State v. Cotton
State v. Cotton
Opinion of the Court
OPINION OF THE COURT BY
On November 17, 1972, the defendant was arrested in Honolulu for operating his motorcycle without wearing a helmet, as required by HRS § 286-81 (1) (A). Against the defendant’s vigorous constitutional objections, a district judge found him guilty of this offense and fined him in the amount of five dollars. We affirm.
The thrust of the defendant’s main argument is that HRS § 286-81 (1) (A) constitutes a burdensome imposition by the State on his personal freedom without any corresponding benefit to society as a whole which would make that imposition constitutionally permissible. Cf. State v. Kantner, 53 Haw. 327, 339, 493 P.2d 306, 313 (1972), cert. denied, 409 U.S. 948 (1972) (Levinson, J., dissenting). To accept this
At the outset we note that the Federal Constitution does not require us to strike down HRS § 286-81 (1) (A). Simon v. Sargent, 346 F. Supp. 277 (D. Mass.), aff'd mem., 409 U.S. 1020 (1972) (rejecting constitutional arguments attacking the Massachusetts motorcycle helmet law which were virtually identical to those made by the defendant in this case). Instead, the defendant would have us read the Hawaii Constitution
We accept now, as we did in State v. Lee, supra, the fundamental tenet that the relationship between the individual and the state leaves no room for regulations which have as their purpose and effectsoZeZy the protection of the individual from his own folly. But to say that a motorcycle helmet law has as its primary objective the protection of the wearer from head injuries is not to say that ipso facto it is unconstitutional. There may be significant secondary harms to society as a whole which it is the purpose of the statute to remedy and which, if realistic, bottom the statute in policies which are constitutionally acceptable.
A wide range of possible justifications for mandatory helmet laws have been articulated by courts and commentators. They include: (1) the “flying missile” theory, i.e., helmets shield cyclists from foreign objects which might cause loss of control and consequent accidents with others, see State v. Fetterly, 254 Or. 47, 49-50, 456 P.2d 996-97 (1969); (2)the “public ward”theory, i.e., helmetlaws, by limiting the extent of motorcycle injuries, curtail public expenditures for
Both theories maintain that though helmet laws are directed on a primary level toward protecting the individual from head injuries, on a secondary level they protect much broader social interests. Viewed without limit, of course, “secondary harm” arguments could justify an impermissibly wide range of governmental interference with private liberties. See, e.g., State v. Lee, supra at 524, 527, 465 P.2d at 578, 579-80 (Abe, J., dissenting). We agree with Professor Kaplan, however, that
*140 [m]erely because protecting the public from secondary harms could logically justify a vast range of governmental interferences with individual liberty, and merely because we could define secondary harms as including anything lessening the full development of an individual’s perfection, this does not mean that such interference is always improper.
With the great danger of primary harm to helmetless cyclists as well as the rationality of helmet wearing as a safeguard thus statistically supported,
The foregoing analysis adequately answers the defendant’s argument that HRS § 286-81 (1) (A) exceeds the police power of the State under Article I, sections 2 and 4 of the Hawaii Constitution. In response to his equal protection argument, we quote and adopt the reasoning of the three-judge federal district court in Simon v. Sargent, supra at 279:
Finally, we see no merit in plaintiff’s claim that the statute denies him the equal protection of the laws. It is not difficult to discern a rational basis for the legislature’s distinction between motorcyclists and, for example, automobile drivers, whose vehicle affords them substantially more protection than does a motorcycle.
See also McGowan v. Maryland, 366 U.S. 420, 426 (1961).
We therefore decline to overrule St ate v. Lee, supra, and affirm the defendant’s conviction.
Tlie relevant State constitutional provisions are article I, section2, guaranteeing the rights of "life, liberty and the pursuit of happiness," and article I, section 4, providing that "[n]o person shall be deprived of life, liberty or property without due process of law, nor be denied the equal protection of the laws."
The defendant would have us accept as definitive numerous recent studies indicating that motorcycles are as safe as cars and that helmets increase rather than decrease the range of hazards inherent in motorcycle riding. These studies were not introduced in evidence at trial and hence are not properly before us now. Even were we to take judicial notice of them, however, other studies alluded to in the body of this opinion arrive at diametrically opposite conclusions. It is not our function to weigh the relative merits of this data, but rather to determine whether “the legislature was unreasonable in linking protective headgear to safer motorcycling.” Simon v. Sargent, supra at 279. We conclude that it was not. Compare REA v. New York, 336 U.S. 106 (1949).
See, e.g., Bibb v. Navajo Freight Lines, Inc., 359 U.S. 520, 523, 524 (1959) (“The power of the State to regulate the use of its highways is broad and pervasive,” and “safety measures [on our highways] carry a strong presumption of validity when challenged in court”); Southern Pac. Co. v. Arizona, 325 U.S. 761, 783 (1945) (“[Highway] regulation is akin to quarantine measures, game laws, and like local regulations of rivers, harbors, piers, and docks, with respect to which the State has exceptional scope for the exercise of its regulatory power”) (dicta); REA v. New York, 336 U.S. 106, 109 (1949) (Regulation of traffic is “one of the most intensely local and specialized of all municipal problems”).
Dissenting Opinion
WITH WHOM KOBAYASHI, J., JOINS
The majority of this court has upheld the constitutionality of the helmet requirement provision of HRS § 286-81 (1) (A)
The defendant attacks the constitutionality of the portion of HRS § 286-81, requiring a motorcyclist to wear a helmet on the ground that the wearing of a protective helmet is only for an individual’s own personal safety and, therefore, is not a reasonable exercise of the State’s police power to protect public safety, health, or welfare.
The State, on the other hand, contends that the State has a vital interest in protecting “members of the community from injuring themselves” and that the headgear requirement is a valid exercise of its police power. The State also urges this court to adopt the reasoning in Simon v. Sargent, 346 F. Supp. 277, 279 (D. Mass., 1972); aff'd mem., 409 U.S. 1020 (1972), where contentions similar to plaintiff’s were rejected:
For while we agree with plaintiff that the act’s only realistic purpose is the prevention of head injuries incurred in motorcycle mishaps, we cannot agree that the consequences of such injuries are limited to the individual who sustains the injury. In view of the evidence warranting a finding that motorcyclists are especially prone to serious head injuries, see Statistical Division, National Safety Council, 1971 Motorcycle Facts, the public has an interest in minimizing the resources directly involved. [Fn. omitted.] From the moment of the*144 injury, society picks the person up off the highway; delivers him to a municipal hospital and municipal doctors; provides him with unemployment compensation if, after recovery, he cannot replace his lost job, and, if the injury causes permanent disability, may assume the responsibility for his and his family’s continued subsistence. We do not understand a state of mind that permits plaintiff to think that only he himself is concerned.
It is generally recognized that a state has inherent authority under its police power to enact reasonable laws to protect and preserve public order, safety, health and morals. Nebbia v. New York, 291 U.S. 502 (1934); Borden Co. v. McCrory, 169 F. Supp. 197 (E.D. La. 1959); Pacific Meat Co. v. Otagaki, 47 Haw. 652, 394 P.2d 618 (1964); State v. Gordon, 143 Conn. 698, 125 A.2d 477 (1956). However, it would be impossible for any court to provide a precise delineation of, or definition for, the scope of the police power.
On this difficult question the United States Supreme Court in Goldblatt v. Hempstead, 369 U.S. 590, 594 (1962) said:
The term “police power” connotes the time-tested conceptional limit of public encroachment upon private interests. Except for the substitution of the familiar standard of “reasonableness,” this Court has generally refrained from announcing any specific criteria. The classic statement of the rule in Lawton v. Steele, 152 U. S. 133, 137 (1894), is still valid today:
“To justify the State in . . . interposing its authority in behalf of the public, it must appear, first, that the interests of the public . . . require such interference; and, second, that the means are reasonably necessary for the accomplishment of the purpose, and not unduly oppressive upon individuals.”
In Shelton v. Tucker, 364 U.S. 479, 488 (1960), the U.S. Supreme Court said:
In a series of decisions this Court has held that, even though the governmental purpose be legitimate and substantial, that purpose cannot be pursued by means*145 that broadly stifle fundamental personal liberties when the end can be more narrowly achieved.
I agree with the State’s contention that the State has a substantial interest in highway safety and that it has the power to control and regulate the use of highways. However, it does not necessarily follow that under such power, the State may constitutionally mandate the wearing of headgear under threat of criminal punishment.
The general rule as stated by this court in Bishop v. Mahiko, 35 Haw. 608, 641 (1940), is that:
The burden of showing that an Act of the legislature is unconstitutional is on the party asserting it. Every enactment of the legislature carries a presumption of constitutional validity and should be upheld by the courts unless it has been shown to be, beyond all reasonable doubt, in violation of the Constitution. Moreover, the facts adduced to show unconstitutionality must be clear and convincing and must show beyond question that the legislature exceeded the limits marked by the Constitution. [Footnoted citations omitted.]
However, a presumption of constitutionality cannot serve as a rationale for complete judicial abdication of responsibility for determining whether legislation meets the test adopted by the U. S. Supreme Court in Goldblatt v. Hempstead, supra, and Shelton v. Tucker, supra. Thus, it ' for this court to determine whether the object or purpose of the headgear requirement is to promote public safety and also whether it is unduly oppressive to individual freedom. See also, American Motorcycle Association v. Davids, 11 Mich. App. 351, 358, 158 N.W.2d 72, 76 (1968).
Comparing provisions (A) and (B) of HRS § 286-81 (1), I believe that the specific objective of the headgear requirement is to safeguard the person wearing it. It would appear that our legislature, fully recognizing the special hazards faced by all motorcyclists, and the folly exhibited by some motorcyclists, enacted the headgear provision to prevent death and injuries to cyclists resulting from motorcycle mishaps. I do not question the beneficent intent of the legislature in enacting the law to protect immature and
I agree, as this court said in State v. Lee, 51 Haw. 516, 519, 465 P.2d 573, 575-76 (1970), that the basic issue on the helmet question is
whether the legislature may constitutionally regulate the conduct of an individual so as to require him to protect himself from physical injury and or death; that is, whether physical harm to self is a proper subject of public interest and thus subject to the police power of the legislature.
Article I, Sec. 2 of our State Constitution
Are we to accept the State’s contention (and the reasoning of Simon v. Sargent, supra) that injuries to a single individual are a concern, not for himself alone but for the public in general, because of the State’s interest in keeping its citizens healthy and productive and in preventing expenditures of public funds to aid persons injured by falls from motorcycles? I believe that our acceptance of the State’s argument would open the door to constitutional justification for unlimited paternalism on the part of the State. As a corollary, our
I recognize that that intent of the law is beneficent; however, that should not be the determinative factor as to its constitutionality. As stated by Justice Louis Brandeis in his dissent in Olmstead v. United States, 277 U.S. 438, 478-79 (1928):
The makers of our Constitution * * * sought to protect Americans in their beliefs, their thoughts, their emotions and their sensations. They conferred, as against the government, the right to be let alone — the most comprehensive of rights and the right most valued by civilized man. * * *
Experience should teach us to be most on our guard to protect liberty when the government’s purposes are beneficent. Men born to freedom are naturally alert to repel invasion of their liberty by evil-minded rulers. The greatest dangers to liberty lurk in insidious encroachment by men of zeal, well-meaning but without understanding.
Therefore, I cannot agree that the protection of an individual from himself is within the legitimate exercise of the police power; otherwise, there would be no restriction or limitation to this power, and the State could regulate an individual’s life, his way of living, and even his way of thinking. The statute is not concerned with the preservation of public safety, health, order, morals, or welfare; and though
The fact that the general public may consider it foolhardy to ride a motorcycle without a safety helmet is alone insufficient basis or justification for defining the non-use of a helmet a criminal offense. I believe that our State Constitution affords one the privilege of making a fool of himself if he so desires, so long as his action does not bring significant harm to the general public.
I would, therefore, hold that HRS § 286-81 (1) (A), the provision requiring the wearing of a helmet, is not a reasonable exercise of the State’s police power and violates Art. I, Sec. 2 of the Hawaii State Constitution, and I would overrule State v. Lee, 51 Haw. 516, 465 P.2d 573 (1970).
HRS § 286-81 (1) provides in pertinent part:
§ 286-81 Motorcycle, motor scooter, etc.; protective devices. No person shall:
(1) Operate a motorcycle or motor scooter on any highway in the State unless he and any passenger he carries on the motorcycle or motor scooter wears (A) a safety helmet securely fastened with a chin strap; (B) safety glasses, goggles, or a face shield, in the case of a motorcycle or motor scooter that is not equipped with windscreens or windshields; and (C) any other protective devices required by rules and regulations adopted by the state highway safety coordinator. For the purposes of meeting the requirements of this paragraph, a required device must meet the specifications and requirements established by rules and regulations adopted by the state highway safety coordinator.
The defendant here questions the beneficent effect of the law and contends that more deaths in motorcycle mishaps are caused by the wearing of headgear. However, I reiterate that the wisdom or lack of wisdom in the enactment of the law is not for this court to decide.
Article I, Sec. 2 of our State Constitution provides:
All persons are free by nature and are equal in their inherent and inalienable rights. Among these rights are the enjoyment of life, liberty and the pursuit of happiness, and the acquiring and possessing of property. These rights cannot endure unless the people recognize their corresponding obligations and responsibilities.
Hart, Law, Liberty and Morality, pp. 32-33, 1963 (reprinted 1965).
Reference
- Full Case Name
- STATE OF HAWAII, Plaintiff-Appellee, v. JAMES E. COTTON, Defendant-Appellant
- Cited By
- 22 cases
- Status
- Published