State v. Noel
Opinion of the Court
In the case of Walter Roe, from which this proceeding emanated, the first judicial order was in the following words :—
Chambers, Savannah, 21 st Aug. 1805.
On the affidavit and petition of Walter Roe for a certiorari to remove the proceedings of the city council of Savannah, on an information and fine on said Walter Roe, for a breach of the quarantine law, it is ordered that the proceedings ofthe said court and their officers in the premises, be suspended until argument is had on the said application, before me, on Friday next, at 12 o’clock ; that the recorder have notice to attend, and that the said Walter Roe, give forthwith security for the payment of said fine of fifty dollars, to the city of Savannah, in case the said application for a certiorari be refused.
On the twenty-second, Walter Roe was brought before me by the city marshal, in pursuance of the process in his hands, when the following order was made :
“ The city marshal brought before the mayor, Walter Roe, whom he had arrested under a writ in nature of an execution against the property and person of the said Walter Roe, for a fine inflicted under the quarantine law of this state. The marshal, at the same time, laid before the mayor a certified
The ground upon which I made the order cannot be mistaken. It is clearly and explicitly stated, viz. that 1 doubted the power of a judge of the Superior Court, by the order of the 22d instant, to inhibit or suspend the proceedings of the corporation and its officers, for enforcing the sentence of the said Walter Roe.
The reasons by which our opinions were formed, that this court has not jurisdiction, and that the order was illegal, and not operative upon the corporation, must necessarily constitute the basis of my justification.
It is my purpose to express the sentiments by which my conduct has been governed, with great respect and deference, hoping for the patient and unbiassed attention of this honourable court, to the expression of these sentiments, and to the arguments which will be adduced in support of them.
The arrangements of this discussion will be,
1. That the judicial order was irregular, and irregularly acted.
2. That the judge had not jurisdiction to make this order.
3. That the judge of the Superior Court has not jurisdiction to issue the writ applied for, and to which this order was preparatory.
1. It appeared to me that the order was irregular, and that if regular and legal in itself, yet it was so irregularly acted as to defeat the purpose for which it was intended.
It does not appear, nor is it contended, that a transcript of the proceedings or conviction was produced when the application was made. It is stated that the applicant’s petition was accompanied by his own. affidavit; but no other evidence is set forth as forming the basis of that order.
Courts of law will not, even for a moment, slop the progress of final process issued for the purpose of effectuating their own judgments, but upon good cause of exception ; much less will they interfere with process issuing from inferior jurisdictions, over whom they have control, unless special reasons be assigned and substantiated in the first instance. If then the corporation is considered as an inferior judicial tribunal, and if its summary convictions are subject to be controlled and reviewed ; yet upon principles of law, this court will not inhibit or stay the proceedings by which those convictions are enforced, unless some exception shall be made apparent.
The order was irregularly acted on, because it was not served on the presiding magistrate of the corporation. The order, if legal in itself, could not have its effect by any other means than service upon the mayor ; upon him alone, as head of that body, could it act imperatively. The city marshal is a ministerial officer of the corporation, and is subject to their mandate alone. The marshal is an officer appointed by the corporation, for the execution of certain functions and duties defined by their ordinances ; being the mere agent and servant of the corporation, he can act only by their authority and through them, and therefore is answerable to them only ; unless in the exercise of the office he should do an act illegal in itself, in wdiich case he would be made answerable to the person injured in a civil action. Or in the instance which occurred, (in the case of Walter Roe,) having arrested the body of the defendant, and holding him in custody, he was bound to obey the writ of habeas .corpus, as any
The recorder is also an officer created by the corporation for the execution of particular duties. He possesses no powers either of a judicial or executive nature, being merely the advocate and counsellor of that body. Ills province is, to advise when consulted by the mayor or corporation, but he possesses no authority to adjudicate or order in the recess or vacation of council.
The mayor is the head or source of efficient power, and is therefore the only person upon whom that order (if legal) could operate imperatively.
If the order for a stay of proceedings upon this conviction was not immediately imperative upon the marshal, it necessarily results that the rule to show cause why an attachment should not issue against him, must be discharged.
It remains to be considered whether the mayor is chargeable with a contempt, under this order, for a stay of proceedings.
The universal and indispensable basis of an attachment for contempt, in the disobedience of a judicial order is, that the person charged was personally served with a copy of the order, which he was bound to obey, and that the original was produced and shown to him. The ordinary practice of our courts, as to proceedings by attachment for contempts, manifests the correctness of this position. But in order to apply it more immediately to the case now before this court, I shall cite the corporation cases, in which the practical rule which I have stated, was recognised and held indispensable. The King vs. Smith, 3 Term Rep. 351, upon a rule to show cause why an attachment should not issue for not obeying the rule of the court, which required the defendant to give inspection of some corporation books, Mr. Bearcroft showed cause, by objecting that the affidavit did not state that the defendant had been served with a copy of the rule person
In the case of the King vs. Edgveau et al. ibid, 352, a mandamus had issued to certain officers of a corporation, requiring them to proceed to the election of a mayor, in pursuance of a particular statute. For disobeying the mandamus, a rule to show why an attachment should not issue, was obtained. Upon showing cause, the objection was the same as in the preceding case. Lord Kenyon, C. J., delivering the opinion of the court said, “ Although in general, personal notice is necessary before a party is brought into contempt, yet in this case, the act of parliament seems to have dispensed with it. That statute which was made to prevent the dissolution of corporations which neglect to choose the mayor of the charter day, enables the court to grant a mandamus to compel them to proceed to an election, and it directs that public notice be given. The public notice directed by the act is sufficient prima facie to call upon the members of the corporation. Rule absolute.”
By this adjudication, founded upon the exception made by the statute, the general rule is acknowledged, and the inference is, that without special provision of the statu e, personal service would have been deemed indispensable.
It may be objected, that knowledge of the original order is admitted by my order made on the arrest of Waller Roe. This knowledge was indirect, and therefore ineffectual. The command to desist could only be addressed to the presiding magistrate. From him alone could obedience to the command be expected ; and not having been communicated to him, he could not obey it. ’Tis the service alone which constitutes inhibition, as I shall show by some authorities to be cited in support of the second position.
The second point of justifitation which I have stated and
I deem it unnecessary and improper to occupy the time of the court, by an historical detail of the rise and progress of civil corporations ; suffice it to remark, that1 in all the populous and commercial cities of Great Britain, they have existed and have been found essentially useful for their internal government during ages past.
That similar institutions were organized in the cities and towns of America, under the provincial governments, established by the crown, and that since the revolution they have been adopted by legislative acts, throughout the United States, upon the same principles, with such modifications only as were requisite to reconcile them to the genius of our governments and the principles of our constitution.
On casting our eyes over the pages of our common law, as handed down to us by Littleton and Coke, and illustrated by Wood, Blackstone, and Modeson, we find that civil corporations, with their incidental powers for the immediate government of cities are permanent features of that illustrious system- Lord Hobart, in a case reported by himself, Hobart, p. 211, says, he holds the power to make by-laws given in corporation patents, as needless, that power being included by law in the corporating act. The legislature of this state have thought it expedient, at a very early period of our present government, to originate a corporate institution for the police of this city, upon principles similar to those recognized by the common law ; acting under powers thus derived from the legislature, the presiding magistrate of the corporation appears before this court, in obedience to the rule which has been served upon him ; and, before entering into a particular investigation of the point stated, he takes the liberty of asking, from what source arises the importance and duration of corporations ?
If, from their great utility, founded in the experience of monarchial and republican'governments, he deems it not inapplicable to the present discussion, to state very briefly, in
It is not denied that this court, as a court of superior judicial power, has a controlling authority over the corporation to a certain extent, and for the purpose of restraining them when they attempt to exceed their jurisdiction ; but, I shall maintain this point, and show the invalidity of the judicial order by the statement of a single proposition, which is undeniable, and, to every lawyer, self evident, viz ; That a Superior-Court cannot stay the proceedings of an Inferior Judicatory in any other manner than by some appropriate judicial process, which has inherently, and by operation of law, the incidental effect of superceding or stay ing proceedings.
This stay of proceedings in the inferior tribunal, is not art act or order of the court, which may or may not be exercised at discretion.
It is a coincident effect of a writ legally issued by a Superior Court, for the purpose of removing and reviewing the proceedings of an Inferior Court, in some particular case.
If then, the corporation is to be considered asan Inferior Judicial Tribunal or a Court of Record, (which I shall disprove in discussing the third point) yet, as a judicial tribunal, it would not legally be subject to a stay of proceedings by a mere order of a Superior Court.
To illustrate the position and apply it more closely to the relation .which is contended for as subsisting between this
Upon motion for attachment, for proceeding by distress under an order ot justices, for levyingof money for repairing abridge, afterthe order was removed by certiorari, per Holt, C. J., to bring one in contempt, the distress must be after the certiorari presented below; and if the warrant were delivered before that time, the way had béen, upon producing the cer-tiorari to get a supersedeas of it and deliver it to the officer, or else lie cannot be in contempt. This case not only supports the doctrine for which 1 am now contending, but also confirms the ground upon which I have defended the marshal. It show’s that he was bound' to proceed in execution of the process, until ordered to desist by the mayor. That for his not desisting, the mayor would have been answerable, after service of certiorari. 2 Com. Dig 196. “ If a certiorari be- . delivered to a justice, to whom it is directed, it shall be a su-persedeas, and every proceeding afterward is a contempt. When a certiorari is granted, the justices ought to award a supersedeas to the sheriff ex officio. I Bacon Abridg. 574 1 . . . ' After the certiorari delivered, if the inferior court proceeds,' where by law it ought not, it is a contempt, for which the court will grant an attachment.”
The certiorari is a prerogative writ, the granting of which is matter of discretion. 3Blk. Com. 132. “ Writs of certiorari, prohibition,, mandamus, and other prerogative writs, do not issue as of mere course, without some probable cause why the extraordinary power of the crown is called in to the party’s assistance.” Until a necessity is ascertained to exist,
Notwithstanding the generality oí the expression, in an inferior court, I shall not undertake, nor do 1 deem it necessary, to express any opinion whether the rule thus laid down is intended to govern all cases of certiorari. The rule is precisely assimilated to those general principles, which govern in cases of certioraii.
The conclusions from those authorities which I have cited in support of my second positiori, appear to be, that the allowance of the writ is the only criterion and the only means by which it can be' adjudged in a Superior Court, that the proceedings of an inferior court shall be stayed or superseded, and that until the presiding magistrate shall be served with this writ, it cannot operate as a supersedeas, so as to charge him with a contempt.
My third ground of justification, for not having immediately ordered a stay of proceedings is, that l considered the Superior Court as not having jurisdiction to grant the writ, to which the order of the judge was preparatory. Being aware that this point has in some measure been decided by the allowance of a certiorari, I am, notwithstanding, constrained to ask the liberal attention of the court, for the purpose of farther evincing the reasons and impressions by which I have been guided, and by which I presume this honourable body-who accompany me, have been governed in approving my conduct. These remarks will be made with the highest respect and de
The conviction of Walter Roe. whence this procedure originated, was founded on an act of the legislature, passed 10th December, 1803, by which the corporation is empowered to impose a fine not exceeding fifty dollars, upon any person arriving in the port of Savannah, who shall violate the quarantine law of December, 17tb, 1793.
As 1 have already stated in a preceding part of this de-fence, it is not denied that the Superior Court has a controlling power over the corporation, but the exercise of this power, we say, is confined to those cases in which there is a want or transgression of jurisdiction apparent on the proceeding. And we contend, that where there is jurisdiction manifested upon the face of the proceedings, no other objection against them can give appellate jurisdiction to the Superior Court.
Upon referring back to the order of this court, dated August 21st, we shall find that it is stated to have been made on the petition and affidavit of Walter Roe, praying for a cer-tiorari, to remove the proceedings of the city council, on an information and fine for a breach of the quarantine law.
This statement on which the order is founded, does in itself display our title to jurisdiction. It shows on the face of it, that this summary conviction was made under the express sanction of the legislative act, which I have cited. It is not deficient in any one particular for this purpose, except the sum or amount of the fine ; this, I presume, is stated in the 'petition or affidavit, copies of which, were never served upon me.
Strictly speaking, a certiorari is not the process by which proceedings of a corporation are to be controlled in a Superior Court. The writ of prohibition is the proper process for that purpose. 1 Bacon, 559. “A certiorari is an original writ issuing out of chancery or the King’s Bench, to the judges or officers of inferior courts, commanding them to return the records of a cause depending before them, to the
To prove that a certiorari does not lie to review the merits, but merely to ascertain whether the subordinate limited jurisdiction has exceeded its jurisdiction, I shall cite, in the first place, the case of the King vs. Morely, 2 Burr. 1040, which was a conviction of a Methodist preacher, upon the conventicle act, 22 Charles 2. c. 1. The objection was, that « ¡t was alleged that the c|efendants were subjects of this realm, which is an essential requisite. The court were unanimously of opinion that a certiorari ought to issue. A certiorari does not go to try the merits of the question, hut to see whether the limited jurisdiction have exceeded their bounds. The jurisdiction of this court is not taken away, unless there be express words to take it away ; this is a point settled. Therefore a certiorari ought to issue, and after a return shall be made to it, you will be at liberty, and it will be still Open to you, to move to supersede it, if there should appear reason for the court’s so doing.”
Rule m§de absolute for a certiorari.
In all cases of special limited jurisdiction, so much must be set forth on the record as will show the jurisdiction. Jurisdiction cannot be presumed, where the authority is limited or special. ‘ In the case last cited, there was a deficiency of jurisdiction apparent on the record.
The King vs. Whitbread, Douglass Rep. 630. This case came before the court, on a rule to show cause why a cer-tiorari should not issue, to remove a conviction by the com-1 missioners of excise. Two objections were made ; 1st. That the power of granting a certiorari was expressly taken away by the statute which authorized this conviction. 2d. That a certiorari will not be granted to review the facts. Lord Mansfield said, “ We are all of opinion that in this case a certiorari does not lie; but if it did, it must be granted upon cause shown, and as the affidavits in support of the present application do not proceed upon any alleged want of jurisdiction, but contain objections to the conviction on the merits, the court would not grant the certiorari, if they had power to do
To obviate the force of this adjudication, it may be answered, that in the case cited there was another mode of redress by appeal, which does not exist under our judicial system. To such an argument the correct reply is obvious. An inconvenience arising from defects in a judicial system can only be removed by the legislature, and it is not competent to any court of law to extend its jurisdiction, for reasons drawn merely by inconvenienti.
I shall cite another case which recognises and confirms the doctrine laid down in the King vs. Whitbread,
The King vs. Abbot, Doug. 534. This was a conviction by two justices upon a statute of 11 Geo. 1, for harbouring tea and spirits. On a rule to show cause why a certiorari should not issue, Mr. Wallace showed cause, and contended, 1st, that as the affidavit on which the rule was obtained went only to the merits, denying the truth of the charge, the court, if they had the power of granting a certiorari, would not do it, an enquiry into the merits not being competent to the court. Lord Mansfield. — “ The second objection is, that if there were a power in the court to grant it, in their discretion, they ought not to do it upon the present occasion, because the question is upon the merits, and not to the jurisdiction. The motion has been made, not on an objection to the jurisdiction, but to the merits, and in Rex vs. Whitbread, the court thought that would have been sufficient reason for not granting a certiorari if it had not been otherwise competent. We all adhere to that opinion.” Rule discharged.
By the authorities, it appears to me, that the impression under which 1 acted, in the first instance, with regard to the controlling power of the superior courts, is positively sanctioned. That the only ground for the exercise of that controlling is want or transgression of jurisdiction, indicated upon the face of the proceedings. To prove the justice of my impression, and of the sentiments entertained by
If questions of this nature, under laws calculated and intended for immediate coercive protection, are to be arrested by an appellate tribunal, in their progress and upon their merits, where is the benefit of a corporation, or of any summary tribunal ? Perhaps no instance could have intervened by which the justice and propriety of the doctrine which I have undertaken to prove, and of the right we contend for, could have been so strongly exemplified, as this case of a conviction under the quarantine laws. The legislature had ascertained from experience, that the deliberate mode of prosecution, provided by the original act of 1793, was not adequate in its coercion to the important mischief. They therefore by the act on which this conviction was founded, authorised the corporation to impose a fine in a summary way, for violations committed within this port, or any of the inlets north of Ossabaw. If it had appeared either by the proceedings, or affidavit of the offender, that the offence was committed beyond those local limits, the want of jurisdiction in the corporation would have afforded ground for prohibition.
I cannot take leave of the present discussion without mak
Lord Mansfield. “ This is an action upon a by-law, and comes removed from a corporation in the country, upon the return of a habeas corpus ; and the whole question at present, is, whether the court can enter into the consideration of the validity of the by-law upon the return ? There is a settled course and form of proceedings in cases oí this nature, of which there are many thousand instances ; and yet, though there be such numbers of instances of this kind, there is not a single one where the court.has ever determined the validity of a by-law on the return, excepting in London. The validity of this by-law is not to be disputed upon the return, but in the ordinary course of proceeding in the like cases, viz : by the plaintiff's declaring here, and the defendant’s demurring to it, if he thinks proper. It never has been done in this summary way upon the return, nor ever attempted or
It may be asked, Wherein consists the great certainty of a legal decision upon any question of this nature by formality of procedure, than under the return of a summary process? It consists of that gradation of courts which forms one of the most precious and invaluable features of British jurisprudence. A principle which effectually secures the rights of persons and of property against illegal or erroneous adjudications. There, if the validity of a by-law is denied, instead of being decided summarily by a single judge, however brilliant his talents and profound his legal knowledge, it is made the subject of an action at law, either by declaration or plea; and an issue of law is formed upon it, by filing a general demurrer. Upon-the judgment given, a writ of error lies to the next superior tribunal, and thence it may be carried to the house of lords. In this state, under our judicial system, we have no court of errors, but we have an appellate jurisdiction in the last resort, our special jury. By adopting British principles in subordination to our own law, the courts are hound to refer all matter respecting the merits, as well in point of law, as fact, to a jury. There is, in our proceedings, a petition, process, and answer. But no pleading beyond these can go upon the record ; and these, says the act, must be submitted to a jury for their verdict.
I have thus stated to the court in as perspicuous a manner as I was able, the reason why I considered the judicial order as irregular, and why, upon the proceedings had under it, the
The arguments and authorities thus adduced are the result of my best judgment and investigation, upon the questions to which they relate. And although it must be admitted, that, after the researches and progressive attainments of more than twenty-five years in the science of jurisprudence, many errors may remain hidden under the veil of professional confidence and incorrect experience ; at the same time it is hoped and expected, that the arguments which have been used will be developed with candor and liberality, and that their denunciation as erroneous, will be the effect of impartial and dispassionate judgment. Happily we live under governments of laws and not of men ; a government in which difference of opinions does not constitute a crime, provided opinions are not expressed or entertained with motives or intentions hostile to the constitution and laws, or to legitimate authority. Of such motives or intentions, I believe it unnecessary for me to declare a disavowal, either for myself or my brethren in office.
Our attachment to the government is manifested by ourge-neral deportment, and more especially by our continual services, in the corporate office.
Conscious that the magnitude of the questions, to be decided by a single judge, will be duly weighed, we leave the matter with the court, in full confidence that the constitution and law of the land will be the only rule of decision, and will ultimately prevail.
This is a motion for an attachment against John Y. lYoel, mayor, for a contempt in directing the city marshal, by an order of the said John Y. JVoel, to take a bond and security from one Walter Roe, for his appearance personally before
These points have all been considered and decided by the court in the case of Walter Roe against the Mayor and Aider-men of Savannah on the application for a certiorari, therefore the only question to be how considered is, whether the order of the mayor and the proceedings of the marshal thereon be a contempt in either or both of them. In enumerating the contempts that are punishable by attachment, Blackstone in the 4th vol. of his Commentaries, p. 285, recites, “ These committed by any other person under the degree of a peer, and even by peers themselves, when enormous and accompanied with violence, such as forcible rescues and the like; or when they import a disobedience to the king’s great prerogative, writs of prohibition, habeas corpus, and the rest; some of these contempts may arise in the face of the court, as by rude or contemptuous behaviour, by obstinacy, perverseness, or prevarication, by breach of the peace or any wilful disturbance whatsoever ; others in the absence of the party ; as by disobeying or treating with disrespect the king’s writ, or the
The most remarkable instances of contempts seem reducible to the following heads, 1st. Contempt for the king’s writs; 2d. Contempts in the face of the court. 3d. Contemptuous words, or writings concerning the court. 4th. Contempt of the rules or awards of the courts. 5th. Abuses of the process of the court. 6th. Forgeries of writs, and other deceits of the like kind tending to impose on the court.”
As to the objection, that the mayor had not personal service of the order ; it appears that a copy of the rule or order was regularly served on the recorder, who appeared before the court in obedience to the same rule or order, and this is all the notice necessary in conformity with the prac
And the parties being present, the sentence imposed upon the said parties by the court, for their contempts in disobeying the order of this court, is as follows : That the said John Y. Noel do pay a fine of fifty dollars, and that the said Charles Cope do also pay a fine of ten dollars, and that the said John Y. Noel and Charles Cope do stand committed until the said fine be paid.
Charlton, Att’y Gen. in support of the rule for the attachment.
Noel, against it,
Case-law data current through December 31, 2025. Source: CourtListener bulk data.