State of Iowa v. Bion Blake Ingram
State of Iowa v. Bion Blake Ingram
Opinion
In this case, a driver challenges the constitutionality of an inventory search of his vehicle, which was to be towed after police discovered it was not lawfully registered. After conducting a search, the police found a controlled substance. The district court denied the driver's motion to suppress, and he was convicted of possession. The driver argues this search was unconstitutional under the Fourth Amendment of the United States Constitution. Alternatively, even if the Federal Constitution does not prohibit warrantless inventory searches under these particular circumstances, the driver argues article I, section 8 of the Iowa Constitution provides greater protections.
We accept the invitation to restore the balance between citizens and law enforcement by adopting a tighter legal framework for warrantless inventory searches and seizures of automobiles under article I, section 8 of the Iowa Constitution than provided under the recent precedents of the United States Supreme Court. In doing so, we encourage stability and finality in law by decoupling Iowa law from the winding and often surprising decisions of the United States Supreme Court. In the words of another state supreme court, we do not allow the words of our Iowa Constitution to be "balloons to be blown up or deflated every time, and precisely in accord with the interpretation of the U.S. Supreme Court, following some tortuous trail."
Penick v. State
,
I. Facts and Procedural Background.
At about 6:39 a.m. on October 30, 2015, a police officer pulled over Bion Ingram, who was driving on Highway 14 in Newton, Iowa. The officer had noticed the vehicle's license plate was not illuminated as required. After speaking with Ingram, the officer also noticed the vehicle's registration sticker did not match its license plate-the vehicle's actual registration had expired in 2013. Because of the registration violation, the officer decided to impound the vehicle and told Ingram it would be towed.
The officer did not arrest Ingram at that point but had him sit in the patrol vehicle while the officer wrote citations for the traffic violations. Ingram told the officer he was going to work, and the officer agreed to drive Ingram to a nearby gas station for Ingram's friend to pick him up and take him to work. Ingram asked to be able to retrieve his work items from the vehicle, but the officer did not allow Ingram to do this until the officer finished writing the citations.
The officer told Ingram the contents of the vehicle would be inventoried before towing and asked Ingram if there was anything of value in the vehicle. Ingram said there was nothing of value in the vehicle. Another officer arrived and inventoried the contents of the vehicle. The officers did not obtain a warrant to search the vehicle.
During the inventory, the second officer discovered a black cloth bag on the floor next to the gas pedal. When the officer opened the bag, the officer discovered a glass pipe and what field tests revealed to be almost a gram of methamphetamine. Ingram was arrested.
Ingram was charged by trial information with possession of methamphetamine, second offense, and charged by citation with possession of drug paraphernalia. Ingram filed a motion to suppress the results of the search based on the Fourth Amendment of the United States Constitution and article I, section 8 of the Iowa Constitution. Ingram argued the search violated his rights under the Fourth Amendment and article I, section 8. Ingram contended the inventory search should not have been conducted and the vehicle impoundment was a pretext to search the vehicle. The State resisted. The district court held a hearing on the motion to suppress and denied the motion on the ground that inventory searches are an exception to the warrant requirement.
Ingram was tried on the minutes on March 30, 2016. The judge found Ingram guilty of both charges on April 4. Ingram appealed and we retained the appeal.
On appeal, Ingram argues the district court erred by (1) denying his motion to suppress because the inventory search violated the United States and Iowa Constitutions and (2) finding there was sufficient evidence that he knowingly possessed a controlled substance. Ingram also argues he received ineffective assistance of counsel when his trial counsel failed to challenge the admissibility of the results of the field drug test. Because we hold that Ingram's motion to suppress should have been granted, we do not reach the other issues.
II. Standard of Review.
We review the denial of a motion to suppress on constitutional grounds de novo.
State v. Wilkes
,
*799 III. Iowa vs. United States Constitution.
This case involves a challenge to a warrantless inventory search and seizure of an automobile under the search and seizure provisions of the Iowa and United States Constitutions. At the outset, it is important to emphasize that this court is the ultimate arbiter of the meaning of the search and seizure clause of article I, section 8 of the Iowa Constitution, while the United States Supreme Court has the final say in interpreting the search and seizure provision of the Fourth Amendment to the United States Constitution.
The Fourth Amendment provides, "The right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated." U.S. Const. Amend. IV. Article I, section 8 of the Iowa Constitution requires that "[t]he right of the people to be secure in their persons, houses, papers and effects, against unreasonable seizures and searches shall not be violated." Iowa Const. art. I, § 8.
Although the Iowa and United States Constitutions have similarly worded search and seizure provisions, that does not mean the two regimes and the cases under them may be conflated. We jealously reserve the right under our state constitutional provisions to reach results different from current United States Supreme Court precedent under parallel provisions.
See, e.g.
,
Zaber v. City of Dubuque
,
The growth of independent state constitutional law is important in the search and seizure context. Unlike the decisions of the United States Supreme Court in recent years, which generally have sought to minimize the scope of individual protection under the Fourth Amendment, our recent caselaw under the search and seizure provision of the Iowa Constitution has emphasized the robust character of its protections.
See, e.g.
,
State v. Coleman
,
In this case, Ingram raises his challenge under the search and seizure provisions of both the Fourth Amendment of the United States Constitution and article I, section 8 of the Iowa Constitution. Ingram's argument
*800
under the United States Constitution cites to federal cases that generally provide warrantless inventory searches of automobiles are permissible, if they are conducted pursuant to policies adopted by law enforcement which govern the decision to impound the vehicle and the nature and scope of any subsequent search.
See
Florida v. Wells
,
The challenge raised by Ingram under the search and seizure provision of article I, section 8 of the Iowa Constitution has different dimensions. Ingram notes a number of state courts have rejected the two-pronged policy approach of the United States Supreme Court in favor of a more restrictive approach that sharply limits warrantless searches and seizures of automobiles.
See, e.g.
,
State v. Daniel
,
When a party raises claims under both the Federal and State Constitutions, this court has generally held we retain the discretion whether to proceed to analyze the case in the first instance under the State or Federal Constitution.
State v. Pals
,
Although the primary approach has attractive features, it also has problems. Notwithstanding the caselaw developing independent state constitutional law, trial court records often reveal counsel had not raised an independent state constitutional argument at all. When this occurs, appellate counsel must advance an ineffective-assistance-of-counsel claim to preserve the issue. When a double-barreled preservation problem occurs, namely, where the state constitutional issue is not raised in the district court and the failure to do so is not presented as an ineffective-assistance-of-counsel claim on appeal, we decline to reach the state constitutional issues.
See
State v. Prusha
,
Minimally better, counsel sometimes have merely added a citation to article I, section 8 of the Iowa Constitution but then generally adopted federal caselaw in describing the claim. Where state constitutional law claims have been minimally preserved in this fashion, we may, in our discretion, decide the case based on potentially dispositive federal constitutional grounds and save our state constitutional interpretation for another day. In the alternative, we may apply the federal standards in a fashion more stringent than under federal caselaw.
See
Pals
,
In this case, however, Ingram raised the Iowa constitutional issue in the district court. In his appellate briefing, Ingram has specifically urged us to follow a different approach to warrantless inventory searches under the Iowa Constitution than has been employed by recent cases of the United States Supreme Court and, to the extent the claim was not preserved in the district court, has raised an ineffective-assistance claim. We will proceed to consider the state constitutional issues.
IV. Warrantless Inventory Searches and Seizures of Automobiles Under Article I, Section 8 of the Iowa Constitution.
A. Overview of Constitutional Choices.
1.
Introduction.
Constitutional interpretation of open-textured provisions of a state constitution is always about choice.
See
Todd E. Pettys,
Judicial Discretion in Constitutional Cases
,
In order to consider the proper framework for analyzing the validity of warrantless inventory searches and seizures involving automobiles under article I, section 8 of the Iowa Constitution, it is helpful to lay out the various constitutional choices made by the United States Supreme Court and the courts of other states under state constitutional search and seizure provisions. The constitutional choices made by the United States Supreme Court and other state courts are, of course, not binding upon us, but they may broaden our constitutional perspectives, may provide us with helpful insights, and may help guide the ultimate resolution of the Iowa constitutional issue before us. With respect to the cases of the United States Supreme Court, we must be attentive to Justice Harlan's often-quoted observation that because of federalism concerns, the Supreme Court may underenforce constitutional norms in its interpretation of federal constitutional provisions when they are applied against the states,
Ker v. California
,
2. Approach to warrantless inventory searches and seizures involving automobiles prior to recent United States Supreme *802 Court cases. We begin with a brief review of state and federal cases prior to recent United States Supreme Court cases related to warrantless inventory searches and seizures of automobiles. As will be seen below, the cases are rich and varied.
For example, a leading early state court case is
Mozzetti v. Superior Court
,
It seems undeniable that a routine police inventory of the contents of an automobile involves a substantial invasion into the privacy of the vehicle owner. Regardless of professed benevolent purposes and euphemistic explication, an inventory search involves a thorough exploration by the police into the private property of an individual.
In analyzing the government's interest in a warrantless inventory search of an automobile, the
Mozzetti
court observed, "[I]tems of value left in an automobile to be stored by the police may be adequately protected merely by rolling up the windows, locking the vehicle doors and returning the keys to the owner."
Id.
at 412,
The
Mozzetti
court's skepticism about the efficacy of an inventory search protecting police against false claims was repeated by an Arizona court of appeals in
In re One 1965 Econoline
,
We fail to see how the taking of an inventory will insulate the police against false accusations of theft and assure the property owner that his property will not be taken. Unscrupulous persons who desire to steal articles will simply not list them on the inventory. Owners who wish to assert spurious claims against law enforcement officers or the garage owners can simply claim that the officers did not list them on the inventory.
Some early state court cases held law enforcement must explore the possibility of making alternate arrangements for a vehicle with an owner or driver before impoundment occurs.
See, e.g.
,
Miller v. State
,
There are also a number of early state court cases holding containers may not be opened pursuant to a warrantless inventory search. For example, the Alaska Supreme Court held a warrantless search of luggage, containers, or packages in an automobile violated the search and seizure provisions of the Alaska Constitution.
Daniel
,
There are early warrantless inventory search and seizure cases, however, that provided more leeway to law enforcement. For example, in
Cabbler v. Commonwealth
, the Virginia Supreme Court upheld a warrantless inventory search of an automobile under the Fourth Amendment pursuant to a police department policy to protect the property of an arrested citizen.
3.
Approach to warrantless inventory searches and seizures involving automobiles in recent cases of the United States Supreme Court
. In recent years, the United States Supreme Court has narrowly construed the search and seizure protections contained in the Fourth Amendment. In particular, it has placed less emphasis on the warrant requirement and embarked on an ever-increasing expansion of exceptions to the warrant requirement. While the traditional touchstone of Fourth Amendment law under prior Supreme Court cases was the warrant requirement,
see, e.g.
,
Coolidge v. New Hampshire,
The field of warrantless inventory search and seizure has been no exception to this general revisionist trend away from the traditional Fourth Amendment warrant requirement.
See
Silas J. Wasserstrom,
The Court's Turn Toward a General Reasonableness Interpretation of the Fourth Amendment
,
Under the United States Supreme Court cases, the nature and scope of the warrantless search must be conducted pursuant to a standardized local policy.
See
Wells
,
Because of its emphasis on local policy determined by law enforcement, constitutionally permissive warrantless searches pursuant to an inventory process may vary from jurisdiction to jurisdiction. It allows local law enforcement culture to be *805 brought to bear in expanding or contracting the scope of Fourth Amendment rights through adoption of broad or narrow warrantless inventory search and seizure policies. Thus, under the Fourth Amendment, whether a container may be searched as part of a warrantless inventory process may turn on the policies of the jurisdiction where the search occurred. Plainly, the Supreme Court's approach accommodates, and was no doubt animated by, federalism concerns.
Under the federal approach, local law enforcement, and not independent and impartial judges, may set the contours of the substantive protections for liberty under the Fourth Amendment in the field of warrantless inventory searches through the crafting of local policy. This empowerment of local law enforcement to determine the substance of Fourth Amendment protections in the context of warrantless inventory searches and seizures of automobiles is rich with irony, as the Fourth Amendment was explicitly designed as a bulwark to restrain law enforcement in the context of searches and seizures. Under the United States Supreme Court precedent, local law enforcement is authorized to restrict itself, a process unlikely to provide robust protections to persons drawn into the warrantless inventory search and seizure net and more likely to reflect law enforcement convenience.
The United States Supreme Court also has not required a warrantless inventory search and seizure policy be in writing, but instead the policy may be established by custom and practice.
See
Bertine
,
There is irony here, too, in the lack of a requirement that the warrantless inventory search policy be in writing. One of the requirements of a traditional Fourth Amendment law is that a warrant be in writing. The writing requirement ensures there is no dispute regarding the showing of probable cause made by law enforcement officers or regarding the scope of the warrant itself. It prevents after-the-fact justifications by law enforcement. The notion that an
ex ante
writing prevents post hoc judgments has been an important part of search and seizure law for a long time.
See, e.g.
,
United States v. Sharpe
,
In considering whether to adopt the evolving enabling of warrantless inventory searches and seizures of automobiles espoused by the United States Supreme Court into our interpretation of article I, section 8 of the Iowa Constitution, it is important to recognize the United States Supreme Court's approach in its warrantless inventory search and seizure caselaw has been highly contested. The nature and scope of the disputed law may be seen in an overview of the majorities and dissents in the warrantless inventory search and seizure cases. In several of the United States Supreme Court warrantless inventory search cases, the Court reversed decisions
*806
of state supreme courts limiting and regulating warrantless inventory searches under the Fourth Amendment.
See
Bertine
,
The first case laying the foundations for warrantless inventory search and seizure,
Cady v. Dombrowski
, was a 5-4 decision.
Writing for four justices, Justice Brennan dissented.
The United States Supreme Court was also highly divided in the next warrantless inventory search and seizure case.
Opperman
,
*807
State v. Opperman
,
A five-member majority of the United States Supreme Court upheld the warrantless inventory search under the Fourth Amendment. Opperman , 428 U.S. at 376, 96 S.Ct. at 3100. The majority opinion by Chief Justice Burger emphasized automobiles are entitled to less protection than the home under the Fourth Amendment because of the mobility of a car, the lessened expectation of privacy in a car compared to the home, and the pervasive and continuing government regulation and control of cars. Id. at 367-68, 96 S.Ct. at 3096. The majority explained that conducting a routine inventory after impoundment promoted three distinct needs: protecting the owner's property, protecting the police against claims or disputes over lost or stolen property, and protecting the police from potential danger. Id. at 369-70, 96 S.Ct. at 3097. In light of these purposes, the majority concluded, inventories pursuant to standard police procedures are "reasonable" under the Fourth Amendment. Id. at 372, 96 S.Ct. at 3098-99.
Writing for three justices, Justice Marshall dissented. Id. at 384, 96 S.Ct. at 3105 (Marshall, J., dissenting); see also id. at 396, 96 S.Ct. at 3110 (White, J., dissenting). The dissent emphasized the warrantless inventory search was conducted of a closed glove compartment in a locked vehicle. Id. at 384-85, 96 S.Ct. at 3105 (Marshall, J., dissenting). While the dissent noted the court had occasionally distinguished automobiles from homes for search and seizure purposes, the distinction was based in part on the mobility of the car, a consideration not present when the car is locked and impounded. Id. at 386, 96 S.Ct. at 3105-06. Further, the state's regulatory interest in the operation of automobiles is not implicated when the vehicle is immobilized in a police impoundment. Id. at 387, 96 S.Ct. at 3106.
The minority then considered the three justifications of the warrantless search presented in the majority opinion.
Id.
at 389, 96 S.Ct. at 3106-07. With respect to safety, the minority, citing a concurrence of Justice Powell, noted ordinarily "there is little danger associated with impounding unsearched automobiles," and in that case, there was no particularized concern over safety such as in
Terry v. Ohio
,
Seven years after
Opperman
, the United States Supreme Court considered the validity of a warrantless preincarceration inventory search of a shoulder bag in
*808
Lafayette
,
The United States Supreme Court next considered a warrantless inventory search of an automobile in
Bertine
,
The majority in Bertine reversed the Colorado Supreme Court and upheld the warrantless inventory search. Id. at 376, 107 S.Ct. at 743. The main opinion by Chief Justice Rehnquist recited the three rationales of warrantless inventory searches from Opperman . Id. at 372-73, 107 S.Ct. at 741-42. The majority rejected the approach of the Colorado Supreme Court, which held the search "was unreasonable because [the vehicle] was towed to a secured, lighted facility and because Bertine himself could have been offered the opportunity to make other arrangements for [the vehicle]." Id. at 373-74, 107 S.Ct. at 742. The Bertine Court also rejected the Colorado Supreme Court's balancing of the individual's privacy interest against the needs of law enforcement. Id. at 374-75, 107 S.Ct. at 742-43. According to the Court, there was a need for a single, familiar standard for police making the decision with limited time and expertise. Id. at 375, 107 S.Ct. at 743. The Court noted, however, a warrantless inventory search or seizure might be invalid if the owner or driver could show that the action was "in bad faith or for the sole purpose of investigation." Id. at 372, 107 S.Ct. at 742. 1
A concurring opinion by Justice Blackmun, joined by Justices Powell and O'Connor, emphasized the opening of closed containers in a warrantless inventory search is acceptable only if conducted pursuant to standardized police procedures. Id. at 376, 107 S.Ct. at 743 (Blackmun, J., concurring). According to the concurring opinion, *809 standardized procedures are required because police should not be vested "with discretion to determine the scope of the inventory search." Id.
Justice Marshall, joined by Justice Brennan, dissented. Id. at 377, 107 S.Ct. at 744 (Marshall, J., dissenting). While the majority emphasized the lack of discretion in implementing the inventory procedures, Justice Marshall noted the procedures themselves, in fact, vested substantial discretion in the officers to choose whether to park and lock the vehicle or impound it. Id. at 378-79, 107 S.Ct. at 744-45. Justice Marshall reprised the argument from earlier dissents that the alleged interests supporting warrantless inventory searches were not substantial. Id. at 382-85, 107 S.Ct. at 746-48. As to preservation of the owner's property, Justice Marshall emphasized in this case the owner was available to make other arrangements, yet the police made no effort to determine whether he wanted them to "safeguard" his property. Id. at 385, 107 S.Ct. at 748. Justice Marshall recognized Lafayette upheld a stationhouse inventory of a bag, but the case was justified by the compelling government interests unique to the stationhouse, preincarceration context where jail security is paramount. Id. at 385-86, 107 S.Ct. at 748-49.
The final warrantless inventory search and seizure case in the line of cases is
Wells
,
Justice Brennan, joined by Justice Marshall, concurred.
The United States Supreme Court has not revisited the issue of inventory searches since
Wells
. There is reason to think some of the rationale for the Supreme Court's inventory search approach has been undermined by later decisions. In
Arizona v. Gant
, the Court held where suspects are detained and away from a motor vehicle, officer safety is not a realistic basis for a warrantless search of the passenger compartment of an automobile.
*810
As can been seen by the above cases, the question of the nature and scope of permitted warrantless inventory searches and seizures involving automobiles has been a highly contested issue. In three of the cases, the United States Supreme Court reversed state appellate decisions from Colorado, Illinois, and South Dakota.
Bertine
,
4.
Post
-Bertine
alternative approaches of state supreme courts to inventory searches.
After
Bertine
,
some state courts have followed lockstep with the United States Supreme Court precedent in considering warrantless inventory searches and seizures involving automobiles under their state constitutions.
See, e.g.
,
People v. Parks,
Other state supreme courts, however, have chosen alternative approaches reminiscent of state court cases prior to
Bertine
. Indeed, on remand from the United States Supreme Court, the South Dakota Supreme Court dug in its heels and adhered to its prior view that the inventory search was unlawful under the South Dakota Constitution.
State v. Opperman
,
Appellate courts in the state of Washington have developed their own independent state constitutional analysis of the validity of warrantless inventory searches and seizures. In a pre-
Bertine
case, the Washington Supreme Court held before warrantless impoundment occurs pursuant to the police's community caretaking function, the police must first make an inquiry as to the availability of the owner or the owner's spouse or friends to move the vehicle under the Fourth Amendment.
State v. Williams
,
Another post-
Bertine
state court approach to warrantless inventory searches may be found in the Oregon case of
Hite
,
The caselaw from Indiana is also instructive. Like Iowa precedent, Indiana precedent requires the search and seizure provision of the Indiana Constitution "be liberally construed in its application to guarantee that people will not be subjected to unreasonable search and seizure."
Lucas
,
There is authority in Texas that departs from the United States Supreme Court's approach to warrantless inventory searches of automobiles. In
Gords v. State
, a post-
Bertine
Texas court of appeals held there was no basis for impounding a vehicle
*812
that was parked in a private lot and locked, where there were other people at the arrest site who could have taken care of the vehicle and no contraband or visible evidence of crime was in plain view.
Similarly, in
Autran v. State
, the Texas Court of Criminal Appeals concluded a warrantless inventory of contents of a vehicle, including a closed ice chest, a cardboard box, a shopping bag, and a closed plastic key box, did not violate the Fourth Amendment.
Finally, cases from New Jersey also go in a different direction than the United States Supreme Court. In
State v. Slockbower
, the New Jersey Supreme Court held that before police impounded a vehicle, the driver either must consent or be given a reasonable opportunity to make other arrangements for custody of the vehicle.
Many of the cases departing from federal precedent cite or are generally consistent with the Police Foundation's Rule 603B of the 1974 Model Rules[:] Searches Seizures and Inventories of Motor Vehicles. Rule 603B provides the arresting officer should be required to advise the arrested operator "that his vehicle will be taken to a police facility or private storage facility for safekeeping unless he directs the officer to dispose of it in some other lawful manner" and to tell the arrested operator that the arresting officer will "comply with any reasonable alternative disposition requested." See 3 Wayne R. LaFave, Search and Seizure: A Treatise on the Fourth Amendment § 7.3(c), at 820 (5th ed. 2012) [hereinafter LaFave, Search and Seizure ] (quoting Model Rules[:] Searches Seizures and Inventories of Motor Vehicles (Project on Law Enf't Policy & Rulemaking 1974)).
5.
Iowa Supreme Court's approach to inventory searches
. The question of warrantless inventory searches and seizures
*813
involving automobiles was considered thirty-five years ago in
State v. Roth
,
Three years later, another warrantless inventory case reached us in
State v. Kuster
,
After the United States Supreme Court decided
Bertine
, we considered a warrantless inventory search in
Huisman
,
Similarly, in
State v. Aderholdt
, we considered a Fourth Amendment challenge to a warrantless inventory search where the initial stop was made because of a seatbelt violation and excessively tinted windows.
*814 B. Discussion.
1.
The convergence of search and seizure cases geometrically undermines privacy in automobile searches.
This case must be considered in the context of a disturbing trend related to traffic stops in the federal caselaw. At the outset, as noted by Justice Kennedy, just about anyone if followed for a few blocks may be arrested for traffic infractions.
Maryland v. Wilson
,
The end result of
Whren
,
Atwater
, and
Bertine
is law enforcement has virtually unlimited discretion to stop arbitrarily whomever they choose, arrest the driver for a minor offense that might not even be subject to jail penalties, and then obtain a broad inventory search of the vehicle-all without a warrant. When considered in context, the inventory search does not emerge as something for the benefit of the owner or driver, but instead is a powerful unregulated tool in crime control.
2
See
David A. Harris, "
Driving While Black" and All Other Traffic Offenses: The Supreme Court and Pretextual Traffic Stops
,
An essentially unregulated legal framework allowing wide police discretion in stopping, arresting, and conducting warrantless inventory searches of the driver's automobile amounts to a general warrant regime that is anathema to search and seizure law.
See
Vernonia Sch. Dist. 47J v. Acton
,
2.
Independent interpretation of search and seizure cases under article I, section 8 of the Iowa Constitution
. The warrantless inventory search and seizure cases involving automobiles are consistent with a recent departure of the United States Supreme Court from the traditional warrant preference to an open-ended and free-floating "reasonableness requirement."
See
Illinois v. Rodriguez
,
*816
As a result, litigants have looked to state supreme courts to adjust the balance, with some notable success.
4
See
Loewy, 76 St. John's L. Rev. at 579 ;
see generally
Stephen E. Henderson,
Learning from All Fifty States: How to Apply the Fourth Amendment and Its State Analogs to Protect Third Party Information from Unreasonable Search
,
While the United States Supreme Court has departed from the traditional warrant preference approach under the Fourth Amendment, we have declined to do so under the search and seizure provision of article I, section 8 of the Iowa Constitution. Our recent cases repeatedly embrace what can only be characterized as a strong warrant preference interpretation of article I, section 8.
Gaskins
,
Further, to the extent open-ended standards like reasonableness are applicable to search and seizure law, we have tended to apply open-ended standards more stringently than federal caselaw. This principle is illustrated in
Pals
,
3.
Evaluation of privacy interest in closed containers in automobiles.
In addition to emphasizing the traditional warrant requirement and more stringently applying open-ended reasonableness concepts in search and seizure law, we have also departed
*817
from federal precedent in the evaluation of the strength of competing interests involved in warrantless inventory searches of automobiles. Federal caselaw has tended to minimize the strength of the privacy interest in the interior of automobiles, but in
Gaskins
, we took a different approach.
As noted by a special concurrence in
Gaskins
, "there is a split of authority on the question of whether there is a broad automobile exception" to search and seizure provisions under state constitutions.
4
. Evaluation of law enforcement interests supporting warrantless inventory searches and seizures of automobiles.
We have not recently examined the weight of the state's interest in protecting the property in impounded vehicles or of protecting the police from false claims.
Cf.
Lafayette
,
First, the risk of a false-claim loss is not very great. Any false claim would have to overcome difficult facts if the automobile is locked and stored in a secure impoundment facility.
See
Atkinson
,
Second, to the extent there is a minimal false-claim problem, a written inventory of property by police is not a very effective way of dealing with it. See Opperman , 428 U.S. at 391, 96 S.Ct. at 3108 (Marshall, J., dissenting) ("[I]t may well be doubted that an inventory procedure would in any event work significantly to minimize the frustrations *818 of false claims."). A party determined to make a false claim may simply allege that the valuables were not included in the written inventory, either through mistake or design. Or, as Justice Powell pointed out in his Opperman concurrence, claimants could allege that the missing items were stolen prior to the inventory. Id. at 378-79, 96 S.Ct. at 3102 (Powell, J., concurring).
Third, there are other equally or more effective methods in securing property other than a warrantless inventory search. Containers inside the vehicle may simply be sealed and stored.
Mozzetti
,
Finally, under Iowa law, involuntary or gratuitous bailees of another's property are not responsible for its loss unless guilty of gross negligence in its keeping.
Siesseger v. Puth
,
Based on the above reasons-the minimal risk, the limited effectiveness of inventories, the availability of other equally effective but less intrusive options, and the limited exposure of gratuitous bailees-the State's interest in protecting itself from false claims is at best insubstantial.
We now turn to an examination of the second justification of inventory searches, police safety.
5
Where the driver or owner is separated from the vehicle, and the vehicle is securely impounded, there is little risk. In
Gant
, the United States Supreme Court clarified that when an automobile is stopped, the risk of harm is not a basis for search of the passenger compartment when the driver is secure in the backseat of a police vehicle.
In
Gaskins
, we applied the
Gant
principles in the context of an automobile search, rejecting a safety rationale when the driver was separated from the vehicle.
Gaskins
,
The remaining interest cited by the United States Supreme Court for warrantless inventory searches is the benign purpose of assisting the owner in the protection of valuables.
See
Opperman
, 428 U.S. at 369-70, 96 S.Ct. at 3097. According to this rationale, the police inventory the contents of a vehicle for the benefit of the owner or operator of the vehicle to protect the owner's property.
See id.
Of course, if the risk of theft is at best insubstantial,
*820
the benefit to the owner is also at best insubstantial. Further, we doubt that many motorists would regard a thorough inventory search as something helpful. If the warrantless inventory search is really for the benefit of the owner or driver, law enforcement should not object to allowing an owner the option to opt out of the state's beneficence.
See, e.g.
,
Virgil
,
5.
Status of warrantless inventory searches under article I, section 8 of the Iowa Constitution
. With respect to the decision to impound, there is merit to the notion that the police should explore alternative arrangements short of impoundment. This was our approach in
Kuster
,
In addition, where impoundment is necessary, the next question is whether the police may conduct an inventory search of the vehicle and, if so, what is its scope. First, when impoundment is contemplated, law enforcement should ask the driver whether there is any property in the vehicle the driver wishes to retain. If so, the driver should be allowed to retrieve it. Second, with respect to property left behind, law enforcement may ask the driver whether there is anything of value requiring safekeeping and make a record of the response in order to protect law enforcement from a later claim of theft of valuables.
Absent specific consent to search them, however, police must inventory closed containers left behind in the vehicle as a unit, an approach that vindicates the policies of protecting property and avoiding false claims.
See
Hite
,
None of these requirements for warrantless inventory search and seizure occurred in this case. Even if it could be argued that in light of the registration problems, the police were entitled to seize the car, the scope of the search, however, which included a search of the black bag-a closed container-was impermissible under the principles outlined above absent a knowing and voluntary consent. As a result, *821 the motion to suppress in this case should have been granted because the warrantless inventory search violated article I, section 8 of the Iowa Constitution.
We note that our holding in this case does not mean that a warrantless impoundment of a vehicle is never appropriate. The state may develop a policy on impoundment and inventory searches consistent with the constitutional requirements embraced in this opinion. For example, a policy might provide that the police may impound a vehicle when the motorist agrees to such impoundment and has had an opportunity to retrieve his or her belongings. And a policy might provide for impoundment of vehicles when the motorist is not present to give consent. Under these circumstances, law enforcement may implement a policy that allows officers to properly secure closed containers found in plain view at the police station. The impoundment and search in this case, however, was outside the bounds of any constitutionally permissible local impoundment and inventory policy.
V. Conclusion.
For the above reasons, we reverse the ruling of the district court denying the motion to suppress and remand the matter to the district court.
REVERSED AND REMANDED.
Cady, C.J., Wiggins and Hecht, JJ., concur. Cady, C.J., files a separate concurring opinion. Mansfield, J., files a separate concurring opinion in which Waterman and Zager, JJ., join.
CADY, Chief Justice (concurring specially).
I concur in the majority opinion and the holding that closed containers located in an impounded vehicle may not be opened by police solely for the purpose of inventorying the contents, absent consent by the owner or operator.
As this case illustrates, the problem with the inventory search doctrine is it gives law enforcement officers free rein to conduct a warrantless investigatory search and to seize incriminating property, despite the doctrine's genesis as a means of protecting private property, guarding against false theft claims, and protecting officers from potential harm.
See
South Dakota v. Opperman
,
MANSFIELD, Justice (concurring specially).
I concur in the result only. I would decide this case under established Fourth Amendment law rather than under a new interpretation of article I, section 8 of the Iowa Constitution.
In the present case, law enforcement conducted a roadside inventory search of an impounded vehicle and found methamphetamine and a glass pipe inside a drawstring cloth bag on the floorboard by
*822
the gas pedal. I would find this search did not comply with Fourth Amendment standards. The State failed to offer any evidence of an inventory search policy regarding closed containers and thus fell short of what the United States Supreme Court required, unanimously, in
Florida v. Wells
,
I. The Inventory Search Violated the Fourth Amendment.
In
Wells
, the Court found the opening of a locked suitcase stored in a trunk pursuant to an inventory search violated the Fourth Amendment.
Our view that standardized criteria, or established routine, must regulate the opening of containers found during inventory searches is based on the principle that an inventory search must not be a ruse for a general rummaging in order to discover incriminating evidence. The policy or practice governing inventory searches should be designed to produce an inventory. The individual police officer must not be allowed so much latitude that inventory searches are turned into "a purposeful and general means of discovering evidence of crime."
Id.
at 4, 110 S. Ct. at 1635 (citations omitted) (quoting
Colorado v. Bertine
,
We have not had difficulty applying
Wells
in the past.
See, e.g.
,
State v. Huisman
,
The majority recites the facts correctly, though with insufficient detail for my purposes. On October 30, 2015, around 6:30 a.m., Jasper County Deputy John Burdt was stationed in his patrol car along Highway 14 in Newton. He had received a report of a vehicle being driven recklessly. As the vehicle passed, Deputy Burdt noticed its rear license plate was not illuminated. Deputy Burdt initiated a stop for this traffic violation.
While making the stop, Deputy Burdt determined the vehicle's registration sticker did not match its license plate and the plate had expired in 2013. The driver, Bion Ingram, was also unable to produce a copy of the registration or proof of insurance for the vehicle. Deputy Burdt informed Ingram, who was on his way to work, that the vehicle was going to be impounded and towed due to the improper use of a registration.
Deputy Burdt did not arrest Ingram. Instead, he offered to give him a ride to the nearest gas station so he could be picked up and taken to work. Ingram accepted this arrangement and called for a ride on his cell phone. Ingram asked about getting his work tools out of the vehicle. Deputy Burdt informed Ingram this could be done after the citations were completed.
*823 Meanwhile, Newton Police Officer Bernard Eckert had arrived on the scene. Deputy Burdt informed Ingram that the vehicle was going to be inventoried and inquired if there was anything in it of high value "as a protection to all individuals involved." Ingram said there wasn't.
Because Deputy Burdt wanted Ingram to be able to get to work as quickly as possible, Deputy Burdt asked Officer Eckert to remove the license plates and perform an inventory of the vehicle while Deputy Burdt worked on the citations.
Officer Eckert completed his inventory on a Newton Police Department form. The form had spaces to fill in the name of the officer performing the inventory; the date, place, and time of the inventory; descriptive information on the vehicle; the names and addresses of the owner and the driver; 7 and the locations where the vehicle was being secured and where the keys would be. The inventory form also had spaces for listing "items of value." Additionally, there were spaces to list "criminal evidence found," the "location" where each item of such evidence had been found, and where the evidence had been subsequently "placed."
In the course of the inventory, Officer Eckert found a drawstring cloth bag on the floorboard of the driver's seat by the gas pedal. The bag was of a size that could have contained a small gun or valuables. Instead, it held a glass pipe and what a field test determined to be approximately one gram of methamphetamine. Officer Eckert wrote down these items under "criminal evidence found." On the inventory form, he also identified a "power converter" and "various tools" as "items of value."
Deputy Burdt testified at the suppression hearing. His testimony indicated the Jasper County Sheriff's Office has "an actual manual or policy on inventorying towed vehicles." However, the policy itself was not introduced into evidence. Instead, Deputy Burdt explained,
It's common policy-or common any time a vehicle is towed that we do a vehicle inventory for documentation of the vehicle being towed, where it's going, what's the contents of the vehicle, and where-where is it being towed to.
Notably, no evidence was presented that the sheriff's office policy addressed closed containers either directly or by implication.
Furthermore, Officer Eckert of the Newton Police Department was the one who actually performed the inventory using the police department's form. Officer Eckert did not testify at the suppression hearing. No evidence was presented at the suppression hearing as to the Newton Police Department's inventory search policy, let alone as to a policy regarding closed containers.
In
Wells
, the Court emphasized there had to be an actual policy on closed containers.
*824
The State has the burden of proving that a warrantless search falls within a recognized exception.
State v. Watts
,
Thus, I would simply find that the opening of the cloth bag as part of the inventory search of the vehicle violated the Fourth Amendment.
See
Tyler v. State
,
II. The Majority's Iowa Constitutional Analysis Is Flawed.
Instead of following the foregoing path, which seems to me not in the least difficult to follow, the majority decides to "stake *825 out higher constitutional ground" and "restore the balance between citizens and law enforcement." As it is the end of our term, I will not debate these broader themes with the majority. But I will explain where I disagree with the substance of the majority's ruling.
First, I do not believe the majority's ruling will promote "stability and finality in law." Instead, it will create uncertainty and unneeded burdens.
Take Deputy Burdt's decision to impound the vehicle. I thought that was an easy call in this case. The vehicle had no valid registration and could not be legally driven. Nor could it be left where it was on the side of the highway. However, the majority now requires that "the owner or driver ... have the ability to opt for alternatives other than police impoundment that do not interfere with public safety." So the first thing law enforcement must do is develop a list of options and provide it to the motorist. What options? For example, must the motorist be offered the chance to arrange his or her own tow? Does law enforcement need to wait around while this is happening? Suppose the motorist says, "I don't know what to do about the vehicle. You should check with the owner." What if the motorist is being arrested? What if law enforcement wants to impound the vehicle and consult with the county attorney's office on whether a warrant is appropriate? What if no driver is present?
Next, the contents of the vehicle. The majority says the driver should have the opportunity to retrieve items from the vehicle. This means, of course, the officer must wait while items are retrieved. But again, what if the driver is being arrested or asks to check with the owner? Can the officer watch while items are being retrieved? If not, what about the officer's safety?
Regarding closed containers, the majority indicates not only that they may not be opened, but also that the motorist must be told they won't be opened "but stored for safekeeping as a unit unless the owner or operator directs otherwise." Does this mandatory disclaimer prevent law enforcement from getting a warrant?
Law enforcement needs clear rules, not elaborate, partly developed decision trees. We should not be converting roadside stops into episodes from Plato's Dialogues . Respectfully, I believe the Wells standard works better than the majority's approach.
Second, despite what the majority may suggest, its approach is not supported by constitutional precedents from other states. The majority directs us to precedents from Indiana, New Jersey, Oregon, South Dakota, Texas, and Washington.
In reality, three of those six states do not now limit closed container searches when conducted pursuant to a bona fide inventory search policy. The majority has this caselaw wrong.
The Indiana Court of Appeals in
State v. Lucas
did invalidate the search of a locked box under both the state and federal constitutions.
Also, South Dakota has backed down from its earlier views on inventory searches. Under the South Dakota Constitution, "so long as there is a good faith, noninvestigatory inventory search conducted pursuant to reasonable, standardized
*826
and uniform policies, it need not be restricted to articles which are within the plain view of the officers' vision."
State v. Flittie
,
In
Autran v. State
, a plurality of the Texas Court of Criminal Appeals found that the inventory search of the contents of a vehicle's trunk-including a box containing large sums of money and drug residue-violated the Texas Constitution but not the Fourth Amendment.
Only two years later, though, another Texas appellate court "decline[d] ... to follow the plurality opinion in
Autran
because [it did] not believe that
Autran
constitutes either binding precedent or sound law."
Hatcher v. State
,
Two other states cited by the majority appear not to forbid
all
opening of closed containers but focus on the type of container. In
State v. Hite
, the Oregon Court of Appeals overturned an inventory search of a backpack, not because of a strict rule against searches of closed containers, but because the backpack was "
not
designed to contain or objectively likely to contain valuables or even dangerous items."
In
State v. Wisdom
, the Washington Court of Appeals found that the opening of a defendant's shaving kit under an inventory search was a violation of the defendant's state constitutional rights.
A person does not rummage through a woman's purse, because of secrets obtained therein. A man's shaving kit bag can be likened to a woman's purse. The kit bag could obtain prescription drugs, condoms, or other items the owner wishes shielded from the public. The bag is intended to safeguard the privacy of personal effects. Literature, medicines, and other things found inside a bag may reveal much about a person's activities, associations, and beliefs.
A cloth drawstring bag is the type of container that often does contain valuables, such as jewelry or money, but usually does not contain personal or health information. I am not persuaded that Oregon-or perhaps Washington-would forbid inventorying *827 the contents of such a bag pursuant to an otherwise valid inventory search policy.
This leaves New Jersey as the remaining jurisdiction discussed by the majority. New Jersey departs from federal precedent but uses a balancing test under the state constitution that considers "the scope of the search, the procedure used, and the availability of less intrusive alternatives."
State v. Hummel
,
Nor can the majority find nourishment in pre-
Wells
Iowa caselaw.
State v. Roth
upheld the inventory search that included the opening and examination of the contents of a bag.
Inventory searches are subject to abuse. Thus, it is important to limit law enforcement discretion in this area. Everyone agrees on this point. The relevant question, though, is how to limit that discretion. I think Wells is a sounder approach than the majority's. It allows law enforcement to develop the policy, so long as it is an actual policy, rather than having nonexpert judges develop the policy. I've already discussed what I believe to be the practical flaws in the majority's approach.
Overall, I think the majority understates the legitimate need for inventory searches, understates the willingness of defendants to make false claims of missing property, and understates the potential risk to law enforcement of transforming vehicle impoundments into lengthy, interactive Q-and-A sessions.
III. Conclusion.
I would reverse the denial of Ingram's motion to suppress without embarking on a novel interpretation of article I, section 8 of the Iowa Constitution. 9
Waterman and Zager, JJ., join this special concurrence.
But see
United States v. Judge
,
There is empirical evidence police disproportionately focus on minorities in street encounters and traffic stops.
See
Charles R. Epp, et al.,
Pulled Over: How Police Stops Define Race and Citizenship
155, 167 (2014) (surveying random sampling of adult drivers in Kansas City metro area, finding African-Americans more than three times as likely to be stopped in investigatory, as opposed to safety enforcement, police stops); Frank R. Baumgartner, et al.,
Racial Disparities in Traffic Stop Outcomes
, 9 Duke Forum for L. & Soc. Change 21, 34 (2017) (using publicly available information from 132 police agencies across sixteen states, finding nationally, on average, Hispanic and African-American drivers were searched at more than double the rate of white drivers during routine traffic stops); Angela J. Davis,
Race, Cops, and Traffic Stops
,
There is good reason to believe law enforcement may see warrantless inventory searches as an end run around usual warrant requirements. For example, after Gant , the Federal Law Enforcement Training Center issued a ten-page report that, among other things, emphasized while the entire passenger compartment could no longer be searched under the previous Belton rule, a full search of the interior may be accomplished through an inventory search . See Jennifer G. Solari, The United States Supreme Court's Ruling in Arizona v. Gant: Implications for Law Enforcement Officers , May 2009 Fed. L. Enf't Informer 3, 8 (2009).
See, e.g.
,
State v. Sullivan
,
In Opperman , the safety rationale was advanced in Justice Burger's plurality opinion. 428 U.S. at 370, 96 S.Ct. at 3097. The dissenters, as well as Justice Powell in concurrence, did not agree with the rationale. Id. at 378, 96 S.Ct. at 3101-02 (Powell, J., concurring); id. at 389, 96 S.Ct. at 3107-08 (Marshall, J., dissenting).
See
Terry v. Ohio
,
The vehicle was owned by Ingram's girlfriend.
The Florida Supreme Court's decision was affirmed on appeal by the United States Supreme Court in
Wells
,
I do not follow why the majority believes it need not reach the sufficiency of the evidence to sustain Ingram's conviction. In my view, the evidence of guilt was sufficient, although as a practical matter the reversal of the ruling on the motion to suppress may end this case.
Reference
- Full Case Name
- STATE of Iowa, Appellee, v. Bion Blake INGRAM, Appellant.
- Cited By
- 37 cases
- Status
- Published