Department of Human Resources v. Phillips
Department of Human Resources v. Phillips
Opinion of the Court
In this appeal from a plaintiffs’ verdict in a wrongful death action, we determine that the parties stipulated in the pretrial order that the Georgia Tort Claims Act’s cap on damages recoverable against the State was applicable to their action, thereby limiting the damages that could be awarded to no more than $1 million per plaintiff. Thus, the trial court erred by entering judgment awarding the two plaintiffs in this case a total of $3.5 million. We also determine that the trial court’s judgment does not include impermissible punitive damages, and that the trial court did not err in charging the jury, admitting certain evidence, or denying the State’s directed verdict motion. Therefore, we reverse in part and affirm in part the judgment of the trial court.
When Lisa Phillips was nine months old, she suffered a severe case of colitis accompanied by a persistent high fever that resulted in organic brain damage, and left her severely mentally impaired. Her family cared for Lisa until she was ten years old, when she was institutionalized at Central State Hospital (“the Hospital”). Lisa lived at the Hospital for more than 20 years. In 1992, she was discovered lying on a bathroom floor at the Hospital, in a state of cardiopulmonary arrest. She later was pronounced dead. A subsequent autopsy revealed that she had died of acute aspiration and subsequent car
Appellee Virginia Phillips, acting both as Lisa’s personal representative and as administratrix of Lisa’s estate, filed suit against the Georgia Department of Human Resources (“DHR”), claiming that the Hospital’s employees’ negligence in caring for Lisa proximately caused her death. Following a ten-day trial, the jury returned a plaintiff’s verdict, and awarded $2 million for the full value of Lisa’s life, and $1.5 million for her pain and suffering. Relying upon the damages cap set forth in the Georgia Tort Claims Act (“the Act”),
DHR appealed to the Court of Appeals, which certified to this Court the question raised by Phillips of whether application of the Act’s cap on damages to this case would abridge the constitutional prohibition against the retroactive application of laws to the detriment of any vested right.
1. DHR contends that the trial court erred by entering judgment in the amount of $3.5 million because the pretrial order, agreed upon by the parties and executed by the trial court, stated that “[u]nder the State Tort Claims Act, OCGA § 50-21-29, the maximum amount of damages is $1,000,000.00, and if the jury awards an amount in excess of $1,000,000.00, said amount shall be written down by the Court.”
The Civil Practice Act provides that once entered, the pretrial order “controls the subsequent course of the action unless modified at the trial to prevent manifest injustice.”
The Code imposes a duty on each party to assist the trial court in formulating the pretrial order by defining the issues for trial, and deciding “such other matters as may aid in the disposition of the action.”
If a party desires modification of a pretrial order, application should be made to the trial judge either before or during the trial.
As noted by Phillips, there may be situations in which a trial judge is authorized to modify a pretrial order acting sua sponte in order to “prevent manifest injustice.”
Relying on the principle that a pretrial order shall be deemed modified to conform to evidence that is admitted at trial without objection,
In conclusion, because the pretrial order stated that the damages cap in the State Tort Claims Act applied to this case, the trial
2. Phillips contends that her claims against DHR accrued before the Act’s effective date, and that application of the Act’s damages cap to the judgment in this case will violate the constitutional prohibition against applying laws retroactively in derogation of a vested substantive right.
Moreover, we note that Phillips actively participated in preparation of the pretrial order, and consented to its entry. It is well established that one cannot complain of a judgment, order, or ruling that her own procedure or conduct procured or aided in causing, nor can she be heard to complain of or question on appeal a judgment which she invokes.
3. DHR complains that the trial court erred by permitting Phillips’ counsel to argue to the jury that punitive damages should be
Contrary to DHR’s argument, we find that Phillips’ statements to the jury were highly relevant to the issues before the jury, and did not advocate the imposition of punitive damages. Phillips’ statements directly refuted closing arguments made by DHR that detailed difficult aspects of Lisa’s behavior, and some of the more extreme methods used to restrain such behavior. In her closing argument, Phillips directly referred to DHR’s statements as an attempt to discount the value of Lisa’s life, and sought to rebut that attempt with the statements complained of here. Furthermore, in her closing argument, Phillips did not encourage the jury to award damages to punish DHR or to deter DHR’s future conduct. As such, Phillips’ arguments did not “amount to a plea for punitive damages,”
4. DHR contends that the trial court erred by refusing to give its requested jury charge that, under the terms of the pretrial order and the Act, punitive damages were unavailable. The record shows that DHR requested such a charge, and that the trial court declined to give it because no punitive damages had been asked for by Phillips, and thus the charge was not adjusted to this case.
Our review of the record shows that early in its charge, the trial court properly instructed the jury that Phillips was seeking compensatory damages. Later in its charge, the court explained that damages were available as compensation for any injuries that the jury determined had been inflicted, and that in awarding such damages, the jury should consider the full value of Lisa’s life as a gauge. The trial court also charged the jury that it could award damages for any pain and suffering that it found Lisa had experienced. Nowhere in its charge did the trial court intimate that punitive damages were available.
Because the charge, when read as a whole, was a correct statement of the law, we reject DHR’s claim that the trial court erred by not issuing an instruction negating the possibility of punitive dam
5. DHR complains that the trial court incorrectly denied its directed verdict motion as to the issue of a treating physician’s negligence. Lisa’s treating physician, Dr. Grant, had prescribed for her a very high dosage of Serentil, one of the two drugs that, in combination, proximately caused Lisa’s death. As stated above, the other drug that caused Lisa’s death, Mellaril, was not prescribed for her. DHR contends that because Phillips introduced no expert testimony to show that the prescribing of an unusually high dosage of Serentil for Lisa constituted malpractice, the trial court erred in not granting a directed verdict motion as to the issue of Dr. Grant’s professional negligence.
In determining whether the evidence warrants denial of a directed verdict motion, the evidence must be construed most favorably to the party opposing the motion, and the standard used to review the grant or denial of a directed verdict is the “ ‘any evidence’ test.”
6. Similarly, DHR contends that the trial court erred in charging the jury on physician malpractice, because Phillips did not introduce the medical expert testimony required to make out such a claim. We disagree. As stated above, Phillips introduced expert testimony that special monitoring procedures should have been instituted when Lisa was prescribed the extremely high dosage of Serentil, and the evidence is undisputed that such monitoring was not put in place. Moreover, Dr. Grant’s own testimony, discussed above, shows that he was the doctor responsible for overseeing the drugs that Lisa ingested, and that she should not have taken the unprescribed Mellaril together with the prescribed Serentil. Thus, there was sufficient evidence to warrant the charge.
7. Finally, we reject DHR’s contention that the trial court erred by admitting into evidence package inserts for the drugs Mellaril and Serentil, because they are written hearsay not falling within any of the recognized exceptions to rule against hearsay. The inserts were published to the jury without objection from DHR, and thus it has waived its objection to their introduction.
Judgment affirmed in part and reversed in part.
OCGA § 50-21-20 et seq. (1994).
Dept. of Human Resources v. Phillips, 223 Ga. App. 520 (478 SE2d 598) (1996).
We note that, consistent with the statement in the pretrial order that the Act’s damages cap applies to Phillips’ claim, Phillips’ trial memorandum, filed the same day as the pretrial order, states:
This case is brought under the provisions of OCGA § 50-21-20, et seq., “The Georgia Tort Claims Act.” Pursuant to applicable provisions of the State Tort Claims Act, the State has waived sovereign immunity for the torts of State officers and employees while acting in the scope of their official duties or employment.
'The original complaint also makes reference to the Act, and asserts, among other things, that service was effected thereunder.
OCGA § 9-11-16 (b); see Horne v. City of Cordele, 254 Ga. 346, 347 (329 SE2d 134) (1985).
Gregory, Georgia Civil Practice, p. 325, § 3-10 (1990); see Berger v. Plantation Pipeline Co., 121 Ga. App. 362, 366 (173 SE2d 741) (1970).
Gregory, supra at 326; Ruskell & McIntosh, Georgia Practice & Procedure, pp. 350-351, § 16-3 (1986).
OCGA § 9-11-16 (a); see Uniform Superior Court Rules 7.1 and 7.2.
In re Control Data Corp. Sec. Litigation, 933 F2d 616, 621 (8th Cir. 1991) (quoting Fed. R. Civ. Pro. 16 advisory committee notes, sub. c (1983)). See Bicknell v. CBT Factors Corp., 171 Ga. App. 897, 898-899 (321 SE2d 383) (1984) (in construing Civil Practice Act, great consideration and weight is given to the federal courts’ construction of the corresponding Federal Rules of Civil Procedure).
See OCGA § 9-11-16 (b).
See Gaul v. Kennedy, 246 Ga. 290, 291 (271 SE2d 196) (1980); Control Data, 933 F2d at 621; Roland M. v. Concord School Comm., 910 F2d 983, 999 (1st Cir. 1990).
Roland M., supra.
Gregory, supra at p. 327; Echols v. Bridges, 239 Ga. 25, 27 (235 SE2d 535) (1977) (if a litigant desires modification of a pretrial order, application should be made to the trial judge either before or during the trial for such modification).
See Dumas v. Beasley, 218 Ga. 349, 352 (128 SE2d 59) (1962).
See generally 3 Moore’s Federal Practice, § 16.78 [4][b] (1997) (among the factors to be considered in determining whether “manifest injustice” warrants the modification of a pretrial order is whether granting the motion will unfairly impair the opposing party’s ability to litigate the merits of the matter). See also Walker v. Anderson Elec. Connectors, 944 F2d 841, 844 (11th Cir. 1991) (legal relief theory not stated in the final pretrial order cannot support an award).
See Cooper v. Rosser, 232 Ga. 597, 599 (207 SE2d 513) (1974).
See Richardson v. State, 155 Ga. App. 664, 665 (272 SE2d 529) (1980); Council of Superior Court Judges, Suggested Pattern Jury Instructions, Vol. I at 2 (1991).
OCGA § 50-21-29 (b).
See Stenger v. Grimes, 260 Ga. 838 (400 SE2d 318) (1991); Complete Auto Transit v. Floyd, 214 Ga. 232, 235 (104 SE2d 208) (1958). Notably, two separate notices of claim were filed in this case, each asking for damages in the amount of $1 million. Because suit in this case was filed on behalf of two distinct legal persons, the pretrial order supports a damages award of $2 million, and thus the purported inconsistency discussed in footnote one of the dissent simply does not exist.
See Ga. Const. 1983, Art. I, Sec. I, Par. V.
Brown v. Cronic, 266 Ga. 779, 782 (470 SE2d 682) (1996). Similarly, our ruling in Division 1 disposes of the need to address DHR’s separate enumeration that the trial court violated the Act by awarding damages in excess of what the Act permits.
Myrick v. Stephanos, 220 Ga. App. 520 (472 SE2d 431) (1996).
Green v. Gaydon, 174 Ga. App. 796 (331 SE2d 106) (1985).
See Sheppard v. Broome, 214 Ga. 659, 660 (107 SE2d 219) (1959); Pearson v. George, 209 Ga. 938, 942-943 (77 SE2d 1) (1953).
See Southern R. Co. v. Lawson, 256 Ga. 798, 799-800 (353 SE2d 491) (1987).
In this regard, we note that Phillips put forth expert testimony to establish a deviation from the requisite standard of care. See Wagner v. Timms, 158 Ga. App. 538 (281 SE2d 295) (1981).
See Lawrence v. Gardner, 154 Ga. App. 722 (270 SE2d 9) (1980) (neither summary judgment nor directed verdict are appropriate where defendant’s own expert testimony may be construed by the jury to support the plaintiff’s claim of professional negligence). See also Moore v. Candler Gen. Hosp., 185 Ga. App. 280 (363 SE2d 793) (1987).
See, e.g., Wood v. Food Giant, 183 Ga. App. 604 (359 SE2d 410) (1987).
We also note that no objection was raised to the giving of this charge.
See Black v. Johnson, 233 Ga. 533 (212 SE2d 368) (1975).
Porter Coatings v. Stein Steel &c. Co., 247 Ga. 631, 632 (278 SE2d 377) (1981); Pressley v. Jennings, 227 Ga. 366, 376 (180 SE2d 896) (1971).
Dissenting Opinion
dissenting.
I respectfully disagree with the majority’s conclusion, formulated in Divisions 1 and 2, that the trial court was without power or authority to amend the pretrial order and was required to enter a judgment which conformed to the unmodified pretrial order.
Some additional facts, documented by the record and previously reported in the Court of Appeals’ certification of the case to this Court (223 Ga. App. 520 (478 SE2d 598) (1996)) are important to resolution of this issue. The jury returned its $3.5 million verdict in favor of Mrs. Phillips, was polled, and was excused. The attorney for DHR immediately stated his belief that the pretrial order required that the jury’s verdict be written down since it was in excess of $1 million, in response to which Mrs. Phillips’ counsel stated the possibility of attacking the constitutionality of the statute which would require such a diminution of the verdict.
A trial court has inherent power to sua sponte modify a pretrial order to prevent manifest injustice. Dumas v. Beasley, 218 Ga. 349, 352 (128 SE2d 59) (1962). It is unquestioned that a trial court also has statutory power to modify the pretrial order at trial to prevent manifest injustice. OCGA § 9-11-16 (b). Without saying so expressly, the majority has stripped the trial court of its inherent power and hobbled its statutory authority by implicitly holding, without explanation or definition, that the pretrial order cannot be modified after the verdict has been returned but before the entry of judgment.
I believe that the trial court did not abuse its discretion in determining that manifest injustice would result if the trial court failed to examine the constitutional issue before entering judgment. After all, the jury had concluded that DHR was responsible for Ms. Phillips’ death, and that Ms. Phillips’ estate and her mother had proven suffering and damage which justified compensation in the amount of $3.5 million. OCGA § 50-21-27 (a) barred entry of a judgment in the amount of the verdict, and it was the trial court’s duty, when a party questioned the constitutionality of that statute, to exercise its inherent authority to modify the pretrial order to prevent manifest injustice by permitting a legal discussion of the issue. DHR’s attorney cannot claim unfair surprise since he was aware from shortly after the return of the verdict that the statute’s constitutionality was in question and that the trial court saw modification of the pretrial order as the means for getting the issue before the court, and he wrote letter briefs and argued telephonically in support of the statute. See Echols v. Bridges, 239 Ga. 25, 27 (235 SE2d 535) (1977), where the court determined that the trial court did not abuse its discretion when “ ‘there can be no viable claim of surprise or unfairness in the court’s consideration of the issue involved in the ruling. . . .’ ” The result of the majority’s resolution of the case at bar is a classic example of manifest injustice: a possibly unconstitutional judgment is ordered entered by the appellate court on the ground that the trial court had no discretion to permit the parties to argue an issue of law which became pertinent when the jury returned its verdict. This is not a liberal construction of the pretrial order which permits “the consideration of all questions fairly within the ambit of the contested issues” (Echols v. Bridges, supra, 239 Ga. at 27), and it is contrary to the spirit of the Civil Practice Act that cases be decided on their merits, thereby avoiding decisions based on other considerations. Ambler v. Archer, 230 Ga. 281, 286 (196 SE2d 858) (1973).
The appellate courts are unlikely to find an abuse of discretion where a trial court fails to modify a pretrial order without a motion. Gilbert v. Meason, supra, 145 Ga. App. 662 (1). I suggest that the appellate courts should be just as unwilling to find an abuse of discretion when the trial court does modify the pretrial order. Because the majority rules otherwise, I must respectfully dissent.
I am authorized to state Justice Thompson joins in this dissent.
The pretrial order stated:
Under the State Tort Claims Act OCGA § 50-12-29, the maximum amount of damages is $1,000,000.00, and if the jury awards an amount in excess of $1,000,000.00, said amount shall be written down by the Court. Plaintiff may not seek or recover punitive damages under the Act.
The majority opinion is internally inconsistent: it holds that the trial court was without power to modify the pretrial order and that the parties were bound thereby, yet it then modifies the pretrial order by awarding Mrs. Phillips $2,000,000 instead of the $1,000,000 maximum amount of damages set forth in the pretrial order. I would suggest that if the pretrial order can be modified by the appellate'court twenty-one months after the judgment was entered, surely the trial court had the power to modify the pretrial order nine days after the verdict and prior to entry of judgment.
OCGA § 50-21-27 (a) provides that the Act, which became effective July 1, 1992, “shall operate retroactively so as to apply to tortclaims or causes of action which accrued on or after January 1, 1991.” This wrongful death action accrued on February 2, 1992, when Lisa Phillips died. Clark v. Singer, 250 Ga. 470, 471 (298 SE2d 484) (1983). (“A cause of action for wrongful death caused by another arises in the spouse and/or children or parents of the deceased upon the death of such deceased”)
In Echols v. Bridges, 239 Ga. 25, 26 (235 SE2d 535) (1977), the court interpreted the statutory temporal limitation of “at trial” to include all aspects “through the completion of trial.” I suggest that, when the issue sought to be added is one of law, a trial is not complete until judgment is entered.
Had Mrs. Phillips’ counsel suggested before the return of the verdict that application of the statute requiring that a verdict in excess of $1,000,000 be written down to $1,000,000 was unconstitutional, he would have been silenced with a ruling that his argument was premature since Mrs. Phillips was not hurt and her rights were not affected by the statute until a verdict in excess of $1,000,000 was returned. See Bo Fancy Productions v. Rabun County Bd. of Commrs., 267 Ga. 341 (478 SE2d 373) (1996), where this Court stated that the only prerequisite to attacking the constitutionality of a statute “ ‘is a showing that it is hurtful to the attacker. [Cit.]’ ” See also Keenan v. State, 263 Ga. 569 (1) (436 SE2d 475) (1993), where this Court ruled that a party had no standing to challenge the constitutionality of a statute unless the party’s rights were affected by it.
Reference
- Full Case Name
- DEPARTMENT OF HUMAN RESOURCES v. PHILLIPS Et Al.
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- 55 cases
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- Published