Kaitlyn Johnson v. Humboldt County, Iowa
Kaitlyn Johnson v. Humboldt County, Iowa
Opinion of the Court
I. Introduction.
This case involves a single-vehicle accident that occurred when a vehicle went off a county road and into a ditch, then struck a concrete embankment in the ditch. The embankment had been constructed by a private landowner. It was on the private landowner's land, although the county had a right-of-way easement where part of the embankment was located.
A passenger in the vehicle sustained serious injuries. She sued the county and the current landowner seeking recovery. She alleged the county should have caused the removal of the concrete embankment from the ditch. The district court denied summary judgment to the landowner but granted it to the county based on the public-duty doctrine. The plaintiff appealed.
On our review, we are guided by our recent decision in Estate of McFarlin v. State ,
II. Facts and Procedural Background.
At approximately 2:30 a.m. on March 3, 2013, David Helmers and Kaitlyn Johnson, who at that time was Helmers's spouse, were traveling on a county road in Humboldt County in a Chevy Silverado pickup. Helmers was driving. He fell asleep at the wheel, and the vehicle crossed the other *259side of the road and then veered into a roadside ditch. Helmers never applied the brakes, and the vehicle continued in the ditch for over 200 feet before it struck a concrete embankment in the ditch. Johnson suffered serious injuries in the accident, including paralysis and brain damage. The car was traveling approximately 58 miles per hour when it hit the embankment.
The embankment had been built by Donald Becker and his father-in-law in 1972. It was part of a cattle grid that allowed people and their vehicles, but not livestock, to cross the ditch at that spot. The embankment and the grid were entirely on the Beckers' private property, although most of the embankment fell within the county's right-of-way easement relating to the road.
On December 31, 2014, Johnson filed suit against Humboldt County and the current landowners, Donald and Sandra Becker. Johnson alleged that the County was negligent in failing to cause the removal of the embankment. She relied on general negligence principles, premises liability, public nuisance, and Iowa Code sections 670.2 and 318.4. See
An initial summary judgment motion filed by the County was denied. Later, the County filed a second motion for summary judgment, specifically raising the public-duty doctrine.
Following a hearing, the district court granted the County's second motion on September 23. The court reasoned that Johnson's claims against the County arising out of this incident were barred by the public-duty doctrine, which does not allow individuals to sue the government for breach of a duty owed to the public at large. As the court explained,
The Iowa Supreme Court has often found, consistent with the common law public duty doctrine, that a breach of duty owed to the public at large is not actionable unless the plaintiff can establish, based on the unique or particular facts of the case, a special relationship between the municipality and the injured plaintiff consistent with the rules of Restatement (Second) of Torts, Section 315.... Further, given the State's adoption of the Restatement (Third), the Iowa Supreme Court recently held 'the public-duty doctrine remains good law after our adoption of the Restatement (Third) of Torts.' Estate of McFarlin v. State ,881 N.W.2d 51 , 60 (Iowa 2016). Therefore, the public duty doctrine remains good law in Iowa, despite the State's adoption of the Restatement (Third).
The pivotal issue in this case is whether the duty owed by Humboldt as the highway authority to remove obstructions in highway right-of-ways, a duty owed to the public at large, could also be construed as a duty to Johnson as a member of a special identifiable class. Based on a plain language reading of Section 318.4, it is clear that the statute does not identify Johnson as a member of a special protected class. Simply stated, Johnson did not have a common law special relationship with Humboldt that could support a finding of duty. ...
....
Section 318.4 charges Humboldt with a duty to protect the general users of Iowa roadways from obstructions in the highway right-of-ways. Since the Iowa *260Supreme Court has clearly found motorists to be a general class that is not afforded a special relationship with the State, all of Johnson's allegations stemming from Humboldt's failure to perform its duties under Section 318.4 are not actionable. Therefore, Humboldt's Motion for Summary Judgment is granted.
Johnson appealed, and we retained the appeal.
III. Standard of Review.
"We review a district court's ruling on summary judgment for correction of errors at law." Estate of McFarlin ,
IV. Analysis.
A. The Public-Duty Doctrine. "Under the public-duty doctrine, 'if a duty is owed to the public generally, there is no liability to an individual member of that group.' " Id. at 58 (quoting Kolbe v. State ,
In Kolbe , we held that the doctrine precluded a negligence claim against the state for its issuance of a driver's license to a driver with a congenital visual impairment. Id . at 729-30. The driver struck a bicyclist, severely injuring him. Id . at 724. We rejected the bicyclist's assertion that the state owed him a duty as a member of a "particularized class-rightful users of the Iowa roads."
In Summy v. City of Des Moines , we again examined the public-duty doctrine, this time finding that it did not apply based on the facts of that case.
In Raas v. State , we considered the public-duty doctrine in the context of claims brought by two individuals who were injured by inmates who had escaped from the Iowa Medical and Classification Center in Oakdale.
Most recently, in Estate of McFarlin , we again reexamined and applied the doctrine.
Golfers pay to use the Waveland Golf Course as business invitees. The city was both landowner and proprietor operating Waveland as a business for paying customers. Golfers proceed through the course in small groups, hole-by-hole in sequence. Members of the general public are not allowed to wander freely around Waveland while golfers are playing. By contrast, Storm Lake is open to the public free of charge. Boaters may traverse the lake freely and come and go as they please, like motorists using public roads. ...
This case is more like Kolbe than Summy . In Kolbe , we applied the public-duty doctrine to affirm summary judgment for the state, dismissing tort claims alleging the department of transportation (DOT) negligently issued a drivers' license to a visually impaired driver.... Five days after Schulte's license was reissued, he was driving on a county road and struck a bicyclist, Charles Kolbe, inflicting severe injuries. Kolbe sued the State, alleging that it "negligently and without adequate investigation issued driving privileges" to Schulte despite knowledge of his impaired vision. Kolbe claimed Iowa Code chapter 321 created a particularized class-"rightful users of the Iowa roads." The district court granted the state's motion for summary judgment. In affirming the summary judgment on the public-duty doctrine, we held the requisite special relationship was lacking because "the licensing provisions in Iowa Code chapter 321, and more specifically Iowa Code section 321.177(7), are for the benefit of the public at large." We reach the same conclusion as to the DNR's role at Storm Lake. Boaters at Storm Lake, like motorists driving on Iowa roadways, are members of the general public, not a special class of "rightful users of the lake" for purposes of the public-duty doctrine.
Id . at 60-61 (footnote omitted) (citations omitted) (quoting Kolbe ,
In light of these precedents, the public-duty doctrine appears to control this case. Any duty to remove obstructions from the right-of-way corridor adjacent to the highway would be a duty owed to all users of this public road. It would thus be a public duty. See
Nevertheless, Johnson argues that the public-duty doctrine does not apply here for several reasons. We will now turn to these contentions.
B. The Public-Duty Doctrine and the Restatement (Third) of Torts . Initially, Johnson argues that the public-duty doctrine did not survive our adoption of the Restatement (Third) of Torts: Liability for Physical and Emotional Harm. There are two problems with this argument: we have said otherwise, and the Restatement (Third) has said otherwise.
In Estate of McFarlin , we specifically addressed whether the public-duty doctrine retains its previous vitality under the Restatement (Third).
As we pointed out in Estate of McFarlin , the reporters' note to section 7 of Restatement (Third)-the general duty provision-recognizes the public-duty doctrine.
The limitless potential liability that might be visited on government entities if affirmative duties were imposed on them for every undertaking has influenced courts in limiting the existence and scope of affirmative duties to which government entities are subject. Some courts insist on a "special relationship" between the plaintiff and a public entity that distinguishes the plaintiff from the public at large before imposing an affirmative duty.
Restatement (Third) § 37 cmt. i , at 7 (Am. Law Inst. 2012).
Johnson argues that Estate of McFarlin failed to consider the fact that Restatement (Third) section 14 has superseded Restatement (Second) of Torts section 288. The latter section was entitled, "When Standard of Conduct Defined by Legislation or Regulation Will Not Be Adopted," and provided in part,
The court will not adopt as the standard of conduct of a reasonable man the requirements of a legislative enactment or an administrative regulation whose purpose is found to be exclusively
....
(b) to secure to individuals the enjoyment of rights or privileges to which they are entitled only as members of the public....
Restatement (Second) of Torts § 288, at 29 (Am. Law Inst. 1965).
Restatement (Third) section 14 is entitled "Statutory Violations as Negligence Per Se," and states,
An actor is negligent if, without excuse, the actor violates a statute that is designed to protect against the type of accident the actor's conduct causes, and if the accident victim is within the class *263of persons the statute is designed to protect.
Restatement (Third) § 14, at 154. Thus, Johnson insists that Restatement (Third) section 14 no longer openly embraces the public-duty doctrine.
Yet Johnson overlooks a key point. A goal of the Restatement (Third) was to clear away prior confusion between the duty determination and the negligence determination. See Restatement (Third) § 7 cmt. i , at 81-82. Section 288 of the Restatement (Second) conflated the two, by setting forth the public-duty rule within a negligence provision. See Restatement (Second) of Torts § 288(b) ; see also Wilson v. Nepstad ,
On a related note, Johnson also directs us to the Restatement (Third) section 38, which provides, "When a statute requires an actor to act for the protection of another, the court may rely on the statute to decide that an affirmative duty exists and to determine the scope of the duty." Restatement (Third) § 38, at 20-21.
Consider, though, the example provided in Illustration 2 to section 38, which describes a statute that "requires all public schools to test all students for scoliosis, an abnormal curvature of the spine."
Finally, Johnson cites Restatement (Third) section 40(b)(3). This provision addresses the special relationship created when "a business or other possessor of land ... holds its premises open to the public with those who are lawfully on the premises." Restatement (Third) § 40(b)(3), at 39. One problem with Johnson's position is that the County did not possess the land on which the concrete embankment was located. The County was not "a person who occupies the land and controls it."
C. The Public-Duty Doctrine and the Iowa Municipal Tort Claims Act. Johnson next contends the public-duty doctrine is not available for claims brought under the Iowa Municipal Tort Claims Act, Iowa Code chapter 670. She maintains that because section 670.2 provides "every municipality *264is subject to liability for its torts," the County may not assert the public-duty doctrine to restrict its liability. See
However, Johnson erroneously equates immunity (as waived by the Iowa Municipal Claims Act) with the common law public-duty doctrine. See Estate of McFarlin ,
As Johnson concedes, we have effectively ruled on this issue. See Kolbe ,
After Kolbe , we readdressed this issue in Raas ,
Lastly, in Estate of McFarlin , we reaffirmed our rejection in Raas of the "argument that we should abandon the public-duty doctrine, as some other states have done, because the doctrine was supplanted by the enactment of tort claims statutes that partially abrogate sovereign immunity." Estate of McFarlin ,
D. Wilson v. Nepstad . Johnson also invokes a 1979 decision of this court- Wilson v. Nepstad ,
a municipality is liable for tortious commissions and omissions when authority and control over a particular activity has been delegated to it by statute and breach of that duty involves a foreseeable risk of injury to an identifiable class to which the victim belongs.
Id . at 671. Regardless, in that case, the court found that the public-duty doctrine did not apply because the ordinances and statutes "were designed for the protection of a special, identifiable group of persons[,] lawful occupants of multiple dwellings," and "not members of the public generally." Id . at 672. On this basis, the court reversed the district court's dismissal of the city from the case. Id . at 674.
*265Only five members of the court joined the majority, however. Three justices specially concurred on the basis that the statutes and ordinances themselves were not in the record. Id . at 674 (McCormick, J., specially concurring). The special concurrence explained that such statutes and ordinances normally do not establish a legal duty on the part of the municipality. Id . at 674-75.
Wilson was decided nearly four decades ago. Subsequent decisions of our court like Raas and Estate of McFarlin have confirmed that the public-duty doctrine is "alive and well in Iowa." Estate of McFarlin ,
E. An Exception to the Public-Duty Doctrine? Johnson also argues that even if the public-duty doctrine remains alive and well, it should not apply in this case because of the "grave danger" presented by this matter of "highway safety." But the public-duty doctrine applies even when highway safety is involved. See Kolbe ,
One can also debate the degree of danger here. The County presented undisputed evidence that there had been no complaints, concerns, or requests for action during the forty years the concrete embankment had been in place. The embankment was in neither the traveled portion of the right-of-way nor the shoulder. See
Johnson also argues that Estate of McFarlin is distinguishable because the state there did not have control of the dredge pipe.
F. Claims Other than Negligence. Johnson urges that the district court erred in dismissing her nuisance and premises-liability claims against the County because the public-duty doctrine only prevents the recognition of a common law duty of reasonable care. Our cases applying this doctrine belie Johnson's contention. We said in Kolbe , "[I]f a duty is owed to the public generally, there is no liability to an individual member of that group."
Finally, Johnson added by amendment a count to her petition alleging a private right of action "under Iowa statutes." But as already noted, she does not contend that Iowa Code chapter 318 per se provides a private right of action. Her contention rather is that the nuisance statute (section 657.1) authorizes a suit for injuries resulting from the County's failure to follow section 318.4. Cf. Estate of McFarlin ,
G. Nonfeasance vs. Misfeasance. Johnson also voices concern that applying the public-duty doctrine here would eliminate a plaintiff's ability to pursue a claim where a county negligently erects an obstacle directly in the path of motorists. We are not persuaded.
In the classic case for invoking the public duty doctrine, the duty is imposed by a statute that requires the defendant to act affirmatively, and the defendant's wrongdoing is a failure to take positive action for the protection of the plaintiff.
2 Dan B. Dobbs, Paul T. Hayden & Ellen M. Bublick, The Law of Torts § 345, at 375 (2d ed. 2011) (footnote omitted); see also
We believe the limited resources of governmental entities-combined with the many demands on those entities-provide a sound justification for the public-duty doctrine. See Restatement (Third) § 37, cmt. i. ; see also 18 McQuillin § 53:18, at 253-54.
V. Conclusion.
For the foregoing reasons, we affirm the district court's grant of summary judgment to the County.
AFFIRMED.
All justices concur except Wiggins, Appel, and Hecht, JJ., who dissent.
In Kolbe , we specifically distinguished Adam v. State ,
Johnson cites Harryman v. Hayles and Symmonds v. Chicago, Milwaukee, St. Paul & Pacific Railroad. Harryman ,
According to McQuillin,
Courts give several reasons for the rule. First, it is impractical to require a public official charged with enforcement or inspection duties to be responsible for every infraction of the law. Second, government should be able to enact laws for the protection of the public without exposing the taxpayers to open-ended and potentially crushing liability from its attempts to enforce them. Third, exposure to liability for failure to adequately enforce laws designed to protect everyone will discourage municipalities from passing such laws in the first place. Fourth, exposure to liability would make avoidance of liability rather than promotion of the general welfare the prime concern for municipal planners and policymakers. Fifth, the public duty rule, in conjunction with the special relationship exception, is a useful analytical tool to determine whether the government owed an enforceable duty to an individual claimant.
18 McQuillin § 53:18, at 253-54 (footnotes omitted).
Dissenting Opinion
I. The Public-Duty Doctrine.
The majority decides this case based on the public-duty doctrine. This doctrine provides, "[I]f a duty is owed to the public generally, there is no liability to an individual member of that group." Kolbe v. State ,
Restatement (Second) of Torts section 315 provides,
There is no duty so to control the conduct of a third person as to prevent him from causing physical harm to another unless
(a) a special relation exists between the actor and the third person which imposes a duty upon the actor to control the third person's conduct, or
(b) a special relation exists between the actor and the other which gives to the other a right to protection.
Restatement (Second) of Torts § 315 (Am. Law Inst. 1965).
I now turn to Estate of McFarlin v. State ,
A. Estate of McFarlin Does Not Apply to This Case. In Estate of McFarlin , a boy riding in a speedboat died when the driver steered the speedboat at thirty miles per hour between two danger buoys and struck a submerged dredge pipe.
On the contrary, the dissent reasoned the state owed a duty not to the members of the public but "only to the boaters on Storm Lake who were exposed to a risk of serious injury or death from the submerged dredge pipe."
I think the dissent in Estate of McFarlin correctly found an affirmative duty on the part of the state. Likewise, in the instant case, I cannot reach the same outcome as the majority even if the public-duty doctrine applies because I find an affirmative duty on the part of the County.
The County has a statutory obligation to remove the concrete embankment in the ditch pursuant to Iowa Code section 318.4, yet the County failed to do so. Section 318.4 provides, "The highway authority shall cause all obstructions in a highway right-of-way under its jurisdiction to be removed."
Section 37 of the Restatement (Third) of Torts provides, "An actor whose conduct has not created a risk of physical ... harm to another has no duty of care to the other unless a court determines that one of the affirmative duties provided in §§ 38-44 is applicable." Restatement (Third) of Torts: Liab. for Physical & Emotional Harm § 37, at 2 (Am. Law Inst. 2012) [hereinafter Restatement (Third) ].
Section 38 of the Restatement (Third) provides, "When a statute requires an actor to act for the protection of another, the court may rely on the statute to decide that an affirmative duty exists and to determine the scope of the duty."
When the legislature has not provided a [private cause of action], but the interest protected is physical ... harm, courts may consider the legislative purpose and the values reflected in the statute to decide that the purpose and values justify adopting duty that the common law had not previously recognized.
At first glance, the language of Iowa Code section 318.4 reflects a nonactionable duty owed to the public. However, I would find an affirmative duty owed by the County to the plaintiff Kaitlyn Johnson and a special relationship between Johnson and the County. I refer to an instructive case to illustrate my point.
In Irwin v. Town of Ware , the Supreme Judicial Court of Massachusetts addressed the issue of whether police officers of the town owed the plaintiffs a duty to remove an intoxicated motorist from the roadways.
In rejecting the town's argument, the court reasoned the applicable statutes providing for the duties of the police give rise to a special relationship.
Here, the language of Iowa Code section 318.4 is mandatory. Again, section 318.4 provides, "The highway authority shall cause all obstructions in a highway right-of-way under its jurisdiction to be removed."
Notably, section 318.4 does not specify that the highway authority must remove all obstructions only in the traveled portion of the right-of-way. Section 318.1 defines "highway right-of-way" as "the total area of land, whether reserved by public ownership or easement , that is reserved for the operation and maintenance of a legally established public roadway."
I note the distinction between nonfeasance and misfeasance is artificial in practice. In practice, the result is the same, whether the County committed misfeasance by affirmatively erecting the concrete embankment or whether the County committed nonfeasance by failing to remove the concrete embankment when it was under an affirmative duty to do so. The public-duty doctrine does not apply because the County owed an affirmative duty to Johnson, regardless of whether the *270majority packages the duty in terms of nonfeasance or misfeasance.
Additionally, a special relationship exists between Johnson and the County. Section 40(b)(3) of the Restatement (Third) states "a business or other possessor of land that holds its premises open to the public with those who are lawfully on the premises" owes a duty of reasonable care. Restatement (Third) § 40(b)(3), at 39 (emphasis added). It is an undisputed fact that the County has a right-of-way easement across the concrete embankment. Thus, because the County is an easement holder, it is a possessor of land. See
B. The Public-Duty Doctrine Conflicts with Our Legislature's Enactment of the Iowa Tort Claims Act (ITCA) and the Iowa Municipal Tort Claims Act (IMTCA). The public-duty doctrine is a form of judicially created sovereign immunity and is at odds with the legislature's clear intent in limiting the scope of sovereign immunity. Adam v. State ,
We cannot search for meaning beyond the express terms of a statute when the statute is plain and its meaning is clear. Thompson v. Kaczinski ,
In determining legislative intent, we take into account "not only the language of the statute, but also its subject matter, the object sought to be accomplished, the purpose to be served, underlying policies, remedies provided, and the consequences of various interpretations." State v. Albrecht ,
The ITCA provides, "The state shall be liable in respect to [negligence] claims to the same claimants, in the same manner, and to the same extent as a private individual under like circumstances...."
The public-duty doctrine creates immunity where the legislature has not done so. The language of the ITCA and the IMTCA is clear. The legislature has not codified the public-duty doctrine as an exception in section 669.14.
Additionally, we stated in Kolbe that the state "shares the same-but not greater-liability to injured parties as other defendants under like circumstances."
A number of jurisdictions have been joining the trend of rejecting or at least limiting the public-duty doctrine. See Estate of McFarlin ,
Lastly, the public-duty doctrine is "confusing and inconsistent." Hudson v. Town of E. Montpelier ,
I disagree with Estate of McFarlin 's characterization that Kolbe abrogated Harryman and Symmonds . The dictum in Estate of McFarlin simplifies and overlooks the context in which we decided Kolbe and fails to look at the broader legal principle behind it. In Kolbe , a motorist with impaired vision struck a bicyclist on a county road.
My takeaway from Kolbe is that the question of whether a plaintiff belongs to a particularized class is a fact-based analysis taking into account the unique circumstances of each case. In sum, I find the triad of Harryman , Symmonds , and Kolbe , all of which dealt with classes of motorists, solidifies the notion that the public-duty doctrine "is confusing" and results in "unpredictable" outcomes. See Hudson ,
II. Conclusion.
For the foregoing reasons, I respectfully dissent. I would reverse the district court's grant of summary judgment to the County.
Hecht and Appel, JJ., join this dissent.
Reference
- Full Case Name
- Kaitlyn JOHNSON, Appellant, v. HUMBOLDT COUNTY, Iowa, Appellee.
- Cited By
- 10 cases
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- Published