LEVIN v. the STATE.
LEVIN v. the STATE.
Opinion
*340 Following the reversal of his convictions for kidnapping with bodily injury, aggravated assault, possession of a firearm during the commission of a crime, and making harassing phone calls, Gregory Levin appeals the denial of his motion in autrefois convict (double jeopardy) in connection with the kidnapping charge, the denial of his motion to dismiss the indictment (on constitutional speedy trial grounds) regarding all of the charges, and the denial of his motion to recuse or disqualify a judge. For the reasons that follow, we affirm.
*341
The complicated procedural history of this case is, for the most part, set out in the opinion in
Levin v. State
,
In 1994, Gregory A. Levin was tried by a jury [in the Superior Court of Douglas County] and convicted of kidnapping with bodily injury, two counts of aggravated assault, burglary, cruelty to children, aggravated battery, possession of a firearm during the commission of a crime, and making harassing phone calls. The trial court merged the aggravated battery conviction into the kidnapping with bodily injury conviction and sentenced Levin to a total of life plus 48 years in confinement. 1
*174 Levin appealed, and this Court reversed his conviction for making harassing telephone calls based on an improper verdict form, and his convictions for aggravated assault and possession of a firearm based on erroneous jury charges. Levin v. State ,222 Ga. App. 123 , 126-127 (5), (6),473 S.E.2d 582 (1996).
In 2014 [in a habeas corpus appeal], the Supreme Court of Georgia reversed Levin's conviction for kidnapping with bodily injury and vacated his life sentence based on the State's failure to satisfy the asportation requirement as set forth in Garza v. State ,284 Ga. 696 ,670 S.E.2d 73 (2008). Levin v. Morales ,295 Ga. 781 ,764 S.E.2d 145 (2014). The Court also noted that the aggravated battery conviction had been merged into the kidnapping conviction and ordered, "[n]ow that the kidnapping conviction has been reversed, on remand the trial court will need to revisit sentencing [Levin] on the conviction for aggravated battery."Id. at 784 [764 S.E.2d 145 ].
On remand, the trial court conducted a resentencing hearing and on the day of the hearing, Levin filed a plea in bar on double jeopardy grounds, seeking dismissal of the aggravated battery count of the indictment. The trial court denied the plea in bar, and sentenced Levin to 20 years in confinement for the aggravated battery conviction.
*342
Levin v. State
,
Levin appealed the trial court's denial of his plea in bar (double jeopardy) on the aggravated battery conviction and the order imposing the new sentence on that charge.
On December 21, 2016, Levin was re-arraigned on the charges of kidnapping with bodily injury, aggravated assault, possession of a firearm during the commission of a crime, and making harassing phone calls. The same day, he filed the motion in autrefois convict, a plea in bar/motion to dismiss on constitutional speedy trial grounds, and a motion for disqualification and/or recusal of the judge. This appeal is from the orders denying Levin's motions.
1. Levin contends that the trial court erred in denying his motion in autrefois convict concerning the kidnapping with bodily injury charge. He asserts that because the Supreme Court of Georgia reversed his conviction on that charge based on insufficiency of the evidence, double jeopardy bars retrial. We disagree.
It is true that "once a reviewing court reverses a conviction solely for insufficiency of the evidence to sustain the jury's verdict of guilty, double jeopardy bars retrial."
Green v. State
,
As set out above, Levin's 1994 conviction for kidnapping with bodily injury was affirmed.
Levin v. State
,
*175
*343
The parties point to, and we find, no binding authority precisely on point. In fact, the question appears to be an "open" one under Georgia law. See
Levin v. State
,
I write separately only to note some uncertainty in our law about the extent to which Gregory A. Levin and others like him may be retried, their convictions having been set aside on habeas or appeal. When a conviction is set aside for a mere trial error-inaccurate jury instructions, for instance, or the admission of inadmissible evidence-the State generally is permitted a retrial, and the constitutional prohibition of double jeopardy does not preclude it. See State v. Caffee ,291 Ga. 31 , 34 (3),728 S.E.2d 171 (2012). When a conviction is set aside, however, upon the failure of the State to have adduced evidence legally sufficient to sustain the conviction, the constitutional prohibition of double jeopardy ordinarily bars a retrial. See Burks v. United States ,437 U.S. 1 ,98 S.Ct. 2141 , 57 LE2d [L.Ed.2d] 1 (1978). See also Green v. State ,291 Ga. 287 , 288 (1),728 S.E.2d 668 (2012) ; Prater v. State ,273 Ga. 477 , 481 (4),545 S.E.2d 864 (2001). Today, we hold that the State failed to present evidence legally sufficient to sustain the conviction of Levin for kidnapping, and on that basis, we direct that his conviction must be set aside. If this were an ordinary sufficiency case, our decision would preclude a retrial. But it might not be so ordinary.
Levin v. Morales
,
When the State can know what proof the law requires, but fails to offer such proof at trial, the State ought not have another chance to convict the accused. But when the State relies on a longstanding and settled understanding of the law, and it offers evidence sufficient to carry its burden consistent with that understanding-only to have that understanding suddenly upended years later by an appellate court undertaking a course correction-it is not so clear that the State should be denied a second chance.
*344
Levin v. Morales
,
where a reviewing court determines that the evidence presented at trial has been rendered insufficient only by a post-trial change in law, double jeopardy concerns do not preclude the government from retrying the defendant. United States v. Ford ,703 F.3d 708 , 711 (II) (A) (4th Cir. 2013) (citations omitted). See also United States v. Wacker ,72 F.3d 1453 , 1465 (II) (A) (10th Cir. 1996) ; United States v. Weems ,49 F.3d 528 , 531 (II) (9th Cir. 1995) ; State v. Liberty ,370 S.W.3d 537 , 554 (IV) (Mo. 2012) ; State v. Drupals ,306 Conn. 149 ,49 A.3d 962 , 976, n. 12 (Conn. 2012).
Levin v. Morales
,
While this Court is not bound by decisions of the Eleventh Circuit construing federal law, those decisions are persuasive authority.
Perez v. State
,
Other circuits have reached the same result. In
United States v. Ford
,
[o]ther circuits considering the issue agree that where a reviewing court determines that the evidence presented at trial has been rendered insufficient only by a post-trial change in law, double jeopardy concerns do not preclude the government from retrying the defendant. E.g., United States v. Robison , 505 F.3d [at 1225] ; United States v. Wacker ,72 F.3d 1453 , 1465 (10th Cir. 1996) ; United States v. Weems ,49 F.3d 528 , 531 (9th Cir. 1995) ; see also United States v. Bruno ,661 F.3d 733 , 742-43 & n.2 (2d Cir. 2011) (facing a similar issue and collecting *345 cases, including [ United States v .] Ellyson [326 F.3d 522 (4th Cir. 2003) ], but deciding the case on other grounds); United States v. Green ,139 F.3d 1002 , 1004 (4th Cir. 1998) (holding that vacatur of a judgment based on a post-judgment change in law is "akin to a reversal for trial error").
In Ford , the Fourth Circuit court quoted with approval the following reasoning:
[T]he double jeopardy concerns that preclude the government from having a second opportunity to build a case against a defendant when it failed to do so the first time are not present here. Any insufficiency in the proof was caused by the subsequent change in law ..., not the government's failure to muster evidence. Similar reasoning to that in Lockhart [ v. Nelson ,488 U.S. 33 , 34, 42,109 S.Ct. 285 ,102 L.Ed.2d 265 (1988) ], applies here. The government presented its evidence under the wrong standard, i.e., it presented evidence correctly believing, based on the law at the time, that it was enough to prove the images "appeared" to depict minors. If the evidence in the record is insufficient to support a verdict under [a later-decided case], it is not because of the government's failure of proof but because of the changes brought by [the later-decided case].
Ford , supra at 711 (II) (A) (punctuation omitted). We find that reasoning sound. Applying it in the case before us, we hold that the trial court did not err by denying Levin's motion for autrefois convict.
2. Levin contends that the trial court erred by denying his motion to dismiss the indictment when his constitutional right to a speedy trial was violated. We find no abuse of discretion.
"Constitutional speedy trial claims are evaluated under the two-part framework set out in
Barker v. Wingo
,
As for the first tier of the analysis, it must be determined if the delay in question is presumptively prejudicial. If not, there has been no violation of the constitutional right to a speedy trial and the second tier of analysis is unnecessary. See Barker v. Wingo ,407 U.S. at 530 [92 S.Ct. 2182 .] If, however, the delay *346 is determined to be presumptively prejudicial, then the court must engage the second tier of analysis by applying a four-factor balancing test to the facts of the case. Those four factors include: (1) whether the delay is uncommonly long; (2) reason for delay/whether the government or the defendant is more responsible; (3) defendant's assertion of the right to a speedy trial; and (4) the prejudice to the defendant.
Rafi v. State
,
Because the kidnapping with bodily injury charge and the remaining charges (aggravated assault, possession of a firearm during the commission of a crime, and making harassing phone calls) were reversed at different times and thus involve two different time periods with respect to the speedy trial issue, we will consider Levin's speedy trial contentions in two parts.
*177 (a) Kidnapping with bodily injury
(i) Threshold inquiry
In connection with the right to a speedy trial, the court measures the delay from the time the right attaches.
State v. Bonawitz
,
(ii) The Barker factors
(A)
Whether the delay was uncommonly long
. "[A] delay is considered uncommonly long under the test to the extent to which the delay stretches beyond the bare minimum needed to trigger judicial examination of the claim."
Taylor v. State
,
(B)
Reasons for the delay
. The trial court found that the State's failure to retry Levin on the kidnapping with bodily injury charge before December 21, 2016 was not due to a deliberate attempt to hinder the defense, but was attributable to its docket and other priorities, and that Levin's filing of an appeal of the resentencing also contributed to the delay. The court did not err in weighing this factor equally against the State and Levin. See generally
Smith v. State
,
(C)
Defendant's assertion of the right
. "While the state has a duty to bring the defendant to [a] speedy trial, the defendant has a responsibility to assert that right."
Nusser v. State
,
The trial court found that Levin did not take affirmative steps to demand retrial or move for the kidnapping with bodily injury charge to be dismissed until approximately 11 months after that conviction was vacated.
Levin argues that the trial court failed to consider various factors related to his failure to promptly assert his right to a speedy trial (e.g., he was without counsel for some of the relevant time period, he was incarcerated, he believed a speedy trial demand had been made, and he believed he would not be retried). But Justice Blackwell's concurrence in Levin's habeas case (decided in 2014) indicated that the question of whether the State could retry Levin on the kidnapping
*348
with bodily injury charge was not settled. See
Levin v. Morales
,
(D) Prejudice to the defendant . Finding that Levin failed to show any prejudice resulting from the delay between the filing of the remittitur and the filing of his plea in bar, the trial court weighed this factor against Levin. We find no error here, either.
The test for whether a defendant has been prejudiced requires the court to consider three interests: preventing oppressive pretrial incarceration, minimizing a defendant's anxiety and concern, and limiting the possibility that the defense will be impaired. The most important component of the prejudice analysis is whether the defendant's ability to raise a defense was impaired by the delay.
Nusser
, supra at 900,
The trial court found that the delay did not cause oppressive pretrial incarceration because Levin was already serving a lengthy prison sentence for his convictions on aggravated battery and other charges, and Levin made no showing that the delay caused any unusual anxiety or concern or that his defense was impaired by the delay. The trial court did not err by weighing this factor against Levin. See
Marshall v. State
,
(b) Aggravated assault, possession of a firearm during the commission of a felony, and making harassing phone calls
(i) Threshold inquiry
The remittitur for the direct appeal on these charges was filed in the trial court on July 30, 1996. With the exception of the time period from February 13, 2015 to February 22, 2016 (when the Douglas County court lacked jurisdiction), the delay of approximately 19 years was presumptively prejudicial. See generally Porter , supra.
(ii) The Barker factors
(A) Whether the delay was uncommonly long . The trial court did not err in finding that the delay of approximately 19 years was uncommonly long and in weighing this factor against the State. See Bonawitz , supra.
*349
(B)
Reasons for the Delay.
The trial court's finding that Levin did nothing that affirmatively prevented the State from bringing him to trial on these charges was not clearly erroneous, and the court did not err in weighing this factor against the State. See generally
Franklin v. State
,
(C)
Defendant's assertion of the right.
Applying the same analysis to these charges as it did the kidnapping with bodily injury charge, the trial court found that Levin did not take affirmative steps to be retried or move for these charges to be dismissed on speedy trial grounds until 2015,
3
which was approximately 19 years after the convictions were reversed in
Levin v. State
,
Levin asserts that the trial court abused its discretion in not considering the mitigating factors presented during the hearing on the plea in bar (e.g., that he was not represented by counsel for an extended period of time, that his lengthy incarceration made it difficult to assert a speedy trial demand, that he believed that a statutory speedy trial demand made before the first trial was valid, *179 and that the State represented that it would not retry him).
"We have acknowledged that the weight to be attributed to this factor
may
be mitigated in some cases, and whether the circumstances of a particular case warrant any mitigation is a question committed to the sound discretion of the trial court."
State v. Buckner
,
(D) Prejudice to the defendant. From 1996 (when his convictions for aggravated assault, possession of a firearm during the commission of a crime, and making harassing phone calls were reversed) until 2014, Levin remained convicted of and was serving a life *350 sentence for kidnapping with bodily injury. He also remained convicted on one count of burglary and two counts of simple assault, for which he was sentenced to 20 years (consecutive) and 24 months (consecutive), respectively. At the time of the resentencing hearing in January 2015, Levin was serving the 20-year burglary sentence and the 24-month simple assault sentences; he had been in custody since 1993. At the time of the March 2017 hearing on the plea in bar, Levin was serving the 20-year sentence imposed in January 2015 for the aggravated battery conviction. Under the circumstances, Levin did not demonstrate "any prejudice resulting from the delay, beyond the normal levels of anxiety and concern present in any criminal case." Marshall , supra. The trial court did not clearly err in its finding and did not abuse its discretion in weighing this factor against Levin.
In sum, in balancing the four Barker factors, the trial court concluded that the relevant factors weighed more heavily against Levin.
Perhaps some other judge might have balanced the factors differently, but that is not the standard of appellate review. The balancing undertaken by the trial court was reasoned and reasonable-especially in light of its findings [regarding] prejudice-and for that reason, we cannot say that it amounts to an abuse of discretion.
Buckner
, supra at 399 (3) (e),
3. Levin contends that the trial court erred by denying his motion to disqualify or recuse the judge in his case. He asserts that because he filed a writ of mandamus against the judge for failing to timely dispose of the charges that were reversed in
Levin v. State
,
Motions to recuse or disqualify a judge are governed by Uniform Superior Court Rule 25 et seq. In sum, USCR 25.1 pertinently requires that the motion be accompanied by an affidavit, and that the motion be filed and presented to the judge within a specified number of days, unless good cause is shown for the failure to meet the time requirements. USCR 25.2 sets forth the required contents of the affidavit. USCR 25.3 pertinently provides that when a judge is presented with a motion to recuse or disqualify, accompanied by an affidavit, the judge shall immediately determine the timeliness of the *351 motion and whether recusal would be warranted; if it finds that the motion is timely, that the affidavit is sufficient and that recusal would be warranted, another judge shall be assigned to hear the motion to recuse.
"If all three conditions precedent set forth in USCR 25.3 are not met, the trial judge shall deny the motion on its face as insufficient."
*180
Penland v. Corlew
,
In this case, the trial court found that the conditions precedent had not been met, as the motion was untimely, was not properly presented to the court, and was not accompanied by an affidavit. The record supports the trial court's findings, and Levin has shown no abuse of discretion. See
Long v. State
,
Judgment affirmed.
Dillard, C.J., and Doyle, P.J., concur.
The trial court imposed the following sentences: Count 1-Kidnapping with bodily injury-Life; Count 2-Aggravated assault-20 years, consecutive; Count 3-Burglary-20 years, consecutive; Count 4-Simple assault (as lesser included offense of Cruelty to children)-12 months, consecutive; Count 5-Simple assault (as lesser included offense of Aggravated assault)-12 months, consecutive; Count 6-Aggravated battery-merged into Count 1; Count 7-Possession of a firearm during the commission of a crime-5 years, consecutive; and Count 8-Making harassing phone calls-12 months, consecutive. The acts alleged in Counts 1 through 7 were committed on or about August 13, 1993; the acts alleged in Count 8 were committed on or about April 21 and April 22, 1993.
The underlying facts of this case are also set out in
Levin v. State
,
Levin first filed a plea in bar on constitutional speedy trial grounds as to these charges in January 2015. Levin filed a second plea in bar on speedy trial grounds regarding these charges in December 2016. His appeal is from the denial of the second plea in bar.
Reference
- Full Case Name
- Gregory Levin v. State
- Cited By
- 4 cases
- Status
- Published