State of Iowa v. Rene Zarate
State of Iowa v. Rene Zarate
Opinion
The defendant, convicted of first-degree murder as a juvenile offender, challenges his sentence of life in prison with the possibility of parole after serving a minimum term of twenty-five-years confinement as determined by the district court. By means of a motion to correct an illegal sentence, the defendant challenges the sentencing scheme for juvenile offenders convicted of first-degree murder set forth in Iowa Code section 902.1(2) under the cruel and unusual punishment clause of the Iowa Constitution. He argues that both the sentencing options and the factors that the sentencing court is required to consider under Iowa Code section 902.1(2) are unconstitutional given the language of the Iowa Constitution and prior federal and state precedent regarding juvenile sentencing. Alternatively, he claims that Iowa Code section 902.1(2) is unconstitutional as applied to his resentencing because the district court allowed the circumstances of his offense to overwhelm the analysis in its resentencing decision. For the reasons set forth below, we find that the only portion of Iowa Code section 902.1(2) that is unconstitutional under the Iowa Constitution is section 902.1(2)( a )(1), which provides the district court with the option to sentence a juvenile offender convicted of murder in the first degree to life imprisonment without the possibility of parole.
*837
The remainder of Iowa Code section 902.1(2) is constitutional under the Iowa Constitution. However, we vacate Zarate's sentence and remand for resentencing consistent with this opinion and our opinion in
State v. Roby
,
I. Facts and Procedural Background.
Rene Zarate moved with his family from Mexico to Iowa when he was about twelve years old. Zarate did not speak English and had below average intellectual abilities. He struggled with behavioral issues in school after moving to Iowa, and he began to associate with members of a criminal street gang known as Surano 13. Zarate also started consuming alcohol and using drugs, including cocaine, methamphetamine, marijuana, and glue. He had frequent contact with law enforcement and first entered the juvenile justice system when he was about fourteen years old. As a teenager, Zarate was involved in various criminal acts including burglary, theft, and criminal mischief. Consequently, he spent time in juvenile detention and on house arrest. Zarate also failed to successfully complete his required probation.
On the evening of May 1, 1999, fifteen-year old Zarate and some friends were drinking alcohol together in violation of Zarate's probation conditions in a mobile home where Jorge Ramos rented a room. When Ramos arrived home in the early morning hours of May 2, he began to argue with one of Zarate's friends after Ramos refused the friend's request for Ramos to drink with them. Ramos subsequently took the phone from the living room and went to his bedroom. After Ramos took the phone, Zarate became worried that Ramos was going to call the police on him and his friends, which could negatively affect his probation. Zarate became upset and made multiple attempts to attack Ramos. First, Zarate tried to attack Ramos with a screwdriver. However, a friend was able to take the screwdriver away. Next, Zarate tried to attack Ramos with a hatchet, but a friend was also able to take the hatchet away. Finally, Zarate went to a bedroom, removed a fishing knife he found from a tackle box, and stabbed Ramos with the knife. Ramos managed to stumble into the living room before he fell on a mattress on the floor. At this point, Zarate's friends fled the mobile home. Zarate followed Ramos to the living room and proceeded to stab Ramos a total of fifty times, resulting in his death.
After killing Ramos, Zarate kicked and spat on Ramos's body, laughing and calling Ramos names in Spanish. He then moved the body outside and covered it with blankets before attempting to get lighter fluid or gasoline from friends to burn the blankets and the body. When police officers arrived on the scene, Zarate initially lied to the police about his identity and provided them with false information before the police arrested him. After questioning, Zarate later confessed to murdering Ramos. On February 8, 2001, a jury convicted Zarate of murder in the first degree, a class "A" felony, in violation of Iowa Code section 707.2 (1999). Zarate was subsequently sentenced to mandatory life imprisonment without the possibility of parole pursuant to Iowa Code section 902.1(2).
In 2012, the United States Supreme Court decided
Miller v. Alabama
,
Following
Miller
, the Governor commuted the sentences of Zarate and all other juvenile offenders in Iowa serving mandatory sentences of life without parole to sentences of sixty years without parole and with no credit for earned time.
See
State v. Ragland
,
Prior to Zarate's resentencing hearing, the Iowa legislature passed a bill that the Governor signed into law changing Iowa Code section 902.1(2) under which Zarate was originally sentenced.
See
2015 Iowa Acts ch. 15, § 1 (codified at
On June 3, 2015, the district court conducted a hearing concerning Zarate's supplemental motion to correct his illegal sentence and request for a resentencing hearing. At the hearing, Zarate argued that Iowa Code section 902.1(2) violates the Iowa Constitution's prohibition against cruel and unusual punishment under article I, section 17 because it takes away the district court's discretion to determine sentences for juvenile offenders as required by Miller and Ragland . He also argued that the statute denies him a meaningful opportunity for release, even with the parole options, due to the existing statutes governing Iowa's parole system. In response, the State asserted the district court is required to follow Iowa Code section 902.1(2) in sentencing Zarate because that statute provides Zarate with individualized sentencing by virtue of the factors listed in Iowa Code section 902.1(2)( b )(2).
On December 9, the district court ruled that Iowa Code section 902.1(2) did not violate the cruel and unusual punishment clause of the Iowa Constitution. In doing so, the district court noted that neither
Miller
nor our holding in
State v. Lyle
,
Instead, the district court found that the precedent set forth in Miller , and our progeny of Miller cases, merely require a sentencing judge to follow an individualized *839 process that allows for the consideration of mitigating circumstances related to the juvenile offender's age and youthful characteristics. The district court held Iowa Code section 902.1(2) complies with the individualized sentencing requirement by providing the sentencing court with options concerning the conditions placed on a term of life in prison for juvenile offenders convicted of first-degree murder. Further, the district court found Iowa Code section 902.1(2) provides the mandated individualized sentencing by requiring the sentencing court to consider the twenty-five factors listed in Iowa Code section 902.1(2)( b )(2)(a)-(v) -many of which, according to the district court, seemingly have either been taken directly from Miller or fall within the parameters of Miller . Likewise, the district court found the inclusion of possible aggravating factors in the law is permissible so long as the sentencing court also considers the required mitigating factors. Consequently, the district court held Iowa Code section 902.1(2) is constitutional on its face and is in accord with both Miller and Ragland .
Zarate's resentencing hearing was held on December 18. Zarate requested a term-of-years sentence of thirty years with parole eligibility after a period of fifteen years despite acknowledging that this sentence would violate Iowa Code section 902.1(2). Meanwhile, the State asserted its belief that life without parole was still justifiable, 1 though it acknowledged that the district court could choose life with the possibility of parole. The State also asked the district court to impose a mandatory minimum term of imprisonment before allowing for parole eligibility. In imposing Zarate's sentence, the district court stated, "[Zarate's] request for a fixed period of 30 years with a minimum of 15 years I still believe is unconstitutional. I don't have the authority to do that" based on the sentencing options provided in section 902.1(2). The district court also found life without the possibility of parole would be an inappropriate sentence in Zarate's case.
The district court ultimately decided to resentence Zarate under Iowa Code section 902.1(2)( a )(2) to life imprisonment with the possibility of parole after a minimum term of imprisonment of twenty-five years with credit for time already served under his previously imposed illegal sentence. In reaching this decision, the district court stated, "I have taken into consideration the 25 factors I'm now supposed to consider under the existing statute, and the circumstances, I guess is the terminology they now use." While the district court did not individually go through each factor, it did make statements about various circumstances that guided its decision. Specifically, the district court noted Zarate's age and involvement in the crime, the fact that Zarate did not seem to be a threat to the public or any other individual beyond his victim, Zarate's degree of participation in the crime, Zarate's intellectual and emotional capacity, his susceptibility to peer pressure, the violent aspect of the crime, his drug and alcohol abuse, and his acceptance of responsibility for the crime.
Finally, the district court stated,
After considering all those foregoing factors, which I am for the record considering as mitigating factors just so we're all clear, after considering those factors along with your improved behavior since you've been in prison during the last 10 years ... lead me to conclude that you *840 are entitled not only to have an opportunity at parole, but also that opportunity should be available to you at a fixed point in time in the future. I've chosen that point of time to be approximately 10 years from now just to ensure that you serve what I believe should be the minimum period of time for somebody that takes the life of another individual, whether that person is a juvenile or an adult.
Zarate appealed, and we retained the appeal.
On appeal, Zarate presents three issues. First, whether Iowa Code section 902.1(2)( a )(1)-(3) violates article I, section 17 of the Iowa Constitution, which prohibits cruel and unusual punishment. Second, whether the sentencing factors enumerated in Iowa Code section 902.1(2)( b )(2)(a)-(v) violate article I, section 17 of the Iowa Constitution. Finally, if neither of these provisions is unconstitutional, whether Zarate's resentencing was unconstitutional based on his claim that the district court allowed the circumstances of the crime to overwhelm the analysis, thereby preventing him from receiving a truly individualized sentence as is constitutionally required.
II. Standard of Review.
We may review a challenge that a sentence is illegal at any time.
Lyle
,
III. Analysis.
A. State and Federal Jurisprudence on Cruel and Unusual Punishment Regarding Juvenile Sentencing.
The Eighth Amendment of the United States Constitution and article I, section 17 of the Iowa Constitution both prohibit cruel and unusual punishment. U.S. Const. amend. VIII ; Iowa Const. art. I, § 17. Under both provisions, the right to be free from cruel and unusual punishment " 'flows from the basic "precept of justice that punishment for crime should be graduated and proportioned" ' to both the offender and the offense."
Miller
,
The Supreme Court's trilogy of juvenile sentencing cases began with its 2005 holding in
Roper
that the Eighth Amendment's Cruel and Unusual Punishment Clause
*841
prohibits the imposition of capital punishment on juvenile offenders.
In the wake of
Miller
, the Governor commuted the sentences of all juvenile offenders in Iowa serving mandatory sentences of life without parole to sentences of sixty years without parole and with no credit for earned time.
See
Ragland
,
First, in
State v. Null
, we held that
Miller
's individualized sentencing requirement applied to a 52.5-year sentence because "geriatric release" after a lengthy term-of-years sentence for a juvenile offender fails to provide the juvenile with any meaningful opportunity to demonstrate his or her maturity and rehabilitation.
Further, in
Lyle
, we held all mandatory minimum prison sentences for juvenile offenders are unconstitutional under article I, section 17 of the Iowa Constitution and found that "the sentencing of juveniles according to statutorily required mandatory minimums does not adequately serve the legitimate penological objectives in light of the child's categorically diminished culpability."
(1) the age of the offender and the features of youthful behavior, such as "immaturity, impetuosity, and failure to appreciate risks and consequences"; (2) the particular "family and home environment" that surround the youth; (3) the circumstances of the particular crime and all circumstances relating to youth that may have played a role in the commission of the crime; (4) the challenges for youthful offenders in navigating through the criminal process; and (5) the possibility of rehabilitation and the capacity for change.
*842
In State v. Louisell , we reaffirmed
that under both the United States Constitution and the Iowa Constitution, juveniles convicted of crimes must be afforded a "meaningful opportunity to obtain release based on demonstrated maturity and rehabilitation"-if a sentencing judge, exercising discretion, determines parole should be available.
In Seats , we expounded upon the factors a district court should consider as part of its discretionary sentencing in cases where it could sentence a juvenile to life in prison without the possibility of parole for first-degree murder. 865 N.W.2d at 556-57. These factors stem from our holding in Lyle and include the differences between children and adults, the family and home environment, the circumstances of the homicide offense, the role of substance abuse in the juvenile's offense, and the fact that juveniles are more capable of rehabilitation than adults. Id. at 555-57. Additionally, we stressed that "the presumption for any sentencing judge is that the judge should sentence juveniles to life in prison with the possibility of parole for murder unless the other factors require a different sentence." Id. at 555.
In
State v. Sweet
, we categorically banned sentencing juvenile offenders to life without the possibility of parole under article I, section 17 of the Iowa Constitution.
Finally, in
Roby
, we concluded article I, section 17 of the Iowa Constitution does not categorically prohibit imposing a minimum term of incarceration without the possibility of parole on a juvenile offender so long as the court only imposes it after considering relevant mitigating factors of youth. 897 N.W.2d at 143. We also sought to provide guidance on the
Lyle
sentencing factors, noting that they ordinarily work to mitigate punishment in order to help sentencing courts craft "a punishment that serves the best interests of the child and society."
Id.
at 144 (quoting
Lyle
,
B. Zarate's Categorical Challenges.
The court employs a two-step inquiry to a categorical challenge to a sentence.
See
Lyle
,
1. The constitutionality of Iowa Code section 902.1(2)(a)(1)-(3). During the 2015 legislative session, the general assembly enacted and the Governor signed into law Senate File 448, which is codified at Iowa Code section 902.1. Iowa Code section 902.1(2)( a )(1)-(3) provides three sentencing options for juveniles convicted of first-degree murder:
(1) Commitment to the director of the department of corrections for the rest of the defendant's life with no possibility of parole unless the governor commutes the sentence to a term of years.
(2) Commitment to the custody of the director of the department of corrections for the rest of the defendant's life with the possibility of parole after serving a minimum term of confinement as determined by the court.
(3) Commitment to the custody of the director of the department of corrections for the rest of the defendant's life with the possibility of parole.
Zarate argues that Iowa Code section 902.1(2)( a )(1)-(3) is unconstitutional because it does not provide sentencing judges with the opportunity to sentence juvenile offenders convicted of first-degree murder to a term-of-years sentence. Although the sentencing statute provides the sentencing court with flexibility to choose between set sentencing options, Zarate argues that the statute does not go far enough in creating judicial discretion to fashion juvenile sentences. Additionally, Zarate argues the sentencing options under section 902.1(2)( a ) are unconstitutional because they do not provide a meaningful opportunity for release under Miller and Ragland since life imprisonment with the possibility of parole is a de facto life sentence. Specifically, Zarate contends parole is merely illusory because the parole board is not required to annually review the status of an offender convicted of a class "A" felony, few inmates serving a life sentence with the possibility of parole have actually received parole, and
the passage of Senate File 448 and the Governor's commutation language make it clear that the legislature and [G]overnor do not intend to have a parole board that will consider the constitutional mitigating factors from Null , Ragland , Lyle , and Miller .
At the outset, we hold that Iowa Code section 902.1(2)(
a
)(1), which allows the sentencing court to sentence a juvenile offender to life imprisonment without the possibility of parole is unconstitutional based on our holding in
Sweet
. We categorically banned the sentence of life imprisonment without the possibility of parole for all juvenile offenders in
Sweet
, holding this sentence violated article I, section 17 of the Iowa Constitution.
*844
"When parts of a statute or ordinance are constitutionally valid, but other discrete and identifiable parts are infirm, we may sever the offending portion from the enactment and leave the remainder intact."
Am. Dog Owners Ass'n v. City of Des Moines
,
Beginning with the first prong of the analysis, an objective examination of legislative enactments and state practices demonstrates that there is not a national consensus against mandatorily sentencing juvenile offenders convicted of first-degree murder to life imprisonment with the immediate possibility of parole or life imprisonment with the possibility of parole after a set number of years. Instead, a survey of the juvenile sentencing laws of other states demonstrates a national trend in favor of sentencing juvenile offenders like Zarate to at least a sentence of life imprisonment with the possibility of parole after an established minimum term of confinement.
Five states have juvenile sentencing schemes that require courts to sentence juvenile offenders convicted of first-degree murder to at least life with the possibility of parole after serving a minimum term of confinement similar to the sentencing option listed in Iowa Code section 902.1(2)( a )(2). 2 Another ten states subject their juvenile offenders to the same mandatory life with the possibility of parole options as their convicted adult offenders, many of which require offenders to serve a minimum term of years before becoming parole eligible. 3 Further, rather than provide sentencing courts with the ability to craft any sentence they desire as Zarate contends is the only constitutional way to comply with Miller and our juvenile sentencing jurisprudence, a number of states have mandatory minimum sentences for juvenile homicide offenders. 4 See generally *845 Kallee Spooner & Michael S. Vaugh, Sentencing Juvenile Offenders: A 50-State Survey , 5 Va. J. Crim. L. 130, 146-50 (2017) (providing a detailed overview of the juvenile sentencing landscape post- Miller ). While we have done away with automatic mandatory minimum sentences of imprisonment for juvenile offenders in Iowa, an objective examination of other legislative enactments and state practices demonstrates that there is a national consensus in favor of requiring juvenile offenders convicted of first-degree murder to serve a mandatory minimum term of confinement before becoming parole eligible.
Additionally, the decision of our legislature to implement Iowa Code section 902.1(2)(
a
) and provide the sentencing courts with greater discretion to determine when a juvenile offender serving life imprisonment with the possibility of parole can become parole eligible serves as objective indicia of Iowa's standards regarding the challenged sentencing practice. As we noted in
Lyle
, the court owes "deference to the legislature when it expands the discretion of the court in juvenile sentencing."
Here, the legislative decision to require mandatory life imprisonment with the possibility of parole, and to expand the discretion of sentencing courts by allowing them to make individualized determinations on when a juvenile offender convicted of first-degree murder is parole eligible, speaks to a consensus in Iowa in favor of the challenged sentencing practice. The legislature's recognition of the need for some discretion in the juvenile sentencing process comports with our prior holdings dealing with the issue of juvenile sentencing in the aftermath of Miller . Iowa Code section 902.1(2)( a )(2)-(3) allows sentencing courts to craft individualized sentences for each juvenile offender so long as the juvenile offender is first sentenced to life imprisonment *846 with some option for parole eligibility.
As the second step in our inquiry, we analyze the Iowa Constitution's cruel and unusual punishment clause to determine if the sentencing options at issue violate the cruel and unusual punishment clause in light of its text, meaning, purpose, and history. "We seek to interpret our constitution consistent with the object sought to be obtained at the time of adoption as disclosed by the circumstances."
Chiodo v. Section 43.24 Panel
,
Nonetheless, other decisions in our history similarly point to the constitutionality of the sentencing practice at issue. Zarate's argument that the statute is unconstitutional because it prevents a term-of-years sentence seeks to expand our categorical ban on mandatory minimum sentencing schemes in
Lyle
to an area of the law that we expressly stated was not included in the categorical ban. As we stated in
Lyle
, the categorical ban on mandatory minimums for juvenile offenders does not "prohibit the legislature from imposing a minimum time that youthful offenders must serve in prison before being eligible for parole."
Further, Iowa Code section 902.1(2)(
a
)(2)-(3) 's sentencing options align with the United States Supreme Court and this court's recognition of "a fundamental and virtually inexorable difference between juveniles and adults for the purposes of punishment."
Lyle
,
*847
Compare
In addition to our understanding and interpretation of the Iowa Constitution, we also consider whether the challenged sentencing practice serves legitimate penological goals and the culpability of the offender at issue.
Lyle
,
Furthermore, the statute's sentencing options promote other legitimate penological goals like retribution, deterrence, and incapacitation. For example, in Roby , we stated, "it may be appropriate retribution to incarcerate a juvenile for a short time without the possibility of parole. Additionally, a sentencing judge could properly conclude a short term of guaranteed incarceration is necessary to protect the public." Id. at 142. Iowa Code section 902.1(2)( a )(2)-(3) aligns with our statements about penological goals in Roby by allowing sentencing courts to subject juvenile offenders convicted of first-degree murder to a term of imprisonment before becoming parole eligible that considers the nature of the crime as one of many factors in the sentencing process. Requiring a sentencing court to sentence a juvenile offender convicted of first-degree murder to a definite term of years as Zarate requests, as opposed to life imprisonment with the possibility of parole, would hinder the sentencing court's ability to protect society from offenders who show signs of recidivism that may require incapacitation until a parole board determines the offender's rehabilitation.
Finally, Zarate's claim that Iowa Code section 902.1(2) denies juvenile offenders convicted of first-degree murder a meaningful opportunity for parole is not ripe for adjudication because it is merely speculative. "A case is ripe for adjudication when it presents an actual, present controversy, as opposed to one that is merely hypothetical or speculative."
State v. Wade
,
The same ripeness issue occurs in this case. Similar to Louisell , Zarate's claim that life imprisonment with the possibility of parole for juvenile offenders under section 902.1(2)( a )(2)-(3) does not present a meaningful opportunity for release is speculative. Much of Zarate's argument focuses on the alleged intentions of the specific legislature that passed Iowa Code section 902.1(2) and the Governor, who signed the bill into law. Zarate claims the legislature and Governor have an improper motive and intent to keep juvenile homicide offenders incarcerated, which denies juvenile offenders convicted of first-degree murder a meaningful opportunity for parole because the Governor and legislature have the power to appoint and confirm the parole board members under Iowa Code section 904A.3. However, parole board members must meet certain qualifications and are appointed for fixed terms. See Iowa Code §§ 904A.1 -.2. Parole decisions are subject to legal standards. See id. §§ 906.3-.4. Zarate has provided no basis for us to conclude that the parole board will fail to follow the law in a case that is presented to it, including his own.
To decide the issue of whether Iowa Code section 902.1(2) denies juvenile offenders with a meaningful opportunity for release when Zarate has not yet become parole eligible, or been denied parole, would require us to speculate about the actions of the parole board in the future. This abstract decision is not within our purview. Consequently, we reserve the issue of whether life imprisonment with the possibility of parole provides juvenile offenders who are eligible for immediate parole with a meaningful opportunity for release for another day.
2. The constitutionality of sentencing factors under Iowa Code section 902.1(2). Under Iowa Code section 902.1(2)( b )(2), in determining what sentence to impose,
the [sentencing] court shall consider all circumstances including but not limited to the following:
(a) The impact of the offense on each victim, as defined by section 915.10, through the use of a victim impact statement, as defined in section 915.10, under any format permitted by section 915.13. The victim impact statement may include comment on the sentence of the defendant.
(b) The impact of the offense on the community.
(c) The threat to the safety of the public or any individual posed by the defendant.
(d) The degree of participation in the murder by the defendant.
(e) The nature of the offense.
(f) The defendant's remorse.
(g) The defendant's acceptance of responsibility.
(h) The severity of the offense, including any of the following:
(i) The commission of the murder while participating in another felony.
(ii) The number of victims.
(iii) The heinous, brutal, cruel manner of the murder, including whether the murder was the result of torture.
(i) The capacity of the defendant to appreciate the criminality of the conduct.
(j) Whether the ability to conform the defendant's conduct with the requirements *849 of the law was substantially impaired.
(k) The level of maturity of the defendant.
(l) The intellectual and mental capacity of the defendant.
(m) The nature and extent of any prior juvenile delinquency or criminal history of the defendant, including the success or failure of previous attempts at rehabilitation.
(n) The mental health history of the defendant.
(o) The level of compulsion, duress, or influence exerted upon the defendant, but not to such an extent as to constitute a defense.
(p) The likelihood of the commission of further offenses by the defendant.
(q) The chronological age of the defendant and the features of youth, including immaturity, impetuosity, and failure to appreciate risks and consequences.
(r) The family and home environment that surrounded the defendant.
(s) The circumstances of the murder including the extent of the defendant's participation in the conduct and the way familial and peer pressure may have affected the defendant.
(t) The competencies associated with youth, including but not limited to the defendant's inability to deal with peace officers or the prosecution or the defendant's incapacity to assist the defendant's attorney in the defendant's defense.
(u) The possibility of rehabilitation.
(v) Any other information considered relevant by the sentencing court.
Zarate argues that the sentencing factors found in Iowa Code section 902.1(2)(
b
)(2)(a)-(v) are unconstitutional because they require a sentencing court to consider factors beyond the mitigating factors established in
Miller
. Zarate is especially concerned that a sentencing court could weigh aggravating factors more heavily than mitigating factors despite the fact that the statute does not give certain factors more weight than others. We decline Zarate's request for us to hold that the sentencing factors set forth in section 902.1(2)(
b
)(2)(a)-(v) are categorically unconstitutional. However, we do agree with Zarate that the use of the factors must comport with our juvenile sentencing jurisprudence in that the five factors set forth in
Lyle
must be considered as mitigating factors in the sentencing process.
See
Lyle
,
Under the first prong of our two-prong inquiry to a categorical challenge, an objective examination of legislative enactments and state practices demonstrates that there is a growing consensus toward enumerating set factors for sentencing courts to consider with regard to sentencing juvenile offenders convicted of first-degree murder. Similar to Iowa's juvenile sentencing framework, nine other states have implemented a juvenile sentencing framework to comply with Miller that lists related, if not identical, sentencing factors to Iowa's for a sentencing court to consider when sentencing juvenile offenders convicted of first-degree murder. 5
*851
Likewise, the decision of our legislature to enumerate sentencing factors under Iowa Code section 902.1(2)(
b
)(2), and provide the sentencing courts with a plethora of factors to allow for greater discretion in crafting a juvenile sentence, serves as objective indicia of Iowa's standards regarding the challenged sentencing factors. As we noted previously, the legislature is entitled to deference when it expands the court's discretion in the juvenile sentencing realm.
Lyle
,
*852 Roby , 897 N.W.2d at 144 (quoting Seats , 865 N.W.2d at 555 ).
With regard to the second factor, examining our controlling precedents and interpretations of the Iowa Constitution's text, history, meaning, and purpose, an examination of the sentencing factors enumerated in Iowa Code section 902.1(2)(
b
)(2)(a)-(v) supports our decision that the statutory factors comport with our juvenile sentencing jurisprudence and the Iowa Constitution. In
Seats
, we expounded upon the five youth-related characteristics required under
Miller
and
Lyle
, holding that a sentencing court must consider the factors as "mitigating, not aggravating" when sentencing a juvenile offender.
Seats
,
The first
Lyle
factor requires a sentencing court to consider "the age of the offender and the features of youthful behavior, such as 'immaturity, impetuosity, and failure to appreciate risks and consequences.' "
Second,
Lyle
requires a sentencing judge to consider the juvenile's family and home environment.
Third, under
Lyle
, the sentencing judge must consider "the circumstances of the particular crime and all circumstances relating to youth that may have played a role in the commission of the crime."
Fourth,
Lyle
requires the sentencing court to consider "the challenges of youthful offenders in navigating through the criminal process."
Finally,
Lyle
mandates the sentencing judge to consider "the possibility of rehabilitation and capacity for change."
*854
Despite these similarities, Zarate argues the statutory factors are unconstitutional because they do not explicitly state that the sentencing court must treat these factors as mitigating rather than aggravating. We agree that the sentencing court must treat the relevant factors associated with youth that we first set forth in
Lyle
as mitigating. However, the statute's failure to explicitly state that these factors must be treated as mitigating does not render the sentencing factors unconstitutional. As we have already noted, our existing juvenile sentencing jurisprudence establishes that a sentencing court must consider the five
Lyle
factors in a mitigating fashion in the juvenile sentencing process, and the consideration of any potential aggravating factors, including the circumstances of the crime, cannot overwhelm the sentencing court's analysis.
See, e.g.
,
Roby
, 897 N.W.2d at 143-47. "We strive to interpret our statutes consistent with our case law."
State v. Carter
,
Further, we reject Zarate's overly broad interpretation of our holding in
Null
that children cannot be held to the same standard of culpability as adults in criminal sentencing. Under Zarate's interpretation, it would be unconstitutional for a sentencing judge to consider any aggravating factors or the nature of the crime. This interprets our holding far too broadly.
See
Null
, 836 N.W.2d at 75. Nothing in the federal or state juvenile sentencing jurisprudence prevents sentencing courts from considering additional and/or aggravating factors beyond the factors established in
Miller,
as Zarate contends. In
Miller
, the Supreme Court stated that the sentencing court may consider "the nature of the[ ] crimes," not just "age and age-related characteristics."
The fact of the matter is, "[c]riminal punishment can have different goals, and choosing among them is within the legislature's discretion."
Oliver
,
The sentencing court's ultimate goal is to decide which sentence "will provide
*855
maximum opportunity for the rehabilitation of the defendant, and for the protection of the community from further offenses by the defendant and others."
While Zarate has improved his life during his time in prison, and may now be less culpable than other juvenile offenders given his circumstances, other juvenile offenders may still require incapacitation to prevent recidivism, or may require a longer sentence due to their culpability. The factors enumerated in Iowa Code section 902.1(2)( b )(2) will assist the sentencing court in recognizing these differences between juvenile and adult offenders. Additionally, it will assist the sentencing court in balancing the competing goals of punishment and provide sentencing courts with a variety of case-specific factors to help them appropriately take these differences and goals into account when prescribing sentences. This creates a truly individualized sentencing hearing. Overall, "the Code in general [for juvenile sentencing] is replete with provisions vesting considerable discretion in courts to take action for the best interests of the child." Roby , 897 N.W.2d at 141.
Ultimately, "[t]he constitutional analysis is not about excusing juvenile behavior, but imposing punishment in a way that is consistent with our understanding of humanity today."
Lyle
,
C. Zarate's As-Applied Challenge. Zarate argues we should vacate his sentence because the resentencing court inappropriately considered the sentencing factors under Iowa Code section 902.1(2)( b )(2) in a manner that allowed the circumstances of his offense to overwhelm the sentencing analysis. On our review of the district court's resentencing decision, we conclude the district court abused its discretion by imposing a mandatory minimum sentence of ten additional years of imprisonment based on the sentencing judge's belief that there "should be [a] minimum period of time [for imprisonment] for somebody that takes the life of another individual, whether that person is a juvenile or an adult."
As we held in Roby , our abuse of discretion standard for sentences that are within the statutory limits "is not forgiving of a deficiency in the constitutional right to a reasoned sentencing decision based on a proper hearing." 897 N.W.2d at 138. We have repeatedly stressed the constitutional *856 mandate that juvenile offenders must receive an individualized hearing that takes into account the Lyle factors in a mitigating fashion. See, e.g. , id. at 143-47. We have also maintained that "the presumption for any sentencing judge is that the judge should sentence juveniles to life in prison with the possibility of parole for murder unless the other factors require a different sentence." Seats , 865 N.W.2d at 555. After all, "most juvenile offenders should not be sentenced without parole eligibility. A sentence of incarceration without parole eligibility will be an uncommon result." Roby , 897 N.W.2d at 147.
In this case, the district court deprived Zarate of his right to a truly individualized hearing that appropriately took into account the mitigating factors of his youth. We agree that the district court allowed the circumstances of Zarate's offense to overwhelm its analysis. Rather than starting from the necessary presumption of life with the possibility of parole, the sentencing judge allowed the nature of Zarate's offense to taint his analysis by imposing a mandatory minimum sentence of imprisonment due to his belief that there should be a minimum term of imprisonment for anyone who commits murder, regardless of their age at the time of the offense.
"[I]f a sentencing court fails to consider a relevant factor that should have received significant weight, gives significant weight to an improper or irrelevant factor, or considers only appropriate factors but nevertheless commits a clear error of judgment" a discretionary sentencing ruling may be an abuse of discretion.
Id.
at 138 (quoting
People v. Hyatt
,
IV. Conclusion.
The only portion of Iowa Code section 902.1(2) that is unconstitutional under the Iowa Constitution is section 902.1(2)( a )(1), which gives the district court the sentencing option of life imprisonment without the possibility of parole for juvenile offenders convicted of first-degree murder. The remainder of the sentencing options set forth in Iowa Code section 902.1(2)( a ), and the sentencing factors listed in Iowa Code section 902.1(2)( b )(2)(a)-(v), are constitutional under the Iowa Constitution. However, for the aforementioned reasons, we vacate the sentence of the district court and remand for a resentencing that is consistent with our current juvenile sentencing jurisprudence and with this opinion.
DISTRICT COURT SENTENCE VACATED AND CASE REMANDED.
Cady, C.J., and Waterman and Mansfield, JJ., join this opinion. Hecht, J., files a concurring opinion in which Wiggins, J., joins. Appel, J., files a separate concurring opinion.
HECHT, Justice (concurring specially).
*857
I agree with the majority's determination that the sentence imposing a minimum term of incarceration must be vacated. Although I reach the same result as the majority, my rationale for doing so is different. For the reasons stated in my concurrence in
State v. Roby
,
Wiggins, J., joins this special concurrence
APPEL, Justice (concurring specially).
I respectfully concur in the result only in this case.
First, I do not believe a judicially imposed twenty-five-year mandatory minimum sentence without possibility of parole for a juvenile offender passes constitutional muster. As will be pointed out below, such an approach is inconsistent with observations made in
State v. Lyle
,
The mandatory sentence in the current case extends until the offender is forty-two years old, well beyond the time at which juvenile character is formed. It is inconsistent with the humane underpinnings of
Graham v. Florida
, where Justice Kennedy eloquently wrote about the role of hope for a meaningful life for a juvenile offender.
Second, I have come to the conclusion that predicting the future course of a juvenile offender, as psychiatrists have repeatedly warned us, is simply not possible with any degree of accuracy.
See, e.g.
,
Roper v. Simmons
,
I. Mandatory Minimum Incarceration to Age Forty-Two Is Contrary to Lyle Principles.
I do not believe a twenty-five-year mandatory minimum term, even if imposed by a judge, passes constitutional muster. A juvenile offender who is subject to a term of imprisonment is entitled to a meaningful opportunity to be heard to demonstrate maturity and rehabilitation.
Miller v. Alabama
,
Neuroscience has established that the character of a juvenile offender is still being formed until the offender ages into the mid-twenties.
State v. Sweet
,
What do we do with respect to a juvenile offender who has been incarcerated but has reached the point at which character formation has been completed? We answered that question in
Lyle
,
As implied in
Lyle
, the timing of the meaningful opportunity to show maturity and rehabilitation is a critical element.
See
The American Law Institute's Model Penal Code: Sentencing addresses the question of juvenile sentence length. Model Penal Code: Sentencing § 6.11A (Am. Law. Inst., Proposed Final Draft 2017). Under section 6.11A(g), the Model Penal Code provides that "[n]o sentence of imprisonment longer than [25] years may be imposed for any offense or combination of offenses."
At the very most, the state may, perhaps, in appropriate circumstances constitutionally impose a mandatory term of imprisonment without possibility of parole on a juvenile offender who commits first-degree murder until the period of character formation is completed, or approximately until the offender's age reaches the mid-twenties.
See
Russell, 89 Ind. L.J. at 409 (urging parole eligibility after ten years of incarceration because "it would be logical to tie the timing of an initial review to when one can expect an individual to have obtained a fully mature brain and a more stable character"). After that point, the state must provide the offender with a meaningful opportunity to show maturity and rehabilitation. If such a showing can be made, holding an offender for purposes of incapacitation beyond that period is a "purposeless and needless imposition of pain and suffering."
Lyle
,
Thus, under Lyle principles, there is no doubt that a twenty-five-year mandatory minimum sentence of a juvenile offender without the possibility of parole is constitutionally excessive under article I, section 17 of the Iowa Constitution. Under this scheme, for instance, a seventeen-year-old offender would not be eligible for parole until age forty-two. Such a lengthy prison term without the possibility of parole does not provide the meaningful opportunity to be heard on the question of maturity and rehabilitation at the right time. A juvenile offender should be eligible for parole consideration after the period of character formation and time for meaningful observation, even for serious crimes. To the extent a mandatory minimum sentence may be imposed by the court, it may constitutionally extend only as necessary to ensure complete character formation and provide the state with a substantial opportunity to observe the development of the offender. I would thus vacate the sentence in this case and remand it for resentencing consistent with these principles.
I do not think the constitutional deficiency is cured by the fact that a judge is dragooned into the decision-making process. Our state trial court judges have many sterling qualities. They consistently strive to be patient, fair-minded, and impartial. They strive to exercise discretionary authority in a thoughtful way, each and every time. But if psychiatrists have declared to the world from the mountain tops that they are ill-equipped to make determinations regarding the prognosis of children who offend, why do we think judges will do a better job? We should not have the hubris to think judges can, in fact, do a good job with this impossible task, and we should not be so cynical as to knowingly assign an impossible job to them.
Of course, I do not suggest that all juvenile offenders are entitled to release once they are eligible for parole.
See
Graham
,
II. The Time Has Come for Categorical Rejection of Mandatory Minimums for Juveniles.
The second aspect of this case that is troubling is the development of a laundry list of factors to be considered by the district court in sentencing juvenile offenders. Our caselaw makes it clear that the vagaries of youth-the immaturity, the failure to appreciate risk, the peer pressure, and the lack of appreciation of consequences of actions-are all mitigating factors.
Roby
, 897 N.W.2d at 145 ;
Sweet
,
One approach, of course, is to simply declare that the legislative action of adding factors does not alter the approach in
Seats
, 865 N.W.2d at 557,
Roby
, 897 N.W.2d at 145, and our other juvenile cases.
See, e.g.
,
Sweet
,
Notwithstanding the slicing and dicing of additional factors that are now scattered in the statute, the more verbose legislative formulation has no impact on the constitutionally required approach established in Seats , Lyle , and Roby . That approach emphasizes that youth is a mitigating and not an aggravating factor, cautions sentencing courts not to give undue emphasis on the nature of the crime, and establishes that mandatory minimums should be the exception and not the rule in cases involving juvenile offenders.
But, as I noted in my special concurrence in
Roby
, 897 N.W.2d at 150 (Appel, J., concurring specially), if implementation of the principles of
State v. Ragland
,
What would the process look like if we applied Sweet to categorically ban minimum sentences for juvenile offenders? A meaningful opportunity to demonstrate maturation and rehabilitation implies at least two requirements. 6 First, a meaningful opportunity to demonstrate maturation and release must occur no later than after the completion of character formation. Consideration for parole only when the *861 juvenile offender reaches forty or fifty years of age is not timely.
In addition, the offender must have a meaningful opportunity to demonstrate rehabilitation and maturation. The focus of any meaningful opportunity must be rehabilitation and maturation of the offender. Further, the offender must have an opportunity to present substantive evidence to the parole board on rehabilitation and maturation. It would be premature at this time, however, to outline in detail precisely what a meaningful opportunity to be heard on the issue would look like, but it must be a broad enough channel to allow the offender a fair opportunity to make a case. 7 Of course, the parole board would be under no obligation to release offenders when the offender has failed to make the case for rehabilitation and maturation.
III. Conclusion.
For the above reasons, I would reverse the judgment of the district court and remand for a vacation of the mandatory minimum sentence in this case.
At the time of Zarate's resentencing, life without the possibility of parole was still a constitutional sentencing option. However, we have since found life without the possibility of parole for juvenile offenders is unconstitutional.
See
State v. Sweet
,
Ala. Code § 13A-6-2 (Westlaw through 2017 Reg. Sess.);
See, e.g.
,
See
I note that some authorities suggest that if the state is to provide juvenile offenders with a meaningful opportunity for reform, the offender must be incarcerated in "a correctional setting that promotes healthy psychological development." Elizabeth Scott et al.,
Juvenile Sentencing Reform in a Constitutional Framework
,
There is a growing body of legal literature addressing the question.
See generally
Megan Annitto, Graham
's Gatekeeping and Beyond: Juvenile Sentencing Reform in the Wake of
Graham
and
Miller,
Reference
- Full Case Name
- STATE of Iowa, Appellee, v. Rene ZARATE, Appellant.
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