Johnnie Coleman v. United States
Johnnie Coleman v. United States
Opinion
Soon after appellant Johnnie Coleman asserted his right to a jury trial, the government filed an amended information reducing the charge against him from stalking 1 to attempted stalking. 2 The case was transferred to a misdemeanor calendar, and Mr. Coleman was convicted of attempted stalking after a bench trial. On appeal, Mr. Coleman argues that he was denied his right to a jury trial and that his conviction was not supported by constitutionally sufficient evidence.
One of the elements of stalking is that the defendant "purposefully engage in a course of conduct" involving at least two "occasions" of certain statutorily specified types of behavior-for example, following the complainant or communicating with him or her.
I.
During the time period relevant in this case, Mr. Coleman lived in a group home for "men who had mental[ ] or behavioral *1131 issues." The home was located on the Kansas Avenue side of a triangular block bounded by Kansas and Eastern avenues and Tuckerman Street in Northeast Washington, D.C. The complainant lived with her husband and adult son in a house on the Tuckerman Street side of the block, and the backyard of their home abutted the backyard of the group home. The allegation of stalking arises out of a series of four incidents. 3
A. The Two "Staring" Incidents
The first two incidents occurred in the spring of 2015. One morning, on her way to work, the complainant boarded a bus at the corner of Tuckerman Street and Kansas Avenue. A man whom the complainant later identified as Mr. Coleman boarded the bus at the next stop, at the corner of Kansas and Eastern avenues. According to the complainant, Mr. Coleman "practically just stared at [her] the entire" five- to ten-minute bus ride. She "never would have recalled" the incident of "Mr. Coleman staring at [her] on the bus[,] except for the fact that maybe a week or two later" a second incident occurred. The complainant was with her family in her backyard and saw Mr. Coleman "standing in the backyard of the group home," "staring at [her] and [her] family." Because the complainant recognized Mr. Coleman from the bus ride a week or two earlier, she found his behavior "a little alarming."
B. The October 12 Incident
After these two incidents, Mr. Coleman and the complainant had no further contact for several months. Around 8 a.m. on Monday, October 12, 2015, the complainant was walking to the Lamond Recreation Center, which is at the corner of Tuckerman Street and Kansas Avenue, "about half a block away from" her home. The center consists of an indoor facility and a baseball field with a walking path around it. The complainant was "heading up the sidewalk" on Tuckerman Street "to go on to the field" when Mr. Coleman approached from the opposite direction. According to the complainant, after they passed each other, Mr. Coleman "quickly turned around[ ] and ... ran back up and like stood directly in front of [her]," "stopp[ing] [her] in her tracks." Mr. Coleman said "something to the effect [of] like oh, how are you doing? You look really nice. Can I talk to you? That kind of thing." The complainant testified that she was "startled." She walked away from Mr. Coleman "[b]risk[ly]" and told him, "You know, you're my neighbor. I'm not trying to talk to you. You know I have a husband. I have a dog. Okay. Good bye. Have a good day."
The complainant proceeded to walk on the path around the baseball field. She soon noticed, however, that Mr. Coleman had taken a seat on a "bench ... at the baseball diamond." The complainant testified that she was "concerned" because it was "still fairly early in the morning" and because Mr. Coleman "was the only person out there." She was "a little bit worried that [Mr. Coleman] was prepared to ... cause [her] some harm" and that his presence "made [her] feel very uncomfortable." The complainant continued her walk, but she also called her husband, who had not yet left for work. When the complainant's husband arrived, he and Mr. Coleman had what "looked like ... a calm, pleasant conversation." Mr. Coleman walked away, and the complainant's husband told her *1132 that Mr. Coleman was "harmless" and that "he understands now that he doesn't need to be out here harassing people." Mr. Coleman left, and the complainant continued her walk around the baseball field. "[S]uddenly," she saw Mr. Coleman "across the street, waiting at the bus stop on Kansas [Avenue] and Tuckerman Street." The complainant continued "walking and watching, walking and watching," and saw two buses go by without Mr. Coleman boarding. The complainant then saw Mr. Coleman leave, and she assumed that he was going back to his group home.
When the complainant finished her walk, "something just told [her] that [she] should probably ... go down the street and knock on the group home door, just to alert them, as a concerned neighbor." The complainant there told a nurse that she was "concerned" because Mr. Coleman had been "wandering around"; the nurse responded that Mr. Coleman had not "take[n] his medication" and had "just left." The complainant began walking back home, and when she was about two houses away from the group home, she heard Mr. Coleman-who was standing in front of the group home-"yell[ ] out to" her. Mr. Coleman said, "I see you tried to get me in trouble. I'm not a bad person.... I read the Bible. It's not like I go around masturbating ...." The complainant "thought [this] was just odd," and she responded by telling Mr. Coleman to "go inside and take [his] medicine." She recalled that this interaction made her "really uncomfortable."
The complainant testified that as a result of the October 12, 2015, incident, she "became a lot more wary" and decided not to go "walking that early anymore."
C. The October 26 Incident
The complainant's next and final encounter with Mr. Coleman occurred two weeks later, on October 26, 2015, around noon. She was walking on the path around the baseball field when she "notice[d] that [Mr. Coleman] was standing up at the doorway to the recreation center." There were some children and their teachers on the baseball field, so the complainant "didn't feel, at that moment, ... like there was any issue." After walking several laps around the field, the complainant saw the "kids and the teachers ... leaving the field." The complainant was on the opposite side of the baseball field from the recreation center, and "before [she] kn[e]w it, [Mr. Coleman] literally sprinted across the entire length of the field, and he was standing about eight feet in front of [her]," on the walking path. 4 The complainant testified that Mr. Coleman had "this scary-looking grin on his face."
At that moment, the complainant testified, she "knew it was like fight or flight," so she "stopped on [her] heel, ... turned in the other direction," and told Mr. Coleman to "leave [her] alone." The complainant quickly headed towards the baseball field's exit-she was "almost running"-and she "started cussing at [Mr. Coleman]": "[L]eave me alone. Stop acting weird. Stop bothering me. Get the fuck away from me. ... [L]eave me the fuck alone." Mr. Coleman followed her and said, "I'm just out here trying to get some exercise." The complainant proceeded quickly toward her home, and Mr. Coleman continued following. 5 The complainant "screamed" at Mr. Coleman that she was going to "get [her] husband to fuck [him] up," and the complainant's neighbor also told Mr. Coleman to leave the complainant *1133 alone, but Mr. Coleman continued following, shouting things like "F you bitch." When the complainant arrived at her house, she told her son that Mr. Coleman had been following her. The complainant's son went outside and told Mr. Coleman "to get the fuck out of here." Mr. Coleman walked away, stopping briefly at the corner and "erratically shaking a [street] sign" before leaving the area. The complainant's neighbor called the police while these events were unfolding, and Mr. Coleman was arrested soon thereafter.
The complainant testified that this incident was a "traumatic experience" for her and that she had "lost some sleep" as a result.
D. The Trial Court's Verdict
The trial court credited the complainant's testimony and made the following factual findings. The court found that the complainant first noticed Mr. Coleman in the spring of 2015, when he stared at her on the bus. She encountered him a second time about one week later, when he again stared at her while she was in her backyard. With respect to the October 12 encounter, the court found that Mr. Coleman ran back to the complainant after walking past her and asked to talk to her, a request she rejected. Mr. Coleman then sat on the bleachers and watched the complainant as she walked around the field. When she finished her walk, the complainant noticed Mr. Coleman standing at the bus stop without boarding any of the buses that went by. She then walked to Mr. Coleman's group home to tell them that a resident was wandering around in the early morning hours, and when she left, Mr. Coleman "yell[ed] at her, saying I see you're trying to get me in trouble."
The court also found that on October 26, Mr. Coleman "sprinted across the field" toward the complainant and "started following her" after she told him to leave her alone. Mr. Coleman crossed the street to continue following her and yelled and cursed at her, "saying F you, bitch[,] and words to that effect." Mr. Coleman stayed in the area after the complainant got home and shook a street sign on the corner. The trial court rejected Mr. Coleman's testimony that he was not following the complainant and was just trying to go home, noting that his testimony was "flatly contradicted by the record."
After making these factual findings, the trial court concluded:
I believe the Government has satisfied each and every element beyond a reasonable doubt, when you look at the totality of the circumstances as well as the constant staring at her, and basically engaging in harassment, and I believe she was fearful of him, and so much so that she went to the group home to tell them, you know, about his conduct. And also spoke on the 9-1-1 call telling them about who the defendant was and where he was found.
So the Court is satisfied the Government has proved in each area and element beyond a reasonable doubt and I'm going to enter a judgment of guilty to the charges, attempted stalking.
During the sentencing stage, which immediately followed the verdict, the court added that it considered the case "rather disturbing." The judge explained that he did not "believe for one moment that [Mr. Coleman] didn't understand how much he was bothering this woman," because he "was persistent in following her" after being told to stop.
II.
Mr. Coleman first claims that he was denied his constitutional and statutory right to a jury trial when the government amended the charge from stalking to attempted stalking. Although Mr. Coleman initially requested a jury trial, he did not object to the amended information and
*1134
made no jury demand on the attempted stalking charge. We thus review this claim for plain error, and we will reverse only if Mr. Coleman demonstrates that the filing of the amended information "was (1) error, (2) that is plain, (3) that affects substantial rights, and (4) that seriously affects the fairness, integrity or public reputation of judicial proceedings."
Jones v. United States
,
"It has long been settled that 'there is a category of petty crimes or offenses which is not subject to the Sixth Amendment jury trial provision.' "
Blanton v. City of N. Las Vegas
,
Mr. Coleman acknowledges that attempted stalking is a presumptively petty offense, carrying a maximum term of incarceration of 180 days.
But even assuming the statements in the Committee Report are probative of the Council's view of the seriousness of
attempted
stalking, the Supreme Court has clearly instructed courts to consider
only
the additional statutory penalties, and this court has accordingly refused to rely on legislative history in evaluating whether there is a constitutional right to a jury
*1135
trial for a particular offense.
See, e.g.
,
Day v. United States
,
With respect to Mr. Coleman's claim that he was denied his statutory right to a jury trial,
For these reasons, the trial court did not err in failing to afford Mr. Coleman a jury trial sua sponte .
III.
In a related argument, Mr. Coleman contends that reversal is required because the government violated Rule 7(e) of the Superior Court Rules of Criminal Procedure by filing an amended information charging attempted stalking. He acknowledges that, because he did not object to the amendment when it was filed, this claim is also subject to plain error review.
Rule 7(e) states that the trial court "may permit an information to be amended at any time before the verdict or finding," so long as no "additional or different offense is charged" and no "substantial right of the defendant is prejudiced." Super. Ct. Crim. R. 7(e). Because the amendment charged the lesser included offense of attempted stalking,
8
we need only determine whether Mr. Coleman suffered "prejudice substantial enough to reverse under the plain error standard."
Jones
,
The purpose of a criminal information is twofold: "to apprise a defendant of the charge against him so he may properly prepare a defense, and to spell out the offense clearly enough to enable the accused to plead the judgment as a bar to a subsequent prosecution for the same crime."
Dyson v. United States
,
*1137 Here, the government filed the amended information in open court more than three months before Mr. Coleman's trial eventually began. Mr. Coleman does not claim that he was surprised by the new charge or that the timing interfered with his ability to prepare a defense. Nor does he claim that he would have altered his defense in any way had he presented the case to a jury instead of a judge. The concerns typically implicated by the filing of an amended information were therefore not present in this case.
Mr. Coleman's sole argument is that he was prejudiced by the loss of his right to a jury trial because the D.C. Council expressly intended for stalking charges to be tried before a jury. The effect of the amended information, however, was to charge him with
attempted
stalking, and as we determined in Part II, Mr. Coleman had no constitutional or statutory right to a jury trial for that offense. To the extent that Mr. Coleman claims more broadly that any amendment that has the effect of extinguishing a jury trial right is prejudicial, that argument also must fail under a plain error standard. We have never decided whether a defendant may demonstrate prejudice under Rule 7(e) by showing only that the amendment, by charging an offense with a shorter maximum penalty, "result[ed] in his losing his right to a jury trial,"
see
Jones
,
IV.
Finally, Mr. Coleman contends that there is insufficient evidence to support his conviction for attempted stalking because the government failed to prove that he "should have known" that his conduct on October 12, 2015, would have "cause[d] a reasonable person in the [complainant's] circumstances to" fear for her safety, feel seriously alarmed, or suffer emotional distress.
12
Mr. Coleman's argument rests on two premises: (1) that to establish a course of conduct, the government was required to prove at least two independent instances in which Mr. Coleman possessed the "should have known" mens rea, and (2) that the government failed to do so because no reasonable factfinder could have found that Mr. Coleman "should have known" his October 12, 2015, conduct would seriously alarm a reasonable person. We examine each premise in turn.
A. Course of Conduct
A person commits the crime of stalking when he or she
purposefully engage[s] in a course of conduct directed at a specific individual: (1) With the intent to cause that individual to ... [f]eel seriously alarmed ... ; (2) That the person knows would cause that individual reasonably to ... [f]eel seriously alarmed ... ; or (3) That the person should have known would cause a reasonable person in the individual's circumstances to ... [f]eel seriously alarmed. 13
In interpreting a statute, we begin with its text. "[I]f the statute's ... language is 'plain' and allows for no other meaning, we will generally look no further and give the 'words used the meaning ordinarily attributed to them.' "
Whitfield v. United States
,
Here, the text of § 22-3133 is ambiguous as to whether the government must prove that the defendant had the requisite "should have known" mental state during at least two of the occasions that comprised the course of conduct. The subsection that sets forth the "should have known" mental state,
Reading § 22-3133 in conjunction with § 22-3132, the "Definitions" section, reduces this ambiguity in favor of Mr. Coleman's interpretation.
See
Eaglin v. District of Columbia
,
Other aids to construction, including applicable canons of statutory interpretation and legislative history,
see
District of Columbia v. Reid
,
The legislative history of the stalking statute also supports requiring the government to prove that a defendant possessed the requisite mental state on at least two occasions. The Committee on Public Safety and the Judiciary stated that the purpose of revising the stalking statute was "to enable the justice system's intervention before stalking escalates into violence-yet avoid inadvertent criminalization of legal behaviors." Committee Report at 32. The Committee's intent to avoid inadvertent criminalization could best be implemented by requiring that the defendant possess a culpable mental state when he or she commits at least two of the acts that constitute the course of conduct. Without this requirement, ordinarily innocuous acts like "communicat[ing]" with the complainant could in the aggregate constitute a "course of conduct." Indeed, in
United States v. Smith
, this court, considering an earlier version of the stalking statute,
16
noted that there would be "potential vagueness problems" if the statute were read to require only a single act of "conduct with the intent to cause emotional distress in another person."
Reading the statute to require that the defendant possess the prohibited mental state during at least two occasions does not undermine the Council's other stated objective-to enable early "intervention before stalking escalates into violence," Committee Report at 32-for two reasons.
17
First, the most dangerous kinds of isolated acts will often satisfy the elements of other offenses.
See, e.g.
,
*1141 And second, a reasonable factfinder can certainly consider all of the previous acts in a defendant's course of conduct in assessing whether he or she possessed the requisite mental state when he or she committed the two acts of following, monitoring, surveilling, threatening, or communicating that the government says support a conviction for stalking. Where a defendant has committed a series of alarming acts, the defendant's prior acts will usually justify a conclusion that he or she should have known that at least two of the acts would cause a reasonable person to feel seriously alarmed.
The rule of lenity provides another interpretive resource that tips the balance in favor of Mr. Coleman's interpretation of the statute. The rule of lenity states that "criminal statutes should be strictly construed and that ambiguities should be resolved in favor of the defendant."
Whitfield
,
Finally, we note that although it does not appear that this court has previously addressed the question currently before us with respect to the current version of the stalking statute, the court's discussion in
Whylie v. United States
,
In sum, although the text of
*1143 B. Mental Element
Although we have already determined that a remand is in order, we nevertheless address Mr. Coleman's sufficiency challenge because a determination that the government presented insufficient evidence of stalking would obviate the proceedings on remand. Mr. Coleman was convicted of attempted stalking based on the theory that he "should have known" that his conduct "would cause a reasonable person in the [complainant's] circumstances to" fear for her safety, feel seriously alarmed, disturbed, or frightened, or suffer emotional distress.
As a threshold matter, the parties dispute whether the "should have known" language refers to the defendant's subjective mental state or to what an objectively reasonable person in the defendant's position would have known. Mr. Coleman argues that the standard is a subjective one and points to
Owens v. United States
, in which our court understood statutory language allowing conviction for receiving stolen property when the defendant "ha[s] reason to believe" that the property is stolen as referring to the defendant's actual, subjective mental state.
We agree with the government that "should have known" is an objective standard. In
Owens
, the court recognized that although the D.C. Council "plainly" intended to "reach beyond actual knowledge," a subjective standard would "give effect to this legislative purpose without permitting a jury to convict a defendant for mere negligence," which "
ordinarily
[does not] form[ ] the basis of felony liability."
*1144 language represents just the type of clear legislative statement not present in Owens , and it evinces the Council's intent to allow a conviction for stalking based on what an objectively reasonable person would have known. 22
In addressing whether a reasonable factfinder could conclude that Mr. Coleman should have known that his behavior during the two staring incidents and the October 12 encounter would be seriously alarming to a reasonable person, we analyze the statutory language describing the mental harm that a reasonable person in the complainant's position must experience to trigger criminal liability. In interpreting this language, we rely first and foremost on the text of the statute itself, but also on the legislative history and the Model Stalking Code Commentary. See Nat'l Ctr. for the Victims of Crime, The Model Stalking Code Revisited: Responding to the New Realities of Stalking (2007), http://victimsofcrime.org/docs/default-source/src/model-stalking-code.pdf.
The first type of mental harm listed in the stalking statute, "[f]ear for ... safety," is not defined in the statute.
The statute expressly defines "emotional distress," another form of mental harm listed in the statute, as "significant mental suffering or distress that may, but does not necessarily, require medical or other professional treatment or counseling."
There is much more limited guidance available about what it means to "feel seriously alarmed, disturbed, or frightened," the remaining form of mental harm listed in the statute.
To sum up, while it would almost certainly distort the meaning of the statute to attempt to synthesize an all-encompassing rule or principle about the three forms of mental harms, it is clear that to trigger criminal liability, the level of fear, alarm, or emotional distress must rise significantly above that "which [is] commonly experienced in day to day living,"
Wallace
,
Whether the government presented sufficient evidence to support such a finding regarding the October 12 interaction is a close question, but ultimately we conclude that the evidence was sufficient. A reasonable factfinder could have found, with respect to that encounter, that after Mr. Coleman expressed a romantic interest in the complainant and she rebuffed him, Mr. Coleman continued to linger around the baseball diamond and the bus stop in order to watch her as she walked. 23 A reasonable factfinder could further infer from the complainant's testimony-specifically, that her husband told her Mr. Coleman now understood that "he [didn't] need to be out [t]here harassing people"-that the complainant's husband in fact informed Mr. Coleman that his actions were scaring the complainant and asked him to stop. Having been asked twice in a short period of time to stop bothering the complainant, Mr. Coleman then "yelled out" to the complainant as she left his group home, accused her of "tr[ying] to get [him] in trouble," and denied being someone who "[went] around masturbating." In the context of the two prior staring incidents, the fact that Mr. Coleman knew where the complainant lived, the early morning hour, and the two unequivocal requests that he leave the complainant alone, a factfinder could reasonably conclude that Mr. Coleman should have known that his behavior on October 12 would be seriously alarming to a reasonable person in the complainant's position. 24
Because a rational factfinder could potentially conclude that Mr. Coleman possessed the requisite mental state on at least two of the four occasions in which he encountered the complainant, we decline to reverse his attempted stalking conviction on the basis of insufficient evidence.
V.
For the foregoing reasons, we vacate Mr. Coleman's conviction for attempted stalking and remand to allow the trial court to evaluate the evidence in light of the principles discussed in this opinion.
See
Carrell
,
Blackburne-Rigsby, Chief Judge, dissenting in the judgment in part, concurring in part:
The anti-stalking statute was amended by the Council of the District of Columbia based on an evolving understanding and recognition of the unique nature of the offense of stalking. In many cases, stalking consists of individual acts of non-overt threatening behavior that, when viewed as a whole "course of conduct," evidence a clear intent to alarm, disturb, or frighten the victim. 1
In this case, appellant Johnnie Coleman's conviction for stalking stems from two occasions in which he engaged in conduct towards the complainant that caused her to fear for her safety or to feel seriously alarmed. Specifically, on October 12, 2015, the complainant was alone walking to the Lamond Recreation Center, when suddenly appellant appeared before her and sought to engage her in conversation. Appellant told her that she looked "nice" and asked if he could talk to her. The complainant rebuffed appellant's advances and made clear that she was "not trying to talk to" him. Nevertheless, the complainant soon noticed appellant sitting on a nearby bench staring at her as she took her early-morning walk. The complainant testified that, because of her earlier encounter with appellant and because no one was around so early in the morning, she felt "very uncomfortable" and scared that he might do her "some harm." After finishing her walk, the complainant reported appellant's behavior to the group home where he lived. As she began walking home, appellant again approached her and yelled disturbing things at her, including "I see you tried to get me in trouble. I'm not a bad person.... I read the Bible. It's not like I go around masturbating ...." On the second occasion, on October 26, the complainant was again walking around the Lamond Recreation Center when she saw appellant suddenly run after her in what she believed to be a menacing manner. Despite the complainant telling him to leave her alone, appellant continued chasing her and yelled profanities at her, such as "F you bitch." The complainant ran inside her home as appellant stood outside her home shaking a street sign. The complainant testified that this was a "traumatic experience," and that she had lost sleep.
In my view, the government met its burden here in proving that appellant "should have known" that his "course of conduct" towards the complainant would have caused a reasonable person to fear for her safety or feel alarmed, disturbed, or frightened. 2
The District's anti-stalking statute is not ambiguous, nor is it susceptible to multiple *1148 interpretations that are plausible. Further, the majority's holding ignores the intent of the D.C. Council when it rewrote the anti-stalking statute in 2009 to broaden its reach and to "encourage effective intervention ... before stalking escalates into behavior that has even more serious or lethal consequences." 3 Finally, the majority also overlooks large sections of the Model Stalking Code upon which the District's revised anti-stalking statute is based, and disregards persuasive case law from other jurisdictions that have contemplated and rejected the majority's interpretation. Therefore, I would affirm appellant's conviction for attempted stalking and I respectfully dissent from the majority's interpretation of the anti-stalking statute and decision to remand.
I. Discussion
A.
The language of the anti-stalking law is unambiguous and clear. Under well-established canons of statutory interpretation, we first look to the language of the statute to see if it is plain and unambiguous to determine the intent of the legislature. However, we read the statutory language holistically, considering the statute's full text and subject matter. We must also consider the plain meaning of the statute in the context of its stated policies and objectives. 4
Preliminarily,
In reaching its conclusion that the statute is ambiguous, the majority first relies on a somewhat tortured reading of the language in
Alternatively, the majority claims that swapping and replacing a phrase from
The majority's interpretation also results in another anomaly that the D.C. Council could not have intended.
Consequently, the majority's subsequent reliance on other secondary canons of statutory construction such as the last-antecedent rule or the rule of lenity have no place in the statutory analysis if their alternative reading of the statute fails under a plain language analysis. Where there is a clear and unambiguous interpretation of the statutory language that does not render any parts of the statute superfluous, the rule of lenity does not apply. "[T]he rule of lenity is a secondary canon of construction, and is to be invoked only where the statutory language, structure, purpose and history leave the intent of the legislature in genuine doubt."
Cullen v. United States
,
B.
The legislative history of the anti-stalking statute does not support the majority's holding that the D.C. Council intended to require proof of the requisite mental state on at least two individual "occasions" that make up the course of conduct. The majority's interpretation ignores key aspects of the D.C. Council's intentions as evidenced in the legislative history. In the Committee on Public Safety and the Judiciary's ("Committee") report, the Committee expressly stated that, "If [the jurors] are able to unanimously agree that overall conduct equates to stalking beyond a reasonable doubt, it seems overly burdensome to require that they agree upon the same acts." Report on Bill 18-151, supra , at 34 (emphasis added). The Committee's choice of words ("overall conduct equates to stalking") in this sentence makes clear its intention for the mens rea element to apply to the "course of conduct," i.e., "overall conduct," as a whole.
The majority states that its interpretation is consistent with the D.C. Council's intent because one of the purposes of revising the anti-stalking law is to "avoid inadvertent criminalization of legal behaviors." Ante at 1140. Yet, the majority does not explain how applying the mens rea element to "course of conduct" as a whole would more likely criminalize innocuous behavior than their preferred interpretation. In my view, quite the opposite would be true. By looking at the totality of the circumstances, the factfinder is able to better gauge whether the defendant's actions were truly innocuous, or whether he or she intended to conduct an escalating pattern of stalking behavior. For example, the majority contends that, under the government's interpretation, innocuous acts like "communicating" with the complainant could in the aggregate constitute a "course of conduct," subject to prosecution. Ante at 1140-41. But unwanted communications with the complainant, if done with the intent to alarm, disturb, or frighten, can constitute stalking under the statute. 6 There is nothing "innocuous" about such behavior when it harasses or alarms the victim in violation of the statute. In fact, the D.C. Council recognized this view in the Committee Report. The Committee gave the following hypothetical:
A familiar example of [stalking] is when a man and a woman go on a date. After the date, the man is interested and repeatedly contacts the woman for another *1151 date. The woman meanwhile is not interested and does not respond to his communications. At what point does the man's conduct become harassing to that woman? Annoying? Alarming? Disturbing? The answer is not found in a bright line distinction between strict definitions for acceptable and alarming.
Report on Bill 18-151, supra , at 32-33. The majority's interpretation seeks to inject a bright line distinction that the Committee found did not exist. Under the majority's interpretation of this hypothetical, the factfinder must gauge whether the man had the requisite mental state on the first call, the second call, the third call, etc. That kind of analysis, on its face, goes against the D.C. Council's intention that there is no "bright line" rule as to what is or is not acceptable behavior. Rather, the statute requires that there must be a "course of conduct," that is intended to harass or alarm, which must be evidenced by a review of the totality-of-the-circumstances.
The D.C. Council rewrote the District's anti-stalking statute as part of the Omnibus Public Safety and Justice Amendment Act of 2009 to conform to best practices as endorsed by the revised Model Stalking Code. See The National Center for Victims of Crime, The Model Stalking Code Revisited, Responding to the New Realities of Stalking (2007). The Committee Report explained that the D.C. Council sought to rewrite the anti-stalking statute to clear up any confusion in the statute and to expand the conduct that could be considered stalking behavior, including the use of technology such as the internet, email, and GPS. Report on Bill 18-151, supra , at 32.
The Committee explained that "the challenge is to enable the justice system's intervention before stalking escalates into violence - yet avoid inadvertent criminalization of legal behaviors." Id. These considerations stem from concerns expressed in the revised Model Stalking Code on the limitations of previous anti-stalking legislative attempts. In particular, the Model Stalking Code referenced studies by the National Center for Victims of Crime showing that "[f]ewer than 50 percent of victims reported being directly threatened by their stalkers," and that the "variability of stalking behaviors suggests that laws must be broad enough to address stalking in all its forms." Model Stalking Code , supra , at 14-15. The Model Stalking Code also made the following observations, among others, about then-existing anti-stalking legislation: "[t]he burden of proof is so high under many stalking laws that it is extremely difficult to secure convictions" and "[w]ithout a full appreciation of the role of context in a stalking situation ... many stalking behaviors can be viewed as harmless, when in fact the behaviors may terrify the victim ...." Id. at 17 (emphasis in original).
The Council viewed the role of "context" as critically important to a determination of whether a course of conduct is intended to harass or harm. Interpreting the mens rea element as modifying "course of conduct" as a whole, rather than individual acts, would fully support the policy goals of the District's anti-stalking legislation. In particular, reading the statute in this way is consistent with the D.C. Council's intent that intervention occur as soon as possible "before stalking escalates into" more serious behavior.
For example, consider the following hypothetical where there are two alleged "occasions." The first occasion occurred when the defendant approached the complainant at a nightclub and sought to hit on her. Although the complainant rebuffed the defendant, because he was a stranger, she did not necessarily feel alarmed by this first chance encounter. The second occasion occurs when, a few days later, the *1152 complainant notices the defendant following her around as she walked down the street. The complainant now feels alarmed because she recalls that this is the same guy who approached her at the club. Under the majority's view, the victim has to wait until a third incident before the government can prove the requisite mens rea on two occasions. This creates a perverse "one free stalk" situation that is clearly not what the D.C. Council and the Model Stalking Code envisioned in revising anti-stalking legislation and is contrary to the plain language of the statute, which states that stalking requires two occasions, not three.
The majority's rationale that dangerous isolated acts could possibly be prosecuted independently under other statutes is of little comfort to the majority of stalking victims. As the majority states, the factfinder can consider any previous act in determining whether the defendant possessed the requisite mens rea for a subsequent act, but it will be exceedingly difficult for the factfinder to determine the mens rea for the first act under the majority's interpretation.
The legislative history demonstrates that the D.C. Council intended for the requisite mental state to modify "course of conduct" as a whole. The D.C. Council understood that it is the overall conduct of the defendant, within context, that must result in harassing or alarming behavior in order to constitute stalking. The D.C. Council essentially considered and rejected the majority's view that the mens rea element should apply to each act as an independent element of the offense, rather than to the course of conduct as a whole. 7
C.
There is persuasive case law from other jurisdictions that have grappled with similar anti-stalking statutes, where courts have concluded that the mens rea element modifies "course of conduct" as a whole, rather than individual acts of stalking. In
United States v. Shrader
,
[T]he statute does not impose a requirement that the government prove that each act was intended in isolation to cause serious distress or fear of bodily injury to the victim, [instead] the government is required to show that the totality of the defendant's conduct "evidenc[ed]
*1153 a continuity of purpose" to achieve the criminal end. The specific intent requirement thus modifies the cumulative course of conduct as a whole.
Similarly, Washington State's Court of Appeals, in looking at Washington State's stalking statute,
9
which is similar to the District's, considered whether each individual act making up a course of conduct must independently constitute "harassment."
See
State v. Haines
,
II. Conclusion
For these reasons, I must respectfully dissent from the majority's interpretation *1154 of the District's anti-stalking statute. There are real-life consequences between our differing views on the elements of stalking. There is no doubt that the context in which a "course of conduct" occurs is vitally important to determining whether the offense of stalking has occurred. The majority's interpretation makes it more difficult to convict a defendant of stalking. Fundamentally, stalking is a crime of repetition and parsing out the defendant's intent behind specific individual acts makes it more likely that a defendant can explain away as innocuous individual incidents that, when viewed together, demonstrate a disturbing pattern of harassing and alarming actions. The anti-stalking statute is clear and unambiguous. The D.C. Council enacted the 2009 amendments to the District's anti-stalking statute to make it easier, not more difficult, to convict defendants of stalking and to prevent further escalation of a defendant's harassing and alarming conduct.
Although Mr. Coleman testified in his own defense and had a different perspective on his encounters with the complainant, the basic facts are not in dispute. And because we are presented with a sufficiency claim, "[w]e view the evidence in the light most favorable to the government,"
Hughes v. United States
,
In his testimony, Mr. Coleman claimed that he had run across the field because his "mind just told [him] that [he] should try to impress people, just by sprinting across the track."
Mr. Coleman testified that he had not been intentionally following the complainant but had simply been "follow[ing] everyone else off the field" and trying to go to his own home.
Mr. Coleman does not argue that the $ 1,000 fine authorized by
Moreover, the term "offense" in § 16-705(b) could not reasonably be read as referring to the completed offense of stalking, as Mr. Coleman proposes. Subsection (b) of the statute applies only where the defendant "is not under the Constitution of the United States entitled to a trial by jury,"
"An attempt is a lesser-included offense of the completed crime, and a defendant may be convicted of an attempt even if the evidence shows that the completed crime was committed."
Washington v. United States
,
We have suggested that a lesser included offense is a "different offense" within the meaning of Rule 7(e), but that the filing of an amended information charging a lesser included offense does not alone constitute reversible error because it is harmless.
Jones
,
The same is true of several federal courts applying the identically worded Rule 7(e) of the Federal Rules of Criminal Procedure.
See
Bedford
,
An error is plain if it is clear or obvious.
Thomas v. United States
,
Although Mr. Coleman was convicted of attempted stalking, the government sought to prove its case by establishing that he committed the completed crime.
See
Jones v. United States
,
We use "feel seriously alarmed" here as a shorthand for the full list of mental harms set forth in the statute.
See
This is equivalent to a requirement that the defendant possessed the requisite mens rea during at least two of the occasions that comprised the course of conduct. If a factfinder is presented with evidence of multiple acts purportedly constituting a course of conduct (some that were committed with the requisite mental state but others that were not), the factfinder can effectively treat the subset of those acts committed with the requisite mental state as the course of conduct. This subset must contain at least two occasions.
In its entirety, § 22-3132(8) reads:
"To engage in a course of conduct" means directly or indirectly, or through one or more third persons, in person or by any means, on 2 or more occasions, to:
(A) Follow, monitor, place under surveillance, threaten, or communicate to or about another individual;
(B) Interfere with, damage, take, or unlawfully enter an individual's real or personal property or threaten or attempt to do so; or
(C) Use another individual's personal identifying information.
See
The dissent is mistaken in asserting that the D.C. Council "essentially considered and rejected the majority's view that the mens rea element should apply to each act as an independent element of the offense, rather than to the course of conduct as a whole." Post at 1152. What the Committee rejected was a proposal that would require the jurors to be unanimous as to which acts constituted the stalking-a proposal that did not involve the mens rea question we wrestle with here.
Furthermore, a "victim of interpersonal, intimate partner, or intrafamily violence, stalking, sexual assault, or sexual abuse" can file for a civil protection order (CPO) against a person who has "committed or threatened to commit one or more criminal offenses" against the victim.
The two cases the dissent cites as supporting its reading of our stalking statute are not persuasive because they are interpreting different statutory language. In
United States v. Shrader
,
The other case the dissent relies upon,
State v. Haines
,
The government does not argue that the evidence would support a finding that Mr. Coleman possessed the requisite mens rea during either of the staring incidents prior to October 12. Indeed, the prosecutor admitted in closing arguments that the evidence would not support such a finding.
See, e.g.
,
United States v. Brown
,
This interpretation is consistent with the commentary to the Model Stalking Code, on which the current stalking statute is based. See Committee Report at 32. The commentary states that the "should have known" standard is a "general intent" standard, and that it does not require proof of "what was in the defendant's mind." Nat'l Ctr. for the Victims of Crime, The Model Stalking Code Revisited: Responding to the New Realities of Stalking (2007), http://victimsofcrime.org/docs/default-source/src/model-stalking-code.pdf [hereinafter "Model Stalking Code Commentary"].
We note, however, that there was no testimony in the record that Mr. Coleman actually did watch the complainant while he was sitting on the bench near the baseball diamond or standing at the bus stop.
It is important to clarify that the question is not whether the complainant subjectively felt seriously alarmed by Mr. Coleman's actions on October 12, but whether Mr. Coleman should have known that a reasonable person in the complainant's position would feel that way.
See
See also
Carrell
,
The District's anti-stalking law enumerates several mental states and modes of committing the offense of stalking: Specifically, it is unlawful to "engage in a course of conduct" either "[w]ith the intent to cause," "knows would cause" or "should have known would cause a reasonable person" to "[f]ear for his or her safety or the safety of another person," "[f]eel seriously alarmed, disturbed, or frightened," or "[s]uffer emotional distress."
I concur with the other aspects of the majority opinion.
See
Peoples Drug Stores, Inc. v. District of Columbia
,
Subsection (a)(1) reads: "It is unlawful for a person to purposefully engage in a course of conduct directed at a specific individual ... with the intent to cause that individual to ... [f]ear for his or her safety or the safety of another person; ... [f]eel seriously alarmed, disturbed, or frightened; or ... [s]uffer emotional distress ...." (emphasis added).
"The Council enacts this stalking statute to permit the criminal justice system to hold stalkers accountable for a
wide range of acts, communications, and conduct
. The Council recognizes that stalking includes a pattern of following or monitoring the victim, or committing violent or intimidating acts against the victim, regardless of the means."
See Public Defender Service for the District of Columbia, Comments to Bills 18-138 and 18-151, at 4-5 (Jun. 2, 2009). The Committee considered PDS's proposal but expressly rejected it. Committee Report, supra , at 33-34.
The federal anti-stalking statute shares many similarities to the District's. 18 U.S.C. § 2261A(2)(B) (2013) defines stalking as:
Whoever ... with the intent to kill, injure, harass, intimidate, or place under surveillance with intent to kill, injure, harass, or intimidate another person, uses the mail, any interactive computer service or electronic communication service or electronic communication system of interstate commerce, or any other facility of interstate or foreign commerce to engage in a course of conduct that ... causes, attempts to cause, or would be reasonably expected to cause substantial emotional distress to a person.
Additionally,
Wash. Rev. Code § 9A.46.110 (2013).
The majority cites to this court's decision in
Whylie v. United States
,
The majority also relies on two additional cases from other jurisdictions, which are inapposite.
Hawes v. State
,
Reference
- Full Case Name
- Johnnie COLEMAN, Appellant, v. UNITED STATES, Appellee.
- Cited By
- 6 cases
- Status
- Published