Gay v. State
Gay v. State
Concurring Opinion
concurring specially.
I join fully in the majority opinion, but write separately to express my concerns about the current state of Batson in Georgia. I am of the opinion that the parties in litigation should be able to select the jurors of their choice absent purposeful discrimination. And when Batson v. Kentucky was decided in 1986, the U. S. Supreme Court set forth a fairly straightforward procedure for evaluating allegations of purposeful discrimination in the jury selection process: (1) first the challenging party establishes a prima facie case by pointing to facts and circumstances giving rise to an inference that the other party has used peremptory strikes in a discriminatory fashion; and (2) then the party exercising the strikes had the opportunity to rebut that inference by articulating “a neutral explanation related to the particular case to be tried.” Batson v. Kentucky, 476 U. S. 79, 97-98 (106 SC 1712, 90 LE2d 69) (1986).
Even with these refinements, however, the U. S. Supreme Court made clear that appellate courts are to give great deference to the trial judge’s determinations under Batson. Hernandez, 500 U. S. at 364-365. But in Georgia, the appellate courts have chipped away at that rule of deference by repeatedly stepping in to second-guess the trial judge on Batson analyses. See, e.g., Hinson v. State, 237 Ga. App. 366, 374, n. 4 (515 SE2d 203) (1999) (Eldridge, J., dissenting). The rule set out in Ayiteyfio v. State, 254 Ga. App. 1 (561 SE2d 157) (2002), is but another example of overreaching by the appellate courts. Although the dissent attempts to justify the “multiple reason” rule as a tool for a trial judge to determine when a juror is similarly situated, it is simply another encroachment upon the trial judge’s decision-making process.
Accordingly, I agree that Ayiteyfio must be overruled and urge that the appellate courts in this state continue to follow the spirit of Batson by balancing the purposes behind the Batson rule with deference to the trial courts. Our Supreme Court aptly described the appellate court’s role as follows:
In evaluating the trial court’s findings, this Court must keep in mind the unique perspective the trial court judge has in evaluating the rationale given by the [striking party]. A cold transcript cannot convey all of the subtle nuances of the process of jury selection. This [C]ourt gives the trial court’s findings great deference. This Court, however, will not subvert the policy of Batson by acting as a rubber stamp, accepting all nonracial explanations of the court without exception. The [striking party] must show that its peremptory strikes of jurors are neutral, related to the case to be tried, and clear and reasonably specific.
(Citations omitted.) Berry v. State, 263 Ga. 493, 494 (435 SE2d 433) (1993).
Opinion of the Court
Omar Gay appeals his conviction of armed robbery and aggravated assault, arguing that the trial court erred in ruling that he engaged in purposeful racial discrimination during jury selection in the use of a peremptory strike against Juror No. 25. In addition, Gay asserts that the trial court erred in failing to grant him an additional peremptory strike to replace the one he lost when Juror No. 25 was
1. Gay is African-American, and he exercised all 13 of his peremptory strikes to excuse Caucasian jurors. The state, relying on Batson v. Kentucky
In McCollum, the United States Supreme Court extended its decision in Batson and held that the equal protection clause precludes a criminal defendant from engaging in purposeful discrimination on the basis of race in the exercise of peremptory strikes. When the state challenges a strike as racially motivated, a three-step process ensues: (1) the state must make out a prima facie case of racial discrimination; (2) if established, the burden of production shifts to the defendant to come forward with a race-neutral explanation;
Because Gay used all of his peremptory challenges against Caucasians, the trial court concluded that the state had established a prima facie case of racial discrimination.
Gay continued to argue that Juror No. 25 should not be seated because “maybe he wants to get out of here. Maybe he is more sympathetic with the state; he’s ready to get out of here; he supervises people. He can be a little more assertive and say let’s go ahead, let’s do this. These jurors need to take time with this case.”. Gay admitted, however, that Juror No. 25 indicated that jury service “wouldn’t be a problem between now and Monday.” Moreover, when an alternate juror expressed concern about his travel plans for the week of trial, the prosecutor stated he did not “anticipate the trial taking much longer than tomorrow afternoon.” Gay’s counsel quipped: “I hope it doesn’t take that long.” The court concluded that the state had met its burden of proving purposeful racial discrimination and seated Juror No. 25.
An overarching principle of appellate jurisprudence is that this Court does not substitute its judgment for that of the trier of fact.
Gay contends that because no other juror was precisely similarly situated to Juror No. 25, racial discrimination cannot be found. This reasoning is flawed. It is based on a misinterpretation of Lingo v. State,
It is well established that “[w]here there are two permissible views of the evidence, the factfinder’s choice between them cannot be clearly erroneous.”
Similarly, in the case at bar, the defendant, an African-American, struck Juror No. 25, a Caucasian, for multiple reasons. No African-American seated on the jury satisfied all three of the criteria advanced for the strike of Juror No. 25. Application of Ayiteyfio’s “multiple reason” rule would prohibit the trial judge from inferring racial discrimination and would permit a defendant to find a pretext for a racially motivated strike by stating multiple reasons after extensive voir dire. Authorizing such pretexts gives trial counsel a foolproof way to evade McCollum at whim. But McCollum is the law, and it must, be followed.
To overturn the trial court’s determination in this case would constitute de novo appellate review of a ruling made at stage three of the McCollum inquiry. We will not contravene precedents obliging this Court to accord great deference to the trial court’s findings and
In Hinson v. State,
[t]his Court has repeatedly substituted its own evaluation of the striker’s explanations for that of the trial court. In those instances wherein the trial court disbelieves otherwise race-neutral reasons, i.e., McCollum challenges, this Court routinely reverses. Accordingly, the efficacy of McCollum in Georgia has been seriously compromised.21
Today, we restore the efficacy of McCollum in Georgia. The trial judge’s decision is affirmed.
2. Gay complains for the first time on appeal that he lost a strike by virtue of the court reseating Juror No. 25. However, Gay never raised this issue before the trial court. At the conclusion of jury selection, the trial court inquired: “Is this your jury, counsel?” The state responded affirmatively. The trial court then asked: “Any reason why this jury should not be sworn?” Gay’s counsel replied: “Nothing from the defense, Your Honor.” Having failed to request an additional strike, or any other remedy for the grant of the state’s motion with respect to Juror No. 25, Gay has failed to preserve this issue for appellate review. “Any assertion of a Batson issue must be raised before the jurors are sworn, in order to allow the trial court to ensure
3. Finally, Gay contends that the trial court reversibly erred in allowing Randy Miles to testify because his name did not appear on the state’s witness list.
Judgment affirmed.
476 U. S. 79 (106 SC 1712, 90 LE2d 69) (1986).
505 U. S. 42 (112 SC 2348, 120 LE2d 33) (1992).
In stage two, the trial court considers only the words of the explanation. Credibility, plausibility, and the speaker’s demeanor are not relevant at stage two. See generally Purkett v. Elem, 514 U. S. 765 (115 SC 1769, 131 LE2d 834) (1995); Jackson v. State, 265 Ga. 897, 899 (2) (463 SE2d 699) (1995). Therefore, our review of a stage two reason is de novo, unlike our review of rulings in stage one (the prima facie case) and stage three (the motivation case). Our review of stage two is analogous to our review of summary judgments or to our former reviews of demurrers in common law pleading.
Purkett, supra at 767-768; Jackson, supra.
(Citation omitted.) Purkett, supra at 768; Wolfe v. State, 273 Ga. 670, 673 (3) (544 SE2d 148) (2001).
See Lingo v. State, 263 Ga. 664, 665 (1) (437 SE2d 463) (1993); White v. State, 257 Ga. App. 723 (572 SE2d 70) (2002).
Bennett v. State, 177 Ga. App. 643 (340 SE2d 273) (1986).
(Punctuation omitted.) McKenzie v. State, 227 Ga. App. 778, 779 (1) (490 SE2d 522) (1997), citing Turner v. State, 267 Ga. 149, 151 (476 SE2d 252) (1996); accord Gamble v. State, 257 Ga. 325 (357 SE2d 792) (1987).
Supra at 669.
(Emphasis in original.) Id. at 668-669 (1) (c); see also Ayiteyfio v. State, 254 Ga. App. 1 (561 SE2d 157) (2002); Knuckles v. State, 236 Ga. App. 449, 451 (1) (a) (512 SE2d 333) (1999).
Cf. Chandler v. State, 266 Ga. 509 (467 SE2d 562) (1996) (applying a “multiple reason” rule in stage two of the McCollum analysis); Jackson, supra (trial court erred in stage two by refusing to accept defendant’s explanations as race-neutral).
Supra.
(Punctuation omitted.) McKenzie, supra at 780, citing Hernandez v. New York, 500 U. S. 352, 369 (111 SC 1859, 114 LE2d 395) (1991).
Moreover, Ayiteyfio was decided without the benefit of a complete appellate record, because voir dire was not recorded. Accordingly, the record did not reflect other factors that may have arisen during voir dire that led to the trial judge’s decision.
Turner, supra; Gamble, supra; accord McKenzie, supra.
Lingo, supra at 668 (1).
Knuckles, supra at 451-452 (1) (b), citingPurkett, supra; Hernandez, supra.
“Mr. Viscuse: Correct. That’s my understanding. The Court: All right. I will allow that a prima facie case has been made and I’ll ask that the burden of production shifts then to Mr. Francis to provide racially neutral reasons for his strikes if he can do that.”
See White, supra at 724 (2) (“a trial court’s determination of a Batson or McCollum challenge rests largely on assessing the attorney’s credibility and state of mind and therefore lies peculiarly within the province of the trial judge”).
237 Ga. App. 366 (515 SE2d 203) (1999).
(Footnote omitted; emphasis in original.) Id. at 374-375 (Eldridge, J., dissenting).
Holmes v. State, 273 Ga. 644, 645 (2) (543 SE2d 688) (2001) (defendant waived issue by failing to question remedy for improper peremptory strike).
See OCGA § 17-16-8 (a).
OCGA § 17-16-6.
Blankenship v. State, 229 Ga. App. 793, 794 (494 SE2d 758) (1997).
Harris v. State, 256 Ga. App. 120, 123 (4) (b) (567 SE2d 394) (2002).
Concurring in Part
concurring in part and dissenting in part.
I concur in Divisions 2 and 3 of the majority opinion, but along with Judge Phipps, dissent to Division 1 and to the majority’s decision to overrule Ayiteyfio v. State, 254 Ga. App. 1 (561 SE2d 157) (2002). Ayiteyfio simply involves the time-honored rule of applying apples to apples, and oranges to oranges. Thus, when the trial judge says that he finds discriminatory intent because a black juror with a relative in law enforcement remained seated while a white juror with a relative in law enforcement, in addition to other factors, was struck, he is comparing an apple to an orange. Therefore, the trial judge’s conclusion based on this obvious error was clearly erroneous. The trial judge in Ayiteyfio did not base his conclusion on the totality of the circumstances; he based it on his erroneous determination that the two jurors were similarly situated when they were not.
The majority reads Ayiteyfio too broadly. Nothing in Ayiteyfio establishes a per se rule or limits a trial judge’s discretion to accept, reject, or infer that any of the reasons proffered in support of a strike were or were not racially motivated. The case merely holds that when the trial court bases its finding on nothing more than a misapprehension of the facts, the finding will be held to be clearly erroneous.
This holding does not weaken the rule that appellate courts give great deference to the trial courts’ determinations or does not encroach upon the trial courts’ decision-making process; it merely points out that, as a factual matter, a juror with three undesirable characteristics is not similarly situated to another juror with only one of those characteristics. The appellate courts will continue to defer to the trial courts’ discretion, so long as they consider accurate facts in determining whether the opposing party has proven that a strike is racially motivated.
For these reasons, I respectfully dissent to Division 1 of the majority.
I am authorized to state that Judge Miller joins in this dissent.
Concurring in Part
concurring in part and dissenting in part.
I concur in Divisions 2 and 3 of the majority opinion, but dissent to Division 1 and to the majority’s decision to overrule Ayiteyfio v. State.
Our review in this case is limited to the trial court’s step three determination that the State proved purposeful racial discrimination based on Gay’s peremptory strike of Juror No. 25, which determina
In its zeal to affirm the trial court’s decision, regardless of the conclusions reached, the majority misconstrues the Ayiteyfio decision. It does not preclude a trial judge from drawing an inference of discrimination when one is warranted under the totality of the circumstances. Instead, it sets forth a rule to be applied to determine whether a juror who has been struck is similarly situated to a juror of another race who was seated on the jury. This consideration may be crucial when ruling on a McCollum motion, to assist in determining if the State has met its burden of proving purposeful racial discrimination.
The rule established in Ayiteyfio was not intended to restrict the trial judge in any manner, but merely to aid the court in its step three analysis by giving some guidance on the definition of the term “similarly situated.” This case presents a perfect example of why the rule will help, not restrict, trial judges. During voir dire, the trial court asked the State for guidance on whether a particular juror is
Nor should Ayiteyfio be overruled based on the majority’s speculation that a defendant may invent additional reasons to strike a juror merely to evade McCollum. This defendant gave three race-neutral reasons, as determined by the trial court, for striking Juror No. 25.
I am authorized to state that Presiding Judge Ruffin, Judge Barnes and Judge Miller join in this dissent.
254 Ga. App. 1 (561 SE2d 157) (2002).
See Blair v. State, 267 Ga. 166, 167 (2) (476 SE2d 263) (1996).
Lingo v. State, 263 Ga. 664, 668-669 (1) (c) (437 SE2d 463) (1993).
Ayiteyfio, 254 Ga. App. at 3.
See id.
Chandler v. State, 266 Ga. 509, 510 (2) (467 SE2d 562) (1996).
Id.
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