Bruce v. Smith
Bruce v. Smith
Opinion of the Court
We affirmed Richard Bruce’s murder conviction on direct appeal, rejecting his argument that the trial court should have given his requested charge on the state’s burden of proof on his affirmative
PRIOR PROCEEDINGS
Bruce was convicted in 1988 of the felony murder of his girlfriend’s sixteen-month-old son. At his trial, Bruce requested that the trial court give the following charge on the state’s burden of proof on the affirmative defense of accident: “Once there is evidence of an accident, the burden of proof is upon the state to prove beyond a reasonable doubt that the death of the victim was not an accident.” The trial court did not give the requested charge, and Bruce reserved his objections to the charge. On direct appeal, Bruce contended that the trial court erred in failing to give the requested charge since the defendant did not have the burden to prove his defense. Reviewing the charge given, we held in division three of Bruce I that it covered substantially the same principles as Bruce’s requested charge and, therefore, the trial court did not err in failing to give the charge.
NO PROCEDURAL BAR TO CLAIM
1. When considering a successive petition under Georgia law, the habeas court must first determine whether the petitioner is entitled to a hearing on the merits of his claim.
2. Without a change in the facts or the law, a habeas court will not review an issue decided on direct appeal.
A review of our decisions on the burden of proof related to affirmative defenses in criminal cases shows that the issue is a difficult one that has challenged this Court for three decades.
In Bishop, we recognized this conflict and adopted the rule from the latter line of cases, holding that it is reversible error for a trial court to refuse to give a requested charge on the state’s burden to disprove an affirmative defense beyond a reasonable doubt. We also expressly overruled our contrary holding in division three of Bruce I and any other case that relied on it.
TRIAL COURT’S FAILURE TO GIVE CHARGE
3. Our state habeas corpus statute provides relief only for a substantial denial of constitutional rights under the United States Constitution or the Georgia Constitution.
A jury charge that places the burden of persuasion on the defendant to establish innocence violates the defendant’s constitutional right to due process.
Moreover, a review of the charge given shows that the trial court correctly informed the jury on the state’s burden of proof. The trial court instructed the jury that the defendant was presumed innocent, the state had the burden of proving every element of the crime beyond a reasonable doubt, the intent to commit the crime was an essential element that the state had to prove, the burden of proof remained with the state and never shifted to the defendant, and the jury had a duty to acquit if the evidence showed the incident occurred as a result of misfortune or accident. Adhering to our ruling in Lof-ton, we hold that the trial court’s failure to additionally charge the jury that the state must disprove the affirmative defense beyond a reasonable doubt did not violate Bruce’s constitutional right to due process by shifting the burden of persuasion on the accident defense to him.
This holding is consistent with our decision in Bishop adopting a rule of criminal procedure. As a result of Bishop, trial judges are required to give a jury charge on the state’s burden to disprove an affirmative defense beyond a reasonable doubt when (1) the defendant raises an affirmative defense and offers evidence to support it; (2) the defendant requests a specific charge on the state’s burden of proof concerning the defense; and (3) the requested charge is a correct statement of the law and is adjusted to the evidence.
In conclusion, we reverse the trial court’s dismissal of Bruce’s petition because it was not successive or barred by res judicata. On the merits, we conclude that the trial court’s failure to give the requested charge did not violate Bruce’s constitutional rights and he is not entitled to habeas relief for a violation of state procedural law.
Judgment reversed with direction.
See Bruce v. State, 259 Ga. 798 (387 SE2d 886) (1990) (Bruce I).
See Bishop v. State, 271 Ga. 291 (519 SE2d 206) (1999).
See Bruce I, 259 Ga. at 799.
See Tucker v. Kemp, 256 Ga. 571, 573 (351 SE2d 196) (1987).
See Jarrell v. Zant, 248 Ga. 492 n. 1 (284 SE2d 17) (1981); cf. Holloway v. McElroy, 241 Ga. 400 (245 SE2d 658) (1978) (defendant did not waive right to bring claim in first habeas petition by failing to raise issue on direct appeal because claim involved law developed after his trial). But see Tucker v. Kemp, 256 Ga. at 573-574 (providing alternative rationale for Jarrell v. Zant).
See Brown v. Ricketts, 233 Ga. 809, 811 (213 SE2d 672) (1975); White v. Hornsby, 191 Ga. 462, 463-464 (12 SE2d 875) (1941).
See Johnson v. Zant, 249 Ga. 812, 816 (295 SE2d 63) (1982); Zant v. Campbell, 245 Ga. 368, 369 (265 SE2d 22) (1980); Hammock v. Zant, 243 Ga. 259, 260 n. 1 (253 SE2d 727) (1979).
See State v. Moore, 237 Ga. 269 (227 SE2d 241) (1976); see also Moore v. State, 137 Ga. App. 735 (224 SE2d 856) (1976), rev’d, 237 Ga. 269 (227 SE2d 241) (1976) (discussing confusion in case law on whether defendant ever has burden of proof or persuasion in a criminal case.
See In re Winship, 397 U. S. 358 (90 SC 1068, 25 LE2d 368) (1970); Mullaney v. Wilbur, 421 U. S. 684 (95 SC 1881, 44 LE2d 508) (1975); Patterson v. New York, 432 U. S. 197 (97 SC 2319, 53 LE2d 281) (1977). See generally Parrish v. Hopper, 238 Ga. 468, 478-479 (233 SE2d 161) (1977) (Hall, J., concurring specially) (discussing court’s recent concern with “possible burden-shifting effect of certain time-honored charges on presumptions and affirmative defenses” based on changing notions of fairness and due process).
See Moore, 237 Ga. at 269-270; Lofton v. State, 237 Ga. 275 (227 SE2d 327) (1976).
See Ross v. State, 268 Ga. 122, 125 (485 SE2d 780) (1997), overruled by Bishop, 271 Ga. at 291-292; Williams v. State, 257 Ga. 186, 187 (356 SE2d 872) (1987); Walden v. State, 251 Ga. 505, 507 (307 SE2d 474) (1983); Fox v. State, 238 Ga. 387 (233 SE2d 341) (1977); Lofton, 237 Ga. at 276.
See Griffin v. State, 267 Ga. 586, 586-587 (481 SE2d 223) (1999); Anderson v. State, 262 Ga. 7, 9-10 (413 SE2d 772) (1992), overruled on other grounds by Coleman v. State, 264 Ga. 253 (443 SE2d 626) (1994); State v. Shepperd, 253 Ga. 321 (320 SE2d 154) (1984).
See Bishop, 271 Ga. at 291-292.
See Appellate Court Performance Standards, Standard 1.2 (1995).
See OCGA § 9-14-42 (a); Parker v. Abernathy, 253 Ga. 673, 674 (324 SE2d 191) (1985).
See Gaither v. Gibby, 267 Ga. 96, 97 (475 SE2d 603) (1996).
See Bridges v. State, 268 Ga. 700, 703 (492 SE2d 877) (1997).
See 237 Ga. at 275-276
See Williams, 257 Ga. at 187; Lofton, 237 Ga. at 276.
See 271 Ga. at 291.
See Walden, 251 Ga. at 507 (“ ‘the better practice is to specifically advise the jury that the burden of proof... is not on the defendant to prove the defense’ ”).
See Harris v. State, 273 Ga. 608, 610 (543 SE2d 716) (2001); Taylor v. State, 262 Ga. 584, 586 (422 SE2d 430) (1992).
Concurring in Part
concurring in part and dissenting in part.
While I agree completely with the holdings in the first and second divisions of the majority opinion and with the reversal of the trial court’s dismissal of Bruce’s habeas corpus petition, I cannot join in the inappropriate discussion of and decision on the merits of Bruce’s claim. Accordingly, I concur in the judgment of reversal and dissent to the portion of the judgment of this Court directing the trial court to deny Bruce’s petition on its merits.
“This Court and the Court of Appeals are courts of review. [Cits.] As appellate courts, we are courts for the correction of errors of law made by the trial courts. [Cit.] . . . An error of law has as its basis a specific ruling made by the trial court.” Felix v. State, 271 Ga. 534, 539 (523 SE2d 1) (1999). “Issues which have not been ruled on by the trial court may not be raised on appeal.” Georgia Dept. of Natural Resources v. Coweta County, 261 Ga. 484 (405 SE2d 470) (1991). The review of judgments denying habeas corpus relief is not an exception to our role as an appellate court. The superior court to which Bruce submitted his petition for a writ of habeas corpus did not rule on the merits of his petition because it determined that the petition should be dismissed. That decision was erroneous, but the remedy for that error is not for this Court to bypass the role of the lower court and decide the case on its merits, but to remand the case to the lower court with direction to address the merits of the petition.
Because I believe that this Court should not take over the role of the habeas corpus court for the sake of convenience, I dissent to that part of the majority opinion which addresses the merits of Bruce’s claim and directs that his petition be denied on its merits.
I am authorized to state that Justice Hunstein and Justice Thompson join in this opinion.
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