Porterfield v. Gilmer
Porterfield v. Gilmer
Opinion of the Court
We have before us an appeal involving legal
Mr. Porterfield then instituted the present action against Gilmer based upon the same acts of negligence involved in the prior case against Gilmer’s master, Philco, and was confronted in Gilmer’s first defense with a plea of "res judicata and/or estoppel by judgment and/ or the law of the case and/or the fact that all of these matters were either previously litigated or could have been litigated previously.” Plaintiff Porterfield and defendant Gilmer both moved for summary judgment as to Gilmer’s first defense; the trial court granted Gilmer’s motion and denied that of Porterfield; and Porterfield complains of both rulings, having obtained a certificate
We reverse both rulings. We held in Davis v. Bryant, 117 Ga. App. 811 (162 SE2d 249), that the relationship of master and servant does not ipso facto constitute privity for purposes of res judicata or estoppel by judgment. " [T]he rule that where the liability of the master to a third person is purely derivative and dependent entirely upon the principle of respondeat superior, a judgment on the merits in favor of the agent or servant is res judicata in favor of the principal or master, though he was a party to the action, 'is an exemplification of the broader rule by which one whose liability is wholly derivative may claim the benefit of a judgment in favor of the person from whom his liability is derived.’ ” Davis v. Bryant, 117 Ga. App. 811, 812-813, supra, quoting from Roadway Express, Inc. v. McBroom, 61 Ga. App. 223 (6 SE2d 460). The master, sued for the negligence of his servant under the doctrine of respondeat superior, may claim the benefit of a prior judgment in favor of the servant since all evidence bearing on the issue of the servant’s negligence would have been admissible in the suit against the servant, thus fully and finally adjudicating that issue. However, there is no rule of law that all evidence admissible against the servant himself is ipso facto admissible against the master, and it is the quantum and quality of evidence which determines the outcome of the substantive issue of the servant’s negligence. Hence the ruling in Hunter v. Embree, 122 Ga. App. 576 (178 SE2d 221), which is dispositive of this appeal: "The liability of a [master] to a third person is purely derivative and dependent upon the doctrine of respondeat superior and a judgment on the merits in favor of the agent or servant is res judicata in favor of the [master], though he was not a party to the action. Roadway Express, Inc. v. McBroom, 61 Ga. App. 223, supra; Giles v. Smith, 80 Ga. App. 540
It is suggested that we overrule Hunter v. Embree, supra, and that the requirement of mutuality of estoppel be abandoned. The general rule is "that the operation of the doctrine of res judicata [or estoppel by judgment] must be mutual, and that one of the essential elements of the doctrine is that both the litigants must be alike concluded by the judgment, or it binds neither. Under this rule, if a judgment cannot be effective as res judicata against a person, he may not avail himself of the adjudication and contend that it is available to him as res judicata against others. ”46 AmJur2d 673, Judgments, § 521. (Emphasis supplied.) In the instant case, the prior federal court judgment is not effective as res judicata or as estoppel by judgment against Gilmer, thus leaving him free to claim or counterclaim against Porterfield. Davis v. Bryant, 117 Ga. App. 811, supra. Consequently, unless the requirement of mutuality be abandoned, Gilmer may not avail himself of the judgment and contend that it is available to him as a bar against Porterfield.
"It is a general universal rule that estoppels must be mutual. Strangers can neither take advantage of, nor be bound by an estoppel.” Luke v. Hill, 137 Ga. 159, 161 (73 SE 345). "And that which is not an estoppel, to the party insisting on it as an estoppel, cannot be an estoppel to the other party. Estoppel, to be good, must be 'reciprocal.’ ” Gaither v. Gaither, 23 Ga. 521, 528 (3). "Estoppels by judgment, like estoppels in pais, must be mutual.” Dodd v. Mayfield, 99 Ga. 319, 320 (25 SE 698). "Estoppels are not favored at law and in no case can the doctrine be invoked save where the estoppel is mutual. Harris v. Amoskeag Lumber Co., 101 Ga. 641, 643 (29 SE 302); Dodd v. Mayfield, 99 Ga. 319, 320 (25 SE 698); Luke v. Hill, 137 Ga. 159 (1) (73 SE 345, 38 LRA(NS) 559); Whitman v. Bolling, 47 Ga. 125, 133.” Tarver v. Jones, 34 Ga. App. 716, 717 (2) (131 SE 102)."'There is one general rule, which is applicable alike to estoppel by record, by deed, and to equitable estoppel or estoppel in
In view of the Supreme Court’s adherence to the mutuality rule, we are not free to abandon it in this court. Since Gilmer is not bound by the prior judgment, the mutuality rule precludes him from taking advantage of it.
Order granting summary judgment to Gilmer is reversed; order denying summary judgment to Porterfield as to Gilmer’s first defense is reversed with direction to strike the defense.
Gilmer was not joined as a party defendant, apparently because of a lack of diversity of citizenship, the Porterfields and Gilmer all being Georgia residents.
Dissenting Opinion
dissenting.
I would affirm the trial court.
1. (a) As noted in the majority opinion, the plaintiff filed suit against the defendant’s employer (Philco) in the United States District Court. The basis for the suit was the alleged negligence of Philco’s employee, Gilmer, the present defendant. Philco’s alleged liability was purely derivative. The plaintiff chose to bring that suit in the federal courts for reasons best known to him. Gilmer, being a resident of Richmond County, could not be joined in the plaintiff’s federal court suit because there would not be a complete diversity of citizenship, the plaintiff also being a Georgia resident. However, the plaintiff could have sued Gilmer or both Philco and Gilmer in the Richmond Superior Court if he so desired. Be that as it may, the plaintiff selected the forum of his choice and chose the defendant he wished to sue. The issues were
In reversing the judgment of the trial court, the majority relies on Hunter v. Embree, 122 Ga. App. 576 (178 SE2d 221). The holding in that case should be overruled. In determining the validity of a plea of res judicata or estoppel by judgment three questions are pertinent: (1) Was the issue decided in the prior adjudication identical with the one presented in the suit in question? (2) Was there a final judgment on the merits? (3) Was the party against whom the plea is asserted, a party or in privity with a party to the prior adjudication? The foregoing criteria were initially developed by Justice Tray nor in Bernhard v. Bank of America Nat. Trust &c. Assn., 19 Cal. 2d 807, 811 (122 P2d 892) (1942). In developing the criteria, Justice Traynor, who later became one of the nation’s great Supreme Court Chief Justices, observed: "The criteria for determining who may assert a plea of res judicata differ fundamentally from the criteria for determining against whom a plea of res judicata may be asserted. The requirements of due process of law forbid the assertion of a plea of res judicata against a party unless he was bound by the earlier litigation in which the matter was decided. [Cits.] He is bound by that litigation only if he has been a party thereto or in privity with a party thereto. (Ibid.) There is no compelling reason, however, for requiring that the party asserting the plea of res judicata must have been a party, or in privity with a party, to the earlier litigation. No satisfactory rationalization has been advanced for the requirement of mutuality. Just why a party who was not bound by a previous action should be precluded from asserting it as res judicata against a party who was bound by it is difficult to comprehend. [Cit.] Many courts have abandoned the requirement of mutuality and confined the requirement of privity to the party against whom the plea of res judicata is asserted. [Cits.] The commentators are almost unanimously in accord. [Cits.] The courts of most jurisdictions have in effect accomplished the same result by recognizing a broad exception to the re
Graves v. Associated Transport, Inc., 344 F2d 894 (1965) and Lober v. Moore, 417 F2d 714 (1969) are two cases very similar to the case at bar, to which the foregoing criteria were applied. In Graves, "a collision occurred near Fincastle, Virginia, between a passenger automobile owned and operated by the plaintiff, Walter B. Graves, and a tractor-trailer transport owned by the defendant, Associated Transport, Inc. [hereinafter, Associated], and operated by its employee, Thomas S. Flowers. In the present action Graves seeks damages from Associated for personal injuries suffered in the collision, which he alleges was caused by negligence on the part of the defendant’s driver, Flowers. On July 14, 1964, the jury returned a verdict for Graves in the
In Lober, "appellant sustained personal injuries within the District of Columbia while riding as a paying passenger in a taxicab owned by Arlington Yellow Cab Company, Inc. (Arlington) and operated by Willis Moore, the appellee. Appellant thereafter sued both Arlington and appellee in the Circuit Court of Arlington County, Virginia, for damages on account of those injuries. Appellee, however, was not served with process in that suit, and his only appearance therein was as a witness at the trial. The jury, to which the case was tried, returned a verdict in Arlington’s favor, and the court
Georgia has long recognized that "[w]here the liability, if any, of the master to a third person is purely derivative and dependent entirely upon the principle of respondeat superior a judgment on the merits in favor of the agent or servant is res judicata in favor of the
(b) The decision of this court in Davis v. Bryant, 117 Ga. App. 811 (162 SE2d 249), is in complete harmony with the view expressed in this dissent, and I do not believe it is authority for the holding in Hunter v. Embree, supra, as a review of the facts in the case will reveal. In Davis v. Bryant, supra, "a collision occurred at Eton, Georgia, between a dump truck owned by Murray County and a tractor-trailer unit owned by T. W. Bryant. Davis, an employee of Murray County, was operating the county’s truck, and George Willkie Bryant, an employee of T. W. Bryant, was operating the latter’s truck. The county filed suit against the Bryants seeking to recover for damage to its dump truck, contending that the collision and damage was caused by the negligence of George Willkie Bryant acting within the scope of his employment with T. W. Bryant. The Bryants answered and counterclaimed, contending that the collision was caused by the negligence of Davis, an employee and agent of the county, T. W. Bryant seeking to recover from the county for damages to his tractor-trailer unit and George Willkie Bryant seeking to recover damages for personal injuries sustained in the collision. The jury found that neither the county nor the Bryants were entitled to recover, and judgment was entered on the verdict and not appealed from. Davis, the employee of the county, was not a party to the action.” As previously noted in the criteria developed by Justice Traynor (Bernhard v. Bank of America Nat. Trust & Sav. Assn., supra) in determining the validity of the plea, three criteria must be met: (1) Was the issue decided in the prior adjudication, identical
(c) I would feel remiss if I did not advance yet another reason upholding the position taken in this dissent. The legal theory I have attempted to advance was first expressed in our state in Roadway Express, Inc. v. McBroom, 61 Ga. App. 223, supra (1939). The authorities cited from other jurisdictions are bottomed on the same foundation. The position taken in Hunter v. Embree, 122 Ga. App. 576, supra (1970), is antagonistic and repugnant to that legal principle. Being the junior case, Hunter v. Embree should yield to Roadway Express, Inc. v. McBroom, supra, under the doctrine of stare decisis. See Calhoun v. Cawley, 104 Ga. 335, 344 (30 SE 773).
2. In his brief, the plaintiff complains of the exclusion of evidence of alleged admissions by Gilmer at the scene of the collision. These were excluded by the trial judge on the basis that they were irrelevant and could not bind the employer, Philco. In my judgment, the U. S. District judge erred in this ruling. The admissions would be admissible as part of the res gestae, but would not have bound Philco. However much this court may wish to do it, it cannot serve as a quasi-collateral means of correcting errors committed in the trial of cases in the United States District Courts. The plaintiffs remedy for the erroneous ruling in the U. S. District Court was an appeal to the United States Court of Appeals for the Fifth Circuit. This the plaintiff proceeded to do, but later elected to dismiss his appeal. He is now too late and in the wrong forum to urge the correction of this error.
For the foregoing reasons, I would affirm the judgment of the trial court and respectfully dissent.
I am authorized to state that Presiding Judge Eberhardt and Judge Clark join in this dissent.
Reference
- Cited By
- 10 cases
- Status
- Published