Gonzalez v. Miller
Gonzalez v. Miller
Opinion
320 Ga. 170 FINAL COPY S24A0617. GONZALEZ v. MILLER.
ELLINGTON, Justice.
Pursuant to a granted interlocutory appeal, Deborah Gonzalez, District Attorney for the Western Judicial Circuit, challenges an order of the Superior Court of Clarke County denying her motion to dismiss Jarrod Miller’s complaint filed pursuant to the Open Records Act (“ORA”), OCGA § 50-18-70 et seq. Miller averred that Gonzalez, individually and in her official capacity as district attorney and as the custodian of public records for the district attorney’s office, violated provisions of the ORA, and he seeks, among other things, enforcement of his requests for public records.
Gonzalez contends that neither she nor her office is subject to the ORA because district attorneys are constitutional officers of the judicial branch of government. She also contends that Miller lacks constitutional standing to bring an enforcement action under the ORA and that prosecutorial immunity bars Miller’s suit.
Essentially, this appeal is about whether Miller’s lawsuit to enforce the ORA against the district attorney’s office may proceed. As explained more fully below, the lawsuit may proceed because Gonzalez has not shown reversible error. Therefore, we affirm the order of the trial court.
1. Standard of Review and Pertinent Facts. This appeal presents questions of law, and questions of law are subject to de novo review. Hardin v. Hardin, 301 Ga. 532, 536 (801 SE2d 774) (2017).
Additionally, “a trial court’s ruling on a motion to dismiss for failure to state a claim for which relief may be granted is reviewed de novo[,]” Northway v. Allen, 291 Ga. 227, 229 (728 SE2d 624) (2012), as is a trial court’s ruling on a motion for a judgment on the pleadings, Reliance Equities v. Lanier 5, 299 Ga. 891, 893 (1) (792 SE2d 680) (2016). We accept as true “all well-pled material allegations in the complaint and [resolve] any doubts in favor of [the plaintiff].” Greene County School Dist. v. Circle Y Constr., 291 Ga. 111, 112 (728 SE2d 184) (2012). “[F]or the purposes of a motion for judgment on the pleadings, all well-[pled] material allegations of the opposing party’s pleading are to be taken as true, and all allegations of the moving party which have been denied are taken as false.” (Citation and punctuation omitted.) Trop, Inc. v. City of Brookhaven, 296 Ga. 85, 86-87 (1) (764 SE2d 398) (2014).
The pertinent facts of this case are as follows. Deborah Gonzalez is the District Attorney for the Western Judicial Circuit, which is comprised of Oconee County and Athens-Clarke County.
See OCGA § 15-6-1 (42). Miller avers that he is a citizen, taxpayer, and resident of Athens-Clarke County. In his complaint, Miller alleged that Gonzalez failed to uphold her duties under the ORA to produce public records related to the various functions of the district attorney’s office, including records that show “unprecedented staff shortages, staggering caseloads, violations of crime victims’ rights, failure . . . to effectively prosecute criminal cases, and an open disregard for the laws of the State of Georgia.” Miller’s counsel, Kevin Epps, had previously sent requests for various public records on Miller’s behalf to Gonzalez and the district attorney’s office pursuant to the ORA. Miller also filed a mandamus action to compel Gonzalez to perform certain duties.1 Miller asserts that Gonzalez responded to Miller’s ORA requests through her government e-mail account and signed all invoices related to the requests with her e- signature, which Miller contends shows that she was acting as the custodian of public records for the district attorney’s office. However, Gonzalez allegedly failed to produce timely all of the requested records, which Miller contends violated the ORA.
Miller filed a verified complaint on June 7, 2023, seeking to compel Gonzalez to produce the previously requested public records maintained by the district attorney’s office and to obtain other remedies available under the ORA. He also alleged that Gonzalez directed at least one of her employees to delete or destroy correspondence between Gonzalez and an assistant district
We transferred the matter to the Court of Appeals on jurisdictional grounds by order dated July 25, 2023, in Case No. S23A0994. The Court of Appeals later dismissed Gonzalez’s appeal, see Gonzalez v. Miller, 372 Ga. App. 264 (903 SE2d 920) (2024), and Gonzalez’s petition for certiorari review of that dismissal is pending before this Court in Case No. S24C1344. attorney. Miller filed the complaint against Gonzalez (a) in her official capacity as district attorney and ORA custodian for the district attorney’s office based on her alleged failure to timely produce or to permit the inspection of the requested public records, and (b) in both her individual and official capacities based on the alleged knowing and willful destruction of correspondence he contends constitutes a public record. The “district attorney’s office” is not named separately as a party to Miller’s complaint.
When Gonzalez filed her answer to Miller’s complaint, she also filed a “Motion to Dismiss Complaint and Motion for Judgment on the Pleadings.” In that motion, Gonzalez argued, among other things, that neither she nor her office is subject to the ORA because she is a constitutional officer of Georgia’s judicial branch of government, that she is shielded from Miller’s private action under the ORA by prosecutorial immunity, and that Miller lacks standing to enforce the ORA claims Miller asserted.
The trial court held a hearing on Gonzalez’s motion on November 2, 2023. The following day, the trial court filed a written order denying the motion in large part.2 The trial court rejected Gonzalez’s argument that, as a district attorney, she is a “judicial officer” under Ga. Const. of 1983, Art. VI, Sec. VIII, Par. I, stating that “[n]otably absent from any of [her] duties is anything that resembles the interpretation of state law or the adjudication of civil or criminal cases.” The trial court concluded that Gonzalez “is a prosecuting officer who has the duty to appear in the superior court and represent the state in felony proceedings,” which “is not a judicial function.” The court reasoned that “[t]he district attorneys[’] duties are pre-eminently executive since they are Georgia’s prosecutors for felony cases.” The trial court impliedly rejected Gonzalez’s argument that she is entitled to prosecutorial immunity from a private suit brought pursuant to the ORA.3 The trial court
Gonzalez also claimed a pending-prosecution exception pursuant to OCGA § 50-18-72 (a) (4) for the documents requested in Exhibit 87. The trial court ruled that Miller “is entitled to a hearing on that claimed exemption.”
On November 7, 2023, the trial court granted Gonzalez’s request for a certificate of immediate review, and this Court granted her application for an interlocutory appeal on December 27, 2023.4 In her appellate brief, Gonzalez contends that the trial court erred in denying her motion to dismiss the complaint, reiterating her trial court arguments. The trial court held as a matter of statutory
ORA, the trial court rejected Gonzalez’s argument on sovereign immunity grounds. Even though the court did not explicitly address Gonzalez’s claim of prosecutorial immunity, it nonetheless appears to have ruled on it with respect to Miller’s official-capacity claims, by necessary implication, because it ultimately denied her motion to dismiss the complaint against her. See Wilkes & McHugh, P.A. v. LTC Consulting, L.P., 306 Ga. 252, 257 (1) (c) n.6 (830 SE2d 119) (2019) (The Court of Appeals properly transferred the appeal to this Court where the trial court implicitly rejected the defendants’ constitutional challenge to a statute they were accused of violating when it denied the defendants’ motion to strike.).
2. Does the Open Records Act apply to district attorneys’ offices?
See OCGA § 50-18-70 et seq.; cf. Coggin v. Davey, 233 Ga. 407 (211 SE2d 708) (1975).
Case No. S24I0374, order dated December 27, 2023. construction that the ORA applies to public records maintained by district attorneys’ offices and rejected Gonzalez’s constitutional arguments to the contrary. We agree. We hold that the text of the ORA applies to district attorneys’ offices; that Gonzalez’s separation-of-powers argument fails because district attorneys’ offices exercise executive power; that Miller has constitutional standing to bring this enforcement action against Gonzalez; and that the constitutional prosecutorial immunity conferred upon district attorneys does not bar Miller’s official-capacity claims against Gonzalez.
2. Standing. Gonzalez contends that Miller lacks constitutional standing to sue because he did not personally make the ORA requests at issue here. However, in his verified complaint, Miller averred that he requested “through [his] undersigned counsel” public records from the district attorney’s office pursuant to the ORA. He further averred that he brought the enforcement action to compel Gonzalez to perform her duty to produce or to provide access to the public records that he sought under the ORA. Gonzalez argues that, because Epps, Miller’s attorney, made the ORA requests without revealing to her that he was acting on Miller’s behalf, Miller’s complaint seeking enforcement of the ORA is a “derivative action” and that Miller is merely a proxy for Epps, who is the “real party in interest.” Gonzalez contends that, under these circumstances, Miller has not shown that he suffered a sufficient cognizable injury separate and apart from the statutory authorization to bring a suit to enforce the ORA. See Sons of Confederate Veterans v. Henry County Bd. of Commrs., 315 Ga. 39, 54 (2) (c) (880 SE2d 168) (2022).
As explained in Division 1, supra, we accept as true “all well- pled material allegations in the complaint and [resolve] any doubts in favor of [the plaintiff].” Greene County, 291 Ga. at 112. Here, we must accept as true that Miller directed his attorney to make the records requests on Miller’s behalf. Thus, contrary to Gonzalez’s argument, Miller has alleged that Gonzalez violated his right to inspect public records under the ORA by not complying with his request to inspect those records. Absent any other argument from Gonzalez on the question of Miller’s constitutional standing, we must accept that Miller has alleged a cognizable injury sufficient at this stage of the litigation to establish constitutional standing. See Sons of Confederate Veterans, 315 Ga. at 54 (2) (c).
3. Open Records Act. Gonzalez contends that Miller’s complaint must be dismissed for failing to state a claim upon which relief may be granted because neither she nor her office is subject to the ORA.
The text of the ORA does not support this contention.
(a) The ORA applies to public records maintained by district attorneys’ offices. OCGA § 50-18-71 (a) provides, in pertinent part, that “[a]ll public records shall be open for personal inspection and copying, except those which by order of a court of this state or by law are specifically exempted from disclosure.” The statute further provides for how “agencies” are to maintain their records and how they are required to respond to requests for those records. See OCGA § 50-18-71 (a) through (k). The ORA thus imposes a duty upon “agencies” to produce or to provide access to public records upon a
proper request.5 See OCGA § 50-18-71 (b) (1); Campaign for Accountability v. Consumer Credit Research Foundation, 303 Ga. 828, 830 (2) (815 SE2d 841) (2018) (“Government agencies therefore have a duty to disclose public records unless relieved of that duty by a specific exemption or court order.”).
“Agency” is defined in the ORA by incorporating the definition of “agency” set forth in the Open Meetings Act (“OMA”).6 See OCGA § 50-18-70 (b) (1). As defined in the OMA, “agency” serves as a placeholder for an expansive array of state and local government entities and means “[e]very state department, agency, board, bureau, office, commission, public corporation, and authority[,]” as well as “[e]very department, agency, board, bureau, office,
OCGA § 50-18-70 (b) (1). commission, authority, or similar body of each such county, municipal corporation, or other political subdivision of the state.” (Emphasis supplied.) OCGA § 50-14-1 (a) (1) (A), (C).7 Miller contends that district attorneys’ offices are offices as used in the ORA. For the following reasons, we agree.
“Office” itself is not defined in the ORA or the OMA; therefore, we must turn to the principles of statutory construction to discern
McBrayer v. Scarbrough, 317 Ga. 387, 394 (2) (d) (893 SE2d 660) (2023) (citation and punctuation omitted).
City of Winder v. Barrow County, 318 Ga. 550, 555 (1) (899 SE2d 157) (2024). See also Integon Indem. Corp. v. Canal Ins. Co., 256 Ga. 692, 693 (353 SE2d 186) (1987) (“Statutes should be read according to the natural and most obvious import of the language, without resorting to subtle and forced constructions, for the purpose of either
limiting or extending their operation.”).
Dictionary definitions of “office” include a position of trust, a political subdivision or subunit of government, or a physical space where business is conducted or services are provided, and the meaning to be ascribed to the word largely depends on its context.8 In the ORA, the term “office” is listed alongside terms like “department,” “agency,” “board,” and “bureau” — terms that
2. (often cap.) A division of the U.S. government ranking immediately below a department <the Patent and Trademark Office>. 3. A place where business is conducted or services are performed <a law office>.”); Office, Black’s Law Dictionary (12th ed. 2024) (“1. A position of duty, trust, or authority, esp. one conferred by a governmental authority for a public purpose <the office of attorney general>. 2. (often cap.) A division of the U.S. government ranking immediately below a department <the Patent and Trademark Office>. 3. A place where business is conducted or services are performed <a law office>. In sense 3, an office may be a building, a suite of rooms in the building, or an individual room within the building or suite. Context usually clarifies the precise sense.”). See also Merriam-Webster’s Online Dictionary (last visited October 3, 2024), https://www.merriam-webster.com/dictionary/office (“Office” is defined as “1a: a special duty, charge, or position conferred by an exercise of governmental authority and for a public purpose: a position of authority to exercise a public function and to receive whatever emoluments may belong to it[;] 1b: a position of responsibility or some degree of executive authority[;] . . .
5: a place where a particular kind of business is transacted or a service is supplied[;] . . . 7a: a major administrative unit in some governments . . . b: a subdivision of some government departments[.]”). describe specific types of governmental subunits.9 Applying the canon of noscitur a sociis10 the word “office” should be understood in relation to the other words listed in the statutory provision, because “words, like people, are judged by the company they keep.” (Citation and punctuation omitted.) Warren v. State, 294 Ga. 589, 590-591 (1)
Attorney for the Western Judicial Circuit satisfies the ORA’s definition of “agency,” the district attorney’s office is subject to the ORA. See OCGA § 50-14-1 (a) (1) (A).
Gonzalez contends, however, that the ORA applies only to offices within the executive branch of government, relying on two decisions handed down from this Court in the 1970s, Harrison Co. v. Code Revision Comm., 244 Ga. 325 (260 SE2d 30) (1979), and Coggin v. Davey, 233 Ga. 407 (211 SE2d 708) (1975). Based on these cases, she argues in part and as a matter of separation of powers, that the ORA does not apply to agencies that exist within the judicial branch of government. Gonzalez misconstrues this Court’s case law.
In Coggin, we held that, although the predecessor to the OMA “is applicable to the departments, agencies, boards, bureaus, etc. of this state and its political subdivisions[,] [i]t is not applicable to the General Assembly” as a matter of statutory construction because the definition of “agency” did not include any term that could be construed to include the General Assembly. 233 Ga. at 411 (II). In Harrison Co., which involved a dispute concerning a state contract, we discussed a rule of statutory construction, now codified at OCGA § 1-3-8,12 explaining that “the state is not subject to a law unless named therein or the intent that it be included be clear and unmistakable.” Harrison Co., 244 Ga. at 328 (1). Neither of these cases included a holding on the issue of separation of powers and neither supports an argument that district attorney’s offices are not subject to the ORA. Moreover, Gonzalez’s argument fundamentally misunderstands Georgia’s separation-of-powers doctrine.
The Constitution of the State of Georgia provides: The legislative, judicial, and executive powers shall forever remain separate and distinct; and no person discharging the duties of one shall at the same time exercise the functions of either of the others except as herein provided.
Ga. Const. of 1983, Art. I, Sec. II, Par. III (emphasis supplied). This constitutional provision calls for the separation of powers, not the separation of branches or departments of government. Moreover, the
In a similar vein, our state Constitution creates district attorneys in Article VI, pertaining to the judicial branch of government, yet it vests district attorneys with executive power: It shall be the duty of the district attorney to represent the state in all criminal cases in the superior court of such district attorney’s circuit and in all cases appealed from the superior court and the juvenile courts
V, Sec. II, Par. I. See also id. at Art. V, Sec. III, Par. III (“Except as otherwise provided in this Constitution, the General Assembly shall prescribe the powers, duties, compensation, and allowances of the above executive officers and provide assistance and expenses necessary for the operation of the department of each.”). of that circuit to the Supreme Court and the Court of Appeals and to perform such other duties as shall be required by law.
See Ga. Const. of 1983, Art. VI, Sec. VIII, Par. I (d). Although the Constitution does not expressly state that district attorneys exercise executive power, that conclusion is inescapable for the following reasons. First, judicial and legislative powers are expressly reserved to other governmental entities. The Constitution provides that “[t]he judicial power of the state shall be vested exclusively in the following classes of courts: magistrate courts, probate courts, juvenile courts, state courts, superior courts, state-wide business court, Court of Appeals, and Supreme Court.” Ga. Const. of 1983, Art. VI, Sec. I, Par. I (emphasis supplied). Both by its express terms and by its context, the vesting of the judicial power “exclusively” in the classes of courts excludes the possibility that district attorneys are vested with judicial power.14 Similarly, the legislative power is vested in the
Second, the nature of the power exercised by district attorneys is neither legislative because district attorneys do not make the law, nor is it judicial, because district attorneys have no power to decide cases. See, e.g., Sons of Confederate Veterans, 315 Ga. at 50 (2) (b) (“The judicial power is that which declares what law is[ ] and applies it to past transactions and existing cases; it expounds and judicially administers the law; it interprets and enforces the law in a case in litigation.” (citation and punctuation omitted)); Harbuck v. State, 280 Ga. 775, 778 (3) (631 SE2d 351) (2006) (“The legislative branch
furnish the information requested here as to pending criminal cases[,] if for no other reason than to schedule trials . . . so as to dispose of criminal matters promptly and efficiently.”). However, it was not until the 1983 Constitution that the judicial power was vested “exclusively” in the enumerated classes of courts. Compare Ga. Const. of 1983, Art. VI, Sec. I, Par. I with Ga. Const. of 1976, Art. VI, Sec. I, Par. I. So, our pre-1983 precedent on this point was applying different constitutional text. enacts the law, the judiciary interprets those laws and the executive branch enforces those laws until they are amended or held to be unconstitutional.”); City of Guyton v. Barrow, 305 Ga. 799 (828 SE2d 366) (2019) (“At the core of the judicial power is the authority and responsibility to interpret legal text.”). Rather, district attorneys exercise executive power because their function is to enforce the law by prosecuting criminal cases. See Ga. Dept. of Human Svcs. v. Steiner, 303 Ga. 890, 904 (V) (815 SE2d 883) (2018) (agencies that enforce laws exercise executive power). Thus, we reject Gonzalez’s argument that the ORA does not apply to her office simply because our state Constitution provides for district attorneys in Article VI.15
[they] did not carry the foregoing burden.”); Media Gen. Operations v. St. Lawrence, 337 Ga. App. 428, 433 (787 SE2d 778) (2016) (finding that the pending-prosecution exemption relieved a district attorney from disclosing records until the prosecutions were over, but noting that the district attorney concedes that “the requested records will absolutely be subject to disclosure when the criminal prosecutions of the three defendants are no longer pending”); Chua v. Johnson, 336 Ga. App. 298, 302 (1) (a) (748 SE2d 449) (2016) (finding that the district attorney’s office failed to comply with ORA).
4. Immunity. Gonzalez argues that she has absolute prosecutorial immunity from civil liability for private actions arising from the performance of her official duties as District Attorney, including actions taken pursuant to the ORA. Although Gonzalez correctly asserts that Miller’s claims in this enforcement action “necessarily relate directly to the District Attorney’s activities in her official capacity,” prosecutorial immunity does not bar Miller’s claims against Gonzalez in her official capacity because official- capacity claims are claims against the agency, and the agency’s sovereign immunity has been waived by the ORA. As explained below, a district attorney’s prosecutorial immunity applies only to individual-capacity claims.18 With respect to Miller’s official-capacity claims against Gonzalez, those claims are deemed to be claims against the district attorney’s office, an agency of state government under the ORA, and not claims against Gonzalez personally. As we explained in Lathrop
Ga. Dept. of Corrections v. Couch, 295 Ga. 469, 473-474 (2) (759 SE2d 804) (2014) (citation and punctuation omitted). records open to the public under this article to enforce compliance with the provisions of this article.” See OCGA § 50-18-73 (a). Thus, Miller’s claims against Gonzalez in her official capacity are not barred by sovereign immunity because sovereign immunity has been waived by the ORA. And Miller’s official-capacity claims are not barred by prosecutorial immunity because those claims are not actually claims against Gonzalez.
Prosecutorial immunity may apply, however, to Miller’s individual-capacity claims. An individual’s immunity from suit is a defense to an individual-capacity claim. See, e.g., Kentucky v. Graham, 473 U. S. 159, 167 (II) (A) (105 SCt 3099, 87 LE2d 114) (1985) (“The only immunities that can be claimed in an official- capacity action are forms of sovereign immunity that the entity, qua entity, may possess[.]” (emphasis in original)); Roach v. Stouffer, 560 F3d 860, 870 (II) (8th Cir. 2009) (“immunity, either absolute or qualified, is a personal defense that is available only when officials are sued in their individual capacities” (citation, punctuation and emphasis omitted)). This is because “[s]overeign immunity and official immunity are distinct doctrines.” State of Ga. v. Intl. Indem.
Co., 305 Ga. 126, 131 (2) (a) (823 SE2d 806) (2019). “[I]t is well settled that sovereign immunity shields from suit the State and its departments and agencies, including claims against the State’s officers or employees in their official capacity, while official immunity offers public officers and employees limited protection from suit in their personal capacity.” Id. (citation and punctuation omitted; emphasis supplied). Similarly, prosecutorial immunity, another kind of official immunity, shields the person — not the state — from suit.
The Georgia Constitution provides that “[d]istrict attorneys shall enjoy immunity from private suit for actions arising from the performance of their duties[,]” Ga. Const. of 1983, Art. VI, Sec. VIII, Par. I (e). This constitutional immunity is available as a defense against Miller’s individual-capacity claims to the extent that those claims pertain to actions arising from the performance of Gonzalez’s
duties as district attorney.20 In this case, however, the trial court did not address whether prosecutorial immunity barred any of Miller’s individual-capacity claims against Gonzalez, nor has Gonzalez made any argument on appeal with respect to those claims. Therefore, we do not address the merits of those individual-capacity claims nor do we express any opinion as to their viability.
Judgment affirmed. All the Justices concur.
Decided October 22, 2024.
Open Records Act. Clarke Superior Court. Before Judge Emerson, Senior Judge.
Baker & Hostetler, S. Derek Bauer, Jeffrey R. Baxter, Tyler D.
Fabbri, for appellant.
Epps Holloway DeLoach & Hoipkemier, Kevin E. Epps, Tyler M. Gaines; B. Lane Fitzpatrick, for appellee.
K. David Cooke, Jr., Jonathan L. Adams, Robert W. Smith, Jr., Christopher E. Mills, Gene P. Hamilton, amici curiae.
Opinion
Case-law data current through December 31, 2025. Source: CourtListener bulk data.