John Goodman v. Florida Department of Law Enforcement
John Goodman v. Florida Department of Law Enforcement
Opinion of the Court
Appellant John Goodman was involved in a vehicular collision that resulted in the death of another individual. Appellant’s blood was drawn after the accident for blood alcohol testing, pursuant to Florida’s implied consent statutes. See §§ 316.1932-34, Fla. Stat. (2010): Ultimately, Appellant was charged with DUI Manslaughter/Failed to' Render Aid and Vehicular Homicidé/Failed to Give Information or Render Aid. As part of his defense, Appellant moved to exclude the blood alcohol test results, challenging Florida Administrative Code Rules 11D-8.012 and 11D-8.013 and the authority of the Florida Department of Law Enforcement (“FDLE”) to promulgate these’rules'relating to the collection’and labeling of blood for blood alcohol content testing. The trial court deferred ruling on the motion and transferred this issue to the Florida Division of Administrative Hearings, under the doctrine of primary jurisdiction.
Subsequently, the trial court denied Appellant’s motion to exclude the blood test results. Appellant was ultimately convicted of the above-noted charges and sentenced.
BACKGROUND
As noted above, Appellant challenges the legitimacy and sufficiency of two FDLE regulations: Rules 11D-8.012 and 11D-8.013. These regulations govern the collection and storage of blood samples for the FDLE’s blood alcohol testing program, as well as regulate those persons qualified to test the samples. ’ Rule 8.012 specifies a number of steps that must be taken during the blood collection and testing process, including, inter alia, that the skin must be cleansed with a non-alcohol antiseptic before collection, that the samples “must be collected in a glass evacuation tube that contains a preservative,” that “the tube must be inverted several times” and la-belled properly, and that the samples must be refrigerated if they are stored for more than seven days. However, the rule does not set standards either for the type and size of needle to be used or the tourniquet application protocol to be followed in the collection of a blood sample for testing. Rule 8.013 lays out the requirements for a Florida blood analyst permit, and further sets forth the blood alcohol testing analytical procedures. This rule fails to explicitly require the analysts to screen for and reject compromised blood samples, or to document irregularities in the tested samples.
These deficiencies, Appellant argues, render the regulatory scheme insufficient to ensure the reliability of the blood alcohol test results. However, as described below, Appellant’s argument is an over-broad solution in search of a problem that does not-exist,
ANALYSIS
A. Challenge to Rule 11D-8.012
“In an appeal from final administrative action, this court reviews the administrative agency’s findings of fact to determine whether they are supported by competent, substantial evidence.” Dorcely v. State Dep’t of Bus. & Prof. Regulation, 22 So.3d 834, 836 (Fla. 4th DCA 2009). “We review the agency’s conclusions of law de novo.” Id. In a challenge to an existing rule, the burden is on the petitioner to demonstrate that the rule is invalid. See § 120.56(3)(a), Fla. Stat. (2010); State Dep’t of Children & Family Servs. v. I.B., 891 So.2d 1168, 1171 (Fla. 1st DCA 2005).
By law, persons accepting drivers’ licenses in the state are deemed to consent to testing of their blood alcohol content. § 316.1932(l)(a)l.a., Fla. Stat. (2010). The “underlying purpose of the implied consent law ... ‘is to ensure reliable scientific evidence for use in future court proceedings and to protect the health of those persons being tested....’” State v. Miles, 775 So.2d 950, 953 (Fla. 2000) (emphasis omitted) (quoting Bender,
Appellant argues that Rule 8.012 is invalid for failure to specify a required needle size for drawing blood. Specifically, he alleges that his blood was drawn using a twenty-five gauge butterfly needle, rather than a “standard” twenty-one gauge straight needle. A twenty-five gauge needle is narrower than a twenty-one, and, unlike a straight needle, which injects blood directly into the vial, a butterfly needle delivers blood to the collection vial via a small length of rubber tubing. Although the standard kits used by law enforcement contain the twenty-one gauge straight needles, the twenty-five gauge butterfly needles can be useful for certain patients.
At the proceedings below, the administrative law judge heard testimony from seven expert witnesses, all of whom opined on the relative effectiveness of this deviation in needle size and type and/or the effectiveness of the procedures in place under the current regulations. The testimony established that the use of a smaller butterfly needle to draw a suspect’s blood can have several effects on a blood sample, such as increased blood clotting or hemoly-sis (the release of the contents of red blood cells into the surrounding plasma).
Although the testimony presented at the hearing was subject to multiple conclusions on this point, there was sufficient evidence in the record to support the ALJ’s findings of fact as to the effect of clotting on the accuracy of blood testing. First, the testimony was clear that a smaller needle can increase clotting, and that clotting can affect the accuracy of a blood alcohol test. However, one expert testified that it is still possible to get an accurate result from testing a properly prepared sample even after clotting had occurred because the clot does not add or subtract anything from the blood that would affect the test.
The takeaway point from this expert’s testimony is that “a sample collected using a 25-gauge butterfly needle. -[is] valid for blood alcohol determination using heads-pace gas chromatography” so long as proper procedures are followed, and that Rule 8.012 is not invalid for failure to specify a required needle size for drawing blood. See State v. Friedrich, 681 So.2d 1157, 1161-63 (Fla. 5th DCA 1996) (finding that, so long as the Intoxilyzer breath tests were made in substantial compliance with the applicable statutes and rules and the results of the tests “are sufficiently reliable so as to be generally acceptable in the scientific community,” the court could not “say FDLE is remiss for not adopting rules or protocols in this regard”). Thus, the testimony established that clotting is notably different than the flaws caused by the lack of refrigeration in Miles, which could not be rectified after the fact. Miles, 775 So.2d at 954-55. This testimony was sufficient for the ALJ to find that clotting, even when increased by the use of a smaller butterfly needle, does not inherently render blood alcohol testing inaccurate, as there were commonly known and utilized curative procedures.
B, Challenge to Rule 11D-8.013
Appellant also argues that Rule 8.013 improperly fails to require the screening, removal, or documentation of flawed blood samples. FDLE responds, and we agree, that Appellant has not established that the Rule has failed to ensure the accuracy of the blood testing program. The Rule itself, titled “Blood Alcohol Permit — -Analyst,” sets out criteria to apply for a permit to conduct blood alcohol anal-yses, including submission of an application providing “[a] complete description of proposed analytical procedure(s) to be used in determining blood alcohol level.” The applicant’s “proposed analytical procedures” are then reviewed by the Department.
Appellant called two witnesses who actually conducted blood tests for the Palm Beach County Sheriffs Office. Both testified that they routinely documented any irregularities in blood samples. Another expert, who had analyzed thousands of blood samples, stated that he always made written documentation if .a sample was clotted and required analysts working under him to do the same. That second expert, -who was in fact the person who tested Appellant’s blood in this case, specifically stated that “any time a sample is clotted, it is documented on the analyst’s case file and is also reported ... [a]s additional remarks under the conclusions.”
Any attempt by FDLE to regulate for every possible contingency that may arise in the collection or testing processes would swiftly devolve into a hopeless endeavor and serve only to expand the Department’s regulations to epic lengths.
CONCLUSION
Appellant has failed to show that Rules 8.012 and 8.013 do not ensure the accuracy of the blood testing program. The ALJ’s and trial court’s determinations that these rules adequately protect thé reliability and consistency of blood testing were supported by competent evidence in the record on appeal. For these reasons, we affirm the, administrative law judge’s order.
Affirmed.
, “The doctrine of primary jurisdiction dictates that when a party seeks to invoke the original jurisdiction of a trial court by asserting an issue which is beyond the ordinary experience of judges and juries, but within an administrative agency’s special competence, the court should refrain from exercising its jurisdiction over that issue until such time as the issue has been ruled upon by the agency.” Flo-Sun, Inc. v. Kirk, 783 So.2d 1029, 1036-37 (Fla. 2001).
. Appellant’s appeal of his conviction and sentence is proceeding separately.
. On appeal, Appellant has focused his arguments with respect to Rule 8.012 solely on the increase in clotting caused by a smaller needle and deficient tourniquet usage.
. See also Derrick J. Pounder & Alan Wayne Jones, Post-Mortem Alcohol — Aspects of Interpretation, in Forensic Issues in Alcohol Testing 65, 66 (Steven B. Karch ed. 2008) (“The presence of blood clots will not necessarily have a negative influence on the accuracy of the blood alcohol analysis using headspace gas chromatography.”).
. Appellant has failed to provide a copy of his report as part of the record on appeal. We therefore do not know whether Appellant’s blood was in fact clotted.
. No other state appears to have regulated to the extent that Appellant argues Florida must. Appellant has not provided, and we have failed to locate, a single rule across the country that regulates the exact size of needle that must be used. Instead, the rules simply provide general guidance clearly intended to be supplemented by standard best practices and medical knowledge. See, e.g., Miss. Admin. Code 31-5-2:1750.000 et seq. (2016) (adopting rules regulating blood collection without specifying a particular needle size to be used); § 577.029, Mo.Rev.Stat. (2016) (requiring use of a "previously unused and sterile needle”); Mont. Admin. R. 23.4.220 (2016) (adopting rule with similar requirements to FDLE rule); N.H.Code Admin. R. Saf-C 6402.02 (2016) (same); Ohio Admin. Code 3701-53-05 (2016) (requiring blood to be drawn "with a sterile dry needle”). With regards to the screening of blood, we have found only one state — Maine—which specifically requires analysts to document clots found in testing samples. See. 10-144 Ch. 270 Me.Code. R. § B(3)(e) (2016),
, See Edward J. Imwinkelried, Some Preliminary Thoughts on the Wisdom of Governmental Prohibition or Regulation of Employee Urinalysis Testing, 11 Nova L.Rev. 563, 596-97 (1987) (calling for government regulation of laboratories, but only going so far as to argue that the laboratories should themselves establish specific internal quality control procedures based on more general regulations).
070rehearing
We deny Appellant’s motion for rehearing. We grant Appellant’s June 28, 2016 Motion for Certification of Questions of Great Public Importance and certify thé following questions to the Florida. Supreme Court:
(1) ARE THE CURRENT RULES OF THE FLORIDA DEPARTMENT OF LAW ENFORCEMENT (FDLE) INADEQUATE UNDER STATE v. MILES, 775 So.2d 950 (Fla. 2000), FOR PURPORTEDLY FAILING TO SUFFICIENTLY REGULATE PROPER BLOOD DRAW PROCEDURES, AS WELL AS THE HOMOGENIZATION PROCESS TO “CURE” A CLOTTED BLOOD SAMPLE?
(2) ARE THE PRESENT RULES SIMILARLY INADEQUATE FOR FAILING TO SPECIFICALLY REGULATE THE WORK OF ANALYSTS IN SCREENING BLOOD SAMPLES, DOCUMENTING IRREGULARITIES, AND REJECTING UNFIT SAMPLES?
Reference
- Full Case Name
- John GOODMAN, Appellant, v. FLORIDA DEPARTMENT OF LAW ENFORCEMENT, Appellee
- Cited By
- 3 cases
- Status
- Published