D & M Holdings Inc. v. Sonos, Inc.
D & M Holdings Inc. v. Sonos, Inc.
Opinion of the Court
Presently before the Court is Defendant's Motion for Summary Judgment of Invalidity of
I. BACKGROUND
Plaintiffs filed a patent infringement action on March 7, 2016 against Defendant, alleging infringement of several patents, including U.S. Patent Nos. 7,734,850 ("the '850 patent"), 7,995,899 ("the '899 patent"), and 7,987,294 ("the '294 patent"). (D.I. 1). Plaintiffs filed an amended complaint on May 1, 2017. (D.I. 65).
Plaintiffs allege infringement of claims 1, 5, 7, 8, 10, and 26 of the '899 patent. (D.I. 190 at 2; D.I. 222 at 1). Claim 5, 7, 8, and 10 depend from claim 1. They read as follows:
1. A method of playing back a recorded signal, comprising:
obtaining a recording identifier corresponding to the recorded signal;
comparing the recording identifier with previously stored identifiers in a playback preference database; and
reproducing the recorded signal using previously stored preferences if the recording identifier is found in the playback preference database and using default preferences if the recording identifier is not found in the playback preference database.
2. A method as recited in claim 1, further comprising:
obtaining playback preferences during said reproducing; and
storing the playback preferences in the playback preference database.
3. A method as recited in claim 2, wherein the playback preferences include audio control settings.
4. A method as recited in claim 3, wherein the audio control settings include programmable effects.
5. A method as recited in claim 1, further comprising obtaining the recorded signal from a compact disc.
*2116. A method as recited in claim 4, further comprising obtaining the recorded signal from a file of digitally encoded audio on a computer readable medium.
7. A method as recited in claim 6, wherein the file is digitally encoded using ISO-MPEG Audio Layer-3.
8. A method as recited in claim 6,
wherein the computer readable medium is a computer mass storage device, and wherein said method further comprises:
detecting changes in software available to playback the recorded signal, and
automatically downloading the software to playback the recorded signal.
10. A method as recited in claim 3, wherein the audio control settings include at least one of echo, reverberation, loudness, speed and direction.
( '899 patent, claims 1, 5, 7, 8, 10, 26). Claim 26 depends from independent claim 19 and dependent claims 20-22 and 24. Plaintiffs' arguments for the patentability of claim 26 are the same as their arguments for the patentability of claims 5, 7, and 10. (D.I. 222 at 12).
II. LEGAL STANDARD
Section 101 of the Patent Act defines patent-eligible subject matter. It provides: "Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title."
The Supreme Court recently reaffirmed the framework laid out in Mayo "for distinguishing patents that claim laws of nature, natural phenomena, and abstract ideas from those that claim patent-eligible applications of those concepts." Alice ,
"The court shall grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). The moving party has the initial burden of proving the absence of a genuinely disputed material fact relative to the claims in question. Celotex Corp. v. Catrett ,
The Federal Circuit has held that the district court is not required to individually address claims not asserted or identified by the non-moving party, so long as the court identifies a representative claim and "all the claims are substantially similar and linked to the same abstract idea." Content Extraction & Transmission LLC v. Wells Fargo Bank, Nat. Ass'n ,
III. DISCUSSION
Plaintiffs allege infringement of claims 1, 5, 7, 8, 10, and 26 of the '899 patent. (D.I. 190 at 2; D.I. 222 at 1).
A. Abstract Idea
"First, we determine whether the claims at issue are directed to [an abstract idea]." Alice ,
*213Enfish, LLC v. Microsoft Corp. ,
Defendant argues that claim 1 is "directed to the well-known practice of choosing to [play back] media (e.g., a DVD movie) with or without playback preferences (e.g., volume level, surround sound mode, viewing angle, etc.), which can be (and was previously) performed entirely by a human." (D.I. 190 at 1). Defendant notes that the claim language covers both manual and automated practices, and points to portions of the '899 patent specification, which it says "expressly disclose [ ] that the alleged invention was previously performed manually by a user." (Id. at 5). Defendant further points to portions of the specification which it says characterize "the alleged invention [as] the mere automation of a well-known manual process." (Id. ). For example, the specification discloses that the "traditional experience of the musical recording" consists "essentially of deciding which tracks to play and performing simple transformations on the recorded sound, such as setting the volume or applying an audio equalizer." (D.I. 196-1, Exh. F at 1:24-33).
Plaintiffs disagree that claim 1 is directed to an abstract idea, and assert that Defendant's "arguments mischaracterize the claimed invention." (D.I. 222 at 6).
In support of their position, Plaintiffs point to the specification's disclosure that the '899 patent is directed to methods of "control[ling] audio and video equipment and, more particularly, [using] a computer in a device having the capabilities of an audio/video receiver." ( '899 patent at 1:27-29). Plaintiffs also point to the specification's description of a "graphical user interface" that is "[p]referably ... used in performing this method of controlling audio/video equipment," as well as several exemplary "interfaces." ( '899 patent at 3:2-4, Figs. 6A-6H). However, neither this "computer" nor this "graphical user interface"
*214are part of the claim language, and Plaintiffs have failed to explain why the claim requires them. I have not done any claim construction that would make them claim limitations.
Plaintiffs argue that the claim is "limited to a specific technological field." (D.I. 222 at 8). However, that the claims are directed to a particular technological environment is irrelevant. Alice ,
Plaintiffs also note that the specification provides "surround sound" as an example of a claimed "playback preference." (D.I. 222 at 8; '899 patent at 9:5-10, claims 13, 18, 31, 26). The specification provides that it "is a further object of the present invention to reproduce audio from multiple forms of recorded signals using playback preferences, including digital signal processing for surround sound effects ...." ( '899 patent at 2:23-26). Plaintiffs note that to implement "surround sound," the "system must necessarily implement changes to multiple devices on the network such that each of the devices is designated to perform a different playback task." (D.I. 222 at 8; '899 patent, 5:4-8). Plaintiffs argue that this feature "is far more" than Defendant's proffered abstract idea of "choosing to play back media with or without playback preferences," especially given that this Court previously determined that "implementing a surround sound configuration" could not be performed manually by a human. (Id. at 8-9, citing Sonos, Inc. v. D & M Holdings, Inc. , No. 14-1330-RGA,
I agree with Defendant that this claim is, at most, directed to the automation of a process that can be (and has been) performed by humans. As pointed out by Defendant, the claim could be satisfied by (1) a "human choos[ing] a particular DVD to watch by identifying its title," (2) "[u]sing his or her memory, [determining] whether he or she watched the DVD and if so, whether he or she selected any playback preferences," and (3) "[i]f the person recalls previously watching the DVD with playback preferences, [selecting] the same playback preferences as before and [beginning to watch] the DVD," and "if the person does not remember previously watching the DVD and/or selecting playback preferences, [beginning to watch] the DVD with default preferences." (D.I. 190 at 6).
Plaintiffs seek to distinguish Content Extraction , a case cited by Defendant, where the Federal Circuit found claims directed to the abstract idea of (1) "collecting data," (2) "recognizing certain data within the collected data set," and (3) "storing that recognized data in a memory."
Claim 1 is thus directed to the abstract idea of choosing to play back media with or without playback preferences.
Plaintiffs do not agree that claim 1 is representative of the other asserted claims. (D.I. 222 at 5, 11-13). Rather, Plaintiffs point to additional reasons they argue demonstrate that the dependent claims are not abstract.
Asserted claims 5, 7, and 10, "define alternate sources of recorded signals," and "define alternate types of playback preferences," including "audio control settings" and "programmable effects." (D.I. 190 at 9; D.I. 222 at 12). Plaintiffs argue that like claim 1, these claims "could not be performed manually by a human," are "narrowly-tailored to the specific audio/visual technology field," and "constitute[ ] a substantial improvement in the underlying functionality of the audio/visual equipment by improving the quality of audio reproduction and audio characteristics as enjoyed by the user." (D.I. 222 at 12). As to Plaintiff's first argument, playing back these recorded signals and setting these playback preferences, as with claim 1, can be performed by humans, and these claims are, at most, directed to automation of a once-manual procedure-playing back recorded signals, albeit with specified alternate sources of recorded signals and types of playback preferences. As to Plaintiff's second argument, recitations of a specific technology field cannot save the claims. Alice ,
With respect to claims 8 and 26, which contain the limitations of "detecting changes in software available to playback the recorded signal" and "automatically downloading the software to playback the recorded signal," Plaintiffs argue that "the underlying software updates allow the various hardware to operate in a more efficient manner ...." (D.I. 222 at 13). However, Plaintiffs make no arguments as to how these software updates amount to an "improvement to computer functionality," or anything other than automation of a *216once-manual method with generic computer functions. Enfish ,
Accordingly, each asserted dependent claim is also directed to an abstract idea.
B. Inventive Concept
The determination that a patent is directed to an abstract idea "does not render the subject matter ineligible." Internet Patents Corp. v. Active Network, Inc. ,
Defendant argues that claim 1 does not provide an inventive concept, and that it at most "merely automate[s] the abstract idea through the use of a generic, conventional technology." (D.I. 190 at 7; Alice ,
Plaintiffs point to the aforementioned "user interface" as evidence of an inventive concept. (D.I. 222 at 10). Plaintiffs also point to the specification to demonstrate that the patent "plainly discloses and claims ... specific advancements unique to and necessarily rooted in computerized (audio/visual) technology which are ... predicated on 'sophisticated computer programming.' " (D.I. 222 at 10; D.I. 287 at 2; '899 patent at 1:27-29, 2:18-19). Plaintiffs point to no claim language in response to Defendant's assertion that claim 1 at most "merely automate[s] the abstract idea through the use of a generic, conventional technology."
Claim 1 does not cover a "user interface," and Plaintiffs do not explain why the claim requires an implementation with this "user interface." Likewise, the claim language does not demonstrate a need for or *217claim "sophisticated computer programming."
I agree with Defendant that claim 1 provides no inventive concept, and at most "merely automate[s] the abstract idea through the use of a generic, conventional technology." As a result, the claim does not provide an inventive concept. See Two-Way Media Ltd. v. Comcast Cable Commc'ns, LLC ,
Dependent claims 5, 7, and 10 are directed to automation of a once-manual procedure-playing back recorded signals with alternate, and known, types of playback preferences and sources of recorded signals. Similarly, claims 8 and 26 are directed to automation of a once-manual method. None of the claims' added limitations provide functions that play back the recorded signal in a different way than the manual method, or improve the computer as a tool. Accordingly, none of the asserted dependent claims provides any more of an inventive concept than claim 1. Alice ,
Plaintiffs argue that there is a "genuine issue of material fact as to whether playback using preferences based on a recording identifier corresponding to a recorded signal was a well-understood, routine, and conventional activity." (D.I. 287 at 2). I disagree. In Berkheimer , the Federal Circuit found a genuine dispute of material fact as to whether a claim element was well-understood, routine, and conventional only where the claims "capture[d] the purportedly inventive concepts." Berkheimer ,
For the reasons given above, I find that claims 1, 5, 7, 8, 10, and 26 of '899 patent are drawn to an abstract idea, and do not provide an inventive concept. Therefore, the claims are invalid under
IV. CONCLUSION
Defendant's Motion for Summary Judgment of Invalidity of *218
A separate order will be entered.
This disclosure appears in
The claims under consideration in Sonos v. D&M were considerably less abstract than the claims I am now considering, as the analysis in D.I. 242 makes clear. The claims I am now considering specify that "the playback preferences" and "default preferences" can "include surround sound mode," but provide no further detail. ('899 patent, claims 13, 18, 31, 36).
Plaintiffs state that "previously stored preferences" has its plain and ordinary meaning. (D.I. 280 at 18).
I would characterize the abstract idea as "playing a recording according to one's tastes," which I think is a more easily understandable way of saying it.
Plaintiffs also argue that the machine-or-transformation test demonstrates that claim 1 is patent eligible, and that claim 1 does not preempt "any process or method applying the allegedly abstract concept." (D.I. 222 at 10-11). Indeed, unless "playback preference database" is limited to computer databases, claim 1 does not actually claim an automated method. It preempts both manual and computer-implemented methods of choosing to play back media with or without playback preferences. The claim is also not tied to a novel machine, and it does not transform an article.
Reference
- Full Case Name
- D & M HOLDINGS INC. d/b/a The D+M Group, D & M Holdings U.S. Inc. v. SONOS, INC.
- Status
- Published