qualifies as a holding in a case and whether one of our decisions fails to adhere to prior authority are difficult questions. The court's decision today exacerbates and prolongs the uncertainty caused by this tension between Jury Questionnaire 's holding (that the preclusion of media access to jury questionnaires in a criminal trial based on generalized concerns alone violates the public's right to be present at jury selection) and the language in Copeland , now reinforced by this court (that a practice that precludes all members of the public from hearing voir dire in a criminal case does not violate a defendant's right to public trial, even when the trial court imposes the practice without making individualized findings justifying the closure and without satisfying the other requirements of Waller ). The majority does not give us a unifying principle for understanding what types of closures are subject to the Waller test and what types are not. The significance of the public trial right and the importance of maintaining uniformity among our cases and consistency with Supreme Court precedent may therefore make this case a good candidate for en banc consideration.
Although I would reverse the judgment of the Superior Court in this case based on the violation of the public trial right, I also take issue with some aspects of my colleagues' resolution of the remaining issues in this case-particularly their harmless error analysis.
In my concurring colleague's view, "[t]he hardest issue in this appeal" is the trial court's error in overruling Mr. Blades's objection to the prosecutor's statements in closing argument. Ante at 247. Judge Farrell and I are in agreement that "the prosecutor's repeated ... suggestion in rebuttal argument that appellant had forfeited self-defense by the act of bringing 'the gun to the fistfight' or 'to the neighborhood' " was "erroneous." Ante at 247-48. Unlike my colleagues, however, I am not confident the misstatements were harmless, particularly given that, as Judge Farrell also notes in his concurrence, the trial court's provocation instruction "gave arguable support" to the prosecutor's misleading arguments by asserting that a defendant "cannot claim self-defense" if he puts himself in a position to provoke trouble. Ante at 247-48.
My colleagues nevertheless think the prosecutor's misstatements could not have caused the jury to convict on improper grounds because the government's evidence, particularly the physical evidence, all but compelled the jury to reject Mr. Blades's self-defense claim by demonstrating his "excessive use of force" when he *254fired off nine shots while walking toward Mr. Campbell. Judge Farrell quotes the prosecutor's dramatic reenactment, in closing argument, of Mr. Blades "walking forward, shooting as he goes." Ante at 248. The majority likewise highlights the government's evidence "that appellant was shooting at and pursuing targets who were running away from him[.]"
There are several reasons the ballistics evidence is inadequate footing for my colleagues' conclusion that the jurors could not possibly have been distracted by the prosecutor's misstatements and followed their false lead to conviction. As an initial matter, the expert's pattern-recognition testimony was the only evidence of a walking-shooter scenario, and none of the actual witnesses to the shooting described anything like this. Contrary to Judge Farrell's view that "the combined ballistics evidence and testimony of Campbell and Paige strongly favored this scenario," ante at 248, Mr. Campbell testified that he saw Mr. Blades shooting "with the car door open," while Mr. Paige said Mr. Blades shot in a "standing up-straight position" "in the middle of the street." Neither eyewitness described Mr. Blades as walking while shooting, and their accounts contradicted each other. Some of these discrepancies were minor and some were more consequential,
Apart from its lack of support from the other evidence, the government's expert's testimony also had its own vulnerabilities. The expert acknowledged that his moving-shooter *255conclusion was "based on generalities" and that he formed his opinion just that morning, shortly before taking the stand, after being shown for the very first time the photograph depicting the shell casings' location. He acknowledged that he had not actually visited the scene and was not aware of the slope of the street where the casings were found. The expert admitted that "[m]any, many variables" can affect where casings land and that they can bounce up to 21 feet and they can roll. Though he had not consulted any studies or reference books before reaching his conclusion that the shooter in this case was moving while shooting, during his testimony he recalled one comprehensive study that concluded there could be as much as 75 percent error in shell casing pattern recognition. The question is not whether the expert's walking-shooter opinion was relevant, or whether it supported the government's theory of the case. It was and it did. The question is whether it was so strong as to overwhelm the potential appeal, for any juror, of Mr. Blades's self-defense claim, and thus renders harmless the prosecutor's erroneous suggestion that Mr. Blades had relinquished his right to claim self-defense by bringing a gun to the neighborhood. It was not.
My colleagues' certainty about the power of the government's physical evidence is even less justified when one considers that the defense had a firearm expert too-one who, unlike the government's expert, had visited the scene, taken measurements at the scene, and reviewed the police reports before forming his opinion that the pattern of shell casings supported a scenario involving a stationary shooter. Mr. Blades followed his expert's testimony with his own account of the incident and his take on the multiple gunshots and on Mr. Campbell's proximity: he testified that he committed the shooting in self-defense and that he fired his gun blindly after being struck in the head and upon threat of being stabbed, just trying to get the men away from him. Mr. Blades was undoubtedly an interested witness with an incentive to avoid being convicted, and the prosecutor's cross-examination gave the jury additional reasons to question his testimony as well. For its part, the government had its own problems with the credibility of its main witnesses, and acknowledged in its brief that the jury may have had reasons to doubt some of the testimony of Mr. Campbell and Mr. Paige. Most significantly, the jurors did not believe that Mr. Blades had tried to run Mr. Campbell over with his car, and their acquittal of Mr. Blades on the vehicular assault counts suggests they would have viewed the entirety of Mr. Campbell's testimony with some degree of skepticism. All of this is to say that the record in this case is not conducive to a finding of harmless error that is dependent upon the relative strength of the government's case-particularly where the error in question went to the central question whether Mr. Blades shot Mr. Campbell in self-defense and where it was the government's burden to disprove self-defense beyond a reasonable doubt.
*256As to the admission of the mugshots in this case, although the majority states that it is not "definitively deciding" that the government had "no reason to show identification" at trial, it also concludes-and in his concurrence, Judge Farrell agrees-that Mr. Blades "has the better of the argument about whether there was a demonstrable need to introduce the photo arrays." Ante at 241. We are in apparent agreement, then, that the government had no reason to introduce Mr. Blades's actual mugshot in a case where defense counsel admitted in opening statement that Mr. Blades was the shooter (in self-defense) and where the government presented "more than sufficient testimony regarding positive photographic identification" from its two eyewitnesses, Mr. Campbell and Mr. Paige. See ( Kirk ) Williams v. United States ,
My colleagues nonetheless go on to conclude that the introduction of the mugshot was harmless beyond a reasonable doubt. Judge Farrell's focus, in concurrence, is again upon "the strong inconsistency" between Mr. Blades's defense theory and the physical evidence. Ante at 247. The government likewise argues in its brief that it was "the obvious inconsistency of appellant's testimony with the physical evidence, and not any vague inference of prior arrest supposedly implied by the arrays, that produced the verdicts." But Mr. Blades's testimony was not inconsistent with the physical evidence-it was inconsistent with the government's expert's opinion of the physical evidence. The government concedes that Mr. Blades's testimony was consistent with the defense expert's opinion of the physical evidence, but dismisses the expert's testimony because "his analysis suffered from two flaws"-namely, that he used a different gun at a different location when conducting a test for comparison purposes and that he made a "self-contradictory claim" about the randomness of how expended casings land and the ability to see a pattern. These "flaws" were grounds for impeachment, not the absolute repudiation of Mr. Blades's theory of self-defense. As in ( Kirk ) Williams , Mr. Blades's account of the shooting "was not a wholly unlikely possibility," see
As for the harmlessness analysis in the majority opinion, while I agree with my colleagues that the "unnecessary publication to District of Columbia juries of photo arrays of African-American men also poses a danger of fostering unconscious bias," ante at 242 n.11, the majority's grounds for nonetheless finding the admission of the mugshot of the African-American defendant in this case harmless beyond a reasonable doubt do not assure me that the jury in this case did not "consider [Mr. Blades's] bad character in deciding whether to convict [him] of the charged crime." Bishop v. United States ,
I also cannot agree that the introduction of the mugshot was harmless beyond a reasonable doubt on the ground that the jury had already learned from the evidence at trial that Mr. Blades actually broke the law by bringing an unregistered firearm and ammunition into the district. According to Judge Thompson, the jury's acquittal on the car-related assault showed that the jury could weigh the evidence unaffected by knowledge that Mr. Blades was a lawbreaker. Ante at 242-43. On this point I align with Judge Farrell, who states in his concurrence that we should not "draw speculative inferences" from these acquittals. See ante at 247 n.1. But in any event, given how many states have far less restrictive gun laws than the District's and how some have no registration requirements at all, I am not as confident as Judge Thompson that Mr. Blades's possession of a gun contrary to the laws of the District "went beyond what an arrest mugshot implies." Ante at 243.
In Williams , this court held that the use of mug shots was not harmless where the complainant's account of a violent attack was not corroborated by physical evidence.
This case raises an important question about the constitutionality of a practice frequently used in our trial court. Ultimately, I believe my colleagues' decision to uphold a practice that allowed the public to see, but not hear, the jury selection in Mr. Blades's criminal trial runs afoul of the applicable case law on the right to public trial. I also cannot agree that the prosecutor's repeated erroneous statements in closing argument and the unnecessary admission of the mugshots were harmless errors in the circumstances of this case. For these reasons, I respectfully dissent.
Unlike Judge Thompson, however, I do not believe we should draw speculative inferences, ante at [243], from the jury's acquittal of appellant of the assault charge based on his use of a car.
Other than the risk it provided of buttressing the prosecutor's mistaken argument, the provocation instruction itself was unobjectionable in a case where the jury could find, as the most reasonable hypothesis, that rather than withdraw from the scene appellant unnecessarily increased the danger of harm by going to his car and retrieving the gun or ammunition.
Similar to my earlier caveat, however, I cannot join Judge Thompson's speculation, ante at 244-45, that the jury's conviction of AWIKWA (firearm) rather than ADW was further indication that it was not prejudiced by the improper closing argument.
United States v. Gonzalez-Lopez ,
The trial court itself acknowledged that there was "a lot of strong language out there" in case law addressing the right to public trial and that it was not "by any stretch obvious" or "abundantly clear" that the approach was proper.
The court did this by identifying an overriding interest in preventing exposure of the officer's identity and making specific and adequately supported findings that the closure was no more extensive than required to protect the interest asserted. Waller ,
On rehearing en banc, the Second Circuit-granting review in Pearson and two other cases raising public trial issues on habeas-changed course and affirmed the district court's denial of Mr. Pearson's habeas petition after reconsidering and backing away from the holding of a prior Second Circuit decision, Ayala v. Speckard ,
See United States v. Lucas ,
In support of this argument, Mr. Blades highlights the Copeland court's statement that "we base our decision solely on appellant's failure to satisfy the prejudice prong in Strickland [.]"
The majority's harm analysis focuses on what "the government's evidence suggested" and what the jury had "ample basis" for concluding. Ante at 244-45. The test for harm is not whether the government presented sufficient evidence of the offense. At the very least, if we apply a Kotteakos standard, we must be able to conclude "with fair assurance" that the result of the trial was not substantially swayed by the error. Kotteakos v. United States ,
Mr. Paige testified that Mr. Campbell threw the first punch, but Mr. Campbell testified that he only hit Mr. Blades after Mr. Blades had already punched him in the face. As to the fight on the street, Mr. Campbell testified that he fought with Mr. Blades only on the sidewalk area and only until Ms. Mitchell chased him across the street. By contrast, Mr. Paige testified that Ms. Mitchell hit Mr. Campbell with a shoe until Mr. Paige pulled her off Mr. Campbell. Mr. Paige then explained that Mr. Blades and Mr. Campbell "kept wrestling and fighting," "steady punching each other" over the back of a trunk until they both "fell over to the middle of the street." And as to events earlier in the evening, Mr. Paige testified that the group consisted of "about five or six of us" while Mr. Campbell testified that there were "[a]bout nine of us." Mr. Paige testified that he and Mr. Campbell first saw Ms. Mitchell inside the Look Lounge, when she greeted and hugged them both, but Mr. Campbell testified that he did not see Ms. Mitchell in the club at all.
In a portion of the opinion Judge Farrell explicitly does not join, Judge Thompson contends that the fact that the jury convicted Mr. Blades of assault with intent to kill while armed instead of the lesser assault with a deadly weapon means the jury must have rejected the theory underlying Mr. Blades's defense of self-defense because it found that he intended to kill Mr. Campbell. Ante at 248 n.3. I agree with Judge Farrell. "[E]ven an intentional killing, if it comports with legally accepted notions of self-defense, is not malicious; it is excused and accordingly no crime at all." Comber v. United States ,
The government's own confidence that the admission of the mugshots was harmless error was substantially based upon an inadvertent but significant factual error that the government conceded at oral argument. Specifically, the government's assertions in its brief about the "obvious inconsistency" between the shell-casing evidence and Mr. Blades's account of the incident relied in part upon the force of the evidence that "[t]he expended casings were found lying almost in a straight line, over a distance of nearly 60 feet on 20th Street." The government subsequently repeated that evidence and emphasized its strength, asserting that Mr. Blades's expert "simply failed to give the jury any reason to accept the self-evident improbability that nine shell casings, fired from the same gun at the same time, would conveniently land in a nearly 60-foot line down the hill." But the government's brief was mistaken, and as the prosecutor noted at oral argument, the expended casings were arranged within a space that was closer to 20 feet in distance than 60 feet. The government's indication that "the expended casings were found lying almost in a straight line" is also different from the photograph of the casings' locations, which shows five casings in a line, two several feet off to the left of the line and two several feet off to the right.
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