Department of Natural Resources & Environmental Control v. Mountaire Farms of Delaware, Inc.
Department of Natural Resources & Environmental Control v. Mountaire Farms of Delaware, Inc.
Opinion of the Court
*525Presently before the Court is the motion of Gary and Anna-Marie Cuppels and more than 690 others similarly situated (collectively, "Intervenors") to intervene in this case pursuant to Rule 24 of the Federal Rules of Civil Procedure and the rights of intervention afforded by the Clean Water Act ("CWA") and the Federal Resource Conservation and Recovery Act ("RCRA"). (D.I. 4). For the reasons set forth below, the motion to intervene is GRANTED.
I. BACKGROUND
The Intervenors are residents and property owners who reside within five miles of a poultry processing plant and disposal facilities owned and operated by Defendant Mountaire Farms of Delaware, Inc. and its related companies, Mountaire Corporation and Mountaire Farms, Inc. (collectively, "Mountaire"). (D.I. 4 at 1). The Intervenors allege that "Mountaire has disposed of billions of gallons of highly contaminated wastewater and liquefied sludge on lands near the Intervenors' residences," which has seeped into the groundwater and caused nitrates to spread "for miles" and reach "dangerously high" concentrations in the surrounding area. (Id. at 2). The Intervenors claim that the groundwater contamination has rendered their water undrinkable, caused adverse health effects and caused the Intervenors' property to lose "substantial value." (Id. ).
On May 2, 2018, the Intervenors sent letters to Mountaire and the State of Delaware Department of Natural Resources & Environmental Control ("DNREC") notifying them of Intervenors' intent to sue Mountaire for violations of the CWA and RCRA under the relevant citizen-suit provision of each statute. (See D.I. 4-3 at pgs. 4-16 of 83; see also D.I. 9 at 1). In their letter to DNREC, the Intervenors requested to meet with DNREC to discuss concerns about Mountaire's alleged misconduct and to offer assistance in investigating. (D.I. 9 at 1-2; see also D.I. 4-3 at pgs. 15-16 of 83). DNREC declined to "commit" to a meeting. (D.I. 9 at 2). The Intervenors followed up with DNREC with requests for meetings and offers of the assistance of experts retained by Intervenors. (D.I. 9 at 2; see also id. (follow-up requests sent on May 22, May 25 and May 30 of 2018) ). DNREC did not respond to the follow-up requests. (Id. ).
On June 4, 2018, DNREC initiated the present action against Mountaire for violations of the CWA,
On June 29, 2018, Intervenors filed the present motion to intervene (D.I. 4) and proposed intervenor complaint (D.I. 4-2). The motion seeks intervention as a matter of right under Rule 24(a) primarily based on the statutory rights of intervention provided by the CWA and RCRA, and also seeks permissive intervention under Rule 24(b) in the alternative. (D.I. 4 at 3-4; see also D.I. 9 at 5-8). DNREC and Mountaire oppose intervention.
II. LEGAL STANDARDS
A. Motion to Intervene
Rule 24 of the Federal Rules of Civil Procedure sets out the circumstances by which a person or entity may intervene in an action. Rule 24(a)(1) requires the Court to permit intervention as a matter of right to anyone "given an unconditional right to intervene by a federal statute." FED. R. CIV. P. 24(a)(1). Similarly, Rule 24(a)(2) requires the Court to permit intervention to anyone who "claims an interest relating to the property or transaction that is the subject of the action, and is so situated that disposing of the action may as a practical matter impair or impede the movant's ability to protect its interest, unless existing parties adequately represent that interest." FED. R. CIV. P. 24(a)(2). Unlike intervention as of right under Rule 24(a), Rule 24(b) affords the Court discretion in allowing intervention of anyone "given a conditional right to intervene by a federal statute" or anyone who "has a claim or defense that shares with the main action a common question of law or fact." FED. R. CIV. P. 24(b)(1)(A) & (B) ; see also Brody By & Through Sugzdinis v. Spang ,
*527B. Citizen Suits and Intervention under the CWA and RCRA
The CWA and RCRA each provide citizens with a right to initiate civil actions against persons or entities (including the government) who violate the statute or standards, orders, etc. promulgated thereunder. See, e.g. ,
Citizens must satisfy certain notice requirements prior to initiating civil suits under both the CWA and RCRA. See
Although the CWA and RCRA include prohibitions on citizen suits where the Administrator or State has already commenced an action, both statutes afford citizens a right to intervene in such a pending action. The CWA provides:
No action may be commenced ... under subsection (a)(1) of this section ... if the Administrator or State has commenced and is diligently prosecuting a civil or criminal action in a court of the United States, or a State to require compliance with the standard, limitation, or order, but in any such action in a court of the United States any citizen may intervene as a matter of right.
In any action under subsection (a)(1)(B) of this section in a court of the United States, any person may intervene as a matter of right when the applicant claims an interest relating to the subject of the action and he is so situated that *528the disposition of the action may, as a practical matter, impair or impede his ability to protect that interest, unless the Administrator or the State shows that the applicant's interest is adequately represented by existing parties.
III. DISCUSSION
Intervenors seek to intervene in the present action as a matter of right under Rule 24(a), as well as permissively under Rule 24(b). (See D.I. 4 at 2-4). As an initial matter, the Court notes that neither DNREC nor Mountaire argue that Intervenors' motion is untimely. Moreover, given that the motion was filed just twenty-five days after DNREC filed its Complaint, and given that this case is still at the pleadings stage (see D.I. 6), the Court finds that Intervenors did not delay and their motion is timely. See Benjamin ex rel. Yock v. Dep't of Pub. Welfare of Pennsylvania ,
DNREC sued Mountaire under the effluent-limitations provision of the CWA, as well as under at least the hazardous-waste provision of RCRA. (See, e.g. , D.I. 1 ¶ 37 (citing
A. Intervention Under the CWA
Relying on
DNREC's allegations against Mountaire in this case arise under
Moreover, in actions such as this, § 1365(b)(1)(B) places no conditions on the ability of citizens to intervene. Rather, citizens are permitted to "intervene as a matter of right."
Neither DNREC nor Mountaire offers any meaningful argument as to why the right of intervention granted by the CWA is not an unconditional one. Instead, DNREC argues that citizen-suit provisions generally exist to permit intervention only where a pending enforcement action would bar citizens from bringing their own suit (D.I. 8 at 3-5), and Mountaire seems to suggest that diligent prosecution operates to bar intervention (D.I. 7 at 10-11). As to DNREC's argument, because DNREC filed this case prior to the expiration of the sixty-day notice period required by the CWA, Intervenors appear to be barred from filing their own suit under § 1365(a)(1). See, e.g. , Gwaltney of Smithfield, Ltd. v. Chesapeake Bay Found., Inc. ,
The Court thus finds that Intervenors have an unconditional statutory right to intervene in this action as it relates to DNREC's claims arising out of the CWA,
B. Intervention Under RCRA
Intervenors contend that RCRA provides them with an unconditional right to intervene in suits initiated by a State against an alleged violator under
Some courts looking at § 6972(b)(2)(E) have found that it tracks the requirements for intervention as of right under Rule 24(a)(2), while other courts have suggested that it provides an unconditional right to intervene under Rule 24(a)(1).
After careful review, this Court agrees that § 6972(b)(2)(E) provides "the circumstances in which Rule 24(a) intervention of right is appropriate in a RCRA action." Potomac Elec. Power ,
Applying § 6972(b)(2)(E) here, the Court finds that Intervenors claim an interest relating to the subject of this action. Intervenors are individuals who live near and have been impacted by Mountaire's poultry processing and disposal facilities, which are the subject of DNREC's enforcement action. (See D.I. 4 at 1-2; D.I. 9 at 7). Moreover, Intervenors notified DNREC and Mountaire of their intent to sue under the hazardous-waste provision of RCRA, the same provision that DNREC later used to sue Mountaire in this Court. (Compare D.I. 4-3 at pg. 4 of 83 (Intervenors providing requisite ninety days' notice of intent to sue under § 6972(a)(1)(B) ), with D.I. 1 ¶¶ 31-33 (DNREC citing § 6972(a)(1)(B) in Complaint against Mountaire) ). Given that Intervenors and DNREC all sought to sue Mountaire under the same RCRA provision for substantially the same conduct relating to the same property, it is unclear to this Court how Intervenors could not have an interest in the subject of this action.
The Court also finds that disposition of this action "may, as a practical matter, impair or impede" the Intervenors' ability to protect their interest.
Although § 6972(b)(2)(E) places the burden of showing adequate representation on the State, DNREC barely addresses the issue. After claiming that Intervenors' interests are different, DNREC conclusorily states that, even if common interests in the subject of the action exist, Intervenors are adequately represented by DNREC. (See D.I. 8 at 6 ("To the extent [Intervenors'] interests may overlap with DNREC's interest in enforcing the CWA and RCRA, DNREC is adequately representing those interests by pursuing the Federal Case and State Case against Mountaire."); id. at 7 ("[Intervenors'] interests in enforcing the CWA and RCRA are adequately represented by DNREC") ). The Court finds this to be insufficient under § 6972(b)(2)(E), which requires the State - i.e. , DNREC - to show that Intervenors' interest is adequately represented in this case. DNREC failed to make the requisite showing under § 6972(b)(2)(E) and, as a result, Intervenors must be permitted to intervene in this case as it relates to DNREC's RCRA claims.
The Court thus finds that Intervenors have a statutory right to intervene in this action as it relates to DNREC's claims arising out of RCRA, and Intervenors must be permitted to intervene as to those claims under Rule 24(a).
C. The Court Will Not Limit Intervenors' Participation
DNREC and Mountaire both request that the Court limit Intervenors' participation in the case if intervention is allowed. (See D.I. 7 at 8-9; D.I. 8 at 9). The Court has discretion to limit Intervenors' participation to certain phases of the action (or to certain activities) even though they are permitted to intervene here as a matter of right under Rule 24(a). See Harris v. Pernsley ,
*533and RCRA, and those are the only claims DNREC has asserted against Mountaire. That is, there are no substantive aspects of DNREC's action where Intervenors have not been granted intervention. Moreover, this case is at its earliest stages. So far, DNREC filed its Complaint and Intervenors moved to intervene. Intervenors' full participation would not undo significant work in this litigation or upend a schedule already in place. Therefore, the Court declines to impose limitations on Intervenors' participation at this stage.
IV. CONCLUSION
For the foregoing reasons, the motion to intervene (D.I. 4) is GRANTED. An appropriate order will follow.
The Intervenors also seek to intervene in the state court action. (See Plaintiff-Intervenors' (CUPPELS) Opening Brief in Support of Their Motion to Intervene, DNREC v. Mountaire Farms of Delaware, Inc. , No. S18M-06-002 (Del. Super. Ct. Aug. 10, 2018) ). DNREC and Mountaire oppose intervention in the state court proceedings. (See Defendant Mountaire Farms of Delaware, Inc.'s Answering Brief in Opposition to Movants Gary and Anna-Marie Cuppels and 690 Other Residents' Supplemental Motion to Intervene, DNREC v. Mountaire Farms of Delaware, Inc. , No. S18M-06-002 (Del. Super. Ct. Aug. 27, 2018); DNREC's Plaintiff's Answering Brief to the Motions to Intervene of Gary and Anna-Marie Cuppels and Joseph and Joan Balback, DNREC v. Mountaire Farms of Delaware, Inc. , No. S18M-06-002 (Del. Super. Ct. Aug. 10, 2018) ). On November 20, 2018, Judge Stokes heard oral argument on the motions to intervene in the state court action, and this Court has reviewed the transcript of that hearing. (See D.I. 14, Ex. A).
Neither DNREC nor Mountaire dispute that Intervenors are "citizens" within the meaning of the CWA. See
The Court recognizes that there is some tension between the CWA's right of intervention and the relief requested by Intervenors' in their proposed complaint. That is, the CWA affords citizens with a right to intervene in cases where a State has already commenced and is diligently prosecuting an action, but Intervenors seek a declaration from this Court that the State (i.e. , DNREC) is not diligently prosecuting the action. (See, e.g. , D.I. 4-2 at 28 (Request for Relief including, inter alia , that the Court "[d]eclare that DNREC ... is not diligently prosecuting Mountaire's violations of RCRA and the CWA") ). Although Intervenors may contend that DNREC is not being diligent (see D.I. 9 at 5 n.2), the present record does not support a finding that DNREC is, in fact, not diligently pursuing its claims under the CWA (or RCRA). Therefore, there exists an action that DNREC has commenced and is diligently prosecuting under the CWA - i.e. , an action in which citizens may intervene as a matter of right under § 1365(b)(1)(B).
Although not dispositive, it is worth noting that the United States has previously conceded that the CWA provides an unconditional right to intervene. See, e.g. , United States v. City of Baton Rouge , No. 01-978-BAJ,
Enforcement of the prohibition against open dumping occurs through the citizen-suit provision of RCRA. See
Language of § 6972(b)(2)(E) may arguably suggest a conditional right to intervene exists - i.e. , those claiming an interest in the subject of an action under § 6972(a)(1)(B) have a right to intervene only when their ability to protect that interest might be impaired or impeded by disposition of the action. In that scenario, however, § 6972(b)(2)(E) states that "any person may intervene as a matter of right," thereby invoking Rule 24(a). See Fed. R. Civ. P. 24(a) ("Intervention of Right"). Indeed, § 6972(b)(2)(E) includes much of the same language as in Rule 24(a)(2). Therefore, the Court does not believe § 6972(b)(2)(E) provides a conditional statutory right to intervene, or that it triggers a permissive-intervention analysis under Rule 24(b)(1)(A) (or otherwise).
In its answering brief, DNREC asserts that, "following entry of the Consent Decree in the State Case, DNREC and Mountaire anticipate requesting a stay of the Federal Case while Mountaire satisfies the Consent Decree's conditions." (D.I. 8 at 2).
Because the Court finds that Intervenors must be permitted to intervene as a matter of right under Rule 24(a) given the statutory rights afforded by the CWA and RCRA, the Court need not address the remaining arguments for intervention under Rule 24(a)(2) or Rule 24(b). (See D.I. 4 at 3-4).
Reference
- Full Case Name
- State of Delaware DEPARTMENT OF NATURAL RESOURCES & ENVIRONMENTAL CONTROL v. MOUNTAIRE FARMS OF DELAWARE, INC.
- Cited By
- 2 cases
- Status
- Published