Williams v. United States
Williams v. United States
Dissenting Opinion
In 1992, Brian Williams was sentenced to an aggregate term of at least six decades in prison for a double murder and related crimes he committed at age 17. Although he was resentenced in 1995, his minimum term of incarceration is still 62 years. Pursuant to his 1995 sentence, Mr. Williams remains in prison today and will not become eligible to be released from prison until he is 79 years old-at or very near the end of his life. Mr. Williams is serving a sentence that violates his rights under the Eighth Amendment. He is entitled to habeas relief.
In a trio of decisions- Graham v. Florida ,
Yet the Majority Opinion rejects Mr. Williams' entitlement to a new, lawful sentence and affirms the trial court's denial of his § 23-110 motion. My colleagues in the Majority conclude that, even if Mr. Williams' sentence was unconstitutional at the time it was imposed, his request for habeas relief in the form of resentencing has been "moot[ed]" by the enactment of
First, it is wrong to say that the violation of a substantive right is cured solely with a procedural remedy. Mr. Williams' right under the Eighth Amendment not to be sentenced to die in prison is not fulfilled by giving him access to sentence review under
Second, it is wrong to say Mr. Williams' unconstitutional sentence has been "effectively" fixed by
Third, it is wrong to say that § 24-403.03's twenty-years-in-the-future, discretionary sentence review procedure protects the substance of Mr. Williams' Eighth Amendment rights, even belatedly. This statute, which was never intended as *857a Montgomery fix, does not require a court to discern if a juvenile offender is one of those rare few incorrigibles who may be lawfully sentenced to die in prison, much less require it to resentence a corrigible juvenile offender to something less than life imprisonment. Thus, as a statutory matter, a corrigible juvenile offender unconstitutionally sentenced to die in prison could seek review under § 24-403.03, be denied discretionary relief, and remain subject to an unconstitutional sentence.
Unquestionably, the Supreme Court in Montgomery gave states flexibility in curing the violation of juvenile offenders' substantive rights under the Eighth Amendment. States do not have to individually "relitigate" now-void sentences to life imprisonment; they may instead categorically replace juvenile offenders' unconstitutional sentences to die in prison with parolable or lesser term-of-years sentences. But the Council of the District of Columbia has not done this, and the flexibility the Supreme Court gave the states does not authorize the District's courts to hold unconstitutional sentences in place and rely on a years-in-the-future, discretionary sentence review mechanism like
By withholding from Mr. Williams the relief that he is due-a new, constitutionally-compliant sentence-the Majority Opinion flouts the Supreme Court's directives, renders our habeas review inadequate, and negatively distinguishes us from other jurisdictions. The denial of Mr. Williams' § 23-110 motion should be reversed, not affirmed.
I. Because Mr. Williams' Substantive Rights Under the Eighth Amendment Were Violated, He Is Entitled to Habeas Relief.
A. Juvenile Offenders Have a Substantive Eighth Amendment Right Not to be Sentenced To Die in Prison.
In a trilogy of cases, Graham , Miller , and Montgomery , the Supreme Court held that the Eighth Amendment generally prohibits sentencing juveniles to die in prison. For juveniles who commit nonhomicide offenses, life without parole sentences are barred entirely, per Graham . Ante at 843. For the vast majority of juveniles who commit homicide offenses, life without parole sentences are likewise barred, per Miller and Montgomery ; such sentences are authorized only in the exceptionally rare case where the government has proved that the juvenile is irreparably corrupt.
*858The Supreme Court's opinion in Montgomery is the culmination of its Eighth Amendment jurisprudence to date regarding the sentencing of juvenile offenders, and understanding its holding-that the Eighth Amendment substantively proscribes all sentences that condemn juvenile offenders to die in prison (excepting those of homicide offenders proved before sentencing to be incorrigible)-is critical to the correct analysis of Mr. Williams' appeal.
To answer this question, the Court in Montgomery first confirmed that the retroactivity rules set forth in Teague v. Lane ,
has no authority to leave in place a conviction or sentence that violates a substantive rule.... A penalty imposed *859pursuant to an unconstitutional law is no less void because the prisoner's sentence became final before the law was held unconstitutional. There is no grandfather clause that permits States to enforce punishments the Constitution forbids.
The Court then confirmed that its Eighth Amendment bar on sentencing juvenile offenders to die in prison is a substantive rule.
[l]ike other substantive rules, Miller is retroactive because it necessarily carr[ies] a significant risk that a defendant-here, the vast majority of juvenile offenders-faces a punishment that the law cannot impose upon him.
Having confirmed that Mr. Montgomery's sentence as a juvenile offender to die in prison was unconstitutional under Miller and void under Teague , the Court reversed the Louisiana Supreme Court's affirmance of Mr. Montgomery's sentence,
B. Mr. Williams' Substantive Sentencing Rights Under the Eighth Amendment Were Violated.
Just like Mr. Montgomery's sentence, Mr. Williams' sentence violates the Eighth *860Amendment bar on sentencing juvenile offenders to die in prison. The only distinction between the two cases is that Mr. Williams received a life sentence by virtue of an aggregation of sentences the trial court imposed in its discretion. As the Majority Opinion acknowledges, the trial court never took any evidence or made any finding that Mr. Williams was irreparably corrupt so as to authorize the imposition of such a sentence consistent with the Eighth Amendment.
In line with the government's concession and the decisions of numerous other state courts, the Majority Opinion agrees that Miller (and Graham ) "apply not only to sentences that literally impose imprisonment for life without the possibility of parole, but also to lengthy term-of-years sentences (for one offense or for multiple offenses in the aggregate) that amount to 'de facto' life without parole because they foreclose the defendant's release from prison for all or virtually all of his expected remaining life span." Ante at 844. The Majority Opinion further assumes without deciding that Miller and Montgomery apply to Mr. Williams' sentence to die in prison even though it was not mandatorily imposed. Id. at 845. But my colleagues in the Majority unnecessarily sidestep a determination that Mr. Williams was unconstitutionally sentenced based on its assessment that we do not possess the facts to resolve with sufficient precision whether Mr. Williams' period of ineligibility for parole under his aggregate sentence is "close to his expected life span." Id. at 840. We know all we need to know in this case to make this determination.
The Majority Opinion acknowledges that Mr. Williams was sentenced to an aggregate of 62 years to life in prison for offenses he committed at age 17. Ante at 841-42. In his pro se § 23-110 motion, Mr. Williams argued that this sentence condemned him to die in prison. He relied on his understanding that "[t]he life expectancy for a black man is in [his] 70s." In its Opposition to Mr. Williams' § 23-110 motion, the government did not contest his assertion and, as Centers for Disease Control and Prevention (CDC)
*861Mr. Williams is now 46 years old. According to the CDC, 45-year-old men
Thus if the question is whether Mr. Williams' aggregate minimum sentence gives him any "hope for some years of life outside prison walls," Montgomery ,
On the record before us, we must conclude that Mr. Williams' Eighth Amendment right as a juvenile offender not to be sentenced to die in prison was violated.
C. Mr. Williams Is Entitled to Habeas Relief Under
Mr. Williams is in precisely the same position as Mr. Montgomery before he prevailed in the Supreme Court. Mr. Williams is being held in prison pursuant to a life without parole sentence that violates the Eighth Amendment, and he has been wrongly denied habeas relief. As the Supreme Court explained in Mr. Montgomery's case, a juvenile offender's unconstitutional sentence to die in prison is void. See Section I.A supra . Such a sentence is without legal force "from the start"; it is "a nullity." Brown v. United States ,
In Mr. Williams' case, there is no conflict between state law and federal constitutional rights, and thus no need to look to the Supremacy Clause. As a federal city, the District of Columbia is subject to the legislative oversight of Congress, and in fact Congress drafted the District's local habeas statute,
II. The Sentence Review Procedure Afforded Under
Notwithstanding the plain language of § 23-110 and Mr. Williams' clear entitlement to relief thereunder, the Majority Opinion upholds the trial court's denial of his § 23-110 motion. Ante at 855. My colleagues in the Majority reason that Mr. Williams' habeas claim is "now moot" by virtue of the enactment of IRAA, or more specifically
The Majority Opinion is mistaken.
A.
The Majority Opinion states that the enactment of
Yet my colleagues in the Majority posit that, simply by virtue of
To state the obvious, when a juvenile offender like Mr. Williams has been unconstitutionally sentenced to die in prison and seeks sentence review under
The Majority Opinion conflates the decision to grant or deny a motion for a new sentence with the decision to grant or deny release from prison when it asserts that Mr. Williams' substantive Eighth Amendment violation is cured because sentence review under
First, the Supreme Court in Graham considered and rejected the proposition that a juvenile defendant's sentence could be altered and rendered constitutional by the possibility that some procedure outside the sentence (clemency) might shorten his imprisonment.
*866Section 24-403.03 does not fulfill the substantive right that Mr. Williams possesses right now to a constitutional sentence under the Eighth Amendment. Further, the discretionary review available to a juvenile offender under § 24-403.03 after he serves a minimum of twenty years of his sentence does not afford him the protection he is due under the Eighth Amendment, even belatedly. See note 4 supra . Section 24-403.03 was enacted as part of the IRAA, a broad package of reforms meant to "ensure that the District continue[d] its progress toward adopting ... best practices" in the administration of juvenile justice.
By its plain text, § 24-403.03 merely establishes an all-purpose mechanism to take a second look at juvenile offenders' sentences to see if, in a court's discretion, a reduction might be warranted. See Appendix A infra ;
The inadequacy of
In an apparent concession, the Majority Opinion ultimately asserts that "what matters is not whether the Council specifically intended " § 24-403.03"to remedy unconstitutional LWOP sentences, but whether [the statute] actually does remedy them." Ante at 847 n.50 (emphasis in original). The Majority Opinion commits triple error by (1) disregarding the statute Congress enacted requiring the District's courts to correct unconstitutional sentences, § 23-110, see Section I.C supra ; (2) exercising policymaking power reserved to the legislature to select a different statute for juvenile offenders seeking relief from their unconstitutional and void sentences to die in prison; and (3) choosing
The Majority Opinion is mistaken that the procedure in § 23-403.03 provides Mr. Williams with relief from his substantively unconstitutional sentence. That sentence remains unconstitutional and void.
B. The Majority Opinion Is Blazing an Unauthorized New Trail.
The Majority Opinion takes the position that it is authorized to hold Mr. Williams' unconstitutional sentence in place and offer him only a discretionary sentence review mechanism because (1) the Supreme Court in Montgomery "left it up to the states to devise appropriate procedures to vindicate the Eighth Amendment's requirements in this area," ante at 850; and (2) other jurisdictions are doing the same,
1. The Supreme Court did not authorize states to forgo resentencing of juvenile offenders serving unconstitutional life without parole sentences.
To the extent that the Majority Opinion takes the position that resentencing is not required to cure Eighth Amendment violations as defined by Graham , Miller , and Montgomery , it is mistaken. Although the Supreme Court in Montgomery gave states some leeway in crafting a remedy for substantively unconstitutional sentences imposed on juvenile offenders, this leeway was expressly limited to allowing states to determine how to replace these individuals' unconstitutional and void sentences. The Supreme Court did not authorize states to offer some lesser procedural remedy, like a discretionary sentence review procedure, and in the meantime hold juvenile offenders' unconstitutional sentences in place.
Before it broached the topic of remedy, the Court in Montgomery had already explained that the bar on life without parole sentences is substantive, and sentences imposed in violation of substantive rights are "void."
Montgomery does not authorize the Majority Opinion's holding. It makes no sense that it would. Giving states the leeway the Majority Opinion claims would *870negate the rest of the Supreme Court's opinion declaring that a sentence condemning a juvenile offender to die in prison is substantively unconstitutional and void. See Section I.A supra .
2. Other states are not relying on discretionary sentence review statutes in lieu of resentencing to cure juvenile offenders' unconstitutional life sentences.
It should be a red flag that no other state supreme court has interpreted Montgomery to authorize it to forgo resentencing and hold in place sentences that violate juvenile offenders' substantive Eighth Amendment rights under Graham , Miller , and Montgomery . Instead, states addressing Eighth Amendment sentencing violations have acknowledged their responsibility to resentence such juvenile offenders, either categorically (through legislation
To be sure, other states have enacted discretionary sentence review statutes like
The Majority "focus[es] on Florida,"
California's consideration of this issue, on the other hand, cannot be summarily dismissed as distinguishable. See ante at 851-53. The California Supreme Court has expressly considered whether courts can forgo resentencing and rely on discretionary sentence review alone to remedy the violation of Eighth Amendment rights of juvenile offenders serving sentences to die in prison. It has concluded that courts cannot do this.
The California Supreme Court first examined how its sentence review statute interacted with juvenile offenders sentenced to die in prison in People v. Gutierrez ,
... Graham spoke of providing juvenile offenders with a "meaningful opportunity to obtain release" as a constitutionally required alternative to-not as an after-the-fact corrective for-"making the judgment at the outset that those offenders never will be fit to reenter society." ( Graham , at p. 75,130 S.Ct. 2011 , italics added.) Likewise, Miller 's "cf." citation to the "meaningful opportunity" language in Graham occurred in the context of prohibiting "imposition of that harshest prison sentence" on juveniles under a mandatory scheme. ( Miller , at p. 479, 132 S.Ct. at p. 2469.) Neither Miller nor Graham indicated that an *873opportunity to recall a sentence of life without parole 15 to 24 years into the future would somehow make more reliable or justifiable the imposition of that sentence and its underlying judgment of the offender's incorrigibility "at the outset." ( Graham , at p. 75,130 S.Ct. 2011 .)
Indeed, the high court in Graham explained that a juvenile offender's subsequent failure to rehabilitate while serving a sentence of life without parole cannot retroactively justify imposition of the sentence in the first instance: "Even if the State's judgment that Graham was incorrigible were later corroborated by prison misbehavior or failure to mature, the sentence was still disproportionate because that judgment was made at the outset. " ( Graham , supra , 560 U.S. at p. 73,130 S.Ct. 2011 , italics added.) By the same logic, it is doubtful that the potential to recall a life without parole sentence based on a future demonstration of rehabilitation can make such a sentence any more valid when it was imposed. If anything, a decision to recall the sentence pursuant to section 1170(d)(2) is a recognition that the initial judgment of incorrigibility underlying the imposition of life without parole turned out to be erroneous. Consistent with Graham , Miller repeatedly made clear that the sentencing authority must address this risk of error by considering how children are different and how those differences counsel against a sentence of life without parole "before imposing a particular penalty." ( Miller , supra , 567 U.S. at p. 483, 132 S.Ct. at p. 2471, italics added; see id. at pp. 479-80, 490, 132 S.Ct. at pp. 2469, 2475.)
Gutierrez ,
After Montgomery , the California Supreme Court revisited the subject of sentence review in People v. Franklin ,
*874Finally, in In re Kirchner ,
The California Supreme Court determined that discretionary sentence review under § 1170"was not designed to provide a remedy for" Miller error and was "not well suited to serve this purpose" for two key reasons. First, the court explained that the statutory "recall and resentencing process anticipates the lawfulness of a sentence of life without parole potentially subject to recall under its terms."
*875
Accordingly, the court in Kirchner concluded that discretionary sentence review afforded under § 1170"does not constitute an adequate remedy for Miller error that would displace habeas corpus proceedings," and reversed and remanded "the matter ... for a resentencing consistent with Montgomery , ... Miller , ... and Gutierrez ."
My colleagues in the Majority declare that other states have relied on "judicial sentence review procedures similar to [ § 24-403.03 ] to provide juvenile offenders" sentenced to die in prison the relief they are due under Graham , Miller , and Montgomery , ante at 850-51, when that is demonstrably not the case. When they are unable to support that proposition, they seek to obscure the singularity of their holding by asserting that it "is of little moment" "even if a few other State courts have rejected their States' judicial review mechanisms as an alternative to resentencing juvenile offenders serving unconstitutional LWOP sentences[.]" Ante at 852. The reality is this: The District of Columbia Court of Appeals will be the first and only state supreme court to conclude that a discretionary sentence review procedure like
* * *
Mr. Williams is serving a 62-year aggregate sentence for an offense he committed at age 17. By the terms of his sentence, he is ineligible for parole until he is 79 years old. He is serving a sentence to die in prison. For all but the rare incorrigible juvenile offender, which Mr. Williams was never determined to be, the Eighth Amendment, as interpreted by Graham , Miller , and Montgomery , bars such a sentence and renders it void. Per Montgomery , Mr. Williams has a substantive Eighth Amendment right to a new sentence. Per
*876APPENDIX A
(a) Notwithstanding any other provision of law, the court may reduce a term of imprisonment imposed upon a defendant for an offense committed before the defendant's 18th birthday if:
(1) (A) The defendant was sentenced pursuant to § 24-403 and has served at least 20 years in prison and not yet become eligible under § 24-403.04 for release on parole from the sentence imposed; or
(B) The defendant was sentenced pursuant to § 24-403.01 or was committed pursuant to § 24-903, and has served at least 20 years in prison; and
(2) The court finds, after considering the factors set forth in subsection (c) of this section, that the defendant is not a danger to the safety of any person or the community and that the interests of justice warrant a sentence modification.
(b) (1) A defendant convicted as an adult of an offense committed before his or her 18th birthday may file an application for a sentence modification under this section. The application shall be in the form of a motion to reduce the sentence. The application may include affidavits or other written material. The application shall be filed with the sentencing court and a copy shall be served on the United States Attorney.
(2) The court may direct the parties to expand the record by submitting additional written materials related to the motion. The court shall hold a hearing on the motion at which the defendant and the defendant's counsel shall be given an opportunity to speak on the defendant's behalf. The court may permit the parties to introduce evidence.
(3) The defendant shall be present at any hearing conducted under this section unless the defendant waives the right to be present. Any proceeding under this section may occur by video teleconferencing and the requirement of a defendant's presence is satisfied by participation in the video teleconference.
(4) The court shall issue an opinion in writing stating the reasons for granting or denying the application under this section.
(c) The court, in determining whether to reduce a term of imprisonment pursuant to subsection (a) of this section, shall consider:
(1) The defendant's age at the time of the offense;
(2) The nature of the offense and the history and characteristics of the defendant;
(3) Whether the defendant has substantially complied with the rules of the institution to which he or she has been confined and whether the defendant has completed any educational, vocational, or other program, where available;
(4) Any report or recommendation received from the United States Attorney;
(5) Whether the defendant has demonstrated maturity, rehabilitation, and a fitness to reenter society sufficient to justify a sentence reduction;
(6) Any statement, provided orally or in writing, provided pursuant to § 23-1904 or18 U.S.C. § 3771 by a victim of the offense for which the defendant is imprisoned, or by a family member of the victim if the victim is deceased;
(7) Any reports of physical, mental, or psychiatric examinations of the defendant conducted by licensed health care professionals;
*877(8) The defendant's family and community circumstances at the time of the offense, including any history of abuse, trauma, or involvement in the child welfare system;
(9) The extent of the defendant's role in the offense and whether and to what extent an adult was involved in the offense;
(10) The diminished culpability of juveniles as compared to that of adults, and the hallmark features of youth, including immaturity, impetuosity, and failure to appreciate risks and consequences, which counsel against sentencing them to a lifetime in prison; and
(11) Any other information the court deems relevant to its decision.
(d) If the court denies the defendant's 1st application under this section, a court shall entertain a 2nd application under this section no sooner than 5 years after the date that the order on the initial application becomes final. If a sentence has not been reduced after a 2nd application, a court shall entertain a 3rd and final application under this section no sooner than 5 years following the date that the order on the 2nd application becomes final. No court shall entertain a 4th or successive application under this section.
(e) Any defendant whose sentence is reduced under this section shall be resentenced pursuant to § 24-403, § 24-403.01, or § 24-903, as applicable.
APPENDIX B
D.C. Council, Committee on the Judiciary, Report on Bill 21-0683, the "Comprehensive Youth Justice Amendment Act of 2016" (Oct. 5, 2016), Section "F. Age-Appropriate Sentencing"
Subsection c. Establishing a Sentence Review Procedure for Juveniles
In Graham , the Supreme Court held that juveniles given life sentences must be given "some realistic opportunity to obtain release" so that a juvenile defendant can "demonstrate that he is fit to rejoin society."
In 2014, Florida enacted a provision that, with certain exceptions, allows a court to review the sentence of a juvenile charged as an adult for an offense committed as a juvenile after 15, 20, or 25 years depending on the length of the original sentence.
*878The Committee Print adopts a similar sentence review mechanism for the District of Columbia. The bill permits the court to reduce a term of imprisonment imposed upon a defendant convicted as an adult of offenses committed prior to the defendant's 18th birthday if they have served 25 years in prison after a motion by the defendant. The court can take into consideration a number of factors, including the defendant's age at the time of the offense, the defendant's compliance with the rules of the institution in which they have been confined, the recommendations of the United States Attorney, whether the defendant has demonstrated maturity and rehabilitation, any statement from the victim, and any other information the court deems relevant to its decision. If the defendant's initial application is unsuccessful, they may make a second application five years after the order on the first application, and a third and final application five years after the order on the second application.
This language describes the sentence to which a juvenile offender is constitutionally entitled. My colleagues in the Majority initially acknowledge that Graham , Miller , and Montgomery impose constitutional limits on sentencing juvenile offenders, ante at 843-44, but then shift focus. They latch on to language from Graham quoted in Miller that prospectively mandates how a juvenile offender must be constitutionally sentenced-i.e., a juvenile offender's sentence must provide "some meaningful opportunity to obtain release based on maturity and rehabilitation," ante at 845 (quoting Miller,
The Majority Opinion's determination that the actual sentence imposed by a court is immaterial for the purposes of an Eighth Amendment analysis cannot be reconciled with the Supreme Court's decisions in Graham , where the court held that the petitioner's sentence violated the Eighth Amendment because it "guarantee[d] he w[ould] die in prison,"
Whether, once a juvenile offender has been lawfully sentenced , the Eighth Amendment imposes substantive limits on the actual punishment he may receive is a legitimate but distinct question not raised in this case. See, e.g. , Brown v. Precythe ,
This was really only a question as to the holding in Miller . Graham 's absolute bar on sentencing juvenile nonhomicide offenders to die in prison was clearly a substantive rule, as it "place[d a] certain ... punishment[ ]" for a certain class of offenders "altogether beyond the State's power to impose."
In determining that Miller had announced a substantive rule, the Court acknowledged that "Miller 's holding has a procedural component ... requir[ing] a sentencer to consider a juvenile offender's youth and attendant characteristics before determining that life without parole is a proportionate sentence."
The Majority Opinion notes that "the judge considered [Mr. Williams'] youth." Ante at 842 n.16. Mr. Williams argues, however, that to the extent the trial court considered his youth, it misapprehended it as an aggravating factor. In any event, mere "consideration" of youth is insufficient to render Mr. Williams' sentence constitutional. See Montgomery ,
The CDC is a division of the United States Department of Health and Human Services. See CDC Organization , Centers for Disease Control and Prevention , https://www.cdc.gov/about/organization/cio.htm (last visited April 2, 2019).
Because these statistics show that Mr. Williams will remain in prison until at or very near the end of his life, we need not consider in this case arguments against using life expectancy statistics because they provide too little protection against disproportionate sentences for juvenile offenders. See Carter v. State ,
Both Mr. Williams and the government directed the court to this statistical table. See E. Arias, M. Heron, & J. Xu, 66 National Vital Statistics Reports No. 4 (Aug. 14, 2017), Table A, https://www.cdc.gov/nchs/data/nvsr/nvsr66/nvsr66_04.pdf (last visited April 2, 2019).
Because all of these statistics substantiate Mr. Williams' Eighth Amendment claim, see note 7 supra , we need not delve into the debate about the potential unfairness of using demographic data to calculate the life expectancy of a particular defendant. See State v. Zuber ,
Data indicate time in prison significantly reduces life expectancy because it exposes prisoners to increased health and safety risks. See Casiano v. Comm'r of Corr. ,
The Majority Opinion relies on the government's representation that Mr. Williams could have a slightly earlier parole eligibility date, at age 75. Ante at 841-42. Even if that were the correct number, it would not affect Mr. Williams' plain entitlement to relief. That said, the government's representation is based on a Bureau of Prisons figure that is not part of the record and appears to include a computation of "good time" credits. For our purposes, such credits are immaterial because they can be revoked at any time before a prisoner's release. The court-imposed sentence is what matters. See Pepper v. United States ,
See, e.g. , Casiano ,
The government also warns this court of the perils of getting into the "actuary business" and raises the fearful specter of "the slippery slope." But such an argument mistakenly "presumes that courts are unable or unwilling to make the kinds of reasoned distinctions that it is precisely in the nature of courts to make." Rong Yao Zhou v. Jennifer Mall Rest., Inc. ,
Unlike state prisoners who may seek collateral review in state court and then, if need be, in federal court, D.C. prisoners may not seek habeas relief in federal court "unless it also appears that the remedy by motion [under this section] is inadequate or ineffective to test the legality of his detention." See
If this court closes off habeas review, D.C. prisoners have another option: they can go to federal court to enforce their constitutional rights. See note 14 supra (discussing
Accordingly, the Majority Opinion's detailed explication of the reasons the procedure offered under § 24-403.03"is superior" to a parole hearing, ante at 852-53, is beside the point. This analysis skips over the first step required by the Eighth Amendment: ensuring that a defendant has a constitutional sentence. Only once a constitutional sentence is in place do the attributes and relative merits of a parole or parole-like process become a concern. See note 2 supra .
The Majority Opinion acknowledges this when it states that if a juvenile offender successfully obtains relief under the discretionary sentence review afforded by
The Majority Opinion injects more confusion into its Eighth Amendment analysis when it likens the delay in the availability of sentence review under
See D.C. Council, Committee on the Judiciary, Report on Bill 21-0683, the "Comprehensive Youth Justice Amendment Act of 2016" ("Committee Report") at 3 (Oct. 5, 2016). The Majority Opinion repeatedly refers to the IRAA when it means § 24-403.03.
The only provision that sought to directly implement the Supreme Court's Eighth Amendment jurisprudence was
The Majority Opinion's assertion notwithstanding, § 24-403.03 contains no "presumption" regarding "life without parole" sentences. Ante at 852 n.69. It does not address them.
The Majority Opinion's assertion notwithstanding, see ante at 850-51, the Supreme Court never suggested otherwise in Montgomery . When the Court stated that juvenile offenders would be paroled if they "demonstrate the truth of Miller 's central intuition-that children who commit even heinous crimes are capable of change,"
This initial reference to Graham is the foundation for the Majority Opinion's assertion that the Committee Report "makes explicit" the Council's intent to make § 24-403.03 the exclusive remedy for juvenile offenders who had received unconstitutional life sentences. Ante at 847 at n.50. But it is incongruous to interpret the Committee Report's citation to Graham in this manner. As noted above, the Supreme Court in Graham addressed the prospective sentencing of nonhomicide juvenile offenders to life imprisonment and never discussed what to do with nonhomicide juvenile offenders who had already been sentenced to life imprisonment in violation of the Eighth Amendment. The Judiciary Committee obviously was aware of this fact because it noted that Graham "left it to the states to 'explore the means and mechanisms for compliance' as long as they do not make 'the judgment at the outset that those offenders never will be fit to reenter society.' " Committee Report at 14 (quoting Graham , 560 U.S. at 79-82,
Also conspicuously absent from the Committee Report are the government's views regarding § 24-403.03, because the United States Attorney's Office submitted no testimony whatsoever regarding any provision in the IRAA or the Comprehensive Youth Justice Amendment Act. See Committee Report at 40-41 (listing representatives from the Office of the Attorney General and the Public Defender Service as the only government witnesses). Although the government now maintains that
Unlike
See note 25 supra ; see also
See, e.g. , Commonwealth v. Brown ,
See, e.g. , Betton v. State , --- So.3d ----, ---- - ----,
Kirchner ,
The Majority Opinion acknowledges that the Supreme Courts of Delaware and North Dakota have not upheld their respective sentence review statutes as an "adequate" remedy for substantive sentencing violations under the Eighth Amendment. See ante at 851 n.64. The Delaware Supreme Court is unlikely ever to do so because Delaware passed a different statute that retrospectively and prospectively requires Miller defendants convicted of first-degree murder to be sentenced to not less than 25 years without parole. Del. Code tit. 11 § 4209A ; 2013 Del. Legis. Serv. Ch. 37, S.B. No. 9 § 6 (West). After its enactment, Delaware adopted a "Case Management Plan" to resentence all Miller defendants serving mandatory life without parole sentences to constitutional sentences. State v. Evans ,
Accordingly, as the Majority Opinion acknowledges, the court remanded the case so that Mr. Horsley could be resentenced under the now-retroactive new law, which additionally provided him with subsequent judicial review of his sentence.
The Majority Opinion, ante at 852 n.69, suggests Gutierrez is distinguishable because the California Supreme Court observed that any resentencing under the sentence review statute would incorporate a presumption (under a different California statute) in favor of a life without parole sentence.
Franklin 's reaffirmation of Gutierrez refutes the Majority Opinion's suggestion that the California Supreme Court, post-Montgomery , felt compelled to reassess its analysis of its sentence review statute in Gutierrez . See ante at 851-52.
The Majority Opinion asserts that Kirchner "articulated a different rationale for concluding that [its sentence review statute] was insufficient to remedy a Miller violation." Ante at 852. The Majority Opinion misreads Kirchner and in particular misses the question presented: whether the court would follow its direct appeal precedent (Gutierrez ) or establish a different remedy for juvenile offenders seeking post-conviction relief.
The Majority Opinion emphasizes the California Supreme Court's observation that the sentence review statute was flawed in yet another respect because it limited the class of juvenile offenders who could seek relief thereunder,
Within this context, the California Supreme Court noted that its sentence review statute directed that courts "may consider" certain enumerated but nonexclusive factors.
Graham v. Florida ,
See, e.g. , Rebecca Lowry, The Constitutionality of Lengthy Term-of Years Sentences for Juvenile Non-Homicide Offenders, 88 St. John's Law Rev. 3:9 (2015).
11 Del. C. § 4204A.
Sentencing Reform and Corrections Act of 2016, 114th Congress, (S. 2123).
Opinion of the Court
Glickman, Associate Judge:
Appellant Brian Williams is serving a sentence of 62 years to life in prison for two murders and other offenses committed when he was 17 years of age. He appeals from the denial of a motion collaterally challenging the constitutionality of his conviction and sentence pursuant to
The United States concedes that an aggregate term-of-years sentence for multiple offenses qualifies as "de facto" LWOP for purposes of Miller and Montgomery if it precludes parole consideration for a period of time clearly exceeding the defendant's natural life expectancy.
The government also disputes appellant's claim that his aggregate sentence rendered him ineligible for parole for as long as, or longer than, his life expectancy. This is a factual question that the record before us does not resolve, though the period of appellant's ineligibility for parole does appear to be close to his expected life span.
The government's primary argument on appeal is that appellant is not entitled to the resentencing relief he requests, even assuming the applicability of Miller and Montgomery , because the Council of the District of Columbia has legislatively remedied the claimed Eighth Amendment *841infirmity in his sentence by making him eligible for release from prison well before his current parole-eligibility date. We agree with the government on this latter point.
Montgomery held that Miller violations may be remedied legislatively by allowing juvenile offenders who received LWOP sentences "to be considered for parole, rather than by resentencing them."
I.
On March 11, 1990, appellant and three other men armed themselves with pistols and a shotgun and carried out a plan to rob two cocaine dealers. During the robbery, the two unarmed dealers were shot and killed while lying face down on the floor, and the wife of one of the victims was assaulted. The conspirators got away with 17 ounces of cocaine, which they divided up among themselves. When appellant was arrested, he told police he was at home with his girlfriend on the night of the murders; he later urged his girlfriend to lie to the grand jury in support of that alibi.
At appellant's trial in January 1992, the jury returned a verdict of guilty on fourteen counts, including multiple counts of first-degree felony murder while armed. This court affirmed appellant's convictions in 1995 and remanded the case for vacatur of those convictions that were subject to merger.
*842On April 6, 2015, appellant filed a pro se motion presenting the claim that his sentence was unconstitutional under Miller because it was equivalent to a sentence of life without parole.
II.
The Eighth Amendment prohibits the infliction of "cruel and unusual punishments."
In the first of these decisions, Roper v. Simmons ,
In the three decisions following Roper , the Court turned from the death penalty to consider the constitutionality of sentencing juveniles to what it called "the second most severe penalty permitted by law,"
In Graham , the first case in the LWOP trilogy, the Court held that for any "juvenile offender who did not commit homicide[,] the Eighth Amendment forbids the sentence of life without parole" without exception.
In the third case, Montgomery , the Court clarified that " Miller ... did more than require a sentencer to consider a juvenile offender's youth before imposing life without parole.... Even if a court considers a child's age before sentencing him or her to a lifetime in prison, that sentence still violates the Eighth Amendment for a child whose crime reflects 'unfortunate yet transient immaturity.' "
In line with the government's concession in this case, numerous courts have understood Miller (and Graham ) to apply not only to sentences that literally impose imprisonment for life without the possibility of parole, but also to lengthy term-of-years sentences (for one offense or for multiple offenses in the aggregate) that amount to "de facto" life without parole because they foreclose the defendant's release from prison for all or virtually all of his expected remaining life span.
Although Miller addressed only mandatory LWOP sentencing schemes, many courts have read it, especially after Montgomery , as equally applicable to discretionary LWOP sentences.
Importantly, the Supreme Court's three LWOP decisions do not proscribe, and impose no restrictions on, sentencing juvenile offenders to "life with the possibility of parole."
The Court did not define what constitutes a "meaningful" opportunity to obtain *846release; essentially the only guidance it provided on that score was to say that "prisoners like Montgomery [a juvenile homicide offender serving an LWOP sentence] must be given the opportunity to show their crime did not reflect irreparable corruption; and, if it did not, their hope for some years of life outside prison walls must be restored."
The Court left it up to the States, "in the first instance, to explore the means and mechanisms for compliance" with this duty
Giving Miller retroactive effect, moreover, does not require States to relitigate sentences, let alone convictions, in every case where a juvenile offender received mandatory life without parole. A State may remedy a Miller violation by permitting juvenile homicide offenders to be considered for parole, rather than by resentencing them.... Allowing those offenders to be considered for parole ensures that juveniles whose crimes reflected only transient immaturity - and who have since matured - will not be forced to serve a disproportionate sentence in violation of the Eighth Amendment."[43 ]
As an example of a sufficient remedial alternative to resentencing, the Court cited a Wyoming statute making juvenile homicide offenders eligible for parole after 25 years.
The Council of the District of Columbia responded to the constitutional imperatives declared in Graham , Miller , and Montgomery by passing the Incarceration Reduction Amendment Act of 2016 (the "IRAA").
*847The sentence review procedure is set forth in Section 306 (b) of the IRAA.
A defendant may apply for such relief by motion and submit supporting affidavits and documentation, and the court is required to hold a hearing on the motion.
The IRAA allows the court to reduce the term of imprisonment if it finds that "the defendant is not a danger to the safety of any person or the community and that the interests of justice warrant a sentence modification."
In determining whether sentence modification is warranted, the court is required to consider "[t]he defendant's age at the time of the offense;" "[w]hether the defendant has "demonstrated maturity, rehabilitation, and a fitness to reenter society;" and "[t]he diminished culpability of juveniles as compared to that of adults, and the hallmark features of youth, including immaturity, impetuosity, and failure to appreciate risks and consequences, which counsel against sentencing them to a lifetime in prison[.]"
(2) The nature of the offense and the history and characteristics of the defendant;
(3) Whether the defendant has substantially complied with the rules of the institution to which he or she has been confined and whether the defendant has completed any educational, vocational, or other program, where available;
* * *
(7) Any reports of physical, mental, or psychiatric examinations of the defendant conducted by licensed health care professionals;
(8) The defendant's family and community circumstances at the time of the offense, including any history of abuse, trauma, or involvement in the child welfare system;
(9) The extent of the defendant's role in the offense and whether and to what extent an adult was involved in the offense.[56 ]
The IRAA requires the court to issue a written opinion "stating the reasons for granting or denying the application[.]"
*849Although review under the IRAA is not denominated "resentencing," it would seem to equate to a resentencing in all but name. However we characterize it, the IRAA sentence review procedure provides a realistic, meaningful opportunity for all prisoners serving LWOP sentences for juvenile offenses to obtain release and "some years of life outside prison walls" based on demonstrated maturity and rehabilitation. For example, the court could render a prisoner in appellant's circumstances (one serving an indeterminate sentence) eligible for parole much earlier (or, indeed, immediately) by lowering the minimum terms imposed for each count of conviction and/or making his individual sentences run concurrently instead of consecutively; or the court could alter his sentence in various other ways and even reduce it to time served, effecting the prisoner's prompt release, based on its determination of his reformation and suitability for such relief. For prisoners serving determinate term-of-years sentences, the IRAA empowers the court to grant early release more directly by simply reducing the length of the prison term. The IRAA's provision of this opportunity for release does all the Supreme Court has said is necessary in its juvenile LWOP cases for such sentences to pass muster under the Eighth Amendment, for it was only the previous unavailability of such an opportunity that caused those sentences to contravene that Amendment. The IRAA thus furnishes a sufficient remedy for Miller violations. Because this remedy is available to appellant - in fact, we are informed that he already has applied in Superior Court for modification of his sentence pursuant to the IRAA - his § 23-110 claim is now moot. The sentence appellant is serving is now equivalent, for Eighth Amendment purposes, to a life sentence with parole eligibility - a sentence the Eighth Amendment permits.
Appellant and our dissenting colleague nonetheless assert that because the IRAA does not require parole consideration directly, it leaves the original, presumptively unconstitutional LWOP sentences "in place" and unaltered. E.g., post at 856, 857, 864-65, 868-69, 869, 869-70. Perhaps that is so as a purely formal matter, but it is not so in reality or from the perspective of satisfying the requirements of the Eighth Amendment. There is no constitutional magic in the word "parole." In reality, the IRAA fundamentally transformed every LWOP sentence imposed in Superior Court for crimes committed by juvenile offenders, by effectively converting each such sentence into one with multiple realistic and meaningful possibilities of release while the offender still has years of life left. What was presumptively unconstitutional in those sentences therefore was not left "in place"; it was superseded by a new procedure providing all that the Eighth Amendment requires.
Simply put, by enacting the IRAA, the Council legislatively modified what were life sentences without the possibility of parole, changing them all into life sentences with a constitutional equivalent of parole. While the judicial hearing contemplated by the IRAA is not identical in all respects to a parole hearing, it serves the same purpose and requires judges to do what appellant would have parole boards do: consider whether defendants ostensibly sentenced to life in prison for crimes committed as juveniles have earned back their liberty by demonstrating their capacity for reformation. The dissent objects that while parole provides the opportunity for outright release from prison to those found to deserve it, the IRAA only provides the *850opportunity for a reduction of sentence to deserving prisoners. Post at 856, 864-66. But this is quibble; the distinction the dissent draws between release and sentence reduction is of no constitutional significance, for as explained earlier, sentence reduction is an effective means for the court to provide for release.
The dissent further objects that the IRAA judicial review procedure places the burden of proof on the defendant to show that he has reformed, rather than requiring the government to prove that his crime reflects permanent incorrigibility. Post at 867 n.22. This objection, which equally could be leveled against parole hearings, misapprehends what the Supreme Court held in Miller and Montgomery . Under those cases, a judicial prediction of permanent incorrigibility is necessary only to support the denial of any meaningful opportunity for release based on demonstrated maturation and rehabilitation. The IRAA, however, provides exactly that opportunity. Consequently, as Montgomery states, the burden is indeed on the prisoner to "demonstrate the truth of Miller 's central intuition - that children who commit even heinous crimes are capable of change."
The Supreme Court has repeatedly emphasized that it is the opportunity for eventual release, not the actuality of eventual release, that the Eighth Amendment demands. Life sentences for juvenile offenders are not in themselves unconstitutional, nor do they require any finding of incorrigibility to be constitutional, so long as the requisite opportunity for release exists. The Constitution does not guarantee that juvenile offenders will be released eventually or require a finding of incorrigibility as a condition of withholding release from those who fail to reform.
Furthermore, the Supreme Court did not say, nor in our view did it imply, that a parole hearing is the only constitutionally acceptable remedial alternative to vacating and relitigating the sentence ab initio .
Other States have enacted judicial sentence review procedures similar to that in the IRAA to provide juvenile offenders receiving life or long term-of-years prison sentences with the meaningful opportunity to obtain release mandated by Graham and Miller .
In support of its counter-factual theme that the IRAA cannot remedy an unconstitutional LWOP sentence because it leaves that sentence unaltered, the dissent relies on, and largely echoes, a pre- Montgomery decision of the California Supreme Court, People v. Gutierrez .
Ultimately, even if a few other State courts have rejected their States' judicial review mechanisms as an alternative to resentencing juvenile offenders serving unconstitutional LWOP sentences, that is of little moment. In Montgomery , the Supreme Court held that resentencing is not the only acceptable means of remedying the Eighth Amendment violation, and that it suffices for a State to make consideration for release on parole meaningfully available to such offenders in lieu of resentencing them. The critical question before us, therefore, is how judicial review under *853the IRAA compares with parole consideration. We think it compares quite favorably.
We certainly do not see that the judicial hearing required by the IRAA is inferior to a parole hearing from the defendant's point of view, or in terms of meeting the concerns expressed in Miller and Montgomery that the differences between children and adults be taken fully into account to avoid disproportionately harsh sentences for juvenile offenders. The IRAA judicial hearing is superior to a parole hearing in those respects, for one reason because the IRAA explicitly requires judges to give individualized consideration to the factors specific to juveniles that "counsel against sentencing them to a lifetime in prison."
*854Appellant objects that the IRAA commits the motion for reduction of sentence to the judge's discretion "with no guidance to judges about how to weigh the enumerated factors."
We reject appellant's assertions that judicial review in the IRAA context is therefore "illusory" and that "[a]s long as a judge holds an IRAA hearing, allows the defendant to present evidence, and issues a written order, the refusal to reduce a sentence that should never have been imposed will be, for all practical purposes, unreviewable."
Finally, appellant objects that the availability of IRAA relief evaporates after three unsuccessful tries, creating the possibility that a defendant whose sentence violated Miller would have to spend his entire life in prison even if he eventually might, on a fourth (or later) attempt, have been able to demonstrate that he is rehabilitated and deserving of release. Appellant *855states that, in contrast, District of Columbia prisoners who are eligible for parole may be reconsidered for parole on an annual basis. That may be so, but as the government rejoins, when the Supreme Court said States could remedy Miller violations by permitting the defendant to be considered for parole, it did not describe what the parole scheme had to look like or imply that it needed to be as generous as the District's scheme in providing repeated opportunities for parole reconsideration. Parole practices and procedures are not uniform throughout the United States; some jurisdictions restrict the frequency or number of parole hearings quite significantly, as much or more than the restriction on sentence reduction motions set by the IRAA.
For the foregoing reasons, we affirm the Superior Court's denial of appellant's § 23-110 motion for relief from his sentence, without prejudice to his right to seek a reduction of his sentence pursuant to the IRAA.
So ordered.
--- U.S. ----,
Montgomery ,
Miller ,
Although the government argued otherwise in its briefs on appeal, it subsequently retracted its argument on that score at oral argument and in a letter pursuant to D.C. App. R. 28 (k).
See Malvo v. Mathena ,
It appears appellant may be eligible for parole when he is 75 years of age. The appropriate measure of his expected life span is a matter of some dispute and uncertainty. In his appellate briefing, appellant cites government statistics indicating that a man of his age in the United States has an expected life span of 79 years of age. Other courts have found the proper method of measuring a juvenile offender's life expectancy for Eighth Amendment purposes to raise serious constitutional issues and to require a more searching and individualized factual inquiry. See, e.g. , Carter v. State ,
D.C. Law 21-238, §§ 301-06,
See Williams v. United States ,
Under the indeterminate sentencing regime then in effect in the District of Columbia, see
The motion was filed before the Supreme Court decided Montgomery in January 2016 and before the IRAA became law in April 2017.
Although the judge considered appellant's youth, the record of appellant's sentencing confirms that he did not find appellant to be permanently incorrigible. Such a finding was not required under the law at the time.
After receiving appellant's pro se brief and the government's brief in response, this court appointed counsel for appellant and called for supplemental briefing "addressing whether the sentence violated the Eighth Amendment and any other issues counsel considers appropriate." Although, in the trial court, appellant did present other claims besides his Eighth Amendment claim (which the trial judge also rejected), he has not pursued those other claims on appeal. We consider them to be abandoned and do not address them. See Bardoff v. United States ,
U.S. Const. amend. VIII.
Graham v. Florida ,
Id. at 70,
[L]ife without parole sentences share some characteristics with death sentences that are shared by no other sentences. The State does not execute the offender sentenced to life without parole, but the sentence alters the offender's life by a forfeiture that is irrevocable. It deprives the convict of the most basic liberties without giving hope of restoration, except perhaps by executive clemency - the remote possibility of which does not mitigate the harshness of the sentence.... [T]his sentence 'means denial of hope; it means that good behavior and character improvement are immaterial; it means that whatever the future might hold in store for the mind and spirit of [the convict], he will remain in prison for the rest of his days.'
Miller v. Alabama ,
Montgomery v. Louisiana , --- U.S. ----,
Id. at 735,
See, e.g. , Carter v. State ,
See, e.g. , Malvo v. Mathena ,
Miller ,
Montgomery ,
Graham ,
Montgomery ,
D.C. Law 21-238, §§ 301-06,
D.C. Law 21-238, § 306 (a), codified as
See
The dissent contends that the IRAA sentence review procedure "was never intended" to afford a "Miller -compliant procedure for resentencing" juvenile defendants serving unconstitutional LWOP sentences. Post at 867. As a factual matter, we are not persuaded that this contention is correct. As we have noted, Montgomery held that juvenile offenders serving unconstitutional sentences are not necessarily entitled to resentencing; alternative relief may suffice, and the Judiciary Committee Report makes explicit that the IRAA sentence review procedure is intended to implement the Supreme Court's holding "that juveniles given life sentences must be given 'some realistic opportunity to obtain release' so that a juvenile defendant can 'demonstrate that he is fit to rejoin society.' " Judiciary Committee Report at 14 (quoting Graham ,
More important, however, what matters is not whether the Council specifically intended the IRAA sentence review procedure to remedy unconstitutional LWOP sentences, but whether this procedure actually does remedy them. For the reasons we set forth in this opinion, we are convinced that it does, just as if the Council had provided instead for across-the-board parole eligibility after twenty years for juvenile offenders serving LWOP sentences.
§ 24-403.03 (b)(1), (2).
§ 24-403.03 (b)(2).
§ 24-403.03 (a)(2).
See
§ 24-403.03 (c). The court also is directed to consider information submitted by the United States Attorney and by (or on behalf of) the victim of the offense for which the defendant is imprisoned, and "[a]ny other information the court deems relevant to its decision."
§ 24-403.03 (b)(4).
Cook v. United States ,
§ 24-403.03 (e). Of course, the new sentence must conform to the requirements of the Eighth Amendment, including those articulated in Graham , Miller , and Montgomery .
§ 24-403.03 (d).
Montgomery ,
Accord Carter v. State ,
See Montgomery ,
See footnote 48,
Horsley v. State ,
The dissent asserts that Florida and other States do not rely on their IRAA-type statutes to provide a retroactive remedy in lieu of resentencing for defendants who have already begun serving unconstitutional LWOP sentences. Post at 870-81. To the extent that may be so, it is immaterial. The important point is the equivalence for Eighth Amendment purposes of IRAA-type judicial review to parole review. The dissent concedes, as it must, that a State may choose to cure unconstitutional LWOP sentences retroactively without resentencing by making parole available; the essential equivalency of parole and IRAA review (which the dissent fails to rebut) means States may effect that cure by making IRAA-type judicial review available instead of parole. (If anything, as we discuss infra , the IRAA procedures actually are superior to parole procedures in ways that are critically important to fulfilling the Eighth Amendment's requirements.)
See Gutierrez ,
For example, the Gutierrez court rejected the concept of providing "an after-the-fact corrective" to an unconstitutional LWOP sentence, reasoning that "it is doubtful that the potential to recall a life without parole sentence based on a future demonstration of rehabilitation can make such a sentence any more valid when it was imposed."
See Swarthout v. Cooke ,
Whether to permit the parties to present evidence at the hearing on an IRAA motion is left to the judge's discretion, see
Decisions to deny parole are typically highly discretionary and appellate review of those decisions is correspondingly quite limited. See e.g. , Greenholtz ,
Reply Brief at 15.
As discussed above, decisions granting or denying parole may be and typically are highly discretionary and imprecise; the Constitution does not require them to be otherwise. See footnote 76, supra .
Reply Brief at 18-19.
See generally Johnson v. United States ,
Saunders v. United States ,
See, e.g. , Van Ackeren v. Neb. Bd. of Parole ,
In any event, the lawfulness of the IRAA's three-motion limit is a hypothetical question not presented in this appeal, and it does not affect our decision. If this court were to conclude, in an appeal actually presenting the issue, that the statutory preclusion of a fourth motion is incompatible with the Eighth Amendment, the preclusion provision would be severed and its invalidity would not affect the validity of the other provisions or applications of the statute. See
Reference
- Full Case Name
- Brian K. WILLIAMS v. UNITED STATES
- Status
- Published