Smith v. Csx Transportation, Inc.
Smith v. Csx Transportation, Inc.
Opinion
*508
Earl Smith appeals the trial court's grant of summary judgment to CSX Transportation, Inc. ("CSX"), asserting that the trial court erred in (1) excluding the testimony of his expert witness, Dr. Arthur Wardell, and (2) granting summary judgment to CSX on his claims brought under the Federal Employers' Liability Act ("FELA"),
We review a grant of summary judgment de novo, construing the evidence and all reasonable conclusions and inferences therefrom in the light most favorable to the nonmovant. See
Bisnott v. Norfolk Southern R.
,
So viewed, the record shows that Smith began working for CSX in 1980 as a laborer in the bridges and buildings department. Over the course of his 32-year career with CSX, Smith worked in a variety of different roles, including as a bridge helper, flagman, assistant foreman, foreman, and track inspector. Smith's duties with each job varied. For example, when Smith worked as a flagman-in 1981, at various times from 1996 to 1999, and again from 2001 until 2006-he was responsible for directing rail traffic and overseeing contract workers but was not engaged in physical labor. However, when Smith worked as a track inspector, including from 1999 to 2001 and 2006 to 2012, his duties included pulling and driving spikes and changing rails and bolts in addition to inspecting the track. According to Smith, this work hurt his back, his hands, and his knees. 1 And in separate, prior lawsuits, he settled claims against CSX related to a back injury, a right knee injury, and carpel tunnel syndrome in both hands. 2
In 2009, Smith began experiencing pain in his right shoulder and eventually underwent surgery in July 2010. He returned to work *893 following surgery but then began experiencing the same pain in his left shoulder, which led him to leave CSX on occupational disability in February 2012. In July 2012, Smith filed this FELA lawsuit, alleging that he was exposed to "harmful repetitive motion, cumulative trauma, awkward work postures, vibration, and other harmful conditions" that caused injury to his shoulders and right foot. 3 In support of his claims, Smith offered the testimony of his specific causation expert, Dr. Wardell, who opined that Smith's occupational duties, including his use of heavy tools and other types of work, were a significant factor in causing the acromioclavicular arthritis 4 in his left and right shoulders, which led to his occupational disability. Following Dr. Wardell's deposition, CSX moved to exclude his testimony and for summary judgment. The trial court granted CSX's *510 motion to exclude Dr. Wardell after finding that, although Dr. Wardell is a qualified orthopedist whose testimony is relevant, his opinions in this case are not reliable. And because Smith was therefore unable to provide evidence of specific causation, the trial court granted summary judgment to CSX. This appeal followed.
1. In his first enumeration of error, Smith asserts that the trial court erred in excluding Dr. Wardell's testimony. At the outset, we note that "[t]he determination of whether a witness is qualified to render an opinion as an expert is a legal determination for the trial court and will not be disturbed absent a manifest abuse of discretion." (Citation and punctuation omitted.)
HNTB Ga., Inc. v. Hamilton-King
,
a. Smith first contends that the trial court erred in excluding Dr. Wardell's testimony because FELA relaxes the standard of causation that would otherwise apply in a personal injury case and consequently lowers the standard by which trial courts assess expert witness testimony. We disagree. "The Federal Employers' Liability Act is a federal statute that gives a railroad employee the right to sue his employer in state or federal court for injury or death resulting in whole or in part from the railroad company's negligence."
Norfolk Southern R. Co. v. Zeagler
,
Although the standard for proving causation is relaxed in a FELA case, it does not necessarily follow that the standard for evaluating the admissibility of expert testimony under OCGA § 24-7-702 is similarly relaxed. This question appears to be one of first impression in Georgia, but federal courts have held that the trial court's "application of Rule 702 and Daubert ... is not altered in any way by the substantive law governing Plaintiff's claims. While this is a FELA case, to which a relaxed standard of causation applies, the standard of causation under FELA
*511
and the standards for admission of expert testimony under the Federal Rules of Evidence are distinct issues and do not affect one another." (Citation, footnote, and punctuation omitted.)
Bowers v. Norfolk Southern Corp.
,
b. We now turn to Smith's assertion that the trial court erred in treating this "routine orthopedic case" as a "toxic exposure case" in excluding Dr. Wardell's testimony under OCGA § 24-7-702. Again, we disagree. OCGA § 24-7-702 provides:
If scientific, technical, or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue, a witness qualified as an expert by knowledge, skill, experience, training, or education may testify thereto in the form of an opinion or otherwise, if: (1) The testimony is based upon sufficient facts or data; (2) The testimony is the product of reliable principles and methods; and (3) The witness has applied the principles and methods reliably to the facts of the case which have been or will be admitted into evidence before the trier of fact.
The proffering party bears the burden of presenting evidence of reliability in order to meet the standards of OCGA § 24-7-702 (b). See
HNTB Ga., Inc. v. Hamilton-King
,
"Though Daubert involved scientific experts, the Supreme Court has since made it clear that the strictures of Rule 702 and Daubert apply with equal force to non-scientific expert witnesses."
*512
(Citation omitted.)
Bowers
,
Here, the trial court considered three factors in assessing the reliability of Dr. Wardell's opinions: whether his conclusions were based upon sufficient facts or data, whether he reached those conclusions by use of reliable principles and methods, and whether he applied those principles and methods reliably to the facts of the case. See OCGA § 24-7-702 (b). The trial court first found that Dr. Wardell's use of a "differential etiology" 6 to opine on the cause of Smith's injuries is a legally sufficient methodology. The court then turned to the facts and data Dr. Wardell relied upon and how he applied his methodology to the facts of this case.
At deposition, Dr. Wardell testified that he is not Smith's treating physician and that he saw Smith one time for approximately one hour. And although Dr. Wardell agreed that knowledge of the work Smith performed for CSX is important, his only understanding of Smith's work history is what Smith was able to recount for him. Dr. Wardell also agreed that his opinions depend on the reliability of Smith's report. In a handwritten memorandum prepared for Dr. Wardell, *895 Smith recounted a "list of activities" that he performed, along with the "worst tools and applications." These activities included "standing on 20? wide swinging scaffold all day long, climbing bridge or ladders numerous times a day," using a "13/16 36? bit to drill into bridge timber," and "loading and unloading 40-120 lb. granite stone by hand."
With respect to the frequency or duration of any particular task, Smith's descriptions were vague. For example, when describing how he would load creosote onto the back of a work truck with lug hooks, *513 he explained "and this happened more often than you think." Moreover, Smith admitted that he used a variety of tools, some of which required him to operate machinery standing up versus squatting down, and that they used all different muscle groups. Smith testified that he would have no way of calculating what percentage of time he was in any particular posture. 7
Dr. Wardell confirmed that Smith did not specify the frequency with which he performed his various duties and that he was unable to quantitate the level of repetitive stress Smith experienced in his various job duties or whether Smith performed any particular task in excess. Nonetheless, Dr. Wardell did not attempt to bridge this factual gap by watching anyone perform any of the duties Smith complained of or traveling to a railroad yard to take any measurements relevant to repetitive stress injuries. Dr. Wardell did not review any studies regarding ergonomics relevant to Smith's particular job duties, nor is he aware of any literature connecting acromioclavicular arthritis to railroad work. Instead, Dr. Wardell relied upon sports medicine literature linking heavy weight lifting to acromioclavicular arthritis.
After examining these facts, the trial court determined that Dr. Wardell's testimony is "surprisingly unsubstantiated and superficial-Dr. Wardell simply concludes that because a weight lifter or body builder gets the same injury from overhead lifting then the Plaintiff must also have exacerbated his condition from work-related overhead lifting." 8 Accordingly, the trial court found Dr. Wardell's opinions lacked the necessary reliability and thus must be excluded at trial. Based on the record before us, we find that the trial court did not abuse its discretion in excluding Dr. Wardell's testimony.
"[A]n expert must do more than just state that she is applying a respected methodology; she must follow through with it. In deciding whether an expert employed a reliable method, the [trial] court has discretion to consider whether the expert has adequately accounted for obvious alternative explanations."
*514
(Citations and punctuation omitted.)
Brown v. Burlington Northern Santa Fe R. Co.
,
In this case, Smith's medical history, along with his claim that an unknown combination of various work duties caused his degenerative
*896
injuries, present an unusually complex specific causation issue. The record shows that Smith's medical history is complicated by diagnoses of chronic obstructive pulmonary disorder, hypertension, diabetes, obesity, and rheumatoid arthritis. Medical records also indicate that Smith may suffer from fibromyalgia -as evidenced by his "chronic widespread pain, fatigue, and insomnia"-and that he is a life-long smoker. In addition, Smith has a family history of osteoarthritis, rheumatoid arthritis, and fibromyalgia. The complexity of these factors "underscores the need for Dr. [Wardell] to have done more than simply adopt [Smith]'s history as his causation opinion and opine, without scientific support," that Smith's work history caused his injury.
Wilson
,
Again, we find federal courts addressing similar issues to be persuasive. The Seventh Circuit has found that a FELA plaintiff's expert witness failed to utilize a reliable methodology where he "entirely failed to personally observe [plaintiff's] working conditions, obtain a written work description, or perform scientific tests. He also failed to investigate several possible causes of [plaintiff's] health problems."
Brown
,
We also take special note that another federal court has previously found Dr. Wardell's testimony unreliable in a FELA case for similar reasons.
Bowers
,
These fatal flaws are likewise present in this case. "[W]here evidence almost exists, a judge may be tempted to surrender his or her duty to a jury. This is exactly what should not happen."
*897
Tootle v. CSX Transp., Inc.
,
2. In his second enumeration of error, Smith asserts that the trial court erred in granting summary judgment to CSX. He first argues that CSX is not entitled to summary judgment because he provided admissible expert testimony regarding causation. 13 However, for the reasons stated in Division 1, this argument fails. Smith next asserts that his lay testimony was sufficient to prove causation and avoid summary judgment. This argument is without merit. 14
To avoid summary judgment, the plaintiff "must establish, with
competent
evidence" each element of his FELA claim. (Emphasis supplied.)
Zeagler
,
Thus, where the cause of the injury-in this case, the onset of acromioclavicular arthritis -is not obvious and the plaintiff has no admissible medical expert testimony to support his claim that his employer caused his injury, the employer is entitled to summary judgment. See
Shiver
,
Judgment affirmed.
Barnes, P. J., and Mercier, J., concur.
Smith also complained that the pull bars, sledge hammers, impact wrenches, rail saws, rail drills, and hydraulic system tools were antiquated and made the work more difficult. However, at certain points during his career, CSX provided updated tools, such as switching out the derrick crane to a boom truck, the push cars for high rail trucks, and the crosscut saws for chainsaws.
Smith subsequently further injured his back when he fell out of a deer stand and continues to experience chronic back pain. He also continues to have right knee pain that prevents him from performing his job duties and will need additional knee surgery in the future.
Smith originally also sought recovery for an injury to his right foot, but has abandoned that claim on appeal, and we will not address that portion of Dr. Wardell's opinions.
Acromioclavicular arthritis is a type of osteoarthritis or degenerative arthritis.
OCGA § 24-7-702 is based upon Federal Rule of Evidence 702, and we look to
Daubert v. Merrell Dow Pharmaceuticals, Inc
.,
"In a differential etiology, the doctor rules in all the potential causes of a patient's ailment and then by systematically ruling out causes that would not apply to the patient, the physician arrives at what is the likely cause of the ailment." (Citation and punctuation omitted.)
Brown v. Burlington Northern Santa Fe R. Co.
,
Although Smith later claimed he could calculate the hours he worked with each tool for each week of his career, there is nothing in the record to indicate that he did so or provided such information to Dr. Wardell.
The trial court specifically noted the lack of any further scientific or technical evidence, such as an explanation for the reason Smith's type of injury might occur in the context of his work duties; the amount and type of activities he performed that might cause this type of injury; and whether Smith actually engaged in this amount and type of activity.
To maintain a claim for aggravation of a pre-existing injury, a FELA plaintiff "must show (1) that the employer was negligent during the applicable time period; (2) that that negligence aggravated the pre-existing injury; and (3) the degree to which it aggravated the injury."
Phelps v. CSX Transp., Inc.
,
The court also noted that, although Dr. Wardell is a board-certified orthopedist, his interest is in sports medicine.
Bowers
,
As in this case, the district court found that "it appears from the record that Dr. Wardell simply took Plaintiff's word for what happened and adopted that explanation as his own opinion on causation."
Bowers
,
Smith also appears to separately enumerate as error an assertion that under FELA, CSX's liability extends to aggravation of pre-existing arthritic conditions. While this is true, Dr. Wardell's opinions on causation are similarly flawed as described in this Division. See
Phelps v. CSX Transp., Inc.
,
Within this enumeration of error, Smith also expounds on the reasons he believes the trial court erred in excluding Dr. Wardell's testimony. We are not persuaded, however, that any of these augmented arguments show that the trial court abused its discretion. See
HNTB Ga., Inc.,
We further note that at the hearing on CSX's motion for summary judgment, Smith's counsel conceded that without Dr. Wardell's testimony, Smith was unable to prove specific causation.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.