Chang v. Berc
Chang v. Berc
Opinion of the Court
Opinion of the Court by
We hold that default is not an available remedy when a respondent is ready to submit evidence regarding the issuance of a temporary restraining order (TRO) or an injunction under Hawai'i Revised Statutes (HRS) § 604-10.5 (Supp. 2001). Respondent-Appellant Carol Ann Berc (Respondent) is such a respondent and appeals from a January 10, 2001 order denying her motion to set aside default and dissolve an injunction (motion to set aside) entered by the District Court of the Fust Circuit (the court).
On appeal, Respondent contends that the court erred in: 1) granting default even though her attorney and witnesses were present; 2) issuing an injunction without clear and convincing evidence of harassment; 3) holding that Respondent failed to appear at the rescheduled trial on September 21, 2000; and 4) failing to grant her motion to set aside the default.
I.
Petitioner filed for a TRO and injunction against her landlord, Respondent, arising out of alleged harassment by Respondent’s employees. Several workers hired by Respondent to renovate Petitioner’s residence purportedly entered Petitioner’s residence repeatedly, without notice, and left unfinished projects for Petitioner to clean up. The court granted an ex parte TRO against Respondent, restraining Respondent from “contacting, threatening, or physically ha
On July 21, 2000, a hearing regarding the injunction against harassment was held before the Honorable David L. Fong. Respondent was represented by counsel, but failed to personally attend because she was on the mainland. As Respondent was not present, Judge Fong continued the hearing to September 21, 2000, noting specifically that the continuance was granted because Respondent was not present.
I’ve informed [Respondent’s and Petitioner’s counsel] in pre-trial conference that, since [Respondent] is not present, that she is entitled to a continuance and I understand that she does want to ask for it. It will be for two months.
Sometime after the first hearing, Respondent’s counsel became aware that Respondent could not attend the September 21 hearing because Respondent had paid for a two-week vacation and was unable to timely return to Hawai'i. Respondent notified Petitioner’s counsel that Respondent would not be present, but did not contact the court.
On September 21, 2000, Respondent’s attorney appeared in court, without Respondent, with the intention of cross-examining Petitioner and presenting four witnesses.
In preti'ial we discussed the—the procedural matters of the case. And that the [Petitioners [sic] had agreed to a 60-day continuance of the Temporary Restraining Order for hearing today, and that [Respondent] did have knowledge of it and was summoned to—to be here today. So the Court [is] incline[d] to grant the default.
Accordingly the court granted the petition enjoining Respondent and anyone acting on her behalf, for a three year period, from “[c]ontacting, threatening or harassing Petitioner(s),” “[contacting, threatening or harassing any person(s) while residing at Petitioner(s)’ residence” and “[e]ntering and/or visiting the premises of the Petitioner(s)’ residence and/or place of the Petitioner(s)’ employment.”
On October 16, 2000, Respondent filed her motion to set aside, pursuant to District Court Rules of Civil Procedure (DCRCP) Rule 56(c). Respondent argued that (1) the notice of hearing did not require Respondent’s attendance at the hearing, (2) default was improper because Respondent was prepared to “otherwise defend” .under the meaning of DCRCP Rule 55(a), and (3) default was not procedurally possible under HRS § 604-10.5.
On November 27, 2000, the court denied the motion to set aside. It explained that default had been entered because the hearing on the petition had been continued in order to obtain Respondent’s presence.
THE COURT: On the motion to set aside the default—
[RESPONDENT’S COUNSEL]: Yes.
THE COURT: Denied. The reason that the Court ... denied the motion is because the court, when it met on July 21, 2000, continued the hearing on the temporary restraining order—on the permanent injunction to September 21, for the purpose of having [Respondent] present.
When the Court came to September 21, 2000, [Respondent] did not appear. And there was no way to proceed with a response from the [Respondent without her present. And although you [ (Respondent’s counsel) ] appeared, the [Respondent did not appear to defend, and therefore the court took a default.
The court entered a written order on January 10, 2001, denying the motion and making findings of fact. In relevant part, the court found that on July 7, 2000, Respondent had been served with an ex parte TRO, which commanded Respondent to appear regarding
II.
HRS § 604-10.5 empowers a district court to “enjoin and temporarily restrain harassment.” Harassment is defined as
(1) Physical harm, bodily injury, assault, or the threat of imminent physical harm, bodily injury, or assault; or
(2) An intentional or knowing course of conduct directed at an individual that seriously alarms or disturbs consistently or continually bothers the individual, and that serves no legitimate purpose; provided that such course of conduct would cause a reasonable person to suffer emotional distress.
HRS § 604-10.5(a). As noted in Coyle v. Compton, 85 Hawai'i 197, 940 P.2d 404 (App. 1997), HRS § 604-10.5 allows for “[a]ny person who has been subjected to harassment” to petition for a TRO and an injunction from further harassment. See id. at 203, 940 P.2d at 410. Upon petition, the court “may temporarily restrain the person or persons named ... upon a determination that there is probable cause to believe that a past act or acts of harassment have occurred or that a threat or threats of harassment may be imminent.” HRS § 604-10.5(e). This TRO may be issued “for a period not to exceed ninety days from the date the order is granted.” HRS § 604-10.5(f). Upon the issuance of a TRO, the court must hold a hearing before issuing an injunction, receive all relevant evidence at the hearing, and determine whether clear and convincing evidence of harassment exists:
A hearing on the petition to enjoin harassment shall be held within fifteen days after the [TRO] is granted. In the event that service of the [TRO] has not been effected before the date of the hearing on the petition to enjoin, the court may set a new date for the hearing; provided that the new date shall not exceed ninety days from the date the [TRO] was granted.
The parties named in the petition may file or give oral responses explaining, excusing, justifying, or denying the alleged act or acts of harassment. The court shall receive all evidence that is relevant at the hearing, and may make independent inquiry.
If the court finds by clear and convincing evidence that harassment as defined in paragraph (1) of that definition exists, it may enjoin for no more than three years further harassment of the petitioner, or that harassment as defined in paragraph (2) of that definition exists, it shall enjoin for no more than three years further harassment of the petitioner[.]
HRS § 604-10.5(f) (emphasis added); see also Ling v. Yokoyama, 91 Hawai'i 131, 134, 980 P.2d 1005, 1008 (App. 1999) (“the TRO provision ensures that the petitioner will have the benefit of a court order prohibiting harassment pending the hearing on the petition”); Coyle, 85 Hawai'i at 203-04, 940 P.2d at 410-11 (“In a hearing on a petition to enjoin harassment, the district court must find by ‘clear and convincing evidence that harassment exists’ in order to issue an injunction.”).
III.
In the district court, default is ordinarily entered pursuant to DCRCP Rule 55 when “a party against whom a judgment for affirmative relief is sought has failed to plead or otherwise defend as provided by these rules[.]” DCRCP Rule 55(h). However, DCRCP Rule 81 specifically excludes the application of the DCRCP to “[ajctions for relief from harassment maintained pursuant to HRS Section 604-10.5....” DCRCP Rule 81(a)(4) (1996).
It would be possible for the district court to apply the DCRCP Rule 55 default provision if it followed Rule 31 of the Rules of District Courts of the State of Hawai'i (RDC), as allowed by DCRCP Rule 8i(a). DCRCP Rule 81(a) states that, “[i]n other proceedings not governed by [DCRCP], Rule 31 of the [RDC] shall apply.” Under RDC Rule 31 (1996), the district court may desig
Because neither party objected to the applicability of the DCRCP at trial, it can be reasonably inferred that the court exercised its power under RDC Rule 31(a)(5) to apply DCRCP Rule 55.
IV.
Default could not be imposed for Respondent’s failure to appear under these circumstances.
V.
For the reasons stated above, we must conclude that the court abused its discretion in denying the motion to set aside.
. The Honorable Barbara Richardson presided over the case.
. Three of Respondent’s witnesses were subpoenaed to appear and the fourth came voluntarily. At the hearing" on her motion to set aside, Respondent’s counsel argued that she had subpoenaed the workers who had allegedly conducted the acts of harassment in order to controvert Petitioner’s evidence.
. RDC Rule 31, titled "Proceedings not governed by district court rules of civil procedure,” states:
(a) Procedure. Except as otherwise provided by statute or by other rules of court, where a civil proceeding is not governed by the [DCRCP]:
(1) The proceeding shall be commenced by petition;
(2) The petition shall be verified by the oath of the petitioner, or someone on the petitioner’s behalf, deposing to the best of the petitioner’s knowledge and belief;
(3) Service of the petition and order to show cause and any other process or order shall be made as provided by the [DCRCP];
(4) A return to the petition shall be made within the time ordered by the court, and if it presents an issue of fact, shall be supported by oath;
(5) The court may designate and order that any one or more of the [DCRCP] shall be applicable in such case.
(Emphasis added.)
. We note, however, that a court which intends to order that a DCRCP rule apply should expressly state so for the record.
. The court’s order directing appearance at the court hearing stated:
YOU ARE COMMANDED to appear before the Presiding Judge of the above-entitled Court.... IF YOU OR YOUR ATTORNEY FAIL TO ATTEND AT THE TIME AND PLACE DESIGNATED, AN ORDER GRANTING PETITION FOR INJUNCTION AGAINST HARASSMENT WILL BE TAKEN AGAINST YOU FOR THE RELIEF DEMANDED IN THE PETITION.
(Emphasis added.) (Capitalization in original.) The order is ambiguous inasmuch as it may be read as requiring either Respondent or her attorney to appear or that both must appear and, if one of them does not, tire petition may be granted. In any event, default should not have been granted for tire reasons set forth in Part IV. herein.
. However, the court may assess reasonable attorney’s fees and costs of continuing the hearing for the purpose of securing Respondent’s presence, as well as for violating any court order. See Bank of Hawai'i v. Kunimoto, 91 Hawai'i 372, 387, 984 P.2d 1198, 1213 (1999) (stating that "Hawai'i circuit courts have the inherent power and authority to control the litigation process before them and to curb abuses and promote fair process],] ... including[, for example,] the power to impose sanctions” (internal quotation marks and citation omitted)); Compass Dev., Inc. v. Blevins, 10 Haw.App. 388, 402, 876 P.2d 1335, 1342 (1994) (rather than dismissal of the case, a "[fjesser sanction]] against the [respondent] would better serve the interest of justice” (internal quotation marks and citations omitted)).
. Because this holding is dispositive of Respondent’s remaining contentions, we make no decision as to her other points of error.
Reference
- Full Case Name
- Heidi CHANG v. Carol Ann BERC
- Cited By
- 1 case
- Status
- Published