General Motors Corp. v. Grenier
General Motors Corp. v. Grenier
Opinion of the Court
for the majority:
This is an appeal from a jury verdict in favor of Roland Leo Grenier, Sr., a former auto mechanic who is suffering from meso-thelioma, a fatal form of lung cancer. Gre-nier alleged that dust from brake shoes and other friction products manufactured by Ford Motor Company caused his illness.
FACTUAL AND PROCEDURAL BACKGROUND
Grenier was an auto mechanic for 36 years, working with clutches and brakes. In the course of grinding, removing and replacing these “friction products,” Grenier was exposed to chrysotile, a form of asbestos. In 2005, Grenier was diagnosed with diffuse malignant mesothelioma. He filed this action against Ford and numerous other companies, alleging that defendants wrongfully exposed him to inherently dangerous products which caused his fatal illness.
Before trial, the Superior Court held a four day Daubert
After briefing and argument, this Court determined that the trial court’s Daubert decision was based, in part, on facts not supported in the record. As a result, we remanded with instructions that the trial court reconsider and clarify its decision. This Court explained that, “[i]n the interest of justice, we ... seek a clear guarantee that [the trial court] adequately fulfilled the gatekeeping duties Daubert and
DISCUSSION
In Daubert v. Merrell Dow Pharmaceuticals, Inc.
The parties agree that friction products contain chrysotile, and that unrefined chrysotile causes mesothelioma. The factual question is whether chrysotile that has been used in friction products also causes mesothelioma. Ford argues that Grenier’s expert testimony is unreliable because: 1) the experts made an unsupported assumption that the chrysotile found in friction products is indistinguishable from unrefined chrysotile; and 2) all existing epidemiological studies contradict Grenier’s expert opinions.
Dr. Ronald F. Dodson, a researcher who has studied asbestos diseases for more than 30 years, testified at the Daubert hearing that the chrysotile in friction products is no different than unrefined chryso-tile. Dodson based that opinion on his own research, published in a peer-reviewed journal. He found that washing both worn and new friction products released respirable chrysotile fibers. He
In its original Daubeii decision,
Lemen is an epidemiologist and industrial hygienist who, like Dodson, has been studying asbestos for more than three decades. He testified about the limitations of epidemiology in studying a disease like mesothelioma, which is very rare and is a “signature” disease. The trial court summarized Lemen’s opinions:
In determining issues of general association or increased risk with regard to toxicity of a particular substance, epidemiologists consider several perspectives including mechanism of injury, the biological activity of the substance, toxicology and pathology studies, and animal experimentation. They also consider “case reports,” which are reports of individual cases. These reports are of more significance in cases of rare “signature” or “sentinel” diseases like mesothelioma. In such instances, the “case report” offers significant guidance because the general association between the substance (e.g., asbestos) and the disease (e.g., mesothelioma) is well established in the scientific community.... Dr. Le-men is of the view that the epidemiological evidence on this subject is equivocal and that other data, including that which is contained in the case reports, offer a more definitive answer to the general causation question.
* =¡= * *
With respect to automotive friction products specifically, Dr. Lemen has reported on more than 165 published cases that support the conclusion that exposure to friction products can cause meso-thelioma. He is of the view that exposure to chrysotile from friction products is no different than exposure to other chrysotile-containing products.15
In its Report on Remand, the trial court expanded on Lemen’s methodology:
*538 Dr. Lemen employed sound methodology (including Bradford Hill) to conclude that exposure to chrysotile causes disease. He conducted research to determine that friction products contain significant amounts of chrysotile asbestos, and conducted further research to conclude that working with friction products (both in the installation and removal of the product) can release respirable chry-sotile fibers in amounts sufficient to cause disease.
* * * *
[Grenier’s] experts, including Dr. Le-men, testified that they had exhaustively researched the available data that addressed the question of whether exposure to asbestos-containing friction products can cause disease and throughout the data they found no reliable evidence to support a hypothesis that all fibers released from friction products were somehow structurally or chemically different from unrefined chrysotile fibers in a manner that would render them incapable of causing disease.... [S]ince Dr. Lemen’s “assumption” [that friction fibers have the same biological propensities as unrefined chrysotile] was based on an absence of reliable evidence within a large fund of scientific data, it was a well founded assumption upon which he was entitled to rely.16
At the risk of over-simplification, it is fair to say that Grenier’s experts determined that: 1) respirable chrysotile fibers are released from friction products; 2) those friction fibers are the same size and shape as unrefined chrysotile; 3) the fibers’ morphology is the primary attribute affecting carcinogenicity; and 4) comparable fibers were lodged in the lung tissue of people who had worked with friction products and had mesothelioma. From these facts, the experts concluded that the chry-sotile from friction products is no less carcinogenic than unrefined chrysotile. The experts considered Ford’s contention that something in the manufacturing process rendered the chrysotile non-carcinogenic, but they found no scientific data to support that theory. In sum, Grenier’s experts employed reliable methodology, based on what is known and inferences derived by the scientific method. Accordingly, we find no abuse of discretion in the trial court’s decision to admit their testimony.
In addition to its Daubert claim, Ford argues that it is entitled to judgment as a matter of law, or at least a new trial, for other reasons. Specifically, Ford contends that: 1) Grenier failed to prove general causation; 2) Grenier concealed evidence of alternative causes of his illness; 3) the trial court abused its discretion in making-several evidentiary rulings; 4) the trial court gave an erroneous instruction to the jury; and 5) Grenier gave an inflammatory closing argument. We find no merit to these arguments.
Ford’s general causation claim is largely a restatement of its Daubert claim. Grenier was required to prove that Ford’s friction products are capable of causing mesothelioma.
Ford argues next that it should have been granted a new trial based on newly-discovered evidence. After trial, Ford learned that Grenier filed two claims against other companies alleging that he contracted mesothelioma from his exposure to those other companies’ non-friction asbestos products. But well before trial Ford knew that Grenier had been exposed to non-friction products from 30 other manufacturers, and that he had filed claims against some of them. At trial, Ford used Grenier’s list of other asbestos exposures to argue to the jury that his work with non-friction products caused the mesothelioma. Because the two new claims would have been cumulative, the trial court correctly decided that the new evidence probably would not have changed the result, and that a new trial was not warranted. We agree.
Ford also contends that the trial court abused its discretion in several evi-dentiary rulings. First, Ford says that the “Gold Book” should not have been admitted because it is unreliable hearsay. The Gold Book is a 1986 publication by the Environmental Protection Agency titled, “Guidance for Preventing Asbestos Disease Among Auto Mechanics.” It is a simply worded pamphlet that describes how auto mechanics could be exposed to asbestos fibers, what diseases they may contract, and what can be done to control their exposure to asbestos. The pamphlet cites 37 sources of information, including articles by scientists, and reports by the EPA and other federal agencies. The trial court found that the Gold Book is sufficiently trustworthy to qualify as an exception to the hearsay rule and that it would be admissible if Grenier’s experts reasonably relied on it.
D.R.E. 803(8) provides an exception to the hearsay rule for “reports, statements or data compilations, in any form, of a public office or agency setting forth ... factual findings resulting from an investigation made pursuant to authority granted by law.” The EPA is a public agency; the Gold Book is a report that sets forth factual findings; and the EPA has authority to collect and disseminate information on asbestos.
Second, Ford complains that the trial court precluded it from presenting evidence that the Kent cigarettes that Grenier smoked 60 years ago had a “mi-eronite” filter, which was made of toxic asbestos. When the trial court ruled, it understood that Kent made cigarettes with several different filters during the time span in question, and there was no evidence that Grenier had smoked the ciga
On appeal, Ford references articles establishing that the micronite filter was the only type of filter used during most of the 1950s. Ford says that, even without presenting those articles to the trial court, it should have been allowed to cross-examine on the micronite filter’s toxicity because it had a good faith basis for its line of questioning. We disagree. Without some evidence that Grenier actually smoked a cigarette with the micronite filter, the trial court correctly determined that testimony about the toxic effects of micronite filters was too speculative, and therefore inadmissible.
Next, Ford argues that the trial court should have excluded evidence that it, and the other defendants, spent $19 million on experts. Ford says that this information is highly prejudicial and, because it includes money paid to experts who did not testify in this trial, is also irrelevant. We are satisfied that the trial court acted within its discretion in admitting the evidence. The source of funding for scientific research is a factor to be considered in assessing the reliability of the scientific conclusions. Thus, whether the money was spent on experts who testified at this trial or not, it is relevant. As for prejudice, there is no evidence that Ford was seriously disadvantaged, since it used the same tactic against Grenier. During closing, Ford pointed out that Le-men made over $2 million just “for coming into Court.”
Ford’s final evidentiary claim is that the trial court should not have admitted a 1948 article written by a General Motors industrial hygenist, because the article was not properly authenticated. At a pretrial hearing, Ford argued that the article, which was supposed to be a synopsis of a speech, included references to asbestos that were not in the original speech. Ford presented no material supporting its argument, noting only that it had filed a motion in limine on this point but the court had not ruled on it. The court stated:
All right. I’m going to let it in as an admission against interest and the fact that it may or may not be an accurate statement of what was said, I just can’t address now. I’m going — I would have to look at a transcript of what was said the the — if there is such a thing. I would have to look at evidence that this does not accurately reflect the statement, but it appears to me to be admissible as not hearsay.22
Grenier argues that Ford waived this claim because it never objected at trial. Ford says that the trial court ruled, and there was no need for it to object again at trial.
We think that a fair reading of the trial court’s statement is that it was allowing the article into evidence, but leaving open the prospect that Ford would renew its objection and provide the supporting transcript, or evidence, that was lacking at the pretrial conference. Based on this interpretation, we do not find that Ford waived its objection, which is well founded. But the erroneous admission of one document does not warrant a new trial. We must “consider whether the mistake[ ] constituted significant prejudice so
Ford’s next argument is that the trial court erred in responding to a question raised by the jury during deliberations. The jury asked whether it could have any of the studies or published papers to review. After discussing the jury’s request with counsel, the trial court responded, “No, these documents have not been admitted as evidence.”
We review the trial court’s decision whether to give a supplemental instruction for abuse of discretion. The adequacy of the instruction, itself, is subject to de novo review.
Finally, Ford argues that it is entitled to a new trial because Grenier’s closing argument was inflammatory. Ford complains that Grenier: 1) read excerpts from a document not in evidence; 2) repeatedly referred to the $19 million spent on defense experts; 3) referred to Grenier’s family standing at his grave site after the cancer kills him; and 4) referred to Grenier’s son having been in the courtroom throughout the trial. Ford says that each comment was improper, and that the cumulative effect of all the comments was to inflame the jury to render a verdict based on passion or prejudice instead of the evidence.
The comment about the family standing at Grenier’s grave site, however, was improper. Grenier claims it did not make that statement to invoke sympathy, but we find Grenier’s argument disingenuous. Grenier told the jury:
I want to turn to another topic now and that’s compensation for Mr. Grenier.... We, the plaintiffs, are not looking for one iota of money for sympathy. Not one penny. The family will get all the sympathy they need when they stand at Roland Grenier’s grave site after this cancer kills him. They don’t want sympathy.29
Although carefully couched in language that asks for no sympathy, the point of that comment was to remind the jury that Grenier was dying and to invoke the image of his family standing over his grave — in order to garner sympathy. In deciding whether an improper comment is “significantly prejudicial so as to deny [Ford] a fair trial,”
CONCLUSION
Based on the foregoing, the judgment of the Superior Court is hereby affirmed.
. General Motors Corporation also was named as a defendant, and had joined in the appeal. But General Motors filed for bankruptcy protection earlier this year. As a result, the claim against General Motors has been stayed. See: 11 U.S.C. § 362.
. See, generally, Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579, 113 S.Ct. 2786, 125 L.Ed.2d 469 (1993).
. General Motors Corporation v. Grenier, 981 A.2d 524, 2009 WL 267665 at *6 Fn. 7 (Del.Supr.).
. In re Asbestos Litigation, 2009 WL 1034487 (Del.Super.).
. 509 U.S. 579, 113 S.Ct. 2786, 125 L.Ed.2d 469 (1993).
. Kumho Tire Co., Ltd. v. Carmichael, 526 U.S. 137, 141, 119 S.Ct. 1167, 143 L.Ed.2d 238 (1999).
. D.R.E. 702 provides: “If scientific, technical or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue, a witness qualified as an expert by knowledge, skill, experience, training or education may testify thereto in the form of an opinion or otherwise, if (1) the testimony is based upon sufficient facts or data, (2) the testimony is the product of reliable principles and methods, and (3) the witness has applied the principles and methods reliably to the facts of the case.”
. M.G. Bancorporation, Inc. v. Le Beau, 737 A.2d 513, 521 (Del. 1999).
. In re Asbestos Litigation, 911 A.2d 1176 (Del.Super. 2006).
. Id. at 1203.
. 2009 WL 1034487 at *5 (Citing PX 205 at 264 "it has been long known that it is not the chemical composition of the various asbestos fibers that is important in their ability to produce disease, the health effects of asbestos are related primarily to their morphology, their shape and size.").
.911 A.2d at 1189-91.
. In re Asbestos Litigation, 2009 WL 1034487 at *8.
. In re Rezulin Prods. Liab. Litig, 369 F.Supp.2d 398 (S.D.N.Y. 2005).
. 857 F.2d 823 (D.C.Cir. 1988).
. Id. at 830.
. Ibid.
. See: 15 U.S.C. § 2609.
. Appellants’ Appendix, A00548.
. Potter v. Blackburn, 850 A.2d 294, 297 (Del. 2004).
. Appellants' Appendix, A 755.
. See: Sammons v. Doctors for Emergency Servs., 913 A.2d 519, 540 (Del. 2006); Sheeran v. State, 526 A.2d 886, 893 (Del. 1987).
. Chrysler Corp. v. Chaplake Holdings, Ltd., 822 A.2d 1024, 1034 (Del. 2003) (Quotations and citations omitted.).
. Ford raised its objections to Grenier’s closing argument after the arguments had concluded and after the jury had been sent to deliberate. In doing so, it followed the court's instruction: "I would like to remind counsel in this jurisdiction objections during closing arguments are strongly disfavored. If necessary, counsel may ask for the opportunity to place objections on the record at the close of arguments, but in civil cases I ask that there be objections during the closing arguments only under the most extreme of circumstances.” (Appellee's Supplemental Appendix, SA-78).
This Court has consistently required that any objections be made contemporaneously. Failure to do so waives any claim of error. The reasoning is simple: "A party must timely object to improper statements made during closing argument in order to give the trial court the opportunity to correct any error.” Medical Center of Delaware, Inc. v. Lougheed, 661 A.2d 1055, 1060 (Del. 1995); See, also: Koutoufaris v. Dick, 604 A.2d 390, 400 (Del. 1992) (”[T]he failure of opposing counsel to make a contemporaneous objection deprived the trial judge of the opportunity to deal with the problem when it arose. Such inaction is deemed a waiver of any resulting error for appellate purposes.”) (Emphasis added.); Delaware Electric Coop., Inc. v. Duphily, 703 A.2d 1202, 1210 (Del. 1997).
. Dunn v. Riley, 864 A.2d 905, 906 (Del. 2004).
. Appellee's Appendix, B- 311-12.
. DeAngelis v. Harrison, 628 A.2d 77, 80 (Del. 1993) (Quotations and citations omitted.).
. Id. at 81. (Quotations and citations omitted.).
.Because we do not agree that there were multiple improper remarks, we need not address the cumulative effect of the remarks. For the same reason, we need not address the cumulative effect of all the alleged errors raised on appeal.
Dissenting Opinion
dissenting:
I agree with the majority that we review the motion judge’s decision to admit Grenier’s proffered experts for abuse of discretion.
The majority and I differ on the significance of the motion judge’s gatekeeping role under Daubert v. Merrell Dow Pharmaceuticals, Inc.
After a four day Daubert hearing in this case, the motion judge concluded that the “plaintiffs’ medical and scientific evidence ... is sufficiently reliable to pass through the Daubert filter, and that the proper manner by which to challenge the plaintiffs’ theories, and to expose their weaknesses, is through vigorous cross examination of the plaintiffs’ expert witnesses.”
I disagree. The motion judge’s gatek-eeping role does not end when he rules that the proffered expert is qualified to testify in a particular field. An expert may be qualified in a field and his work may have been commented on by other experts, but that alone does not demonstrate that a sound, verifiable methodology underlies an opinion in a particular case. The motion judge must also assess the methodology supporting the proffered expert’s opinion to assure that the opinion is verifiable and therefore reliable. I conclude that the motion judge abused his discretion by allowing the jury to hear expert opinion testimony before completing the Daubert analysis and without sufficient factual support for the proposition that the expert derived his view from a validated, reliable methodology.
DISCUSSION
A. Experts Must Provide Reliable Testimony that Focuses on the Facts of the Case
Delaware Rule of Evidence 702 governs the admissibility of expert testimony and permits the presentation of “scientific, technical or other specialized knowledge” if it “will assist the trier of fact to understand the evidence or to determine a fact in issue.”
To fulfill the role of gatekeeper, the trial judge must determine whether:
(1) the witness is qualified as an expert by knowledge, skill experience, training or education;
(2) the evidence is relevant and reliable;9
(3) the expert’s opinion is based upon information reasonably relied upon by experts in the particular field;
(4) the expert testimony will assist the trier of fact to understand the evidence or to determine a fact in issue; and
(5) the expert testimony will not create unfair prejudice or confuse or mislead the jury.10
As the gatekeeper, a trial judge must determine “whether an expert’s testimony ‘has a reliable basis in the knowledge and experience of [the relevant] discipline.’ ”
Though an expert’s conclusion need not be consistent, the expert must have applied his principles and methods reliably to the facts of the case.
(1) whether a theory or technique can or has been tested;
(2) whether it has been subjected to peer review and publication;
*545 (3) whether a technique had a high known or potential rate of error and whether there are standards controlling its operation; and
(4) whether the theory or technique enjoys general acceptance within a relevant scientific community.19
Ordinarily, scientific testing is a key consideration for a trial judge in determining reliability because testing a hypothesis separates science from other fields of human inquiry.
In this case, I believe the motion judge abused his discretion when he permitted Drs. Lemen and Dodson to offer concluso-ry opinions without providing the principles and methodology testing the opinions that would suggest that those opinions were reliable. After finding that the experts were qualified to testify in their field, the motion judge should have evaluated their proffered testimony to ensure that it had good grounds in reliable scientific methodology.
Grenier’s experts did not offer evidence to satisfy Daubert’s first reliability indicator of whether the principle or methodology underlying the opinion can or has been tested.
Though Grenier’s experts purportedly relied on peer review studies, another Daubert reliability indicator,
Similarly, Dr. Dodson concluded through his own research and peer review studies that friction products may release chryso-tile fibers as well as inert fibers. He opined that chrysotile fibers from nonfriction products cause disease. He assumed that chrysotile fibers from friction products could cause disease on the sole proposition that there was no evidence contradicting his hypothesis. Dr. Dodson did not consider the surface charge or surface chemistry of the friction fibers when he assumed that friction fibers would have the same toxicity as nonfriction fibers. Yet, both Drs. Lemen and Dodson acknowledged that surface characteristics affect the toxicity of fibers. Despite that ac-knowledgement and the absence of any independent validating testing of their own, neither Dr. Lemen nor Dr. Dodson provided peer review studies to bolster the reliability of their hypothesis that fibers subjected to friction cause disease.
No other listed Daubert reliability indicators were present. The experts did not profess that they had a technique with a high known or potential rate of error and whether there are standards controlling its operation.
In his Report on Remand, the motion judge assumed that the lack of evidence discounting Drs. Lemen’s and Dodson’s speculation fortified their speculation.
B. The Burden of Proof Rests on the Party Proffering the Expert
The motion judge compounded the error of admitting Grenier’s experts by placing a burden on Ford to disprove Grenier’s experts’ opinions’ admissibility. The party proffering an expert bears the burden of establishing that the expert’s opinions are admissible by a preponderance of the evidence.
Because I disagree that Grenier’s expert’s testimony satisfied Daubert, I conclude that the motion judge abused his discretion when he allowed Drs. Dodson and Lemen to offer opinion testimony. Dr. Lemen was Grenier’s sole causation expert. Admitting his unreliable opinion testimony constituted reversible error.
. M.G. Bancorporation v. Le Beau, 737 A.2d 513, 522 (Del. 1999) (citing Gen. Elec. Co. v. Joiner, 522 U.S. 136, 146, 118 S.Ct. 512, 139 L.Ed.2d 508 (1997)).
. 509 U.S. 579, 113 S.Ct. 2786, 125 L.Ed.2d 469 (1993).
. In re Asbestos Litig., 911 A.2d 1176, 1180 (Del.Super. 2006).
. D.R.E. 702.
. Id.
. 509 U.S. 579, 113 S.Ct. 2786, 125 L.Ed.2d 469 (1993).
. Bowen v. E.I. DuPont de Nemours & Co., 906 A.2d 787, 795 (Del. 2006) (citing Tolson v. State, 900 A.2d 639, 645 (Del. 2006); Eskin v. Carden, 842 A.2d 1222, 1227 (Del. 2004)).
. Id. at 794.
. Eskin, 842 A.2d at 1228; see Goodridge v. Hyster Co., 845 A.2d 498, 503 (Del. 2004).
. Daubert, 509 U.S. at 590, 113 S.Ct. 2786; see D.R.E. 702 (expert testimony requires reliable principles and methods that are applied to the facts of the case).
. Daubert, 509 U.S. at 590, 113 S.Ct. 2786.
. Eskin v. Carden, 842 A.2d 1222, 1228 (Del. 2004); see also Daubert, 509 U.S. at 593, 113 S.Ct. 2786 (whether a theory or technique will assist the trier of fact as scientific knowledge will often rely on whether it can and has been tested).
. Potter v. Blackburn, 850 A.2d 294, 299 (Del. 2004) (quoting Mason v. Rizzi, 2004 WL 439690, at *4 (Del.)).
. Bowen v. E.I. DuPont de Nemours & Co., 906 A.2d 787, 794 (Del. 2006) (citing Daubert, 509 U.S. at 595, 113 S.Ct. 2786).
. D.R.E. 702.
. Daubert, 509 U.S. at 590-94, 113 S.Ct. 2786.
. Id.
. D.R.E. 702; Daubert, 509 U.S. at 590, 113 S.Ct. 2786.
. See Daubert, 509 U.S. at 593, 113 S.Ct. 2786 (trial judge can consider whether a method can or has been tested for reliability).
. Id.
. See id. at 593-94, 113 S.Ct. 2786 (trial judge can consider peer review studies for reliability).
. General Motors v. Greiner, C.A. No. 05C-11-257, at * 14 (Del. 2009) (Remanding Appeal).
. D.R.E. 702; Eskin v. Carden, 842 A.2d 1222, 1228 (Del. 2004).
. See Daubert, 509 U.S. at 593-94, 113 S.Ct. 2786 (trial judge can consider peer review studies for reliability).
. D.R.E. 702; Eskin, 842 A.2d at 1228; see also Daubert, 509 U.S. at 593, 113 S.Ct. 2786 (whether a theory or technique will assist the trier of fact as scientific knowledge will often rely on whether it can and has been tested).
. See Daubert, 509 U.S. at 594, 113 S.Ct. 2786 (trial judge can consider a known rate of error for reliability).
. See id. (trial judge can consider general acceptance for reliability).
. In re Asbestos Litig., C.A. No. 05C-11-257, 2009 WL 1034487, at *5-5, 8, 9-10 (Del.Super. 2009) (Report on Remand).
. Bowen v. E.I. DuPont de Nemours & Co., 906 A.2d 787, 795 (Del. 2006) (citations omitted).
. Daubert, 509 U.S. at 590, 113 S.Ct. 2786; Bowen, 906 A.2d at 794; Eskin, 842 A.2d at 1228.
Reference
- Full Case Name
- GENERAL MOTORS CORPORATION and Ford Motor Company, Defendants Below, Appellants, v. Roland Leo GRENIER, Sr., Plaintiff Below, Appellee
- Cited By
- 22 cases
- Status
- Published