Waters v. Stewart
Waters v. Stewart
Opinion of the Court
This is a medical malpractice action. Donald Waters, M.D., appeals from the Superior Court of Ware County’s denial of Waters’ motion to dismiss, which motion was premised upon Charles and Catherine Stewart’s alleged failure to comply with the pleading requirements of OCGA § 9-11-9.1 (b). Waters argues that the Stewarts failed to introduce any evidence to support their OCGA § 9-11-9.1 claim that “an affidavit [of an expert] could not be prepared,” and thus, dismissal was required pursuant to our recent decision in Smith v. Morris, Manning & Martin
We granted Waters’ application for interlocutory appeal in order to address an issue he raises by brief regarding a perceived inconsistency between Smith and another recent opinion of this Court, Ga. Dermatology Clinic v. Nesmith
1. Under OCGA § 9-11-9.1 (a) as it applies to this case, the rule is that a malpractice action filed against a doctor must be accompanied by an expert affidavit setting forth a factual basis for the lawsuit. OCGA § 9-11-9.1 (b), however, provides an exception to this rule:
The contemporaneous filing requirement of subsection (a) of this Code section shall not apply to any case in which the*196 period of limitation will expire or there is a good faith basis to believe it will expire on any claim stated in the complaint within ten days of the date of filing and, because of such time constraints, the plaintiff has alleged that an affidavit of an expert could not be prepared. In such cases, the plaintiff shall have 45 days after the filing of the complaint to supplement the pleadings with the affidavit.4
This is a pleading requirement.
[Defendants] ask this Court to usurp the legislature’s prerogative and to rewrite the statutory pleading rules in subsection (b) of OCGA § 9-11-9.1 to impose two additional requirements: that a plaintiff must demonstrate that she acted in “good faith” to avail herself of the automatic extension and that a plaintiff must show that the inability to contemporaneously file an expert affidavit was not unjustifiable.7
In Nesmith, we refused to create such evidentiary burden out of whole cloth when OCGA § 9-11-9.1 (b), by its plain and unambiguous terms, speaks solely to procedural burdens. We affirmed the trial court’s denial of defendant’s motion to dismiss.
But the issue does not end here. Laws, procedural or substantive, do not exist in a vacuum. This Court is always vigilant about
Accordingly, in Smith, supra, this Court recognized that the two-prong pleading requirement of OCGA § 9-11-9.1 (b) should not “automatically” trigger the 45-day extension when the record on its face plainly contradicts the pleading that time constraints prevented the affidavit from being prepared for contemporaneous filing with the complaint:
In this case, the trial court’s determination that [the OCGA § 9-11-9.1 (b) pleading] was patently false and a sham pleading is amply supported by the record, which clearly shows that time constraints did not prevent the affidavit from being filed with the complaint.10
Our holding in Smith recognized that a pleading which appears obviously inaccurate from the face of the record cannot simply be ignored by the trial court, and that the “automatic” 45-day extension evoked by pleading in the form contemplated by OCGA § 9-11-9.1 (b) in no way circumvents a paramount duty to plead “consistent with truth,”
In sum, and contrary to Waters’ assertions, Nesmith and Smith apply the law relating to OCGA § 9-11-9.1 (b) to markedly different sets of facts and, read together, are not in contradiction. Meeting both prongs of the OCGA § 9-11-9.1 (b) pleading requirement automatically triggers the 45-day extension for the filing of an expert affidavit (Nesmith), unless the record on its face clearly contradicts the veracity of the OCGA § 9-11-9.1 (b) pleading at the time that it is made, thereby giving the appearance that the pleading was not made in “good faith”; in which case, the trial court must reconcile the contradiction (Smith).
As applied to the instant case, there is nothing on the face of the record that would imply the Stewarts’ OCGA § 9-11-9.1 (b) pleading was not made in good faith (nor does Waters even make such claim). Further, as will be discussed in Division 2, infra, the statute of limitation as to “any act” contained in the complaint ran within the ten-day computation period from the filing of the complaint. And even were that not the case, we specifically decline to find that a failure to properly compute time limitations — which computation may prove problematic in the best of circumstances as demonstrated by the scores of cases considering same
2. Waters contends that the Stewarts failed to meet the first prong of the OCGA § 9-11-9.1 (b) pleading requirements, i.e., that the statute of limitation would expire within ten days from the filing of the complaint. In support of this contention, Waters directs our attention to the fact that the Stewarts’ complaint was filed on June 24, 2002, and claims that “the statute of limitations on the Appellees’ claims must have been in danger of running on or before July 4, 2002,” in order to fall within the ten-day computation time provided in the statute. Waters then claims that “the only specific allegation of medical negligence against Appellant contained in Dr. Sahn’s affidavit states that ‘Dr. Waters should have spoken to Dr. Nayak directly on July 5, 2000, to express his concern for his patient’s condition.’ ” Thus, Waters argues, the statute of limitation for the malpractice claim against him ran on July 5, 2002 — eleven days from the June 24, 2002 date that the complaint was filed and not “within ten days of the date of filing” as required by OCGA § 9-11-9.1 (b).
(a) July 4, 2002, the date on which Waters argues the ten-day computation period ended, was Independence Day, a legal holiday. In that regard, OCGA § 1-3-1 (d) (D) “does not count Saturdays, Sundays and legal holidays when the last day of a computed period falls on one of these statutorily-exempted days.”
(b) In pertinent part, the contemporaneous filing requirement of OCGA § 9-11-9.1 (a) does not apply to a case “in which the period of
[a] Section 9-11-9.1 affidavit should be construed most favorably to the plaintiff and all doubts should be resolved in plaintiffs favor, even if an unfavorable construction of the affidavit may be possible, so long as such construction does not detract from the purpose of § 9-11-9.1 of reducing the number of frivolous malpractice suits.19
The complaint in this case identified several dates on which alleged malpractice occurred, including Charles Stewart’s July 1, 2000 release from the Satilla Regional Medical Center without further medical tests, procedures, or other management of his condition. Although, prior to Stewart’s release, a CT scan showed
a right pleural effusion with a pleural reaction and thickening at the bifurcation [,] . . . [n] either Dr. Waters nor Dr. Nayak performed additional chest x-rays on this admission nor a bronchoscopy. Mr. Stewart was discharged from this hospital with a five (5) day course of antibiotic “Levaquin.” . . . Neither Dr. Nayak nor Dr. Waters pursued careful followup as recommended in the CT scan report. No more chest x-rays were done during this admission. ... In addition, no ultrasound was done to attempt to further evaluate the pleural effusion nor did Dr. Nayak or Dr. Waters prescribe any bronchodilators for Mr. Stewart upon his discharge. . . . After discharge, Mr. Stewart’s condition continued to deteriorate and he was taken to Dr. Waters’ office with disabling and severe pleuritic right chest pain.
The expert affidavit filed in support of the complaint in this case specifically identified Charles Stewart’s July 1, 2000 release from the Satilla Regional Medical Center as an instance of care below applicable standards:
The care of Drs. Waters and Nayak was within the standard of care during the 6/18/00 and 7/1/00 admissions to Satilla Regional Medical Center but subsequently fell below the standard of care by not aggressively managing the persistent pleural space problem manifested by increasing effu*201 sion and severe pleuritic chest pain. Following discharge from Satilla Regional Medical Center on 7/1/00, the patient continued to experience severe, right chest pain and weakness.20
The statute of limitation as to this claim regarding Stewart’s July 1, 2000 discharge from the medical center without proper management and stabilization of his “pleural space problem manifested by increasing effusion” as revealed by the CT scan would run on July 1, 2002 — within ten days from the June 24, 2002 filing of the Stewarts’ complaint. As our Supreme Court noted in St. Joseph's Hosp. v. Nease,
3. Waters’ remaining enumeration of error was neither raised nor ruled upon in the court below on the basis now urged, and we will not consider it.
Judgment affirmed.
254 Ga. App. 355 (562 SE2d 725) (2002).
OCGA § 9-11-9.1 (b).
254 Ga. App. 121 (561 SE2d 459) (2002).
OCGA § 9-11-9.1 (b).
Hewett v. Kalish, 264 Ga. 183, 184 (1) (442 SE2d 233) (1994). See also Gadd v. Wilson & Co., Engineers, 262 Ga. 234, 235 (416 SE2d 285) (1992); Housing Auth. of Savannah v. Greene, 259 Ga. 435, 439 (5) (383 SE2d 867) (1989).
Works v. Aupont, 219 Ga. App. 577, 578 (1) (465 SE2d 717) (1995) (physical precedent only); Nesmith, supra at 124; Winfrey v. Total Health Clinic Corp., 255 Ga. App. 617, 618 (566 SE2d 372) (2002); Cabey v. DeKalb Med. Center, 252 Ga. App. 313 (555 SE2d 742) (2001).
Supra at 579 (Beasley, C. J., concurring specially).
Id. at 580.
(Citation and punctuation omitted.) Smith, supra at 358 (1).
OCGA § 15-19-4 (2).
OCGA § 9-11-9.1 (b) (plaintiff must have “good faith” basis for pleading under the statute).
Works v. Aupont, supra at 580 (Beasley, C. J., concurring specially).
See Hewett v. Kalish, supra at 186 (1) (“[W]e find that the Court of Appeals erred by holding that § 9-11-9.1 establishes an evidentiary standard regarding the affiant’s competency that must be proven at the pleading stage.”).
See, e.g., U. S. Filter Distrib. Group v. Barnett, 273 Ga. 254 (538 SE2d 739) (2000); Parke v. Fant, 260 Ga. App. 84, 85 (578 SE2d 896) (2003).
U. S. Filter Distrib. Group v. Barnett, supra at 255. See also OCGA § 1-3-1 (d) (D) (“When the last day prescribed for [the exercise of any privilege or the discharge of any duty] falls on a public and legal holiday . . . the party having the privilege or duty shall have through the next business day to exercise the privilege or to discharge the duty.”).
(Emphasis supplied.) OCGA § 9-11-9.1 (b).
(Punctuation omitted.) Sawyer v. DeKalb Med. Center, 234 Ga. App. 54, 56-57 (2) (506 SE2d 197) (1998).
(Emphasis supplied.)
259 Ga. 153 (377 SE2d 847) (1989).
Id. at 154 (1) (a).
Dietz v. Becker, 209 Ga. App. 678, 679 (434 SE2d 103) (1993).
Case-law data current through December 31, 2025. Source: CourtListener bulk data.