Hawaii State Teachers Ass'n v. Abercrombie
Hawaii State Teachers Ass'n v. Abercrombie
Dissenting Opinion
Dissenting Opinion by
I would hold, as opposed to the majority, that (1) the constitutional question of whether the actions of then-Governor Linda Lingle (Governor Lingle)
I.
The foreseeable consequence of the majority’s holding today is to require the parties
Such a possibility has been avoided in the past because this court wisely asserted jurisdiction over article XIII, section 2 claims without requiring the parties to first submit statutory claims to the HLRB. See Malahoff v. Saito, 111 Hawai'i 168, 181, 140 P.3d 401, 414 (2006) (considering whether the Governor’s and Comptroller’s plan to implement a payroll lag under HRS § 78-13
II.
The majority reaches its holding by re-characterizing Petitioners’ complaint
In Count I of their complaint, Petitioners allege a violation of article XIII, Section 2 of the Hawaii Constitution. Petitioners allege the violation resulted in (1) “a unilateral reduction of wages and cost items ... for all state employees[,]” (2) “a prohibition on negotiations regarding a three-day furlough for two years which affects their wages, hours, and other terms and conditions of employment which are core subjects of collective bargaining as determined in Yogi” and a “unilateral suspension for two years of the collective bargaining process as provided by law.” (Emphases added.) To that end, Petitioners sought a “declaratory order and judgment” that the furlough “decision and actions by [Respondents] ... constitutes a violation of ... Article XIII, Section 2 ... of the Hawaii State Constitution.”
Article XIII, section 2 grants persons in public employment “the right to organize for the purpose of collective bargaining as provided by law.” The phrase “collective bargaining as provided by law” has been construed by this court as “the ability to engage in negotiations concerning core subjects such as wages, hours, and other conditions of employment.” Yogi 101 Hawai'i at 53, 62 P.3d at 196; see also Malahoff, 111 Hawai'i at 188, 140 P.3d at 421 (recognizing that “implicit within article XIII, section 2 is the right to collectively bargain over wages, hours, and other terms and conditions of employment”) (internal quotation marks and citations omitted). It is clear that Petitioners alleged a violation of a constitutional “right to organize for the purpose of collective bargaining as provided by law[,]” as defined by Yogi and Malahoff. Thus, Petitioners properly pled a claim under article XIII, section 2 of the Hawaii Constitution.
III.
The HLRB should not decide claims arising under Chapter 89 of the HRS before the court considers Petitioners’ constitutional claim. The majority essentially holds that Petitioners were required to exhaust administrative remedies before the court could decide Petitioners’ claims under article XIII, section 2 of the Hawaii Constitution. But this court has said that “[t]he requirement that a party exhaust [its] administrative remedies ‘comes into play where a claim is eogni-
Moreover, it is beyond dispute that only the courts have jurisdiction over the question presented in Petitioners’ complaint—whether Governor Lingle’s acts violated article XIII, section 2 of the Hawai'i Constitution. See HOH Corp. v. Motor Vehicle Indus. Licensing Bd., 69 Haw. 135, 142, 736 P.2d 1271, 1275 (1987) (“The ‘delicate and difficult office [of ascertaining] whether ... legislation is in accordance with, or in contravention of, [constitutional] provisions’ is confided to the courts” (quoting United States v. Butler, 297 U.S. 1, 63, 56 S.Ct. 312, 80 L.Ed. 477 (1936)) (ellipsis and brackets in original)). It is equally unquestioned that an administrative agency lacks the power to address the constitutional issue presented in this ease. Id. (“Although an administrative agency may always determine questions about its own jurisdiction it generally lacks power to pass upon constitutionality of a statute.”) (Internal quotation marks, brackets, and citation omitted.) Even the HLRB acknowledges this well-established doctrine. See In re UPW, AFCSME, Local 646, and Lum, et al., Case No. CE-01-634 (Dec. No. 471) (“With regard to constitutionality, as an administrative agency the Board is without jurisdiction to address such questions.”). This is because, “[a]n administrative agency can only wield powers expressly or implicitly granted to it by statute.” Morgan v. Planning Dep’t., County of Kauai, 104 Hawai'i 173, 184, 86 P.3d 982, 993 (2004) (internal quotation marks and citation omitted). In light of the foregoing, the court properly considered Petitioners’ constitutional claim before any referral to the HLRB.
IV.
The majority unilaterally infers that because Petitioners allege in their complaint “that [Governor] Lingle violated Article XIII, Section 2 of the Hawai'i Constitution by imposing a unilateral reduction in wages, prohibiting negotiations regarding the furloughs, and by unilaterally suspending the ‘collective bargaining process as provided by law[,]’ ” Petitioners’ “complaint states claims relating to ‘prohibited practices,’” over which the HLRB has exclusive original jurisdiction. Majority opinion at 617. A prohibited practice is defined, among other things, as:
(5) Refusing] to bargain collectively in good faith with the exclusive representative as required in section 89-9;
(6) Refusing] to participate in good faith in the mediation and arbitration procedures set forth in section 89-11;
(7) Refus[ing] or failing] to comply with any provision of [chapter 89 of the HRS];
(8) Violating] the terms of a collective bargaining agreement[.]
HRS § 89-13. But, as noted, Petitioners did not raise any statutory claims and the majority in fact acknowledges this. Majority opinion at 616 (stating that Petitioners “in the instant case did not raise statutory issues in their complaint”). The majority’s approach is problematic for another reason.
Inasmuch as Petitioners did not raise any statutory claim under Chapter 89 of the HRS, it is unclear what the HLRB would decide with respect to “prohibited practices,”
V.
Finally, HGEA plainly does not support the majority’s conclusion that Petitioners’ article XIII, Section 2 claim must be construed as a claim grounded in Chapter 89 of the HRS. In HGEA, the majority “read HGEA’s ... complaint as raising ... two pertinent issues: (1) whether Governor Lingle’s furlough plan constitutes ‘a mandatory subject of collective bargaining negotiation protected by article XIII, Section 2 of the Hawaii State Constitution[,]’ and (2) whether the furlough constitutes ‘a mandatory subject of collective bargaining negotiation ... as prescribed by HRS § 89-9(a).’ ” HGEA, 124 Hawai'i at 207, 239 P.3d at 11 (emphasis in original). The HGEA majority went on to conclude that the HLRB “had ‘exclusive original jurisdiction’ over the statutory issues raised by HGEA, and that the circuit court should have deferred ruling on the constitutional issues until after the HLRB had the opportunity to resolve the statutory questions.” Id. at 200, 239 P.3d at 4. In other words, HGEA holds that where a plaintiff does challenge an alleged practice as a violation of both Chapter 89 of the HRS and the constitution, the statutory claim must be addressed by the HLRB before the court can address the constitutional question.
In contrast, in this ease, Petitioners raised only one of the “two” separate “issues” raised in HGEA—the issue over which the court, not the HLRB, has jurisdiction. Id. at 207, 239 P.3d at 11. In light of HGEA’s acknowledgment of claims grounded in Chapter 89 of the HRS and claims grounded in article XIII, section 2 of the Hawaii Constitution as separate and distinct from each other, the majority’s reliance on that case is unwarranted.
VI.
For the reasons set forth herein, I respectfully dissent.
. Neil Abercrombie, Governor of the State of Hawai'i, succeeded Governor Linda Lingle. Although Governor Abercrombie has been substituted for Governor Lingle in this action, the opinion herein refers to Governor Lingle inasmuch as her actions are at issue.
. Article XIII, section 2 of the Hawai'i Constitution provides that ’’[pjersons in public employment shall have the right to organize for the purpose of collective bargaining as provided by law.”
. Respondents include Neil Abercrombie, Governor, State of Hawai'i, Sunshine P.W. Topping, Director, Department of Human Resources Development, State of Hawai'i, and Kalbert K. Young, Director, Department of Budget and Finance, State of Hawai'i. Neil Abercrombie, Sunshine P.W. Topping and Kalbert K. Young were all substituted as parties to this action pursuant to Hawai'i Rules of Appellate Procedure Rule 43(c).
. HRS § 78-13 provides in pertinent part that ”[u]nless otherwise provided by law, all officers and employees shall be paid at least semimonthly except that substitute teachers, part-time hourly rated teachers of adult and evening classes, and
. HSTA filed an original complaint, listing itself as the sole plaintiff, on June 16, 2009. On June 18, 2009, HSTA filed a first amended complaint, listing itself and UPW as the plaintiffs. For purposes of this opinion, the first amended complaint is referred to as the complaint.
. In addition to claims arising article XIII, section 2 of the Hawaii Constitution, Petitioners also alleged that (1) the reduction of accrued retirement benefits violated article XVI, section 2, which provides that "accrued [retirement] benefits shall not be diminished!,]” and (2) the actions of Respondents usurped the authority of the legislature in violation of Article III, section 1, which provides that "[t]he legislative power of the State shall be vested in a legislature.” Inasmuch as the majority's disposition relies upon Petitioners’ article XIII, section 2 claim. Petitioners' other constitutional claims are not discussed.
Opinion of the Court
Opinion of the Court by
In this case, we apply Hawaii Government Employees Ass’n, AFSCME Local 152, AFL-CIO v. Lingle (hereinafter “HGEA ”), 124 Hawai'i 197, 239 P.3d 1 (2010), and hold that the circuit court erred by deciding statutory issues over which the Hawaii Labor Relations Board (“HLRB”) has exclusive original jurisdiction,
I. BACKGROUND
Briefly stated, in order to reduce labor costs, then-Governor Linda Lingle (“Lingle”) announced her decision to furlough
The plaintiffs appealed on September 10, 2009, asserting that the circuit court erred by: (1) determining “that HRS § 37-37(a) [wa]s a constitutional delegation of budget-reduction authority to the Governor”; and (2) “dismissing Count III of the First Amended Complaint sua sponte, without providing [the plaintiffs] with an opportunity to respond.”
The plaintiffs applied for transfer from the Intermediate Court of Appeals (“ICA”) to this court of their appeal and Lingle’s cross-appeal. On December 1, 2009, this court entered an order granting the plaintiffs’ application for transfer pursuant to HRS § 602-58(a)(l) (Supp. 2008).
II. STANDARDS OF REVIEW
A. Subject Matter Jurisdiction
“Whether a court possesses subject matter jurisdiction is a question of law reviewable de novo.” HGEA, 124 Hawai'i at 201, 239 P.3d at 5 (internal quotation marks omitted) (quoting Hawaii Mgmt. Alliance Ass’n v. Ins. Comm’r, 106 Hawai'i 21, 27, 100 P.3d 952, 957 (2004)).
B. Statutory Interpretation
Questions of statutory interpretation are questions of law reviewable de novo. Id. This court follows the following principles when interpreting statutes:
First, the fundamental starting point for statutory interpretation is the language of the statute itself. Second, where the statutory language is plain and unambiguous, our sole duty is to give effect to its plain and obvious meaning. Third, implicit in the task of statutory construction is our foremost obligation to ascertain and give effect to the intention of the legislature, which is to be obtained primarily from the language contained in the statute itself. Fourth, when there is doubt, doubleness of meaning, or indistinetiveness or uncertainty of an expression used in a statute, an ambiguity exists. And fifth, in construing an ambiguous statute, the meaning of the ambiguous words may be sought by examining the context, with which the ambiguous words, phrases, and sentences may be compared, in order to ascertain their true meaning.
Id. at 202, 239 P.3d at 6.
III. DISCUSSION
The circuit court determined that it had subject matter jurisdiction over the dispute. The circuit court further determined that the management rights enumerated in HRS § 89—9(d) did not allow Lingle to unilaterally furlough employees.
Lingle asserts that the circuit court erred because it did not have subject matter jurisdiction over the dispute. In response, the plaintiffs assert that: (1) the doctrines of exhaustion of administrative remedies and primary jurisdiction are matters of policy;
In HGEA, 124 Hawai'i at 200, 239 P.3d at 4, this court held that the HLRB had “exclusive original jurisdiction” over the HRS chapter 89 issues raised by the plaintiffs and that “the circuit court should have deferred ruling on the constitutional issues until after the HLRB had the opportunity to resolve the statutory questions.” In HGEA, the plaintiffs asserted in their complaint that “ ‘[t]he Governor does not have the implied right to unilaterally impose furloughs pursuant to HRS § 89-9(d) ’ thereby ‘eireumvent[ing] the collective bargaining process’ because ‘[f]ur-loughs reduce employee hours and wages and affect terms and conditions of employment and, therefore, are a mandatory subject of collective bargaining negotiation protected by Article XIII, Section 2 of the Hawaii State Constitution and as prescribed by HRS § 89-9(a).’ ” Id. at 205, 239 P.3d at 9 (emphases added). The plaintiffs in this case did not make similar allegations with respect to their article XIII, section 2 claim.
In HGEA, HGEA based its request for relief on both statutory and constitutional grounds. HGEA, 124 Hawai'i at 200, 239 P.3d at 4. The circuit court granted a preliminary injunction partly on the grounds that: (1) the HLRB did not have exclusive jurisdiction over the dispute; (2) Lingle’s decision to unilaterally furlough employees violated article XIII, section 2 of the Hawai'i Constitution; (3) under NLRB v. Katz, 369 U.S. 736, 82 S.Ct. 1107, 8 L.Ed.2d 230 (1962), Lingle could not impose furloughs by unilateral action; (4) United Public Workers, AFSCME, Local 646, AFL-CIO v. Hanneman, 106 Hawai'i 359, 105 P.3d 236 (2005), was “inappo-site”; and (5) Lingle’s reliance on HRS § 89-9(d) to justify the furloughs was not persuasive. HGEA, 124 Hawai'i at 201, 239 P.3d at 5. This court held that HRS § 89-14 (1993) provided the HLRB with exclusive original jurisdiction over the dispute.
HRS § 89-14 provides that “[a]ny controversy concerning prohibited practices may be submitted to the board in the same manner and with the same effect as provided in section 377-9; provided that the board shall have exclusive original jurisdiction over such a controversy .... ” (Emphasis added.) This court observed that HRS § 89-13(a) defines the term prohibited practice as follows:
It shall be a prohibited practice for a public employer or its designated representative wilfully to:
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(5) Refuse to bargain collectively in good faith with the exclusive representative as required in section 89-9;
(6) Refuse to participate in good faith in the mediation and arbitration procedures set forth in section 89-11;
(7) Refuse or fail to comply with any provision of this chapter;
(8) Violate the terms of a collective bargaining agreement.
HGEA, 124 Hawai'i at 204, 239 P.3d at 8 (quoting HRS § 89-13(a) (Supp. 2003)).
This court held that “[vjiewing the assertions made by HGEA in its first amended complaint in light of HRS § 89-13(a), it appears that HGEA alleges that Lingle essentially engaged in a ‘prohibited practice’ when she unilaterally imposed furloughs.” Id. at 205, 239 P.3d at 9. Therefore, this court held that “the HLRB has exclusive original jurisdiction over the statutory claims raised in
Unlike the plaintiffs in HGEA, the plaintiffs here have not referred to HRS chapter 89 in their complaint when arguing that the imposition of furloughs violated article XIII, section 2 of the Hawaii Constitution. Nevertheless, HGEA applies. This is apparent from the text of HRS § 89-14 and the policies enumerated in HGEA.
The plain language of HRS § 89-14 supports concluding that the instant case is a “controversy concerning prohibited practices” that must first be submitted to the HLRB. Although the term “controversy concerning prohibited practices” is not defined by chapter 89, this court “may resort to legal or other well accepted dictionaries as one way to determine the ordinary meaning of certain terms not statutorily defined.” Nuuanu Valley Ass’n v. City & Cnty. of Honolulu, 119 Hawai'i 90, 98, 194 P.3d 531, 539 (2008) (internal quotation marks omitted) (quoting Leslie v. Bd. of Appeals, 109 Hawai'i 384, 393, 126 P.3d 1071, 1080 (2006)). The term “concerning” is defined as “relating to.” Webster’s Unabridged Dictionary 423 (2d ed. 2001). The term “prohibited practice” is defined in HRS § 89-13 in part as “[r]efus[ing] to bargain collectively in good faith with the exclusive representative as required in section 89—9[,]” “[r]efus[ing] to participate in good faith in the mediation and arbitration procedures set forth in section 89—11[,J” refusing to comply with any provision of chapter 89, and “[v]iolat[ing] the terms of a collective bargaining agreement.” HRS § 89-13(a)(5)(8). The plaintiffs’ first amended complaint asserts that Lingle violated article XIII, section 2 of the Hawaii Constitution by imposing a unilateral reduction in wages, prohibiting negotiations regarding the furloughs, and by unilaterally suspending the “collective bargaining process as provided by law” for two years. The plaintiffs’ complaint states claims relating to “prohibited prae-tices” because it ultimately challenges Lin-gle’s ability to unilaterally impose furloughs without collectively bargaining. See HGEA, 124 Hawai'i at 205, 239 P.3d at 9 (holding that “HGEA alleges that Lingle essentially engaged in a ‘prohibited practice’ when she unilaterally imposed furloughs[,]” because HGEA asserted that “[t]he Governor does not have the implied right to unilaterally impose furloughs pursuant to HRS § 89-9(d)” thereby “circumventing] the collective bargaining process ... ”). Deleting references to chapter 89 does not change the fact that the dispute ultimately relates to a prohibited practice. Therefore, the plain language of HRS § 89-14 indicates that the HLRB has exclusive original jurisdiction over the plaintiffs’ claims.
This analysis is bolstered by this court’s opinion in HGEA, where we rejected the plaintiffs’ attempt to characterize their statutory claim as a constitutional claim. HGEA, 124 Hawaii at 208, 239 P.3d at 12. This court held that the legislative purpose of “having the administrative agency with expertise in these matters decide them in the first instance” is “frustrated if the HLRB’s jurisdiction can be defeated by characterizing issues that fall within the scope of HRS Chapter 89 as constitutional claims and then addressing them directly to the circuit court.” Id. Likewise, even though HSTA has not brought a chapter 89 claim against Lin-gle, the legislative purpose of providing the HLRB with exclusive original jurisdiction over chapter 89 complaints is frustrated if plaintiffs can recast their statutory claims as constitutional claims and proceed directly to circuit court. Thus, the circuit court erred by failing to allow the HLRB to decide the issues relating to chapter 89 before deciding the constitutional issues.
The plaintiffs also assert that the case did not need to proceed before the HLRB because this case involved a “fiscal crisis” and an “urgent need for resolution” of an issue
IV. CONCLUSION
For the foregoing reasons, we vacate the circuit court’s September 24, 2009 amended judgment and remand for further proceedings consistent with this opinion.
. Executive order 09-02 defined the term "furlough” as “the placement of an employee temporarily and involuntarily in a non-pay and non-duty status by the Employer because of lack of work or funds, or other non-disciplinary reasons.”
. Article XIII, section 2 of the Hawaii Constitution provides that "[plersons in public employment shall have the right to organize for the purpose of collective bargaining as provided by law.”
. Article XVI, section 2 of the Hawaii Constitution provides that "[m]embership in any employees’ retirement system of the State or any political subdivision thereof shall be a contractual relationship, the accrued benefits of which shall not be diminished or impaired.”
.Article III, section 1 of the Hawaii Constitution provides that the “legislative power of the State shall be vested in a legislature, which shall consist of two houses, a senate and a house of representatives. Such power shall extend to all rightful subjects of legislation not inconsistent with this constitution or the Constitution of the United States.”
. In light of our conclusion that the circuit court lacked subject matter jurisdiction, it is unnecessary to address these issues.
. The plaintiffs did assert that the "obligation to pay wages and salaries to bargaining units 1, 5 and 10, on and after June 1, 2009 and to maintain hours of work and other terms and conditions of employment are valid obligations and commitments previously incurred: ... [b]y statute under chapter 89 which prohibits any unilateral changes in wages, hours of work, and other terms and conditions of employment absent good faith bargaining leading to impasse (which has yet to occur).” However, this assertion occurred in the context of their claim regarding separation of powers.
. For the same reason, the plaintiffs’ argument that "the HLRB’s original jurisdiction is limited to resolving controversies concerning prohibited practices” and that a circuit court "has jurisdiction to interpret Chapter 89 in the first instance when statutory interpretation is necessary to resolve a claim within the Circuit Court’s jurisdiction” is unpersuasive. The plaintiffs’ argument is correct in controversies that do not concern prohibited practices; however, the instant case is a controversy concerning a prohibited practice over which the HLRB has exclusive original jurisdiction.
. Similarly, a number of the plaintiffs’ other arguments were rejected in HGEA. For instance, the plaintiffs assert that: (1) exhaustion of administrative remedies does not apply because proceedings in the circuit court would have been necessary to obtain a temporary restraining order, see HRS § 377-9(d) (1993); and (2) the HLRB does not have jurisdiction to resolve the plaintiffs’ constitutional claims. In HGEA, this court rejected those arguments. See HGEA, 124 Hawai'i at 208-09, 239 P.3d at 12-13.
Reference
- Full Case Name
- HAWAII STATE TEACHERS ASSOCIATION and United Public Workers, AFSCME, Local 646, AFL-CIO, Plaintiffs-Appellants/Appellees/Cross-Appellants v. Neil ABERCROMBIE, Governor, State of Hawai'i Barbara A. Krieg, Interim Director, Department of Human Resources Development, State of Hawai'i and Kalbert K. Young, Director, Department of Budget and Finance, State of Hawai'i Doe 1-10, Defendants-Appellees/Appellants/Cross-Appellees
- Cited By
- 1 case
- Status
- Published