Rickie Rilea and Timothy Riley v. Iowa Department of Transportation
Rickie Rilea and Timothy Riley v. Iowa Department of Transportation
Opinion
I. Introduction.
This appeal requires us to decide whether, before May 11, 2017, Iowa Department of Transportation (IDOT) Motor Vehicle Enforcement (MVE) officers could issue traffic citations unrelated to operating authority, registration, size, weight, and load. Two motorists were separately cited by MVE officers in 2016 for speeding in a construction zone. They sought declaratory orders that MVE officers lacked authority to stop vehicles and issue these citations. In the declaratory order proceedings, the IDOT concluded that its officers possessed this authority. However, on petition for judicial review, the district court found otherwise and reversed.
On appeal, we conclude that MVE officers lacked authority during the relevant time period to stop vehicles and issue speeding tickets or other traffic citations that did not relate to operating authority, registration, size, weight, and load. Neither Iowa Code chapter 321 nor Iowa Code chapter 804, the two fonts of authority cited by the IDOT, provided the necessary legal grounding for the MVE officers' actions.
More specifically, Iowa Code section 321.477, at the time, authorized IDOT peace officers "to make arrests for violations of the motor vehicle laws relating to ... operating authority, registration, size, weight, and load."
II. Facts and Procedural Background.
At approximately 12:30 p.m. on September 12, 2016, Rickie Rilea was traveling southbound on Interstate 35 in Warren County when he was stopped by an IDOT MVE officer. Rilea received a citation for going sixty-six miles per hour in a roadwork zone with a fifty-five miles-per-hour speed limit.
See
At approximately 8:30 a.m. on September 27, Timothy Riley was proceeding on Interstate 35 in Warren County when he was stopped by an IDOT MVE officer. Riley was cited by the officer for traveling seventy-eight miles per hour in a fifty-five miles-per-hour roadwork zone.
See
On March 23, 2017, Rilea and Riley separately sought declaratory orders from the IDOT determining that the IDOT's authority was limited to that set forth in Iowa Code section 321.477 and that the IDOT could not stop drivers and issue citations for violations unrelated to operating authority, registration, size, weight, and load. Their petitions for declaratory orders alleged that between August 19, 2014, and August 19, 2016, MVE employees wrote over 12,840 citations unrelated to operating authority, registration, size, weight, and load for motorists driving noncommercial vehicles and that the IDOT maintained an internal policy whereby MVE officers were directed to stop any motorist observed violating any Iowa law and issue an appropriate citation. 2 To detect these violations, MVE employees used state-issued radar detectors. MVE employees also used official MVE vehicles with overhead flashing lights and sirens to effectuate these traffic stops. MVE employees did not take these motorists before a magistrate or deliver them to a peace officer. During the same time period, MVE employees wrote a lesser number of citations-9,400-relating to operating authority, registration, size, weight, and load.
On April 26, the IDOT issued a declaratory order in each proceeding. The orders recognized the "limiting nature of
[S]o long as an offense is committed or attempted in the officer's presence, DOT MVE peace officers while acting in the performance of their regular duties may make an arrest for the offense, and the arrest is lawful because of the citizen arrest powers in Iowa Code section 804.9.
On May 23, Rilea and Riley filed separate petitions for judicial review with the Polk County District Court.
See
On October 24, after hearing argument, the district court reversed the IDOT's declaratory orders. The court reasoned,
IDOT admits it lacks authority under Section 321.477 to issue citations for matters other than operating authority, registration, size, weight, and load, yet it argues its officers have citizen arrest authority to do so for violations which occur in their presence. The citizen's arrest statute applies to "private persons." The record shows that IDOT has *385 100 uniformed officers, who drive marked cars with lights and sirens, and who possess radar guns to catch speeders. They have issued thousands of citations for matters other than operating authority, registration, size, weight, and load. They are not acting as private persons, but as state actors. In addition, they do not take people into custody for a formal arrest. Under the plain language of Section 804.9 and the Iowa Supreme Court's ruling in ... Merchants Motor Freight [, Inc. v. State Highway Commission ,239 Iowa 888 ,32 N.W.2d 773 (1948),] ... the citizen's arrest statute does not give them authority to do so.
The IDOT appealed, and we retained the appeal.
III. Standard of Review.
We examine district court reviews of agency decisions to determine whether the court applied the law correctly.
Hawkeye Land Co. v. Iowa Utils. Bd.
,
The level of deference owed to an agency's interpretation of a statute turns on whether the legislature vested the agency with the interpretive authority.
See
Iowa Code § 17A.19(10)(
c
) ;
Hawkeye Land Co.
,
IV. Analysis.
A. IDOT Authority Under Chapter 321. We first consider whether IDOT MVE officers had authority based on chapter 321 to issue tickets for traffic violations. To do so, we begin by tracing the IDOT's statutory authority under that chapter.
In 1913, the general assembly enacted legislation to establish the Iowa State Highway Commission, the predecessor to the IDOT. 1913 Iowa Acts ch. 122, title. In 1941, the legislature conferred authority on the highway commission to stop motor vehicles or trailers "on the highways for the purposes of weighing and inspection, to weigh and inspect the same and to enforce the provisions of the motor vehicle laws relating to the size, weight and load of motor vehicles and trailers." 1941 Iowa
*386
Acts ch. 177, § 1 (codified at
Sixteen years later, in 1957, the general assembly amended Iowa Code section 321.477 to expand the highway commission's authority so that it included violations relating to registration. 1957 Iowa Acts ch. 160, § 2 (codified at
Then, in 1974, the general assembly established the IDOT. 1974 Iowa Acts ch. 1180, preamble. At that time, "the duties and responsibilities of the state highway commission [were] transferred to the state department of transportation."
Previously, in 1939, the department of public safety (DPS) had been created, thereby centralizing all state peace officers. 1939 Iowa Acts ch. 120, § 1 (codified at
The division of the highway safety patrol of the [DPS] shall enforce the provisions of this chapter relating to traffic on the public highway[s] of the state, including those relating to the safe and legal operation of passenger cars, motorcycles, motor trucks, and buses, and to see that proper safety rules are observed.
1974 Iowa Acts ch. 1180, § 101 (codified at
This division of labor between the IDOT and the DPS remained in place until 2017. Thus, when Rilea and Riley received their speeding tickets from the IDOT in 2016, Iowa Code section 321.477 stated in pertinent part as follows:
The [IDOT] may designate by resolution certain of its employees upon each of whom there is hereby conferred the authority of a peace officer to control and direct traffic and weigh vehicles, and to make arrests for violations of the motor vehicle laws relating to the operating authority, registration, size, weight, and load of motor vehicles and trailers and registration of a motor carrier's interstate transportation service with the department.
In 2017, after controversy arose about the authority of the IDOT's MVE officers, the general assembly amended Iowa Code section 321.477 so it now reads in pertinent part as follows:
1. The [IDOT] may designate by resolution certain of its employees upon each of whom there is conferred the authority of a peace officer to enforce all laws of the state including but not limited to the rules and regulations of the department. Employees designated as peace officers pursuant to this section shall have the same powers conferred by law on peace officers for the enforcement of all laws of this state and the apprehension of violators.
2. Employees designated as peace officers pursuant to this section who are assigned to the supervision of the highways of this state shall spend the preponderance of their time conducting enforcement *387 activities that assure the safe and lawful movement and operation of commercial motor vehicles and vehicles transporting loads, including but not limited to the enforcement of motor vehicle laws relating to the operating authority, registration, size, weight, and load of motor vehicles and trailers, and registration of a motor carrier's interstate transportation service with the department.
Rilea and Riley contend that this amendment demonstrates the general assembly realized a need in 2017 to fix a gap in the IDOT's enforcement authority. The IDOT maintains that the 2017 amendment merely clarified preexisting law.
In
Merchants Motor
, our court addressed the scope of the highway commission's enforcement authority.
The Minnesota corporation sought and obtained an injunction against the highway commission's actions.
See
Our court also emphasized that chapter 80, concerning the DPS, prohibited "other departments and bureaus of the state ... from employing special peace officers or conferring upon regular employees any police powers to enforce provisions of the statutes, which are specifically reserved by this act to this department."
All other departments and bureaus of the state are hereby prohibited from employing special peace officers or conferring upon regular employees any police powers to enforce provisions of the statutes which are specifically reserved by the 1939 Iowa Acts, ch. 120, to the department of public safety. [ 5 ]
*388
The conclusion we reached in
Merchants Motor
as to the highway commission would logically apply to the IDOT, because the IDOT succeeded to the highway commission's powers and any limitations on those powers. In
State v. A-1 Disposal
, decided after the IDOT replaced the highway commission, we upheld the legality of stops for weighing purposes that IDOT officers had performed at a temporary checkpoint.
Notwithstanding the pre-2017 wording of Iowa Code section 321.477, and the decisions in
Merchants Motor
and
A-1 Disposal
, the IDOT argues that it had general authority to issue speeding tickets and other traffic citations based on sections 321.2 and 321.285 and
State v. Moore
,
Iowa Code section 321.2(1) does empower the IDOT to "administer and enforce the provisions of [chapter 321]."
Iowa Code section 321.285 establishes a number of statewide speed restrictions while affording the IDOT some discretion over speed limits on certain public highways.
See
In
Moore
, we upheld, over constitutional objections, a stop performed by an Iowa Department of Natural Resources (DNR) officer of a moving vehicle in a state park.
See
Moore
,
Accordingly, we conclude that nothing in Iowa Code chapter 321 as written and as judicially interpreted would have allowed IDOT MVE officers to issue traffic citations before 2017.
The IDOT argues that allowing its officers to ticket speeding vehicles in construction zones enhances public safety. However, general considerations of public policy are not enough here to outweigh clear statutory language or longstanding precedent. Prior to May 11, 2017, IDOT peace officers were conferred only limited authority by chapter 321 to enforce violations relating to operating authority, registration, size, weight, and load of motor vehicles and trailers.
B. IDOT Authority to Make Citizen's Arrests Under Iowa Code Section 804.9.
The IDOT urges that even if it did not have authority to issue the traffic citations under Iowa Code chapter 321, it possessed such authority under section 804.9. That section provides, "A private person may make an arrest ... [f]or a public offense committed or attempted in the person's presence."
"When we are asked to interpret a statute, we first consider the plain meaning of its language."
State v. Nall
,
Additionally, although automated traffic enforcement has changed the playing field, at the time these statutes were written most traffic violations on public highways would have occurred in the presence of the person issuing the citation (if they were detected at all). It would seem odd, therefore, for the legislature to limit the "peace officer" authority over these violations on public highways to the DPS under Iowa Code sections 80.22 and 321.2(2) while allowing other state agencies to circumvent that authority easily by claiming "private person" status.
Furthermore, while Iowa Code section 804.9 authorizes so-called citizen's arrests, only a peace officer may issue a citation in lieu of arrest. Iowa Code section 805.1(1) states,
[A] peace officer having grounds to make an arrest may issue a citation in lieu of making an arrest without a warrant or, if a warrantless arrest has been made, a citation may be issued in lieu of continued custody.
*390
In
Merchants Motor
, the highway commission argued that its officers could rely on citizen's arrest authority.
[The Highway Commission states t]hat when [a registration violation is] committed in his presence any person may arrest, and the fact that the defendants are clothed with the authority of peace officers, does not prevent them from acting as individuals. This no doubt is true, but is not a question presented here for determination. The record clearly shows that defendants acted, and in the future will act, officially and under orders from the Highway Commission. Furthermore, the appellants do not threaten arrests and have not arrested. They have issued summonses which are not authorized by Section 755.5 [now Iowa Code section 804.9.] There is not merit in this contention.
More recently, in
State v. Lloyd
, we relied on Iowa Code section 804.9(1) to uphold a stop performed by a South Dakota police officer of a vehicle that had crossed over into Iowa.
On appeal, the defendant argued that the South Dakota officer, who used his official vehicle to give chase to the defendant, had "no authority to use the indicia of his office" to make a citizen's arrest.
We rejected both arguments without referring to
Merchants Motor
. We concluded that "[a]n arrest by out-of-state officers is valid as a citizen's arrest under section 804.9(1) if made for a public offense committed in the officers' presence."
To some extent,
Merchants Motor
and
Lloyd
may appear to be at cross-currents, but we think the cases can be reconciled.
Lloyd
held that an out-of-state officer who ventured into Iowa
could
make a citizen's
*391
arrest, noting that he had "ceased to be [an] officer[ ]."
Id.
at 744-45 (quoting
O'Kelly
,
Further,
Lloyd
held that the authority to make a citizen's arrest included the authority to detain someone.
The IDOT directs our attention to an attorney general opinion regarding the authority of IDOT officers to make OWI arrests.
See
Op. Iowa Att'y Gen. No. 90-12-8,
Notwithstanding the arrest limitation of section 321.477, the propriety of the implied consent procedures under chapter 321J do not necessarily depend on the law enforcement officer's authority to arrest an individual. State v. Wagner ,359 N.W.2d 487 , 489 (Iowa 1984) ; Iowa Code § 321J.6 (1989). When a law enforcement officer initiates the implied consent procedures under chapter 321J, they act as a statutory agent of the DOT for purposes of administering the laws of this state pertaining to revocation of a drivers license. Id . at 490.
Moreover, DOT peace officers may make arrests for OWI if, in the performance of their regular duties, the offense is committed or attempted in the officer's presence, pursuant to the citizen arrest powers of Iowa Code section 804.9 (1989). See alsoIowa Code § 804.24 (1989) (arrests by private persons and disposition of prisoner); State v. O'Kelly ,211 N.W.2d 589 , 595 (Iowa 1973), cert. denied,417 U.S. 936 ,94 S.Ct. 2652 ,41 L.Ed.2d 240 (1974) (arrest by Nebraska police officer of a person in Iowa treated as an arrest by private person); Merchants Motor Freight v. State Hwy. Com'n ,239 Iowa 888 , 893,32 N.W.2d 773 , 776 (1948) ;1988 Op.Att'yGen. 66 (L) (an arrest by municipal police officer, outside of jurisdiction, treated as an arrest by private person).
Id. at *3.
"Although this court is not bound by an opinion of the attorney general,
*392
the opinion is entitled to the court's respectful consideration."
Bradley v. Iowa Dep't of Pers.
,
We do not part ways with the attorney general regarding the ability of properly trained IDOT officers to make OWI arrests. OWI is governed by a separate chapter, 321J. Hence, with respect to OWI, it is not controlling that Iowa law reserves certain chapter 321 enforcement duties to the DPS.
See
Having said that, we are not persuaded by the attorney general that IDOT officers can make citizens' arrests under Iowa Code section 804.9"in the performance of their regular duties."
See
Op. Iowa Att'y Gen., No. 90-12-8,
According to the IDOT, Iowa Code section 80.9A(7) implicitly recognizes that DPS officers have the authority to make citizens' arrests because it states, "The limitations specified in subsection 6 shall in no way be construed as a limitation on the power of [DPS] peace officers when a public offense is being committed in their presence."
In addition, the IDOT draws our attention to Iowa Code section 321.488. It provides,
The provisions of this chapter shall govern all peace officers in making arrests without a warrant for violations of this chapter for offenses committed in their presence, but the procedure prescribed herein shall not be exclusive of any other method prescribed by law for the arrest and prosecution of a person.
*393 The IDOT also points out that according to the Restatement (Second) of Torts,
[t]he peace officer has all the privileges of arrest which, by the rules stated in §§ 119 and 120, are conferred upon one not a peace officer. In such a case, his privilege to arrest is not dependent upon his being a peace officer; and it is immaterial whether he purports to act in his capacity as peace officer or as a private person ....
Restatement (Second) of Torts § 121, cmt.
d
, at 206 (Am. Law Inst. 1965). In Iowa, though, the general assembly has enacted legislation, which prevails to the extent it may conflict with a comment in the Restatement.
See
For the foregoing reasons, we conclude that IDOT MVE officers, when engaged in their official duties, cannot use citizen's arrest authority to issue traffic citations. 10
V. Conclusion.
For the foregoing reasons, we affirm the order of the district court.
AFFIRMED.
Unless otherwise noted, Code references in this opinion are to the 2016 Iowa Code.
The IDOT disputed that it has such a policy, but Rilea and Riley submitted exhibits tending to show the existence of such a policy.
The 2017 amendment also included a sunset provision that would have terminated its effect on July 1, 2018. See 2017 Iowa Acts ch. 149, § 4. In the following legislative session, the legislature extended the term of the sunset to July 1, 2019. See 2018 Iowa Acts ch. 1170, div. II, § 3.
This was before the 1957 amendment noted above that gave the highway commission express authority over registration violations.
The authority reserved by the legislature in 1939 to the DPS included the following:
2. To enforce all laws relating to traffic on the public highways of the state, including those relating to the safe and legal operation of passenger cars, motorcycles, motor trucks and busses; to issue operators' and chauffeurs' licenses; to see that proper safety rules are observed and to give first aid to the injured[.]
1939 Iowa Acts ch. 120, § 8 (codified at
IDOT also cites to Iowa Code section 321.3, which provides, "The director is hereby vested with the power and is charged with the duty of observing, administering, and enforcing the provisions of this chapter."
Our opinion explained,
Officer Sandage gave defendant a warning ticket for driving without his taillights and, after running a check on defendant's South Dakota vehicle registration, also cited Lloyd for an expired license plate. Both offenses were low-class misdemeanors under South Dakota law .
Lloyd
,
In 1998, the general assembly added a provision to the Iowa Code expressly permitting out-of-state officers to make arrests in Iowa under certain circumstances.
See
1998 Iowa Acts ch. 1140, § 1 (codified at
The IDOT also notes that the general assembly has given authority to "all peace officers" to enforce the provisions of chapter 321 relating to school buses.
See
Notably, the Illinois Supreme Court has held that police officers cannot rely on citizen's arrest authority when using radar guns to catch speeders.
People v. Lahr
,
Reference
- Full Case Name
- Rickie RILEA and Timothy Riley, Appellees, v. IOWA DEPARTMENT OF TRANSPORTATION, Appellant.
- Cited By
- 9 cases
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