Luke v. Battle
Luke v. Battle
Opinion of the Court
We granted a habeas corpus application filed by the appellant, Marcus Luke, to consider whether the habeas court erred (1) in ruling that Brewer v. State
In this habeas action, relying on Brewer, Luke claimed that the State had failed to prove the element of force. The habeas court, however, held that Luke was not entitled to the benefit of Brewer, in that Brewer established a new rule of criminal procedure and that new rules of criminal procedure applied only to those cases then on direct review or not yet final.
2. We conclude that the present case is controlled adversely to the State by the rationale of the Supreme Court’s decision in Bousley v. United States,
In Bousley, the defendant had pled guilty to “using” a firearm during a drug trafficking crime in violation of 18 USC § 924 (c) (1). After Bousley had pled guilty, the Supreme Court held in Bailey v. United States
The Court noted that “[t]his distinction between substance and procedure is an important one in the habeas context.”
This Court came to a similar conclusion in Hernandez-Cuevas.
Bousley and our decision in Hernandez-Cuevas thus establish that a new rule of substantive criminal law must be applied retroactively to cases on collateral review and that an appellate decision holding that a criminal statute no longer reaches certain conduct is a ruling of substantive law. Under this framework, contrary to the dissent’s assertion,
This discussion of Brewer demonstrates that our decision in that case, like the Supreme Court’s decision in Bailey
As for the dissent’s emotional assertion that our holding today might “vacate the convictions of an untold number of child molesters,” there are two fair and just responses. One is that today’s opinion does not vacate the child molestation conviction of any defendant also convicted of aggravated sodomy before our decision in Brewer. The other, more important, response is that the only defendants who will have their aggravated sodomy convictions overturned are those convicted of an act that the aggravated sodomy statute does not make criminal. Overturning the conviction of a person not guilty of the crime for which he was convicted goes to the heart of our habeas corpus system and our American system of justice.
Judgment reversed and case remanded for proceedings consistent with this opinion.
271 Ga. 605, 607 (523 SE2d 18) (1999).
See Taylor v. State, 262 Ga. 584, 586 (422 SE2d 430) (1992); Teague v. Lane, 489 U. S. 288, 310-311 (109 SC 1060, 103 LE2d 334) (1989).
Luke v. State, 222 Ga. App. 203 (1) (474 SE2d 49) (1996). As noted in the Court of Appeals’s opinion, the victim testified that “he was not forced” to do the acts in question, but that “he did not want to do them.” Id. at 203.
See Taylor, 262 Ga. at 586; Teague, 489 U. S. at 310-311.
523 U. S. 614 (118 SC 1604,140 LE2d 828) (1998).
260 Ga. 466 (396 SE2d 900) (1990).
516 U. S. 137 (116 SC 501,133 LE2d 472) (1995).
Bousley, 523 U. S. at 616-617.
Bousley, 523 U. S. at 620-621.
Id. For a case following Bousley and ruling that court decisions altering the meaning of the substantive criminal law must be applied retroactively, see Santana-Madera v. United States, 260 F3d 133, 138-139 (2nd Cir. 2001).
Id. at 466-467.
257 Ga. 796 (364 SE2d 574) (1988).
Id. at 467.
Id.
The dissent has improperly analyzed the so-called “pipeline” rule in this case. The dissent concludes that Brewer constituted a new rule of criminal procedure, and that for that reason alone, the rule in Brewer may not be applied retroactively to cases on collateral review. See Teague, 489 U. S. 288. Although Teague does establish a general rule that new rules of criminal procedure will not be applied to cases on collateral review, it establishes two exceptions to the general rule, and those exceptions must be found not to apply before it can be concluded that a new rule of criminal procedure does not apply to cases on collateral review. See Teague, 489 U. S. at 307-315. The dissent fails to analyze either of these exceptions, and thus errs in its application of the “pipeline” rule.
See, e.g., Luke, 222 Ga. App. at 203-206; Cooper v. State, 256 Ga. 631 (352 SE2d 382) (1987); State v. Collins, 270 Ga. 42, 43-44 (508 SE2d 390) (1998).
Brewer, 271 Ga. at 607, quoting Collins, 270 Ga. at 43.
Brewer, 271 Ga. at 607. Based on this holding, we overruled our decision in Cooper, 256 Ga. 631, and numerous Court of Appeals’s decisions. Brewer, 271 Ga. at 607.
Brewer, 271 Ga. at 606.
Id. See also Collins, 270 Ga. at 42-44.
Brewer, 271 Ga. at 607.
The case of Harris v. State, 273 Ga. 608, 610 (543 SE2d 716) (2001), on which the dissent relies, is inapposite to the present situation. In Harris, this Court did not offer any opinion as to the meaning of the term “intent” and did not place any conduct beyond the reach of the murder statute that had, before Harris, been subject to criminal liability under that statute. Instead, we simply held that a jury charge on a permissive inference that a jury might draw on intent should not be given as a matter of state law. We adopted this rule because, as a procedural matter, we concluded that the better practice was not to have a jury charge that emphasized an inference that could be drawn from one particular circumstance of the case, as opposed to an inference that could be drawn from other particular circumstances. See Clark v. State, 265 Ga. 243, 246 (454 SE2d 492) (1995), on which we relied in Harris. Indeed, after Harris, juries are free to infer that a person who uses a deadly weapon has the intent to kill and to use that evidence to support a finding of guilt. See Renner v. State, 260 Ga. 515, 517-518 (397 SE2d 683) (1990) (holding that juries should not be instructed on flight, but stating that the prosecutor was free to argue the defendant’s guilt based on evidence of flight and that the jury was free to infer that Renner’s flight was evidence of guilt). On the other hand, after Brewer, juries are no longer free to rely on the simple fact that the defendant committed an act of sodomy on an underage victim to support a finding of guilt for aggravated sodomy. Thus, in Brewer, unlike in Harris, this Court altered the meaning of a statutory element of the crime and placed certain conduct beyond the reach of a criminal statute.
We note that Luke’s claim on habeas that under Brewer the evidence is insufficient to support his conviction is a claim that is cognizable in habeas. See Miller v. Parker, 256 Ga. 276 (348 SE2d 655) (1986); Valenzuela v. Newsome, 253 Ga. 793 (325 SE2d 370) (1985). See also Fiore v. White, 531 U. S. 225 (121 SC 712, 148 LE2d 629) (2001), in which the Supreme Court held that when a court decision clarifies a criminal statute, a defendant is entitled to collateral relief based on that decision if he can show that the State convicted him “without proving the elements of [the] crime beyond a reasonable doubt.” Id. at 228. The Court held that under these circumstances, the Federal Due Process Clause forbids such a conviction. Id. We also note that Luke’s claim is not barred by res judicata, as, after the Court of Appeals decided his directed appeal, there was am intervening change in the law due to our Brewer decision. See Bruce v. Smith, 274 Ga. 432, 434-435 (553 SE2d 808) (2001).
Concurring Opinion
concurring.
I join the majority’s decision, but write separately to emphasize a fundamental fallacy with the dissent’s concern that any analysis other than the one put forth by the dissent will result in a flood of “child molesters” being released from prison. This is a factually incorrect statement as applied to Luke because Luke will remain in prison. This opinion in no way affects Luke’s convictions and 15 year-plus sentences on two counts of aggravated child molestation and one count of child molestation. Furthermore, Luke’s aggravated sodomy convictions will not be vacated under Brewer v. State if the habeas court concludes on remand that there is even minimal evidence of force.
Brewer v. State, 271 Ga. 605, 607 (523 SE2d 18) (1999) (“only a minimal amount of evidence is necessary to prove that an act of sodomy against a child was forcible”).
Dissenting Opinion
dissenting.
I agree with the majority that a new substantive ruling can apply retroactively to cases on habeas review, while a new procedural rule generally has limited prospective application to those criminal cases that are then in the direct appeal “pipeline.” However, I differ with the majority as to the type of new rule we adopted in Brewer v. State, 271 Ga. 605 (523 SE2d 18) (1999). The majority concludes that Brewer established a new substantive principle upon which Luke can rely to obtain habeas relief. I believe, however, that the habeas court correctly held that Brewer sets forth only a new procedural rule and, thus, does not apply in the context of this collateral
Luke was convicted of aggravated sodomy under former OCGA § 16-6-2 (a), which defined the offense as an act of sodomy committed “with force and against the will of the other person.” (Emphasis supplied.) That statute was clear and unambiguous, and there was never any question that a conviction under its provisions required proof that the defendant’s act was both forceful and against the will of the victim. Compare Bailey v. United States, 516 U. S. 137 (116 SC 501, 133 LE2d 472) (1995) (construing a federal criminal statute requiring “use” of a firearm as requiring proof of more than mere possession of the weapon); Lockwood v. State, 257 Ga. 796 (364 SE2d 574) (1988) (holding that a conviction for “constructive” possession of contraband is not authorized under a statute expressly requiring that possession be “actual”). The issue addressed in Brewer is the manner in which the State was authorized to satisfy its burden of proving those two elements. Previously, this Court had held that sodomy committed on a young child was “in law, forcible and against the will. [Cit.]” Cooper v. State, 256 Ga. 631 (2) (352 SE2d 382) (1987). In Brewer, however, we simply held that the prosecution could no longer show both elements by relying upon the presumption that sodomy committed against a child was forceful as well as non-consensual. See also State v. Collins, 270 Ga. 42 (508 SE2d 390) (1998) (presumption of both elements based upon age of the victim impermissible in forcible rape case).
Thus, the substantive elements of the crime for which Luke was convicted were completely unaffected by the decision in Brewer. Compare Fiore v. White, 531 U. S. 225 (121 SC 712, 148 LE2d 629) (2001); Bailey v. United States, supra; Lockwood v. State, supra. Both before and after Brewer, a conviction for aggravated sodomy under the former statute required proof that the act was committed with force and against the victim’s will. The only difference was that, after Brewer, the State could no longer rely upon an evidentiary presumption arising from the sodomy victim’s age to prove the element of force. I submit that appellate disapproval of an evidentiary presumption is simply a procedural change which does not come within any exception to the general rule of non-retroactive application and, thus, applies only to criminal cases then in the “pipeline” and not to cases on habeas review. See Harris v. State, 273 Ga. 608, 610 (2) (543 SE2d 716) (2001) (holding that rejection of a presumption of malicious intent arising from use of a deadly weapon is a “new rule of criminal procedure” which will not be applied on habeas corpus). Compare Bousley v. United States, 523 U. S. 614 (118 SC 1604, 140 LE2d 828) (1998) (applying the substantive rule of Bailey retroactively); Scott v. Hernandez-Cuevas, 260 Ga. 466 (396 SE2d 900) (1990) (applying the
This certainly is not a case in which the general grounds were never considered. The Court of Appeals fully addressed that issue on the direct appeal. Luke v. State, 222 Ga. App. 203 (1) (474 SE2d 49) (1996). Compare Valenzuela v. Newsome, 253 Ga. 793 (1) (325 SE2d 370) (1985). Nor is this a case in which the evidence did not authorize the guilty verdict. The conviction for aggravated sodomy was clearly authorized under the then-applicable evidentiary presumption that sodomy against a child was a forcible and non-consensual act. Cooper v. State, supra. Compare Fiore v. White, supra; Bailey v. United States, supra; Lockwood v. State, supra. The State could not rely upon that presumption if this case were tried today, because force is no longer presumed when the sodomy victim is a child. However, that is not a substantive change in the law affecting the constitutional validity of the conviction in accordance with the evidentiary presumptions then in effect. It is only a procedural change in the man
. . . [cits.]” Brewer, supra at 607. Thus, we concluded that “Ij]ust as in forcible rape cases, establishing a single presumption of force in all aggravated sodomy cases involving underage victims is problematic. [Cits.]” Brewer, supra at 607. It is clear that Brewer was correctly decided and, if properly construed, has a very limited impact. The Brewer rule applies only to the appellant in that case and to those relatively few additional defendants whose direct appeals from convictions for violating former OCGA § 16-6-2 (a) were then in the “pipeline.” However, in this case, the Court broadly extends the holding in Brewer retroactively so as to include any and all defendants whose convictions for the aggravated sodomy of a child under the former statute were otherwise “final.” It is true that the majority’s ruling will not necessarily result in the immediate release from confinement of Luke or other affected petitioners. However, the ultimate effect of today’s opinion is to vacate the convictions of an untold number of child molesters even though the procedure used in proving their guilt was sufficient at the time their convictions for aggravated sodomy became final. Opening the floodgate so as to permit collateral attacks by that group of persons convicted of aggravated sodomy of children is an erroneous extension of Brewer, and I believe that the habeas court correctly denied habeas corpus relief.
I dissent not because of any emotional overreaction, but because today’s holding transcends Harris and Brewer, and will have pernicious consequences on the overall symmetry and continuity of the law by advancing an unrestrictive concept of habeas corpus in which no constitutionally valid conviction for any criminal offense is ever really final and free from collateral attack.
I am authorized to state that Justice Hunstein and Justice Thompson join in this dissent.
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